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HomeMy WebLinkAbout10-13-2015 Charter Committee Agenda & Backup City of San Bernardino Volunteer Citizen-Based Charter Committee Agenda Time: 5:00 p.m. Date: Tuesday, October 13, 2015 Place: EDA Board Room 201 N. E Street, San Bernardino, CA 92418 The City of San Bernardino recognizes its obligation to provide equal access to public services to those individuals with disabilities. Please contact the City Clerk's Office (909) 384-5102) one working day prior to the meeting for any requests for reasonable accommodation, to include interpreters. Anyone who wishes to speak on a numbered agenda item will be required to fill out a speaker slip. Speaker slips should be turned in to the City Clerk before the item is taken up by the Committee. The Clerk will relay them to the Committee Chair person. Public comments for agenda items are limited to three minutes per person, a total of 15 minutes per item, comments to be received from the public before discussion of the item by Committee members. ROLL CALL PLEDGE OF ALLEGIANCE CHAIR'S COMMENTS PUBLIC COMMENT(LIMIT 30 MINUTES) ACTION ITEMS(subject to time available with meeting scheduled to end by 7:30pm) I. Approval of minutes from September 22, 2015 meeting (to be passed out at meeting) 2. Special Presentations 3. Procedural Matters a. Review Timeline (attached) b. Discuss plans for Public Forums C. Consideration of Public Education Efforts (PMS suggested Op-Ed piece attached); d. Consider manners of making committee deliberations more accessible to public. e. Present & Review Preliminary Governmental Skeleton (attached) 4. Reconsider options for ensuring an odd number of voting members (changing number of wards, adding an additional at-large councilperson, giving Mayor only tie braking vote) 5. Reconsider Skeleton topic IX concerning services, departments, boards, and officers(PMS Suggestions attached) 6. Consideration of Police Dept. and Fire Dept. language for Charter (PMS analysis & Management Partners Memorandum attached) 7. Consideration of Human Resources-Civil Service language for Charter (PMS analysis and Management Partners Memorandum attached) ADJOURN Unless changed at the October 13th meeting, the next meeting of the Volunteer Citizen-Based Charter Committee will be S:00 p.m., Tuesday, October 27, 2015, in the EDA Board Room, 201 N. E. Street. Attendees are encouraged to park on the top floor of the City Hall parking structure and access the EDA building from there. 1 DRAFT Charter Review Committee Tuesday, September 22, 2015 Minutes Committee Members Present: Phil Savage,Dennis Baxter, Gloria Harrison,Michael Craft, Gary Walbourne,Tom Pierce,Vicki Lee (Arrived 6:05 p.m.) Committee Members Absent: Casey Daily, Hillel Cohn Staff/Committee Consultants Present: Cathy Standiford,Management Partners;Deputy City Attorney Steven Graham,City Clerk Gigi Hanna Chair Savage called the meeting to order at 5:02 p.m. Public Speakers There were four members of the public who spoke to the committee: Shirley Harlan,who spopke about the need for public outreach and education on the Charter process Kathy Mallon,who spoke about the need for transparency and consistency in the committee's minutes, meeting posting and agendas and about committee perception in the community. Jim Smith, who spoke about the committee presentation to council and encouraged several community forums to build momentum for the Charter ballot campaign in 2016.. Valerie Lichtman, who spoke about the Library and how it should be addressed int eh CHarter Minutes A motion was made by Baxter, seconded by Walbourne to approve the Minutes of the September 15, 2015 meeting. The motion unanimously carried. Action Items The Committee voted to: • Reconsider the matter of the number of council wards and the mayor's vote at the next meeting. • Remove mention of the School District in the Charter • Exclude the Parks and Recreation department specifically in the Charter, but explicitLy it in the services provided in the Municipal Code. • Include in the Charter Skeleton the wording: that the Charter shall require establishment of a Library Board of Trustees with the powers and authority as designated by the City Council in the Municipal Code. • Begin establishing the dates for community forums before November 6 and at at east three different locations. Next Meeting Date and Time The next meeting date of the Volunteer Citizen-Based Charter Committee will be 5:00 p.m., Tuesday, October 13, 2015. The meeting adjourned at 7:42 p.m. Respectfully submitted by Gigi Hanna City Clerk Charter Committee Working Timeline—October 13, 2015 The purpose of this Timeline is to document the San Bernardino Charter Committee's progress and capture additional tasks and activities that should be considered by the Committee in the future. Meeting Date Task or Activity Comments/Status 5/12/15 Developed Input Questionnaire (Survey) Complete 5/26 Receive Input from Survey Agreed to continue to receive input on survey Request Council approval for Complete; professional assistance provided effective 7/7/15 professional input Discuss plan to develop Timeline Draft was available, but was not discussed Discuss plan to deal with Charter topics Draft was available, but was not discussed 6/9 Discuss approach to Charter Review Agreed upon approach, including focusing on Charter skeleton before specific topic details Received and reviewed information on Discussed professional and public input Approve plan for disseminating survey Complete Review working timeline Complete. Timeline will be updated regularly as changes occur Consider form of Government for Preliminary Recommendation: Council—Manager Form of Charter skeleton Government in Charter Skeleton Discuss skeleton City Council structure Preliminary Recommendation: Maintain a Ward System and powers Council representation for Charter skeleton 6/23 Meeting Cancelled 7/7 Discuss professional advisors and scope Complete of work Introduce new participants to Charter Welcomed Committee Member Vicki Lee Committee Complete discussion of skeleton City Preliminary Recommendation: City Council powers should Council structure and powers 1 be limited to legislative and policy making, not administrative and operational Discuss skeleton Mayor provisions Preliminary Recommendation: Mayor should be elected at- large. Powers,voting privileges and impacts on ward system deferred to next meeting 7/14 Continue discussion of skeleton Mayor Preliminary Recommendation: Retain the current number provisions of wards(7) Preliminary Recommendation: Mayor should have no administrative, appointment or removal powers except as otherwise provided in the Charter Deferred consideration of Mayor's voting rights until input is received from the Mayor and Council members Agreed to provide meeting summaries to Mayor and Council following each Committee meeting. Agreed to periodically provide progress reports to the Mayor and Council at their regularly scheduled meetings 2 San Bernardino Charter Committee Timeline Page 2 Meeting Date Task or Activity Comments/Status Begin discussion of skeleton City Manager Preliminary Recommendation: Majority vote of all provisions members of the Common Council and Mayor required for appointment of City Manager 7/28 Continue discussion of City Manager Discussed. Recommendations deferred until August 11 Charter Skeleton Discussions meeting(to consider results from elected official interviews) Begin discussion of skeleton provisions for Discussion regarding City Attorney begun; City Clerk, City Attorney, City Treasurer recommendations deferred until August 11 8/11 Review common themes from Elected Reviewed Official Interviews