HomeMy WebLinkAboutCDC/2009-39
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(NOTE: COMPANION RESOLUTION 2009-289)
RESOLUTlON NO. CDC/2009-39
RESOLUTlON OF THE COMMUNITY DEVELOPMENT COMMISSlON
OF THE CITY OF SAN BERNARDINO APPROVING AND
AUTHORIZING THE INTERIM EXECUTlVE DIRECTOR OF THE
REDEVELOPMENT AGENCY OF THE CITY OF SAN BERNARDINO
("AGENCY") TO EXECUTE THE 2009 AFFORDABLE SENIOR CITlZEN
RENTAL HOUSING ACQUlSITlON, DISPOSITlON AND
DEVELOPMENT AGREEMENT ("DDA") BY AND BETWEEN THE
AGENCY AND META HOUSING, INC. - MAGNOLIA HIGHLAND, L.P.
(NORTHWEST REDEVELOPMENT PROJECT AREA)
WHEREAS, the Redevelopment Agency of the City of San Bernardino ("Agency") is a
9 public body, corporate and politic; and
10 WHEREAS, the Agency will own properties located on the southwest corner of Highland
11 Avenue and Medical Center Drive (APN's: 0143-191-38, 46, and 63 collectively, the "Property");
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13 WHEREAS, the Agency will acquire the Property through an assignment of interest under a
14 purchase contract between Meta Housing, Inc. - Magnolia Highland, L.P. (the "Developer"), and
15 the respective property owners for purchase ofthe Property pending final disposition; and
16 WHEREAS, the Agency proposes to transfer the Property to the Developer in accordance
17 with the terms and conditions of the "2009 Affordable Senior Citizen Rental Housing Acquisition,
18 Disposition and Development Agreement (the "DDA"); and
19 WHEREAS, the Developer shall develop and improve the Property as may hereafter be
20 transferred by the Agency to the Developer pursuant to the DDA with 79 units of affordable senior
21 citizen rental housing and one on-site manager's unit ("Project"), using the design and
22 improvement standards which are consistent with City Tentative Parcel Map No. 19200
23 (Subdivision No. 09-02) and City Conditional Use Permit No. 09-05, as previously approved by the
24 Planning Commission on May 19,2009; and
25 WHEREAS, the Developer has the background, expenence and financial capability to
26 develop the Project and is seeking a deferred payment second trust deed residual receipts loan from
27 the Agency in an amount up to $4,000,000; and
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1 WHEREAS, the Agency loan will be combined with other funds the Developer is seeking
2 including an allocation of low-income housing tax credits from the California Tax Credit Allocation
3 Committee ("TCAC") to provide funds in the amount of $10,621,198, and a permanent first trust
4 deed loan in an amount up to $2,928,053 to complete the financing of the Project with an estimated
5 total development cost of $17,549,251; and
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WHEREAS, it had been determined that the environmental review of the Agreement with
7 regards to the disposition and development of Agency Property is a "categorically exempt project"
8 for the reasons indicated in the Agency Staff Report, and no potentially adverse environmental
9 effects are anticipated to be associated with the redevelopment of the Project; and
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WHEREAS, the Agency has prepared and published a notice of joint public hearing in The
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San Bernardino County Sun Newspaper on July 4, 2009, and again on July 10, 2009, regarding the
consideration and disposition of the Property to the Developer; and
WHEREAS, pursuant to Health and Safety Code Section 33433(b), the Agency may transfer
the Property to the Developer subject to the Mayor and Common Council of the City of San
Bernardino ("Council") and the Community Development Commission of the City of San
Bernardino ("Commission") adopting a Resolution by the Council authorizing the Agency to
transfer the Property in light of the findings set forth in such Resolution, pursuant to Health and
Safety Code Section 33433; and
WHEREAS, the Agency has prepared a Summary Report that describes the salient points of
the DDA and identifies the cost to the Agency of the disposition and development of the Property.
NOW, THEREFORE, THE COMMUNITY DEVELOPMENT COMMISSION OF THE
CITY OF SAN BERNARDINO DOES HEREBY RESOLVE, DETERMINE AND ORDER, AS
FOLLOWS:
Section 1.
The Recitals ofthis Resolution are true and correct.
Section 2.
On August 3, 2009, the Commission conducted a full and fair joint public
hearing with the Council, and considered the written Agency Staff Report relating to the DDA, the
Summary Report and the testimony submitted relating to the disposition and development of the
Property by the Developer pursuant to the terms and conditions of the DDA. The minutes of the
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1 City Clerk for the August 3, 2009, joint public hearing of the Commission and the Council shall
2 include a record of all communication and testimony submitted to the Commission and the Council
3 at the joint public hearing by interested persons relating to the Summary Report, the Project and the
4 approval of the DDA.
