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HomeMy WebLinkAboutR13-Redevelopment Agency - R AQENCY.RCMEST FOR CD.ISSION/COUNCIL AbtlON From: Glenda Saul, Executive Director Subject: APPROVING CERTAIN DOCUMENTS AND ACTIONS - 1985 SINGLE FAMILY MORTGAGE REVENUE BONDS Dept: Redevelopment Agency Date: November 25, 1985 Synopsis of Previous Commission/Council action: 12-17-84 Resolution 84-552 authorized submission of an application to the Mortgage Bond Allocation Committee for Single Family Bonds in 1985. 09/85 Notified by the State that San Bernardino had been allocated $36 million for the issuance of Single Family Bonds in 1985. 11-04-85 First reading of the Ordinance. 11-04-85 Approved current structure of the proposed 1985 issue. 11-18-85 Adopted Ordinance MC 483 establishing a Home Mortgage Finance Program. Recommended motion: (MAYOR AND COMMON COUNCIL) RESOLUTION OF THE I'.AYOR AND _COMMON COUNCIL OF THE CITY OF SAN BERNARDINO, CALIFORNIA, APPROVING CERTAIN DOCUMENTS AND AUTHORIZING CERTAIN ACTIONS IN CONNECTION WITH THE AUTHORIZATION, SALE AND ISSUANCE OF ITS CITY OF SAN BERNARDINO, CALIFORNIA, SINGLE FAMILY RESIDENTIAL MORTGAGE REVENUE BONDS (GNMA MORTGAGE-BACKED SECURITIES PROGRAM), ISSUE 0",1985, IN PRINCIPAL AMOUNT NOT TO EXCEED $36,000,000. &P.tl jJ Signature GLENDA SAUL Contact person: FUNDING REQUIREMENTS: Amount: $ N/A Phone: 383-5081 N/A Ward: N/A Project: Date: December 2, 1985 Supporting data attached: YES No edverse Impact on City: Council Notes: nOL..")V'/~'D Agenda Item Noll-/ .3 - CI'N OF SAN BERNARDIQ, - REQU~T FOR COUNCIL AC~ON STAFF REPORT On November 18, 1985, the Mayor and Common Council adopted Ordinance MC 483 establishing a Home Mortgage Finance Program to enable the City to issue a Single Family Mortgage Revenue Bond in 1985. The Resolution before you today approves certain actions and documents in connection with this 1985 Single Family issue. The documents are as follows: Rules and Regulations Establishing Eligibility Criteria for Mortgagors: . Requires mortgagors live in house for at least 2 years. . Residence not be used for a trade or business. . Home mortgage may be assumed upon sale provided purchaser is eligible under bond criteria. Rules and Regulations Establishing Eligibility Criteria for Lenders: . Lender must be authorized to do business in California. . Must be approved by Government National Mortgage Association (GNMA) to sell and service these mortgages. . Delinquency ratio shall not exceed the average as reported by San Francisco Federal Home Loans Bank Board. Developer Agreement: Sets forth terms and conditions for both the City and the participating developer. Origination, Servicing and Administration Agreement: Sets forth terms and conditions for First Interstate Mortgage Company of Colorado as Lender and Program Administrator and Seattle First National Bank as Trustee and the City as Issuer. Trust Indenture: Sets forth terms and conditions between the City and the Trustee. The amount of the bond is not to exceed $36 million. Following is a recap of the proposed issue: 75-0264 Clif OF SAN BERNARDI~O - REQU*'T FOR COUNCIL AC~ON STAFF REPORT " SINGLE FAMILY 1985 Developer Amount fi of Units Location Price Ra1\j!;e Willow Woods $ 5,000,000 86 Pepper & Randall Rialto $73,990-93,990 Shadow Meadows 500,000 137 Condo Units SW Corner of Olive & Irvington, S.B. $81,900-$93,900 NuTech 8,400,000 16 Townhomes 56 Single 9th & Del Rosa San Bernardino $55,500-$64,500 $81,900-$95,900 $75,000 security Pacific 360,000 7 W. Loyola & Windsor San Bernardino Southpointe 5,000,000 $19,260,000 Barton & Waterman $89,900-$108,900 RDA In-Fill 2,000,000 Enterprise Zone Rehab-Remodeling 2,000,000 $23,260,000 City Wide First Interstate of Colorado 8,000,000 $31,260,000 Existing The buyer must be a first time home buyer except for target area homes and except for ten percent of the aggregate amount of mortgage loans. Eligible incomes may range from $27,000 to $49,000 for buyers. 0863K{EB 12-02-85 7"i..n'Fi04 c o ~ -- -.-J SBE 068_6(2,232)/1247S/kl 11121/85 RESOLUTION NO. A RESOLUTION OF THE MAYOR AND COMMON COUIlCIL or THE CITY OF SAN BER)lARDUIO, CALIFOlUlIA, APPROVING CERTAIN DOCUMENTS AND AUTHORIZING CERTAIN ACTIONS IN CONNECTION WITH THE AUTHORIZATION, SALE AND ISSUANCE OF ITS CITY OF SAN BBRNARDINO, CALIFORNIA, SINGLE FAMILY RESIDENTIAL MORTGAGE REVENUE BONDS (GNMA MORTGAGE-BACKED SBCURITIES PROGRAM), ISSU! OF 1985, III PRINCIPAL AMOUIIT NOT TO EXCEED $36,000,000 WHEREAS, there is a shortage in the City of San Bernardino, California (the .City.), of decent, safe and sanitary housinlJ Mhich is affordable by persons and families in the lower end of the purchasing spectrum and a consequent need to encouulJe the ( ,nstruction or development of homes affordable by such persons and otherwise to increase the housing supply in the City for such