Review applicability of Operating Guidelines Discussion continued, but not completed. for Good Governance to Charter Skeleton Preliminary recommendation that the Mayor have the Complete discussion on Mayor, Council, same voting privileges as Common Council members. City Manager interrelationship, roles and Preliminary recommendation that the roles of Mayor authorities as reflected in the Operating Practices for Good Government(OPGG) be incorporated into the Charter r skeleton Complete Charter skeleton discussion Presentations by City Treasurer Kennedy and Mayor regarding City Attorney, City Clerk, City Davis Treasurer 8/25 Complete discussion on Mayor, Council, Preliminary recommendations: City Manager interrelationship, roles and • Reduce number of wards from 7 to 6 authorities • Incorporate recommended roles for City Manager, Common Council and Mayor and Common Council (combined)from OPGG into the Charter skeleton Complete Charter skeleton discussion Not discussed regarding City Attorney, City Clerk, City Treasurer Charter Skeleton Discussion on Not discussed Establishment of City Departments, Commissions and Committees; City Officers and Fiscal Management Discuss plans for progress report to Mayor Confirmed scheduling for September 21 M/CC meeting and Council on skeleton 9/8 Meeting Rescheduled to September 15 9/15 Charter skeleton discussion regarding City Preliminary recommendations: Attorney, City Clerk, City Treasurer • Duly qualified City Attorney to be appointed by Mayor and Common Council • Incorporate OPGG language re: City Attorney into the Charter Skeleton • Duly qualified City Clerk to be appointed by Mayor and Common Council • Charter will contain no references to City Treasurer 3 San Bernardino Charter Committee Timeline Page 3 Meeting Date Task or Activity Comments/Status Discuss Charter skeleton provisions related to Preliminary recommendation: Charter not City departments and their establishment specifically mention departments except as otherwise provided or delineated 9/15 Review and Discuss survey results Discussed Finalize plans for progress report to Mayor and Discussed Council on skeleton 9/21 Present Progress Report at Mayor Common Presented Council Meeting 9/22 Discuss input from Mayor and Council from Discussed, no change in skeleton based on input 9/21 Progress Report presentation, modify from Mayor and Council at this time skeleton as desired Discussion of whether to reconsider alternatives for ensuring odd number of voting members—Deferred to next meeting agenda Discuss specific departments referenced in the Preliminary recommendations: charter to determine whether language should . No reference to School Districts in Charter be included in charter • Include reference to Library Board of Trustees,with specific powers and authority to be determined by the City Council Discuss other department or agency language Discussion of whether services to be provided should to include in charter be included in the Charter— Deferred to next meeting agenda Identify other topics to be covered by the Not discussed Charter skeleton, i.e., elections,fiscal matters, code of ethics, etc. 10/13 Discuss reconsideration of alternatives to ensure odd number of voting members Discuss whether to add language on services to be provided without specifying departments Discuss potential Police and Fire Department skeleton provisions, if any Discuss potential civil service/personnel system skeleton provisions, if any Review plans and content for upcoming public forums 10/27 Discuss potential Water Department skeleton provisions, if any. Discuss skeleton provisions related to elections, referendums and initiatives Discuss skeleton provisions related to fiscal matters, other potential topics Review and discuss how charter issues would be treated under general law 4 San Bernardino Charter Committee Timeline Page 4 Meeting Date Task or Activity Comments/Status 10/28— Hold public forums to educate 11/6 public and obtain input on preliminary skeleton 11/10 Begin work on specifics for each skeleton topic 11/24 Continue work on specifics Thanksgiving Week—confirm meeting 12/8 Continue work on specifics 12/22 Continue work on specifics Christmas/Hanukah—confirm meeting 1/12 Complete work on specifics Discuss public input forum on Tentatively schedule progress report for Feb 1 Charter specifics and/or progress report to Mayor and Council 2/1 Present progress report at Mayor/Common Council meeting 2/9 Incorporate comments from Mayor and Common Council into charter details Discuss content and format for Committee's report to Mayor and Common Council TBD Hold second round of public forums 2/23 Review and revise Charter Change proposal 3/8 Review draft report to Mayor and Note: Report contents should contain summaries of each Common Council; discuss Committee recommendation and rationale (for use during presentation format education and outreach); White papers will be attachments to the report 3/22 Finalize draft report to Mayor and Common Council, presentation format 4/4 Present recommendations to Mayor Recommend putting proposed charter to a vote of the citizens and Common Council 4/18 Present recommendations to Mayor and Common Council (alternative date) 'Additional issues to be discussed include interrelationship between Mayor, City Council and City Manager;term limits? 2Additional skeleton topics to consider(in no particular order): Departments, Commissions, Committees,Agencies and Reporting Relationships; Preamble; Municipal Powers/Authority; Elections; Fiscal Administration (i.e., fiscal year, budget submission,tax limits, public works contracts, claims, audit; Franchises; Code of Ethics; Initiatives, Referendums and Recalls; Severability,Transition and Municipal Code Issues Resulting from Charter Revisions, Charter Amendments; Charter violations 5 SAN BERNARDINO GOVERNMENTAL STRUCTURE PRELIMINARY SKELETON (9/22/15) L Council -Manager Form of Govt. II. City Council 2.1 Based on a present 7 6 Ward System 2.2 The role of the Common Council is legislative in character, which includes the power to set policy, approve contracts and agreements and undertake other obligations consistent with the Charter and Code, while deferring to the discretion of management and staff to choose the appropriate means to achieve the Council's goals. 2.3 The Common Council shall perform its duties and exercise its powers in a manner that serves the best interests of the entire City, rather than any particular geographic area or special interest. III. Mayor 3.1 Elected from Citizens at-large 3.2 To have no administrative, appointment or removal powers except as otherwise provided in Charter 3.3 The Mayor should have a full vote with the Council. 3.4 The Mayor will build consensus with the Common Council to create and implement a shared vision and plan of implementation to restore the City's fiscal integrity. 3.5 The Mayor will establish and maintain partnerships and regional leadership roles to advance the City's interest. 3.6 The Mayor will be the key"face" and chief spokesperson for the City. 3.7 The mayor will be the presiding officer at meetings of the Common Council and will fully participate in discussions. 3.8 The Mayor will not interfere with the discretion of the City Manager in the exercise of his powers and performance of his duties. IV. Mayor and Council Interactions 4.1 The Mayor and Common Council will jointly develop clear expectations of the City Manager and hold him or her accountable by conducting periodic performance evaluations. 