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BERNARDINO
300 NORTH "0" STREET,SAN BERNAROINO, CALIFORNIA 9241B
RALPH H. PRINCE
CITY A TIORNEY
December 16, 1985
10.35, Opn. No. 85-43
700.30
Frank A. Schuma
Planning Director
Re: Density Bonus, Waiver of Future Right to Request
QUESTION
May the City require a developer to execute a covenant waiving
the future right to request a density bonus for a residential
housing development as a condition precedent to the sale of
sewer capacity rights?
FACTS
The City of San Bernardino is required by Government Code
Section 65915 et seq. to provide, when requested, a minimum
twenty-five percent density bonus to developers of residential
housing projects. In return, the developer must dedicate a
certain minimum percentage of the completed dwelling units as
housing for low income households. If the City elects not to
grant the density bonus, it must provide other incentives of
"equivalent financial value" to the density bonus to
facilitate the construction of dwelling units for low income
households.
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The Mayor and Common Council has determined that the City
presently contains within its boundaries more than its fair
share of the region's housing for low income households.
Therefore, they have determined to pursue a policy of
discouraging requests for density bonuses by residential
housing developers. This policy is accomplished by
encouraging developers to voluntarily execute a covenant
waiving the present and future right to request a density
bonus for the project. This covenant is requested prior to
the exercise by the Mayor and Common Council of their
discretion.
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Frank A. Schuma
December 16, 1985
Page 2
ANALYSIS
As a preliminary note, this discussion of the relationship of
the sale of SCRs to density bonus requests must be
distinguished from prior opinions regarding land use and
density bonus requests. In those earlier opinions, the issue
was the relationship of the exercise of the discretion of the
Mayor and Common Council on land use permits to requests for
density bonuses. In those instances, such discretion must be
exercised in a manner consistent with the San Bernardino
Municipal Code and State Government Code regulations relative
to the specific land use device in question. The issue here
is as to the manner in which the City may dispose of its
personal property. The Mayor and Common Council have broader
discretion when disposing of such personal property than when
exercising legislative discretion on the types of land use
issues addressed in those earlier opinions. Land use is only
one of the number of factors to be considered when making a
decision about the sale of the City's SCRs.
The Sewer Capacity Rights (SCRs) now held by the City were
purchased from the Board of Water Commissioners of the City of
San Bernardino. Terms of the sale are set forth in that
document entitled Reservation Agreement for Wastewater
Treatment Plant Capacity Rights (Agreement). Those SCRs are
personal property of the City. The City may dispose of that
personal property in any manner consistent with the Charter
and any applicable ordinances, resolutions, or pre-emptive
state statutes.
Paragraph 7 of Agreement reads as follows:
"7. Use of Capacitv. The Capacity Rights
reserved to the City hereunder shall be held by
the Board for the benefit of the City for a
period of five (5) years, commencing upon the
execution of this Reservation Agreement.
Capacity Rights may be used after the
completion of the Project: provided, however,
the City may designate one or more public
agencies or private persons to use all or any
portion of said Capacity Rights prior to said
completion based on availability of capacity
and subject to any allocation conservation
established by the Board or the Mayor and
Common Council of the City. . . ."
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Frank A. Schuma
December 16, 1985
Page 3
This is evidence that the SCRs transferred to the City were
not transferred in contemplation of their use for a specific
real property development of the City. It was clearly
contemplated that the SCRs would be transferred by the City to
other public agencies or private persons. Since the SCRs were
sold to the City with the intent that they not become
appurtenances to real property, the SCRs held by the City are
personal property (Civil Code Section 663).
The sale of its personal property by the City is governed by
applicable provisions of the City Charter. California
Constitution Article XI Section 5 provides that:
"It shall be competent in any city charter
to provide that the city governed thereunder
may make and enforce all ordinances and
resolutions in respect to municipal affairs,
subject only to restrictions and limitations
provided in their several charters. . ."
"Municipal affairs" has been defined as:
". . . all of those public affairs which
alone concern the inhabitants of the locality
as an organized community apart from the people
of the state at large, as supplying purely
municipal needs and conveniences . . ."
(McQuillins Municipal Corporation 3d Ed. Sec.
4185)
The sale of personal property of the municipality
a "municipal affair" under this definition and is
regulated by the provisions of the City Charter.