penons; and WHEREAS, the City has, by the approval by the Mayor and common council of Ordinance No. MC483. dated November 18, 1985, adopted a home mortgage finance program (the .pro;ram.) pursuant to Section 52000. !! seq., of the Health and Safety Code of the State of California (the wAct.) for persons and families within the income limits established by the Act and the City desires at this time to issue ainlJle family residential mort;a;. revenue bonds pursuant to the Act to provide funds to implement the prOlJrami and - 1 - - - c o '0 - ...) WHEREAS, the city finds and determines that the proljlum complies with the Land Use Element and the HOusing Element of the City's General Plan and such Program shall be implemented to finance the purchase of mortgage loans pursuant to the proljlram; and WHEREAS, all acts. conditions and things required by the Act, and by all other laws of the State of California. to esist. to have happened and to have been performed precedent to and in connection with the issuance of the aforelaid ain;le family residential mortgage revenue bonds exist, have happened and have been performed in regular and due time. form and manner as required by law. and the City is now duly authorized and empowered. pursuant to each and every requirement of law. to issue such single family l_.'esidential mortgage revenue bonds for the purpose. in the mlnner and upon the terms herein provided; and WHEREAS. said single family residential mortgage revenue bonds are to be issued hereunder in an aggreljlate principal lmount not to exceed $36.000.000 for the purpose, amonljl others. of providing moneys to purchase mortgage loans pursuant to the program and are to be designated as the "City of Sin Bernardino, California. Single Family Residential Mortga;e Revenue Bonds ( GNAA Mortga;e-Blcked Securities Program). Issue of 198~" (the "Bonds"). .' - 2 - c' o o ':) HOW, THEREFORE, THE MAYOR AND COMMON COUNCIL OF THE CITY OF SAN BERNARDINO, CALIFORNIA, DO HEREBY FIND, RESOLVE, DETEDtIIlE AND ORDIR AS FOLLOWS: Section 1. The above recitals, and each of them, are true and correct. Section 2. The Program complies with the Land Use ilement and the Housing Element of the City's General Plan. Section 3. The City hereby and finds and determines that the public purpose of increasing the supply of housing in the e City will be furthered hereby, and this Resolution is being adopted , pursuant to the powers granted by the Act. Section 4. The Rules and Regulations Establishing Eligibility Criteria for Mortgagors and the Rules and aegulationll EstabliShing criteria for Lenders in connection with the program in the form presented at this meeting and on file with the City Clerk are hereby approved and adopted for the program and tor mortgage loans purchased with the proceeds of the Bonds. Section 5. pursuant to the Rules and Regulations Establishing Elililil:lility Criteria for Mortgagors, the City hereby establishes $32,750 as the Median Houllehold Income. Said Median Household Income may be adjusted from time-to-t1me by the city. - 3 - c o :) :) laction ~. Based upon information available to the City with respect to salas prices of new single family residences within the Riverside-San Bernardino-Ontario standard Metropolitan Statistical Area, it is hereby determined that the -Aver'lIe Are. Purchase Price - New" (within the meaning of that phrase set forth in the form of Origination, Servicing and Administration Agreement hereafter approved) for the one year period beginning August 1, 1985, is $117,100. Section 7. Baaed upon the information set forth in Revenue Procedure 81-31, it is hereby found and determined that there are no qualified census tracts (within the meaning of that phrase set forth in Section l03A of the Internal Revenue Code of (, ~. 1954, as amended) located within the area covered by the Program. Section B. First Interst.te Mortgage Company of Colorado, or such other person as the Mayor and Common Council may from time-to-time designate, is hereby designated to administer the Program. Section 9. The proposed form of the Developer Allreements preliented to the City at this meet!nll, each of which is dated as of December 1, 1985. by and amonll a Developer, the city and the Trustee and on file with the City Clerk (the -Developer AlIreementlS") are hereby approved: and the Mayor .nd the city Clerk are hereby authorized and directed, for and in the name of the City, to execute such Developer AlIreementlS with the Developers speciUed - 4 - c c o :) tberein. Sai~ Agreements shall b6 executed in sUbltantially t.he form bereby approved, with such chllllil'U therein ;u. the officers executing the same may approve prior to the issuance and delivery Of the Bonds with tbe approval by the City Attorney and Bond Counsel of any cbanges, amendments or modifications, and such approval to