4.2 The Mayor and Common Council will develop and implement norms (Code of Conduct)to guide and direct their interactions and duties, including measures to hold one another accountable for deviations from the goals and principles set forth in the City Charter and City Code. 4.3 Neither the Mayor nor the Common Council will interfere with the judgement and discretion of management staff with respect to the duties that are typically managerial in nature, such as the appointment, removal, and supervision of subordinate staff. 4.4 Neither the Mayor nor the Common Council will direct departmental staff, other than those in their own department. 6 V. City Manager 5.1 The City Manager will be the sole authority for managing City operations and appointing and directing City staff, except as otherwise provided in the Charter 5.2 The City Manager will make business and policy recommendations based solely on his or her independent professional judgement and best practices in the interests of the City, rather than political considerations, and to this end shall strictly guard against interference with the performance of his or her duties. 5.3 The City Manager will be accountable for the implementation of Council goals and policy and the overall performance of the City. 5.4 The City Manager will be responsible for ensuring that the Common Council and Mayor are fully informed on all aspects of important emerging issues, and as part of that responsibility will fully brief the Common Council at their Council Meetings on business matters before them. VI. City Treasurer 6.1 The Charter should contain no language about a City Treasurer. VII. City Clerk 7.1 A duly qualified person should be appointed as City Clerk by the Mayor and Council. VIII. City Attorney 8.1 A duly qualified person should be appointed as City Attorney by the Mayor and Council. 8.2 The City Attorney will focus his/her attention and resources on the performance of his/her duty as chief legal officer to rovide legal advice to the Mayor, Council and City Manager, and the management of his/her office, and shall leave the formulation of policy and managerial matters exclusively to those officials charged by the Charter with those duties. IX. Departments & Agencies in General 9.1 Specific City departments and agencies shall not be designated in the Charter, except as otherwise provided in the Charter.9 9.2 Library- Charter should require a Library Board of Trustees with it's specific powers and authority to be determined by the Council. 9Committee considered and decided Charter should not say anything about Schools or Education. Nor about a Parks & Recreation Department or Commission, but it should say that the City's Municipal Code will provide for parks & recreation. 7 PMS Suggested Language Re City Departments & Important Services Concept: A. The Model Charter and professional advisors recommend having no (or as few as possible) department, boards, and officers specifically referred to in charters. This Committee has adopted such a position as to Departments and Agencies. Recall also, that we have discussed the Library Board (not "department") and Parks & Recreation Commission under our "Department" discussions and have made a recommendation as to the Skeleton about them. B. It is important to assure the voters that important services will continue under our proposed new charter. Recall input received about library, parks & recreation. C. Existing departments, commissions, board, committees, etc., should not be undone by the proposed new charter unless and until our elected officials decide otherwise. Recall input received about the Library Board and our Water Department, for example. PMS Suggestion: The following language for the Skeleton encompasses the above concepts, but is not intended to be the specific language for the new charter. It would replace the existing skeleton provisions concerning this. Wordsmithing undoubtedly will be needed for the Charter itself. IX. Departments, Agencies, Boards, Commissions, Committees, Officers 9.1 Services - The Council shall assure that the citizens of San Bernardino have available for them services for police, fire protection, parks, recreation, library, personnel, water, sewer, garbage collection, planning and such others as the Council deems appropriate, and may establish advisory or independent boards and/or commissions concerning them. 9.2 Specific Departments, Boards, Officers, etc. - Specific City departments, agencies, boards, commissions, committees and officers shall not be designated in the Charter, except as otherwise provided in the Charter.9 Those and the services they relate to which are in existence as of the adoption of this Charter amendment shall continue as they have been unless and until changed by the Council. 9.3 Library - Charter should require a Library Board of Trustees with it's specific powers and authority to be determined by the Council. 9Committee considered and decided Charter should not say anything about Schools or Education. Nor about a Parks & Recreation Department or Commission, but it should say that the City's Municipal Code will provide for parks & recreation. PMS ANALYSIS of SKELETON SAFETY DEPARTMENTS - revised Descriptions of Skeleton Issues Related to this Topic: A. What, if anything, should be in Charter concerning Police, Fire &/or EMT service, B. Should Charter reference heads of department? C. Should heads be subject only to selection, direction & removal by City Manager? Council? Mayor? D. Should Charter reference specific Commissions or Boards concerning these services? 1. Input Received from the Public -NA 2. National Civic League Model City Charter & Guide - A. Recommends not requiring any Departments or Agencies in the Charter. [4.01] B&C. Recommends all be selected, supervised, and fired just by Manager [4.03] 3. Other Similarly sized California cities (SB is about 214,000) - Of the 17 cities reviewed below, (A) 6 have provisions in their charters concerning safety services depaexts, 1 just Police and 5 Police and Fire; (B) Most supervised by Manager unless not appointed by him/her. Many differing situations. 4 other cities of populations between 200,000 & 299,999 have charters. Of these, only d. Stockton requires safety departments. (A) a Fire Department [1600] & Police Department [1700]; (B&C) the Heads of both are appointed by the Manager[1201, 1602, 17021, but apparently nothing concerning a Board or Commission. 4 cities of populations between 300,000 and have charters. (A,B&C)None of them have provisions in them concerning police, fire, or paramedic services, except(D) Riverside provides for an advisory Policy Review Commission appointed by the Mayor and Council and Bakersfield provides for a Civil Service Board/Commission appointed by Council with some powers as to classifications &pay. 9 of the 16 cities of populations between 150,000 & 199,999 have charters. Five of them have provisions concerning safety departments. (A) Some require officers and certain departments; (B) Most are supervised by Manager except when not appointed by her/him. h. Glendale-(A)creates fire&police departments [X.1]; (B&C)Manager head of them, [X.6]&appoints& removes their heads(chiefs)subject to approval of Council [IVA]. i. Hayward-(A&B)Chiefs of Police and Fire required [800]; (C)appointed,removed& supervised by Manager [801]. M. Pomona-(A&B)Chief of Police&Police Dept.required [701 &706]; (C)Manager appoints Chief of Police subject to approval of Council [706(a)]. May not contract out police services. [706(b)] n. Salinas-(A)Fire Dept. [53] &Police Dept. [54]required; (B)Appear to be appointed by Council [39&41]. o. Santa Rosa-(A&B)Chief of Police&Chief of Fire Dept [16]; (C)Both appointed,removed& supervised by Manager[18(b)]. 4. San Bernardino's Carter Reform Principles & Objectives (5/19/14) (A&B) 1. - Remove excess limitations - give manager& Council flexibility to make decisions. 