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Section 3.
This Resolution is adopted in order to satisfy the provisions of Health and
6 Safety Code Section 33433 as those provisions relate to the disposition of the Property by the
7 Agency to the Developer on the terms and conditions set forth in the DDA. The Commission
8 hereby finds and determines as follows:
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(i)
The Summary Report contains the information described in Health and Safety Code
Section 33433(a)(2)(B);
(ii)
The disposition and redevelopment of the Property by the Developer in accordance
with the DDA is consistent with the affordable housing supply preservation and
expansion programs of the Agency Housing Implementation Plan;
14 (iii) The terms and conditions of the DDA contain assurances that the Developer will
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redevelop the Property;
(iv) As required by Health and Safety Code Section 33433(b)(2), the disposition and
redevelopment of the Property by the Developer in accordance with the DDA is not
less than the fair reuse value at the use and with the covenants and conditions and
development costs as affordable senior housing and with the covenants and
conditions and development costs authorized by said DDA; and
(v) The disposition of the Property to the Developer on the terms set forth in the DDA
shall assist in the elimination of conditions of blight on the Property and in the
Northwest Redevelopment Project Area.
Section 4.
The Commission hereby finds and determines that the enviromnental review
of the DDA and the redevelopment activities contemplated thereunder is a "categorically exempt
project" for the reasons indicated in the Agency Staff Report. No potentially adverse enviromnental
effects are anticipated to be associated with the redevelopment of the Property, and accordingly
based upon its own independent review of the information provided to the Commission regarding
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1 the Property; the Commission hereby authorizes the filing of a Notice of Exemption under CEQA
2 relating to the Project.
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Section 5.
The Commission hereby receives and approves the Summary Report aod the
4 DDA in the form as submitted at this joint public hearing.
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Section 6.
The Commission hereby approves the disposition of the Property by the
6 Agency to the Developer on the terms set forth in the Agreement and hereby authorizes the Interim
7 Executive Director of the Agency to execute the DDA on behalf of the Agency aod the Interim
8 Executive Director of the Agency is hereby authorized to make minor corrections, additions,
9 clarifications, interpretations to the DDA, provided said chaoges are not substaotive in nature, do
10 not increase the monetary impact to the Agency aod are consented to by the Agency Counsel.
11 Section 7.
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This Resolution shall take effect upon its adoption aod execution.
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CDC/2009-39
RESOLUTlON OF THE COMMUNITY DEVELOPMENT COMMISSION
OF THE CITY OF SAN BERNARDlNO APPROVING AND
AUTHORlZING THE INTERlM EXECUTlVE DlRECTOR OF THE
REDEVELOPMENT AGENCY OF THE CITY OF SAN BERNARDINO
("AGENCY") TO EXECUTE THE 2009 AFFORDABLE SENIOR CITlZEN
RENTAL HOUSING ACQUISITION, DlSPOSITlON AND
DEVELOPMENT AGREEMENT ("DDA") BY AND BETWEEN THE
AGENCY AND META HOUSING, INC. - MAGNOLIA HIGHLAND, L.P.
(NORTHWEST REDEVELOPMENT PROJECT AREA)
I HEREBY CERTIFY that the foregoing Resolution was duly adopted by the Community
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Development Commission of the City of San Bernardino at a i oint regular
9 thereof, held on the
3rd
10 Commission Members:
11 ESTRADA
12 BAXTER
13 BRINKER
14 SHORETT
15 KELLEY
16 JOHNSON
17 MC CAMMACK
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meeting
day of Augus t
,2009, by the following vote to wit:
Aves
Navs
Abstain
Absent
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X
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X
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C...
secre~ . . . ...
21 The foregoing Resolution is hereby approved this 6th day of August
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,2009.
~ Mo~rperson
Community Development Commission
of the City of San Bernardino
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26 Approved as to Form:
2287 By: \t~Aui
. gency b~s~l
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2009
AFFORDABLE SENIOR CITIZEN RENTAL HOUSING ACQUISITION,
DISPOSITION AND DEVELOPMENT AGREEMENT
(Northwest Redevelopment Project: Meta Honsing Corporation and Magnolia Highland, LoP.)