be conclusively evidenced by the execution and delivery thereof. Section 10. The proposed form of the Origination, Servicing and Administration Agreement presented at this meeHng, d.ted as of December 1, 1985, by and among the City, the Trustee, First Interstate Mortgage Company of Colorado, as lender (the -Lender-) and the Pro'ilram Administrator and on file with the City Clerk (the -Agreement-) is hereby approved: and the Mayor and the "-_<:itY Clerk are hereby authorized and directed, for and in the name and on behalf of the City, to execute the A'ilreement which meets the criteria established in the Rules and ReQulations referred to bereinabove. Said Agreement sball be executed in substantially the form bereby approved, with such changes therein as the officers executing the lame may approve with the approval thereof by the City Attorney .nd Bond Counsel, sucb approval to be conclusively evidenced by tbe execution and delivery thereof. Section 11. The City Staff together with the City Attorney and Bond Counlel are hereby authorized and directeCS to herewith ae1ect and designate a proljJram administrator to administer - 5 - c c o ~ ~he ProQum (the -prOQram Administrator-) II may be evidenced by a sep.rate agreement with the City and/or by extension of the OriQination, Servicing and Administration Agreement. Section 12. The Preliminary Official Statement relating to the Bonds pre.ented at this meeting and on file with the City Clerk is hereby approved in substantially the form presented with such changes thereto as may be approved by the Director of HousinQ, the City Attorney and Bond Counsel; and the distribution of such Preliminary Official Statement is hereby authorized, and such Preliminary Official Statement may be converted to a Final Official Statement together with such changes or modifications .s deemed desirable by the Executive Director. the City Attorney and Bond ~:;ounsel. The Mayor is hereby authorized to execute and deliver said Pinal Official Statement, and the execution thereof Ihall be deemed to be the final approval of same by the City. , Section 13. Pursuant to the Act. the Bonds shall be sold and issued as hereinafter provided in such aggregate principal . amount, not to exceed $36,000,000, as may be specified in the Purch.se Contract hereinafter mentioned. The purposes for which the proceeds of the Bonds shall be expended are for the deposit of a portion of the Bond proceeOs with the Trustee for the establishment . of the necessary reserve fundi and the acquisition of mortQage loans oriQinated by the ~ender on Developer Reserved Single Family aesidences (as defined in the Developer Aoreements) pursuant to the - 6 - c o '"'"\ '-' :J ~veloper Agreements and such other purposes IS are .et forth in the proposed form of the Trust Indenture presented at this meeting, dated as of December 1, 1985. by and between the City and the Trustee and on file with the City Clerk (the -Indenture-). Section 14. The City Staff together with the City Attorney and Bond Counsel are hereby authorized and directed to herewith select and designate a commereial bank having appropriate trust powers to serve as Trustee for the City and the owners of the Bonds, with the duties and powers of such Trustee as set forth in the Indenture. Section 15. Said proposed form of the Indenture ,-,Jresented at this meeting, and on file with the City Clerk is hereby approved; and the Mayor and the City Clerk are hereby authorized and directed, for and in the name and on behalf of the City, to execute. acknowledge and deliver to the Trustee the Indenture in substantially the form hereby approved, with such changes therein al the officers executing the same may approve with the approval thereof by the City Attorney and Bond Counsel (consistent with the Purchase Contract approved pursuant to this aesolution), such approval to be conclulively evidenced by the execution and delivery thereof. Section 16. The form of the Bonds .IS let forth in the Indenture (as the Indenture may be modified pursuant to the - 7 - c o o :J eceding Section hereof) is hereby approved. The Mayor and the City Clerk are hereby authorized and directed to execute, for and in the name and on behalf of the City and under its seal, such Sonds in the aggregate not to exceed principal amount set forth hereinabove in accordance with the Indenture. Section 17. The form of Purchase Contract presented at this meeting, dated the date of execution thereof, by and between the City and Miller' Schroeder Financial, Inc., as underwriter (the "Underwriter") (the "Purchase Contract"), and on file with the City Clerk and the sale of the Bonds pursuant thereto are hereby approved, provided that the purchase price of the Bonds represents an underwriter's discount not in exceS8 of three percent (3\) of the \-.