2. - Enable city to operate in an efficient, businesslike manner. 5. San Bernardino's Strategic Plan & Good Government Operating Practices - City Departments not a major focus here, other than having a form of governance designed to meet present and future issues in a flexible, businesslike manner. 6. Other Issues Relevant to the Topic -N °tha4 Fm ,,..a fe 4. I am told that the City has negotiated an agreement with the Police Union to follow the salary computation provisions of Section 186 of existing Charter for the next S years. 9 7. San Bernardino's Current Charter (A&B) Fire [40(f) & Art. X] and Police [40(g) &Art. X] discussed in some detail [186], but required??; (C) Appointed by Mayor, subject to council approval[511, and supervised by Mayor [52]; Are under general supervision of Mayor with the Manager their immediate supervisor 180; Manager also responsible for their depts.? [100]. 8. Charter vs Code Filter a. It seems not essential or constitutional that Police or Fire Departments be required in Charter, except as may be subsequently determined when discussed later. b. Mandating these departments in our Charter does not seem to move our City toward what we aspire it to be. 9. General Law a. General Law(A)required no Departments, but provides for a chief of police & a fire chief [36501]; (B) allows for manager to appoint& dismiss chief of police [34856]. b. More than 2/3 of California's Cities are General Law. 10. My Thoughts: (A) Require City to provide for Police & Fire services, but allow for contracting out for these services. (B) To any extent that these services are provided by the city, department heads (Chiefs)to be appointed, removed, and supervised by Manager. 10 Management Partners To: Volunteer Citizen-Based Charter Committee From: Cathy Standiford, Partner Subject: Summary of Interviews with Department Directors—Police, Fire, and Library Date: October 13, 2015 The Charter Committee is considering elements that should be included in the Charter "skeleton." On September 15 the Committee approved a preliminary recommendation that"no departments be specifically mentioned in the Charter except as otherwise provided or delineated." In other words, the preference is to avoid mentioning specific departments (or in some cases commissions) in the Charter unless there is a compelling reason to do so. The Committee will begin reviewing each of the departments currently referenced in the charter to determine whether such compelling reasons exist. In anticipation of the Committee's discussions, Management Partners has conducted interviews with the potentially affected department directors and the City Manager. (Note: Most of the City Manager's comments were focused on the Water, Civil Service and Library departments.) This memorandum summarizes the results of the interviews that were completed on or before September 17, the agenda deadline for the Committee's September 22 meeting. Committee members may wish to consider this information in developing specific recommendations. An interview with the Civil Service Chief Examiner was completed. However, on Tuesday, September 22 the Civil Service Board will be discussing recommendations for the Charter Review Committee. Management Partners is scheduled to meet with the Chair of the Civil Service Board following that meeting to receive the Board's recommendations. A verbal report regarding the Civil Service Board's comments and recommendations will be provided to the Charter Committee at its meeting that evening. An interview with the Water Department general manager also was completed. However, the complexity of issues regarding the City's Water Department will require additional time to research. A separate memorandum will be prepared summarizing the results of this research as well as relevant interviews in time for the Committee's October 13, 2015 meeting. The Water Department General Manager has expressed a desire to attend the Charter Committee's October 13 meeting to provide additional input. 1730 MADISON ROAD • CINCINNATI,OH 45206 • 513 8615400 • FAX 513 8613480 MANAGEMENTPARTNERS.COM 11 2107 NORTH FIRST STREET,SUITE 470 • SAN JOSE,CALIFORNIA 95131 • 408 437 5400 • FAx 408 453 6191 3152 RED HILL AVENUE,SUITE 210 • COSTA MESA,CALIFORNIA 92626 • 949 2221082 • FAx 408 453 6191 Summary of Interviews with Department Directors Page 2 Police and Fire Departments Article X of the Charter contains provisions regarding the Police and Fire Departments. These provisions include establishing the Mayor as the "general supervisor' and the City Manager as the "immediate supervisor" for the Police and Fire Chiefs. The City Manager has financial authority over both departments as well as their"the organization, government and discipline." Article X of the Charter also includes definitions regarding "membership" in the Police and Fire Departments and identifies duties for the Police and Fire Chiefs. Section 186 prescribes the standard for"fixing salaries, classifications and working conditions" of Police and Fire Department employees. As has been pointed out in the City's Bankruptcy Plan of Adjustment, establishing salary provisions in a charter document is virtually unheard of. Interview Results The following are common themes from interviews with the Police Chief and Fire Chief. • Current charter provisions do not significantly impact daily operations for either department. • The charter provisions having an impact on public safety departments relate to civil service, personnel and/or employee compensation. • Civil Service requirements in the charter related to recruitment,testing and selection can be cumbersome, particularly when a large number of vacant positions need to be filled. The recruitment process can be disjointed because a portion is under the direction of the Civil Service Department and a portion is controlled by the Human Resources Department. • Civil Service provisions related to disciplinary appeals are perceived to lengthen the disciplinary process. • Section 186 is sometimes used by employees to challenge disciplinary actions(e.g., demotions). • Section 186 also specifies the positions the each department shall have. This is not of concern in the Fire Department,because the identified positions are consistent with those commonly found in the professional fire service. The positions defined in Section 186,however,have limited the Police Department's ability to make operational changes consistent with best practices that would improve efficiency, such as civilianizing certain positions. • The dual reporting relationships with the Mayor and City Manager are manageable but can be awkward. Both chiefs would prefer to be appointed and supervised by the City Manager, particularly since the City Manager has direct authority over their departmental budgets. • The City's municipal code would be a better place to handle specific provisions for the Police and Fire Departments, if necessary. (Note: Language regarding the establishment of the Fire and Police departments is already found in SBMC Sections 2.12 and 2.81, respectively.) • There may be less resistance to excluding Section 186 from a substantially revised charter than there has been in the past. 1 Summary of Interviews with Department Directors Page 3 • The provisions of Section 186 have now been included in the new memorandum of understanding with the Police Officers' Association. The new agreement preserves those provisions for the next five years. • Recent Common Council action to contract with San Bernardino County for fire and emergency medical services would make Section 186 irrelevant for fire