THIS 2009 AFFORDABLE SENIOR CITIZEN RENTAL HOUSING ACQUISITION,
DISPOSITION AND DEVELOPMENT AGREEMENT (this "Agreement") is dated as of August 3, 2009,
by and between Magnolia HigbIand, L.P., a California limited partnership (the "Developer"), and the
Redevelopment Agency of the City of San Bernardino, a public body corporate and politic (the "Agency").
This Agreement is entered into with respect to the facts presented in the following Recitals:
FOR GOOD AND VALUABLE CONSIDERATION, THE DEVELOPER AND THE AGENCY
HEREON PROMISE, COVENANT AND AGREE FOR THEMSELVES AND THE SUCCESSORS
AND ASSIGNS OF EACH OF THEM AS FOLLOWS:
SECTION 1.1. Intel!ration of Understandinl!: Identification of Parties.
(a) The Agency has previously accepted the proposal of the Developer's predecessor in
interest, Meta Housing Corporation, under certain correspondence of the Agency, dated March 20, 2009
(the "NOF A Ranking Letter") to undertake the "Project" as this term is described in this Agreement. The
Developer and the Agency hereby acknowledge and agree that on the "Effective Date," as this term is
defined below in this Agreement, this Agreement shall supercede the NOF A Ranking Letter, and , no
provision of the NOF A Ranking Letter shall have any further force or effect after the Effective Date.
(b) This Agreement constitutes the entire agreement of the Developer and the Agency with
respect to the subject matter covered herein. The Developer and the Agency agree that there are no other
agreements or understandings between the Agency and the Developer except as set forth in this
Agreement. The Developer and the Agency further agree that no representation has been made by either
party to the other as an inducement to enter into this Agreement. The Developer and the Agency agree that
all prior representations and negotiations between the parties under the NOF A Ranking Letter or
subsequent to the date of the NOFA Ranking Letter, are superceded by this Agreement.
(c) The text of the Agency resolution approving this Agreement, is incorporated by this
reference into this Agreement and is made a part hereof.
(d) Prior to the execution of this Agreement, Meta Housing Development Corporation, a
California corporation ("Meta"), entered into the various agreements for the acquisition and purchase of
the Property as defined herein and has formed the Developer prior to the date of this Agreement. Meta has
extensive experience through the individuals acting as the principals of Meta to undertake all obligations
required by Meta and the Developer pursuant to this Agreement and to enter into the Meta Housing
Corporation Guaranty for the repayment ofthe Initial Agency Loan Advance, the Agency Loan Note, the
Agency Loan Deed of Trust, the Developer Assignment of Licenses, Permits and Contracts as further
provided in the definition of Agency Loan Documents.
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SECTION 1.2. Environmental Impact Evaluation of the Proiect Under the California
Environmental Oualitv Act.
(a) As part of the consideration of the City of San Bernardino Planning Commission of the
development project application for approval oftentative Parcel Map No. 19200 and City Conditional Use
Permit No. 09-05, the City of San Bernardino has previously certified under the California Environmental
Quality Act ("CEQA"), that the Project is a "Class 32 Categorically Exempt Project", as this term is
defined under the applicable regulations ofCEQA. The Community Development Commission ofthe City
of San Bernardino acting by and for the Agency, as a "responsible agency" to the City of San Bernardino,
finds and determines that the Project is a categorically exempt Class 32 project under CEQA.
(b) In the event that the implementation by the Developer of one or more particular elements of
the Project may require additional review under CEQA, the parties shall consult with each other with
respect to such additional CEQA study, as may then be indicated. Nothing in the preceding sentence shall
be deemed to be a commitment or an obligation of the Agency to pay for any such additional cost of
CEQA study, and the Agency reserves its discretion to approve or disapprove any such additional CEQA
study cost or expense which would be payable by the Agency.
SECTION 1.3. Purno.e of Al!reement.
The purpose of this Agreement is to effectuate the Redevelopment Plan for the Northwest
Redevelopment Project by providing affordable rental housing loan assistance to the Developer to: (i)
acquire the Site from the Agency for redevelopment as affordable senior citizen rental housing and; (ii)
design, construct, install, finance and place the Project in use and occupancy by Senior Citizens
Households and Lower-Income Senior Citizen Households. The redevelopment of the Project on the Site
and the fulfillment generally of this Agreement are in the best interests of the City and the welfare of its
residents and are in accordance with the public purposes and provisions of applicable federal, state, and
local laws and regulations under which the Project has been undertaken and is being assisted.
SECTION 1.4.
Definitions.