-rincip81 amount of the Bonds and at a rate or rates of interest thereon to enable the City to purchue mott;a;e loans bearing an interest rate not in excess of that rate set forth in the Developer Agreements, and provided further that such purchase price anlS ute or rates of interest shall have been approved by the Mayor or the Executive Director; and, subject to such approval, the Mlyor or the Executive Director are hereby authorized and directed to evilSence the acceptance by the City of the offer made by said Purchase Contract by executing and delivering said Purchase Contract in substantially the form hereby approved. with such chanQes therein as the officers executing the same may approve with the approval thereof by the City Attotney and Bond Counsel, such approval to be ~onclu5ively evidenced by the execution Ind dellvery thereof. - 8 - c o o :) Section 18. The Executive Director or the City Manager are hereby authorized and directec:l to execute one or more requisitions authorizing the Trustee under the aforesaid Indenture to pay the Costs of Issuance <as defin.d in the Indenture) for the BondS from the Funds established under and pursuant to the Indenture. iection 19. The offieen of the City are hereby authorized and directed, jointly and severally, to do any and all things to execute and deliver any anCS all documents, includin; the Bonds, which they may Cleem necessary or advisable in order to consummate the issuance, sale anCl delivery of the Bonds, anCl otherwise to effectuate tbe purposes of this Resolution: and such actions as previously taken by such officers are hereby ratified and (....:onf i rmeCl. Sec~ion 20. The above-mentioneCl documents nec.llary for the i..uance, sale and delivery of the Bondi shall contain langua;. especiallY intended for the full and complete protection Of the city against liability from any covenants at a;teements within the said Bond documents to usure that, in any event, the bondholders shall look only to the revenues pledged for the Bonds, and not to the revenues or ;eneral funds Of the city unless specifically pled;ed in other than a conc:luit financing. For this purpose, Bond Counsel shall also include in all subsequent appropriate documents for the type of bond issue being consiClered, lan~ua~e substantially as followa: - 9 - c o o :) ( "Non-recourse paragraph: The Issuer's obli;ations hereunOer are on a 'non-recourse' basis, and payment of any amounts which are owed or may become Oue hereunOer shall not be enforced a;ainst the Issuer or any of its public officials, officers, employees. a;ents, or other personnel, but only against the property which is subject to the Deed of Trust, and any further security which may, from time to time, be hypothecateO for this Indenture." "Exculpation of Issuer: The Issuer will not be liable to any bondholder, or to any other person for, and the trustee, on behalf of the bondholders, hereby release the Issuer from all liability to any bondholder, or any other person, for 101..S, costs, damages, expenses and l1abi li ties even if such losses, costs, damages, expenses and liabilities directly or indirectly result from, arise out of or relate to, in whole or in part, one or more negli;ent acts or omissions of the Issuer or any of the officers, di rectors, employees, agents, servants or any other party acting for or on behalf of the Issuer in connection with the issuance of the bonds or performance by the Issuer of its obligations under the indenture or any other agreement related to the indenture. The Issuer's obligations hereunder are on a 'non-recourse' basis, and payment of any amounts which are owed or may become due hereunder shall not be enforced against the Issuer or any of its pUblic officials, officers, employees, agents, and other personnel, but only against the property which is subject to the Deed of Trust and any other further lecurity which may, from time to time, be hypothecated hereunder." AI appropriate, the language shall be changed if the security is something other than a deed of trust, and if the Oocuments being utilized are other than a loan agreement and regulatory agreement. Notice of non-recourse and exculpation of the iSluer provisions shall be prominently included in any official statement or other equivalent disclosure documents, - 10 - c o o :) Section 21. This Resolution shall take effect upon .adoption. I HEREBY CERTIFY that the foregoing sdopted by the Mayor and Common Council San Bernardino at a held on the day of the following vote, to wit: resolution Will duly of the City of meeting thereof, , 1985, by AYES: Council Members NAYS: ABSENT: Clty Clerk l...y of The foregoing resolution is hereby approved this , 1985. Mayor of the City of San Bernardino Approved as to form: A~~ ~C y Attorney - 11 - - c o o e',,"-. ....) STATE OF CALIFORNIA ) COUNTY OF SAN BERRARDINO) ss. CITY OF SAN BERNARDINO ) I, SHAUNA CLARK, City Clerk in an~ for the City of San Bernardino, DO HEREBY CERTIFY that the foregoing and attached copy of San Bernardino City Resolution No. is a full, true and correct copy of that now on file in this office. IN WITNESS WHEREOF, I have hereunto set my hand the official seal of the City of San Bernardino this , 1985. and .ffized day of City Clerk <l - 12 - .., - c o o , J SBE068-5(2,232)/1246S/jm 11/21/85 THE CITY OF SAN BERNARDINO, CALIFORNIA HOME MORTGAGE FINANCING PROGRAM RULES AND REGULATIONS ESTABLISHING ELIGIBILITY CRITERIA FOR MORTGAGORS PREFACE These Rules and Regulations are made pursuant to Section 52000, et seq., of the Health and Safety Code of the State of California and related to the Home Mortgage Finance Program of the City of San Bernardino, California (the "City") of purchasing loans, made to qualified persons and families, from qualified Lenders (as hereinafter defined). In order to be eligible to become a mortgagor under this program, a person or family must comply with the criteria set forth in these Rules and Regulations. In developing the criteria, the City has considered factors such as the amount of personal or family income available for housing needs, household size, costs and conditions of available housing, and eligibility of potential mortgagors for federal housing assistance. Section 1. Definitions. Unless the context otherwise requires, the terms defined in this section shall for all purposes of these Rules and Regulations have the meanings herein specified, to be equally applicable to both the singular and plural forms of any of the terms herein defined. Unless otherwise defined, all terms used in these Rules and Regulations shall have the meanings assigned to such terms in the Act. "Act" means Section 52000, et seq., of the Health and Safety Code of the State of California, as now in effect and as it may from time to time hereafter be amended or supplemented. "Bonds" means the City of San Bernardino, California, Single Family Residential Mortgage Revenue Bonds (GNMA Mortgage-Backed Securities Program), Issue of 1985, in the approximate principal amount of $36,000,000 authorized by, and at any time outstanding pursuant to, the Resolution. "City" means the City of San Bernardino, California. "Code" means the Internal Revenue Code of 1954, as amended, and all regulations and rulings promulgated thereunder. "Existing Residence" means a Residence which has been previously occupied. - I - - c o o :) "Home Mortgage" means a loan evidenced by a note secured by a first lien deed of trust with respect to a Residence or Existing Residence which meets all the requirements of the Program and which has been or is expected to be purchased by the Trustee on behalf of the City from a Lender pursuant to the Program. "Lender" means First Interstate Mortgage Company of Colorado or any bank, trust company, savings bank, national banking association, savings and loan association, building and loan association, mortgage banker, or other financial institution or governmental agency which customarily provides service or otherwise aids in the financing of home mortgages, or any holding company for any of the foregoing, which is a qualified lending institution under the eligibility criteria for lending institutions established for the Program. "Mortgage Insurer" means a mortgage insurance, and approved by insurance under the Program. Person qualified to issue the City to issue mortgage "Mortgagor" means the maker of, and any other party obligated on, a note in connection with the acquisition of a Residence through the borrowing of money pursuant to a Home Mortgage and shall also include, where appropriate, a subsequent purchaser of a Residence who purchases such Residence subject to the related Home Mortgage and who meets the applicable requirements of the Code, the Act, these Rules and Regulations, the Indenture and Program. "Person" means any individual, partnership, co-partnership, firm, company, corporation, lending institution, association, joint stock company, trust, estate, political subdivision, state agency or any other legal entity, or its legal representatives, agents or assigns. "Program" means the City's 1985 program of purchasing Home Mortgages pursuant to the Resolution, the Act, the Indenture, the Origination, Servicing and Administration Agreement, these Rules and Regulations, and all other rules and regulations adopted pursuant to the Act with respect to the purchase of Home Mortgages pursuant to the Resolution. "Residence" means real property and improvements thereon consisting of a single family detached or attached (condominium, rowhouse, townhouse) residential unit (other than a mobilehome) located wi thin the Ci ty and is a res idence in a proj ect which has been approved by the City as set forth in the Developer Agreements