Cal.Jur. 3d Muni. Section 287)
qualifies as
therefore
(See 45
Section 1 of the Charter of the City of San Bernardino states
in pertinent part:
"Powers of City. The municipal corporation
. . . may purchase, receive and hold real and
personal property within and without the City
limits: may sell and dispose of the same for
the common benefit. . ."
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Frank A. Schuma
December 16, 1985
Page 4
Therefore, the City has the basic authority to sell its
personal property and its SCRs "for the common benefit".
However, the Mayor and Common Council has placed specific
limits on the sale of the SCRs through the adoption of
guidelines to be followed in making such sales.
Resolution No. 84-530 sets forth that:
"5. The City Administrator shall have
authority to approve transfers of sewer
capacity rights, not exceeding seventy-five
(75) equivalent dwelling units, based upon the
guidelines established herein. ~
determination shall be based upon emplovment
impact. tax generation. timing of the
development according to the development
schedule and anv other factors deemed
pertinent. Any request for more than seventy-
five (75) cumulative equivalent dwelling units
of sewer capacity rights shall be submitted to
the Mayor and Common Council for their
approval." (Emphasis added.)
With respect to an application for less than 75 equivalent
dwelling units (EDUs) of SCRs, any action taken on that
application, whether positive or negative, must be justified
by the City Administrator in terms of the guidelines set forth
in the resolutions
The Mayor and Common Council have reserved to themselves the
authority to approve applications for more than 75 EDUs of
SCRs. Upon a review of the limited legislative record, it
appears that it was the intent of the Mayor and Common Council
that the factors which are to be used by the City
Administrator would be considered by them when reviewing an
application for more than 75 EDUs of SCRs. Such an
interpretation is consistent with general rules for the
interpretation of resolutions. (45 Cal.Jur.3d Municipalities
Section 209.) The Mayor and Common Council may consider
additional factors.
The general authority of the Mayor and Common Council with
respect to the sale of personal property places the only
limitation on their ability to act. (Charter Section 40.)
This authority is as set forth in Section 40(a) of the
Charter, which says in pertinent part that:
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Frank A. Schuma
December l6, 1985
Page 5
"Powers of Mayor and Common Council. (a)
Purchase and sale of property. Council shall
have power to purchase . . . and hold real and
personal property . . . and to sell and dispose
of the same for the common benefit . . ."
Therefore, with respect to any application for the sale of
more than 75 EDUs of SCRs, any action taken must be justified
in terms of the "common benefit". Also, as with the exercise
of discretion under the land use laws, where a beneficial
exercise of discretion is consideration for a density bonus
waiver, both developer and City must agree that such exercise
has "equivalent financial value" to the twenty-five percent
density bonus being waived.
It should be noted that the entire procedure of requiring
voluntary waiver of the right to a density bonus contravenes
state policy. Section 65918 of the Government Code reads as
follows:
"Density bonuses and other incentives:
legislative intent. In enacting this chapter
it is the intent of the Legislature that the
density bonus or other incentives offered by
the city, county, or city and county pursuant
to this chapter shall contribute significantly
to the economic feasibility of low- and
moderate-income housing in proposed housing
developments."
Government Code Section 65918 makes the density bonus
provisions applicable to charter cities. The state policy is
to promote the development of low-income housing through the
use of the density bonus or equivalent financial value. This
is in opposition to the policy being pursued by the City. If
the City policy was challenged, it probably would be sustained
by the courts if incentives of equivalent value were offered
to promote low income housing.
CONCLUSION
The sewer capacity rights held by the City are the personal
property of the City. The City may accept the execution of a
density bonus waiver for the sale of its sewer capacity
rights. When the application is for less than 75 equivalent
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Frank A. Schuma
December 16, 1985
Page 6
dwelling units of sewer capacity rights any action taken must
be justified under the provisions of Resolution No. 84-530
Section 5. Where the application is for the sale of more than
75 equivalent dwelling units of sewer capacity rights, any
action taken must be justified in terms of the "common
benefit". Developer and City must, in any instance, agree
that the decision to sell the sewer capacity rights to the
developer has an "equivalent financial value" to the density
bonus which is waived.
Respectfully submitted,
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eputy City Attorney
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City Administrator
City Clerk
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