In addition to the meaning ascribed to certain words and phrases as set forth in the Recitals of this
Agreement or in other sections of this Agreement including any of the Attachments to this Agreement,
other words and phrases shall have the meaning described below:
. Affordable Rental Units. The words "Affordable Rental Units" mean and refer to the senior citizen
multi-family rental housing dwelling units to be constructed by the Developer as part of the Project.
Each ofthe Affordable Rental Units shall be reserved for occupancy by Senior Citizen Households at
an "affordable rent" in compliance with the lowerrent level for each Affordable Rental Unit set forth
in either the State TCAC Regulatory Agreement or the Agency Regulatory Agreement.
. Agency Acquisition Escrow. The words "Agency Acquisition Escrow" mean and refer to the land
transfer transaction account by and among the Escrow Agent, each of the owners of the parcels of
land which comprise the Property and the Agency. The Agency shall acquire the Property upon the
close of the Agency Acquisition Escrow.
. Agency Grant Deed. The words "Agency Grant Deed" mean and refer to the instrument of
conveyance for the transfer by the Agency of the Site to the Developer. The general form of the
Agency Grant Deed is Attachment No.6 of this Agreement.
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. Agency Loan. The words "Agency Loan" mean and refer to the loan to be originated by the Agency
in favor of the Developer in a principal amount not to exceed Four Million Dollars ($4,000,000).
The provisions ofthe Agency Loan are set forth in Section 2.8. The Agency Loan shall be evidenced
by the Agency Loan Note (Attachment No. 10) and shall be secured by the Agency Loan Deed of
Trust (Attachment No. II) and the other Agency Loan Documents.
. Agency Loan Deed of Trust. The words "Agency Loan Deed of Trust" mean and refer to the deed
of trust which encumbers the Site and the Project as security for the repayment ofthe Agency Loan.
The general form of the Agency Loan Deed of Trust is Attachment No. I I of this Agreement.
. Agency Loan Documents. The words "Agency Loan Documents" means and refers to collectively,
all of the documents executed by the Developer in favor of the Agency which either evidence the
Agency Loan or provide the Agency with security for the repayment of the Agency Loan. The
Agency Loan Documents include without limitation the Meta Housing Corporation Guaranty for the
repayment of the Initial Agency Loan Advance, the Agency Loan Note, the Agency Loan Deed of
Trust, the Developer Assigmnent of Licenses, Permits and Contracts.
. Agency Loan Note. The words "Agency Loan Note" mean and refer to the promissory Note of the
Developer payable to the Agency which evidences the Agency Loan. The form of the Agency Loan
Note is Attachment No. 10 of this Agreement.
. Agency Regulatory Agreement. The term "Agency Regulatory Agreement" means and refers to
that certain Lower-Income Senior Citizen Household rental housing regulatory agreement and
declaration of covenants and restrictions by and between the Developer and the Agency affecting the
Site and the Project subject to subordination by the Agency to the Construction Loan and the
Permanent Loan. The form of the Agency Regulatory Agreement is Attachment No. 9 of this
Agreement.
. Agency Subordination Agreement for Project Financing. The words "Agency Subordination
Agreement for Project Financing" mean and refer to the form of one or more loan subordination
agreements by and between the Developer and the Agency in favor of a lender who provides
permitted development financing for the Project as set forth in this Agreement. The first such
Agency Subordination Agreement for Project Financing shall be in favor ofthe Construction Lender
in support of the Construction Loan, and the second shall be in favor of the Permanent Lender in
support of the Permanent Loan. The Agency Subordination Agreement for Project Financing with
respect to the Construction Loan and/or Permanent Loan may be in the form of an intercreditor
agreement among the Agency and other holders of security interests in the Project in the event that
the Developer may obtain a Construction Loan or a Permanent Loan, as applicable, from multiple
lending sources, such as a portion of such construction financing from a conventional lender and a
portion from an instrumentality of the State of California, including without limitation the California
Housing Finance Agency. Each such Agency Subordination Agreement for Project Financing shall
be for a permitted Security Financing Interest and shall be subject to the terms and conditions ofthis
Agreement; provided, however, that the Senior Citizens Rental Housing Use Covenant as set forth in
Attachment No.7 to this Agreement shall never be subject to such subordination. The Agency shall
not be obligated nor required to execute and deliver any subsequent Agency Subordination
Agreement for Project Financing except at its sole discretion.
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. Certificate of Completion. The term "Certificate of Completion" means and refers to that certain
Certificate of Completion which is Attachment No. 12 of this Agreement.
. City. The term "City" means and refers to the City of San Bernardino.