or is an Existing Residence for which a Home Mortgage will be originated and attributable to the Lender Allocation and which can reasonably be expected to become the principal residence of a Mortgagor within sixty (GO) days after the execution of the applicable Home Mortgage has been made to such Mortgagor, for a - 2 - c o o :) period of at least two (2) years and which otherwise complies with the requirements of the Program. "Resolution" means the resolution of the City providing for the issuance of the Bonds, as the same wi 11 be adopted by the ci ty under the Act or as it may from time to time thereafter be supplemented, modified or amended by any supplemental resolution in accordance with the terms and provisions hereof designating a bank to act as Trustee thereunder. "Rules and Regulations" means these rules and regulations establishing eligibility criteria for Mortgagors adopted by the City, as they may be supplemented or amended from time to time. Section 2. Eligibility Criteria for Mortgagors. or Persons that complies with the following criteria is the City to be a person or family eligible to become a under the Program. A Person deemed by Mortgagor (A) Each Mortgagor shall submit an affidavit stating his or her: (i) intention to occupy the Residence as his or her principal place of residence within sixty (60) days and for a minimum of two (2) years after the Home Mortgage has been made; (ii) promise not to permit the Residence to be used in a trade or business; and (iii) income as meeting the requirements of these Rules and Regulations. (B) The Mortgagor shall meet credit standards established by the City, the Lenders and the Mortgage Insurer as the case may be. Section 3. Assumption of Home Mortgages. Any Home Mortgage may be assumed upon the Mortgagor's sale, transfer or other disposition of the Residence provided that the purchaser of such Residence is an eligible Mortgagor under the Program and provided further that the sale, transfer or other disposition conforms in all respects with the requirements of the Program, the Act and the Code. Section 4. Miscellaneous. (A) Waiver. To the extent permitted by the Act, the City shall have the right to waive any rule or regulation herein contained, and any failure on the part of the City to enforce any rule or regulation herein shall not affect the validity of any contract entered into between the City and a Lender pursuant to the applicable requirements of the Code, the Act and the Program. (B) Governing Law. construction of these Rules and laws of the State of California. All questions with respect to the RegUlations shall be governed by the (C) Section Headings. The headings of the several sections of these Rules and- Regulations, and any table of contents - 3 - - c o o :) appended hereto, shall be solely for convenience of reference and shall not affect the meaning, construction or effect hereof. (D) Severability. If anyone or more of the provisions contained in these Rules and Regulations shall for any reason be held to be invalid, illegal or unenforceable in any respect, then such provision or provisions shall be deemed severable from the remaining provisions hereof and such invalidity, illegality or enforceability shall not affect any other provision hereof, and these Rules and Regulations shall be construed as if such invalid, illegal or unenforceable provision had never been contained herein. - 4 - -.-. - c o o :J SBE 068-7(2,232)/1248S/jm 11/21/85 THE CITY OF SAN BERNARDINO, CALIFORNIA, HOME MORTGAGE FINANCE PROGRAM RULES AND REGULATIONS ESTABLISHING ELIGIBILITY CRITERIA FOR LENDERS These Rules and Regulations are made pursuant to Section 52000, et seq., of the Health and Safety Code of the State of California and related to the Home Mortgage Finance Program of the City of San Bernardino, California (the "City"), of purchasing home mortgages, made to qualified persons and families, from qualified Lenders, as hereinafter defined. In order to eligible to originate and service home mortgages under this program, a lender must comply with the criteria set forth in these Rules and Regulations. Section 1. Definitions. Unless the context otherwi se requires, the terms defined in this section shall for all purposes of these Rules and Regulations have the meanings herein specified, to be equally applicable to both the singular and plural forms of any of the terms herein defined. Unless otherwise defined, all terms used in these Rules and Regulations shall have the meanings assigned to such terms in the Act. "Act" means Section 52000, et seq., of the Health and Safety Code of the state of Ca 1 i fo rni a, as now in effect and as it may from time to time hereafter be amended or supplemented. "Bonds" means the City of San Bernardino, California, Single Family Residential Mortgage Revenue Bonds (GNMA Mortgage-Backed