employees. • Public safety employees are beginning to recognize that Section 186 may be less helpful in driving compensation than market forces, and that it is in the City's best interest to provide fair and reasonable compensation. During the interviews the Chiefs were asked if there are particular recommendations the Charter Committee makes. In addition to addressing the issues cited above,they offered the following suggestions. • Create a completely new, streamlined charter reflecting modern-day practices. • Ensure the charter supports a stronger,more effective governance structure, led by a strong city manager. • Ensure the charter provides maximum flexibility to make organizational and operational changes to respond to community needs. • Eliminate the provision requiring the Common Council to approve every individual hire,promotion or salary. Additional Considerations A review of 17 peer agency charters found only four contain sections specifically related to public safety departments. They are Stockton, Glendale,Pomona (Police only) and Salinas. The remaining 13 agencies have placed provisions concerning the police and fire departments in the municipal code. As has been previously reported, all of the peer agencies authorize the City Manager to appoint the Police Chief and Fire Chief, although Chula Vista and Santa Ana also require confirmation by the City Council. In all 17 cities the chiefs report directly to the City Manager,not an elected official. Most,if not all of the provisions currently found in Article X of the San Bernardino charter are more commonly found in either a municipal code (i.e., duties of the chief) or in a negotiated agreement with labor associations (i.e., all of Section 186). Library Article XII of the Charter establishes the Free Public Library,managed by a five-member Board of Trustees appointed by the Mayor and approved by the Common Council. The Trustees receive no compensation. Section 207 requires a minimum annual tax levy of$2,000 to maintain the Library and to purchase books,journals and periodicals, which is grossly insufficient to operate a modern-era library system. The Charter gives the Library Board the authority to hire the City's Librarian and set the salaries for the Library's employees. The Board also has administrative and policy-making powers,including the ability to enforce the Library's rules and regulations. Summary of Interviews with Department Directors Page 4 Interview Results Management Partners interviewed the Library Director to obtain his perspective on the Charter and its implications for the Library. The following are the themes from that interview. • The charter provisions have some impact on the operation of the Library by vesting administrative and policy-making authority with the Board. This has allowed the Board to operate the Library as effectively as possible, despite significantly constrained resources. The City has the ultimate control over the Library's budget,not the Board. • Having a somewhat independent Board with administrative and governance authority is perceived to be beneficial. • The Board obtains input from the public on community needs and consequently is effective in representing community interests,particularly when changes to the Library are being contemplated by the City's elected and appointed leadership. A perception exists that the Library would have been completely closed during the economic downturn were it not for the intervention and advocacy of the Board of Trustees. • The Board is essential for addressing patron misbehavior because it has the authority to ban patrons from the facilities if they do not follow established rules and regulations. The Board also functions as an appeal body if patrons disagree with a policy or how a policy or rule is being carried by the Library staff. • The Library Director would prefer to maintain the existing reporting relationship with the Board of Trustees, although he has a good relationship with City management. The Director stated it is beneficial to have performance feedback from multiple people rather than a single supervisor. • The language regarding Library funding in the charter is archaic and should not be retained. In particular,the Charter should be silent on funding for the Library. • The Library relies upon the City's internal support functions, such as Human Resources, Finance and purchasing. It does not have its own internal support functions or staff. • Referencing the Board of Trustees in the municipal code instead of the charter itself may be acceptable, as long as the roles,responsibilities and authorities of the Board remain the same. The Library Director does not support eliminating the Board of Trustees or converting it to an advisory body. • It would be acceptable to have the Board of Trustees appointed by the Mayor and Common Council as a whole(instead of appointment by the Mayor and confirmation by the Council),following the same application process that is currently used. • Less is more. The new charter should be streamlined and modernized to provide flexibility for the efficient operation of the Library. Additional Considerations None of the peer agencies specifically reference library services in their charter,except for Riverside. Section 808 of the Riverside Charter establishes the Library Board of Trustees with powers and authorities similar to the San Bernardino Library Board of Trustees. Where references to libraries exist, they are found in the municipal code. Some peer agencies do not 1,: Summary of Interviews with Department Directors Page 5 operate their own libraries,but instead receive services through a county library system. Table 1 below provides a profile of library services and their governance for the 17 peer agencies. Table 1. Summary of Peer Agency Library Services City- Library Operated Commission/ Population Library Board Comments 200,000 to 299,000 Chula Vista Yes Yes Appointed by City Council.Advisory only. Library Director reports to City Manager,serves as technical advisor to the Library Board of Trustees Irvine No Not Services provided by Orange County Library applicable Modesto No Not Services provided by Stanislaus County Library applicable Stockton No No Library services provided by Stockton-San Joaquin County Library System, a joint partnership between the City and San Joaquin County. Serves Stockton,eight other cities, and the county unincorporated areas 300,000 to 399,000 Anaheim Yes Yes Appointed by City Council.Advisory only. Library Director reports to City Manager,serves as technical advisor to the Library Board of Trustees Bakersfield No Not Services provided by Kern County Library applicable Riverside Yes Yes Board of Trustees has powers similar to San Bernardino, including enforcement of Library rules,and .appointment/removal of Library Director. Director reports to the Board, not the City Manager Santa Ana Yes No Library is a Division of the Parks, Recreation and Community Services(PRCS) Department. Library director reports to PRCS Director. 150,000 to 199,000 Glendale Yes No Library Director reports to City Manager Hayward Yes Yes Appointed by City Council.Advisory only. Library Director reports to City Manager,serves as technical advisor to the Library Board of Trustees Lancaster No Not Services provided by Los Angeles County Library applicable Oceanside Yes Yes Board of Trustees appointed by Mayor with confirmation by City Council. Has advisory and enforcement powers Palmdale Yes Yes Board of Trustees appointed by Mayor with confirmation by City Council. Has advisory and enforcement powers. City has contracted operations to a private vendor(LSSI). 