Securities Program), Issue of 1985, in the approximate pr incipa 1 amount of $36,000,000 authorized by, and at any time outstanding pursuant to, the Resolution. "City" means the City of San Bernardino, California. "Developer Fee" means the non-refundable fee paid or to be paid to the City by each developer pursuant to a certain developer agreement and by the Lender and/or the City with respect to the origination of Home Mortgages for Existing Residences. "Existing Residence" means a Residence which has been previously occupied. "Home Mortgage" means an obligation of evidenced by a note and secured by a first lien deed respect to a Residence or Existing Residence which requirements of the Program and which has been or is purchased by the Trustee on behalf of the City pursuant to the Program. a Mortgagor of trust with meets a 11 the expected to be from a lender - 1 - - - c o o :> "Lender" means any bank, trust company, savings bank, national banking association, savings and loan association, building and loan association, mortgage banker, or other financial institution or governmental agency which customarily provides service or otherwise aids in the financing of home mortgages, or any holding company for any of the foregoing, which is a qualified lending institution under the eligibility criteria for lending institutions established for the Program. "Lender Allocation" means the aggregate principal amount of Home Mortgages to be originated with respect to Existing Residences for which a Lender has paid a Developer Fee. "Mortgagor" means the maker of, and any other party obligated on, a note in connection with the acquisition of a Residence through the borrowing of money pursuant to a Home Mortgage and shall also include, where appropriate, a subsequent purchaser of a Residence who purchased such Residence subject to the related Home Mortgage and who meets the requirements of the Code, the Act, these Rules and Regulations, the Indenture and the Program. "Origination, Servicing and Administration Agreement" means an agreement entered into by the City with the Trustee and a qualified lending institution for the sale and servicing of loans. "Person" means any individual, partnership, copartnership, firm, company, corporation, lending institution, association, joint stock company, trust, estate, political subdivision, state agency or any other legal entity, or its legal representatives, agents or assigns. "Program" means the City's 1985 program of purchasing Home Mortgages pursuant to the Resolution, the Act, the Indenture, the Origination, Servicing and Administration Agreements, these Rules and Regulations, and all other rules and regulations adopted pursuant to the Act with respect to the purchase of Home Mortgages pursuant to the Resolution. "Res idence" means rea 1 property, and improvements thereon consisting of a single-family detached or attached (condominium, rowhouse, townhouse) residential unit (but not including a mobile home, that is a residence transportable in one or more sections built on a chassis which is not designed or intended to be permanently affixed to the ground), located within the City and is a residence in a project which has been approved by the City as set forth in the Developer Agreements or is an Existing Residence for which a Home Mortgage will be originated and attributable to the Lender Allocation and which can reasonably be expected to become the principal residence of a Mortgagor within a reasonable period of time (not to exceed sixty (60) days) after the execution of the applicable Home Mortgage is made to such Mortgagor for a period of at least two (2) years. - 2 - - - c o o :) "Resolution" means the resolution of the issuance to be adopted by the City designating the Trustee and providing for the issuance of the Bonds, as the same will be adopted by the City under the Act or as it may from time to time thereafter be supplemented, modified or amended by any supplemental resolution in accordance with the terms and provisions thereof. "Trustee" means the trustee appointed by the City pursuant to the Resolution, or its successor. Section 2. Eliqibility Criteria for Lenders. In order to be eligible to originate and service Home Mortgages under the Program, a Lender shall comply with the following criteria: (A) The Lender shall be authorized to do business in the State of California and shall have full legal authority to originate and service Home Mortgages under the Program. (B) The Lender shall be approved by the Government National Mortgage Association ("GNMA") to sell and service the type of Home Mortgages to be financed by the Trustee under the Program and is an FHA/VA-approved Mortgagee, and it meets all of the issuer eligibility requirements of (including net worth requirements) and is approved by GNMA to issue mortgage-backed securi ties guaranteed by GNMA pursuant to Section 306(g) of Title III of the National Housing Act and applicable regulations thereunder. (C) The Lender shall have a combined capital and surplus of at least five hundred thousand dollars ($500,000). (D) The Lender's delinquency ratios for all mortgage loan contracts of sixty (60) days or more shall not exceed the average as reported by the San Francisco Federal Home Loan Bank Board. (E) The Lender shall be one which transacts business in the City (other than in connection with the Program). (F) Home Mortgages processing fees proposed by the Lender shall not exceed: (a) for loan application processing of each Mortgagor: not more than an amount in connection with each loan it processes as shall be set forth in the applicable Program documents, which fee shall be credited against the fees and charges hereinafter described; (b) for Home Mortgage Origination: as shall be further set forth in the applicable Program documents, a percentage of the original principal amount of the Home Mortgage plus an amount not to exceed charges for any costs paid or incurred by the Lender in connection with the making of a Home Mortgage, but only to the extent that such charges do not exceed those charged in connection with the origination of loans not financed through qualified mortgage bonds within the meaning of the Internal - 3 - c o o :> Revenue Code of 1954, as amended (the "Code"), including, ...but not limited to the actual costs for a credit report, a .Survey, an appraisal, abstract and attorneys' fees, and similrt charges relating to origination; I ,~ (c) for Horne Mortgage servicing: a monthly f~e as (~ha 11 be determined by the applicable Program document~' ~'each issuance of Bonds and calculated on a monthly ba is on the outstanding principal amount of each Mortgage Pool as f the/day preceding the last day on which a scheduled payment on t.he-/Home Mortgage was due; and (d) for charges for any costs of the following items paid or incurred by the Lender in connection with the making of a Horne Mortgage: haza rd insurance premiums (to the extent not previously paid, as in the case of a condominium development where payment may be made by a homeowners association), premiums for a Policy of Title Insurance, premiums for the FHA mortgage insurance or the VA mortgage guaranty (to the extent this is not paid from proceeds of the Horne Mortgage), whichever is applicable, appraisal fees, abstract and attorneys' fees, recording or registration charges, notary fees, escrow fees, costs of credit reports, costs of termite reports and similar settlement or financing costs, but only to the extent that such charges do not exceed those charged in the area in connection with the origination of loans not financed through qualified mortgage bonds within the meaning of the Code and are approved by FHA, VA and GNMA. (G) Origination, presented by The Lender Servicing and the City. shall be willing to Administration Agreement execute in the the form (H) The Lender shall be willing to service the Horne Mortgages it originates. Section 3. Criteria for Selection of Lenders. Lenders shall be selected to participate in the Program on the basis of the mlnlmum standards set forth in Section 2 of these Rules and Regulations and on the basis of (i) demonstrated ability to process the origination and servicing of conventional single family mortgage loans, (ii) selection by one or more developers participating in the Program, and (iii) ultimate acceptability to the underwriters of the Bonds. Section 4. Miscellaneous. (A) Waiver. The Ci ty shall have the right to waive any rule or regulation herein contained, and any failure on the part of the City to enforce any rule or regulation herein shall not affect the validity of any contract entered into between the City and a Lender pursuant to the applicable requirements ot the Code, the Act and the Program. - 4 - c o o :; (B) Governinq Law. All questions with respect to the construction of these Rules and Regulations shall be governed by the laws of the State of California. (C) Section Headinqs. The headings of the several sections of these Rules and Regulations, and any table of contents appended hereto, shall be solely for convenience of reference and shall not affect the meaning, construction or effect hereof. (D) Severabi li ty. If anyone or more of the provisions contained in these Rules and Regulations shall for any reason be held to be invalid, illegal or unenforceable in any respect, then such provision or provisions shall be deemed severable from the remaining provisions hereof and such invalidity, illegality or enforceability shall not affect any other provision hereof, and these Rules and Regulations shall be construed as if such invalid, illegal or unenforceable provision had never been contained herein. . - 5 -