15 1 Summary of Interviews with Department Directors Page 6 Operated City- Library Population Library Board Comments Pomona Yes Yes Board of Trustees is advisory with appeal authority to "resolve citizen/library issues." All but one Library staff member was eliminated in FY 2012-13 due to budgetary constraints.After a two-week closure,the Library is now open only 30 hours per week Salinas Yes Yes Appointed by City Council.Advisory only. Library Director reports to City Manager,serves as technical advisor to the Library Board of Trustees Santa Rosa No Not Services provided by Sonoma County Library applicable Torrance Yes No Library is a division of the Community Services Department. Library Manager reports to the Community Services Director Total 11 8 Source: Peer Agency websites and municipal codes Table 1 shows that of the 11 peer agencies operating a City library, only 8 have a Library Commission or Board of Trustees. Of those 8 agencies, four of the Library Boards or Commissions (Riverside, Oceanside, Pomona and Palmdale)have authority to enforce library rules and regulations and/or hear appeals. Only two of the Library Boards (Oceanside and Riverside)have authority to hire or remove the Library Director. The Library Director reports to the City Manager in eight of the peer agencies. A private vendor provides a Library Director for Palmdale. Management Partners was unable to confirm the reporting relationship between the library services vendor in Palmdale and the Palmdale Library Board of Trustees. Conclusion Based on the review of comparable peer agencies and best practices, the basic structure of the San Bernardino charter should not include reference to the Police, Fire or Library departments. Instead, provisions for these departments, if necessary, should be incorporated into the San Bernardino Municipal Code by an ordinance adopted by the Common Council. While there may be a benefit to having the Library Board of Trustees function as an appeal body with the power of enforcement, such provisions need not be specified in the Charter. 16 PMS ANALYSIS of SKELETON CIVIL SERVICES BOARD &/or HR DEPARTMENT -2"d- revision Descriptions of Skeleton Issues Related to this Topic: A. Should there be anything in the Charter concerning a Civil Services or HR Department? B. Should it have a Board responsible for its operations separate from the Council &/or Manager? C. If so, should it's Board be - a. appointed by the Mayor and Council? b. appointed by the Manager? C. appointed by the Manager subject to Council approval? 2. National Civic League Model City Charter& Guide - A. Recommends not requiring any Departments or Agencies in the Charter. [4.01] B. Recommends all be selected, supervised, and fired just by Manager [4.03] 3. Other Similarly sized California cities (SB is about 214,000) -As to the charters of the 17 similarly sized California cities 9 10 have some language concerning personnel/human relations/civil service: Chula Vista contains civil service provisions [700-707], establishes a Civil Service Commission [609-610], appointed by Council [609]; Modesto establishes an advisory Human Relations Commission [1111] appointed by Council-[1102]; Stockton contains civil service provisions [2500-2520], with a civil service Commission appointed by Council [2502];Anaheim establishes a Personnel System without details[10001, Riverside requires Council to establish a merit system for appointive officers and employees [900] and an advisory human resources Board [807] appointed by the Mayor and Council [802]); Bakersfield-establishes civil service for its fire dept[183-1911,police department[221-2281 and miscellaneous departments [208-217(a)] °efie°rs :e, employees r2n4, with its their Boards appointed by Council [209] and one for police officers appointed by Council [221]; Santa Ana establishes a civil service system [1000-1015] and has a personnel Board appointed by Council [911-912]; Glendale-creates a civil service commission appointed by the Council [XXIV] (It appears that their operations are not subject to supervision of the Manager.); Hayward establishes a Personnel Board with powers to hear classified service appeals, otherwise advisory to Council [907], established by Council [902]; Santa Rosa requires Council to adopt rules &regulations for personnel relations, etc. [50]; and Torrance establishes a civil service system which references a civil service commission [1300-1320]. 6. Other Issues Relevant to the Topic- Collective bargaining may have eliminated the need for Civil Service Commissions. I believe San Bernardino has a Human Resources Department(not required by it's Charter) which should be able to take care of any continuing needed civil service functions. 7. San Bernardino's Current Charter (A&C)A Civil Services Commission is provided for appointed by the Mayor with the approval of the Council [246]. The Manager is not responsible for the Civil Service System [100]. 8. Charter vs Code Filter a. It seems not essential or constitutional that Civil Service provisions be in Charter. 9. General Law a. I believe General Law(A)requires no Civil Service provisions, and does not provides for a Civil Service Commission, but would allow Council to establish is if needed. b. More than 2/3 of California's Cities are General Law. 10. My Thoughts: I see no need for San Bernardino to continue to need a Civil Service Commission or for providing for one in our proposed new charter. 17 Management - Partners To: Volunteer Citizen-Based Charter Committee From: Cathy Standiford,Partner Subject: Civil Service Boards and Systems Date: October 13, 2015 The Charter Committee is considering elements that should be included in the Charter "skeleton." On September 15 the Committee approved a preliminary recommendation that, "no departments be specifically mentioned in the Charter except as otherwise provided or delineated." In other words, the preference is to avoid mentioning specific departments(or in some cases commissions) in the Charter unless there is a compelling reason to do so. The Committee will begin reviewing each of the departments currently referenced in the Charter to determine whether such compelling reasons exist. In anticipation of the Committee's discussions, Management Partners has conducted interviews with the potentially affected department directors and the city manager. An interview with the Civil Service chief examiner was conducted on Tuesday, September 15. On September 22 the Civil Service Board received an update on the Charter Committee's progress and discussed recommendations it would like to provide to the Committee. Management Partners also met with the Board chair following the meeting. The purpose of this memorandum is to summarize the input received as well as additional information on civil service systems and boards Committee members may wish to consider in developing specific recommendations. Interview Results The following are common themes from input provided by the Civil Service Board, the Board chair and the chief examiner. • There are strong feelings that references to the Civil Service Board should be included in the Charter to preserve independent authority,particularly for personnel matters involving discipline or reductions in force. • The Board is concerned that ordinances may be changed by a majority vote of the Common Council. The Charter provides better protection against tampering with the principles and regulations of the Civil Service system by either the Common Council or the city manager. 1730 MADISON ROAD • CINCINNATI,OH 45206 • 513 8615400 • FAx 513 8613480 MANAGEMENTPARTNERS.COM 18 2107 NORTH FIRST STREET,SUITE 470 • SAN JOSE,CALIFORNIA 95131 • 408 437 5400 • FAx 408 453 6191 3152 RED HILL AVENUE,SUITE 210 • COSTA MESA,CALIFORNIA 92626 • 949 222 1082 • FAx 408 453 6191 Civil Service Boards and Systems Page 2 • The Board considers its role to be serving and representing, "the heart of the community"by protecting against cronyism in hiring and promotion practices. The Board strives to ensure a, "fair and level playing field" for both the City's employees and management/administration. • It is important for the Board to appoint the chief examiner directly and for the chief examiner to continue to report to the Board. This ensures both the examiner and Board are able to carry out their duties independently and without undue influence. The Board expressed particular concerns about the potential for city manager influence. • Over the last six years, the degree of collaboration between the Civil Service staff and the Human Resources(HR)Department has increased. Roles and responsibilities have been clarified to reduce redundancies, although it is acknowledged that further streamlining of the recruitment, testing, and selection process is possible. • The Board's most important role is to hear and decide appeals regarding employee discipline, (e.g., demotions, suspensions,withholding of pay, and termination). Without the Board there would be no fair,neutral party within the City government to ensure a fair and impartial hearing of such appeals. • There is some willingness to transfer recruitment, testing and selection functions related to the Human Resources Department for the sake of improved efficiency and customer service. The Board and chief examiner recognize that many of their functions are often performed by an HR department. However, the authority to serve as a quasi-judicial body over disciplinary-related appeals should remain a function of the Civil Service Board. • There is support for the wholesale replacement of the Charter as long as it contains the establishment of a Civil Service or Personnel Board to hear disciplinary matters and provide guidance on reductions in force (i.e., seniority and bumping rights). • The new Charter should be broader and less specific using the simplest language possible. Comparison with Peer Agencies "Civil service" and "civil service system" are somewhat antiquated terms that pre-date the advent of collective bargaining practices. They reflect the desire to ensure government employees are appointed and promoted based on qualifications and professional merit as proven by a competitive testing process. The goal is to avoid or prevent unfair hiring practices such as cronyism or nepotism. Today,many cities use the term"personnel system" instead of "civil service system." Management Partners reviewed 17 peer agency charters to identify references to either civil service or personnel systems. We also looked for instances of an established civil service or personnel board and identified whether the establishment was handled in the city's charter or municipal code. Finally,we examined the duties and powers of civil service or personnel boards of the nine agencies where they exist. The following tables summarize the results of this research. A table providing the details for each peer agency is provided as an attachment. 19 ANIFF- 1 Civil Service Boards and Systems Page 3 Table 1 shows that 11 of the 17 agencies make some reference to a civil service or personnel system in the charter. However, in two cases (Anaheim and Riverside) the provision merely states that such a system will be established by the City Council by ordinance. It shows nine agencies have a civil service or personnel board. Of these, eight are established by charter and one is established in the municipal code. 1 Table 1. Summary of Civil Service or Personnel System Charter References Civil Service or Personnel Civil System Service or Referenced Personnel 6 E tion in Charter Board 200,000 to 299,000 3 3 Irvine's personnel system is defined and described in the City's (Chula vista, Irvine, municipal code. There is no civil service or personnel board;the Modesto,Stockton) Irvine assistant city manager is designated as the"personnel l officer."Chula Vista,Stockton and Modesto reference a civil service system and a civil service board in their charters. 300,000 to 399,000 Anaheim and Riverside charter references authorize the City (Anaheim, Council to establish a personnel system by ordinance. However, Bakersfield,Riverside, neither has a civil service/personnel board. Santa Ana and Santa Ana) Bakersfield reference both a civil service system and a civil 4 2* service board in their charters. l 150,000 to 199,000 Glendale, Hayward,Torrance and Santa Rosa reference a civil service system in the charter. Glendale, Hayward,and Torrance charters also establish a civil service/personnel board.Santa Rosa's personnel board is established by the municipal code. There is no reference to either a civil service/personnel system i or board in the charters for Lancaster,Oceanside, Palmdale, 4 4 Pomona, or Salinas. TOTAL 11 9 Source: Peer agency charters,websites and municipal codes The Bakersfield charter establishes three civil service boards:one for fire,one for police and one for miscellaneous employees. They have been counted as one board in Table 1 for consistency. Table 2 summarizes the appointment of civil service or personnel boards and any staff members designated to support the board's activities. Table 2. Appointment of Civil Service or Personnel Boards and Staff Appointment Staff by Population Council by Board 200,000 to 299,000 3 1 Stockton's Board has independent authority to appoint the Chief Examiner. 300,000 to 399,000 2 0 Neither the Bakersfield nor Santa Ana boards have independent authority to appoint staff. 20 Civil Service Boards and Systems Page 4 Appointment by City Appointed Population Council by Board Comments 150,000 to 199,000 4 1 Torrance's Board has authority to appoint its executive officer. The Santa Rosa Personnel Board consists of five members appointed by the City Council. Of these,three are city residents and two are labor representatives selected from names submitted by the city's employee associations. TOTAL 9 2 Source: Peer agency charters, websites and municipal codes Table 2 shows that all nine civil service/personnel boards, whether established by charter or municipal code, are appointed by the City Council as a whole. Only two of these boards have the authority to appoint their own staff. Table 3 summarizes the powers of established civil service/personnel boards. A common function of these boards is to serve as a hearing body for appeals of disciplinary actions. "Advisory powers" means the board makes recommendations to either the city council or the city manager, but cannot make the final decision. "Quasi-judicial" means the board has the independent authority to reach decisions on disciplinary matters such as demotions, suspensions and terminations. Table 3 shows a fairly even split between the number of advisory and quasi-judicial civil service/personnel boards. Three of the boards with advisory powers make recommendations to the city manager,not the City Council. Table 3. Powers of Peer Agency Civil Service or Personnel Boards Quasi- Advisory judicial Population Powers Powers 200,000 to 299,000 2 1 Chula Vista's Board makes recommendations to the city council.The Modesto Board makes recommendations to the city manager.*Stockton's board has independent powers comparable to the San Bernardino Civil Service Board. 300,000 to 399,000 2 Bakersfield and Santa Ana boards have independent decision authority. 150,000 to 199,000 3 1 Only Glendale's board has independent authority. Hayward's and Santa Rosa's boards are advisory to the city manager. Torrance's board is advisory to the city council. TOTAL 5 4 Source:Peer agency websites,charters and municipal codes *The Modesto Board of Personnel Appeals is primarily responsible for selecting a hearing officer,not conducting hearings itself. Hearing officer findings and recommendations are made to the city manager. 21 Civil Service Boards and Systems Page 5 Conclusion The following conclusions can be made from the interviews and peer agency research. • San Bernardino's Civil Service Board has a broader role in the recruitment, testing and selection process than those of comparable peer agencies. It is more common for civil service/personnel boards to function as advisory hearing bodies for employee disciplinary appeals. • Most peer agencies make reference to a civil service or personnel system in their charter documents. In some cases the reference merely authorizes the city council to establish such a system. Older charters such as San Bernardino's tend to provide more specific details regarding the civil service requirements and processes than those for younger cities. • Members of most civil service or personnel boards are appointed by the city council as a whole. This is in contrast to San Bernardino's Civil Service Board,which is appointed by the Mayor and confirmed by the Common Council. Most boards are comprised of residents who are selected at large. Only Santa Rosa's Personnel Board has a mix of residents and labor representatives. • It is common for civil service or personnel boards to have the power to conduct investigations,issue subpoenas, and function as an appeals hearing body. However, the disciplinary recommendations of five of nine peer agency boards are advisory, to either the city manager or city council. • Most civil service or personnel boards receive staff support from the Human Resources or a Personnel Department. Few have the independent authority to hire or remove their own staff. 2 Civil Service Boards and Systems Page 6 Attachment— Civil Service Provisions by Peer Agency Table 4 contains more specific information about civil service boards and systems for each of the 17 peer agencies. Table 4. Summary of Peer Agency Civil Service Provisions—Charter and Municipal Code Board Civil Service or Personnel System Civil Service Described in or Personnel Peer Agency Charter Papulation:200,000 to 299,000 Chula Vista Yes Yes Appointed by City Council with the power to conduct investigations, hear appeals, and recommend adoption, modification or repeal of civil service rules and regulations. (Article VI,Sections 609-610)Additional details regarding Civil Service commission provided in CVMC Chapter 2.43. Irvine No No Personnel system defined and described in city's municipal code. Assistant city manager is designated as the Personnel Officer,with many of the same duties as a Civil Service Board. Modesto Yes Yes Article XII of the Modesto Charter, "Personnel System" contains elements comparable to a civil service system such as appointments and promotions made based on merit and fitness,the establishment of eligibility lists, and the establishment of unclassified and classified service. Board of Personnel Appeals is authorized to select a hearing officer for appeals. Findings of hearing officer are made to city manager,who makes the final determination (Article XII,Section 1205). Charter also includes provisions for impartial arbitration for police and fire employee disputes(Section 1206) Stockton Yes Yes Comprehensive details of Civil Service system and Civil Service Commission found in Article XXV. Similar to San Bernardino, including chief examiner position,appointed by the Commission.Same testing,selection, hearing,and investigation powers as San Bernardino Civil Service Commission. ` Population:300,000 to 399,000 Anaheim Yes No Article X of the charter authorizes the City Council to 1 establish a personnel system by ordinance to include elements comparable to a civil service system, but there are no details about the system. Section 1050 is a policy i statement for impartial arbitration for personnel disputes E involving firefighters 23 Civil Service Boards and Systems Page 7 Civil Service or Personnel System Civil Service Described in or Personnel Peer Agency Charter Board Comments Bakersfield Yes Yes-3 Charter Addendums 1, 2 and 3 set forth civil service different Civil provisions for fire, miscellaneous and police employees, Service respectively. There are three Civil Service Boards(one for Commissions each unit), appointed by City Council. All three have ultimate authority to establish regulations governing the selection, promotion and discipline of the member of each defined employee unit(i.e., not the City Council). Also serves as disciplinary appeal body. Riverside Yes No Article IX of the charter states the City Council shall establish a personnel merit system by ordinance. Santa Ana Yes Yes Article IX,Section 900 establishes a Personnel Board with appointment by the City Council.The Board has authority to hear disciplinary appeals, conduct studies and investigations,and conduct hearings on proposed amendments or repeal of civil service rules(Section 912). Article X defines the civil service system,as well as positions excepted from it. Population:150,000 to 199,000 Glendale Yes Yes Article XXIV establishes Civil Service system, including Commission appointed by the City Council. Duties include establishing civil service rules and policies and serving as a quasi-judicial hearing body for employee appeals. Hayward Yes Yes Article IX establishes a Personnel Board with advisory authority on personnel administration, including serving as hearing body for employee appeals and grievances(makes recommendation to city manager on such appeals).Also has authority to recommend approval of job descriptions. Lancaster No No Municipal Code Chapter 2.56 defines personnel system (with same basic characteristics as civil service system)and identifies the city manager as the personnel officer. Personnel rules and regulations are adopted, modified or ` repealed by City Council. Oceanside No No Personnel System(with same basic characteristics as civil service system)created by ordinance(Oceanside Municipal Code Chapter 23) Palmdale ) No No Nothing about personnel or civil service system in the municipal code. City manager has authority to appoint, promote, discipline, demote or remove employees. Pomona No No Personnel system(with same basic characteristics as civil service system)created by ordinance(Pomona Municipal Code Division 3). Human Resources/Risk Management director is responsible for the personnel system, its rules and enforcement 24 Civil Service Boards and Systems Page 8 Civil Service or Personnel System Civil Service Described in or Personnel Peer Agency Charter Board Comments Salinas No No Personnel system(with same characteristics as civil service system)described in Chapter 25 of the Pomona municipal code. Santa Rosa Yes Yes Personnel system to be established by City Council ordinance(Charter Section 50);charter also includes provisions for impartial and binding arbitration for police and fire employee disputes. Municipal Code Chapter 2-28 establishes Personnel Board to act as an advisory body to the city manager and serve as hearing body for employee disputes related to employment. Torrance Yes Yes Civil Service system established by Charter Article 13. Civil Service Commission established by Torrance Municipal Code Chapter 4,Article 10,with authority to conduct hearings and make recommendations to the City Council. Commission also has the authority to appoint an executive officer. Total 11 9 Source: Peer agency websites,charters and municipal codes I 25