. Closing/Closing Date/Close of Site Transfer Escrow. The terms "Closing", "Closing Date" and
"Close of Site Transfer Escrow" shall mean the date on which the conditions for the transfer of the
Site to the Developer (Parcel No. I of tentative Parcel Map No. 19200) have been satisfied and the
Agency Deed of Trust and the Agency Grant Deed, the Agency Regulatory Agreement and the
related Agency instruments are filed for record in the Office of the County Recorder of San
Bernardino County, California. The Closing shall occur on or before the date provided in the
Schedule of Performance.
. Construction Lender. The words "Construction Lender" means and refers to the entity or entities
which provides the Construction Loan to the Developer.
. Construction Loan. The words "Construction Loan" mean and refer to the loan (or collectively
loans from multiple sources, including instrumentalities of the State of California) which the
Developer shall hereafter obtain in an approximate principal amount presently estimated to be that
amount as set forth on the Developer Project Pro Forma submitted by the Developer to the Agency,
subject to modifications as may be approved by the Agency Executive Director, in order to provide
for the construction and improvement of the Project. The Construction Loan may be derived from
one or more sources of financing obtained by the Developer, including without limitation from an
instrumentality of the State of California, from the proceeds of a construction loan provided by a
state or federally regulated third-party lending institution, or from a combination of these.
. Construction Loan Documents. The words "Construction Loan Documents" mean and refer to the
various documents and instruments by and between the Developer and the Construction Lender
which evidence the Construction Loan for the improvement of the Project.
. Construction Loan Escrow. The words "Construction Loan Escrow" mean and refer to the loan
financing transaction account by and between the Developer, Construction Lender and the Escrow
Agent through which the initial disbursement of the Construction Loan shall be paid to the
Developer. The Construction Loan Escrow shall close concurrently with the Close of the Site
Transfer Escrow. The Agency shall not be party to the Construction Loan Escrow.
. Days. The word day or days shall mean calendar days in all instances unless modified specifically to
mean business days to thus exclude weekends and holidays from the calculation of the number of
days.
. Developer. The words Developer means Magnolia Highland, L.P., a California limited partnership,
duly formed by Meta Housing Corporation ("Meta"), as an affiliate of Meta. unless otherwise
specifically set forth to the contrary in this Agreement.
. Developer Acquisition Escrow Assignment Agreement. The words "Developer Acquisition
Escrow Assignment Agreement" means and refers to the agreement by and between the Developer
and the Agency, whereby the Developer assigns to the Agency the real property purchase agreements
by and between the Developer and each of the following owners of property which comprise the
Property and as set forth on Attachment No.5 to this Agreement:
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(i) Elias C. Antonovich, et al;
(ii) 11026 Long Beach, LLC, et al; and
(iii) Harold Mirsh Survivors, et al.
. Developer Assignment ofLieenses, Permits and Contracts. The words "Developer Assignment of
Licenses, Permits and Contracts" means that certain assignment document to be executed and
delivered by the Developer pursuant to this Agreement as further required by Section 2.8(f)(iii)(C).
. Developer Equity. The words "Developer Equity" mean and refer to:
(i) amounts of Developer Equity as shall be contributed to the Project by the Developer
including such Developer Equity as may be provided by the Investor Limited Partners, as
necessary in order to provide for the improvement ofthe Project, including such amounts
as may be required by the Construction Lender under its construction loan underwriting
standards; and
(ii) other equity as the Investor Limited Partners may provide or require the Developer to
contribute as set forth under the Tax Credit Limited Partnership Agreement; and
(iii) if requested and approved by the Developer, other equity as the Agency may in its sole
and absolute discretion elect to contribute to the Developer following the commencement
of construction of the Project.
. Developer Investigations. The words "Developer Investigations" means and refers to the
Developer's due diligence investigations ofthe Property and the Site to determine the suitability of
the Site for the Project. The scope ofthe Developer Investigation shall include all matters relevant
to the Project as determined at the discretion of the Developer.
. Developer Project Pro Forma. The words "Developer Project Pro Forma" mean and refer to the
document dated June 3, 2009, prepared by the Developer and approved by the Agency on the date
of approval ofthis Agreement, in support of the Developer's request for the Agency to consider the
approval ofthis Agreement. The Developer Project Pro Forma, includes the Project Construction
Budget. The Developer Project Pro Forma is included as part of Attachment No.4 of this
Agreement.
. Development Project Application. The words "Development Project Application" mean and
refer to collectively the completed development project application materials as prepared by the
Developer and submitted to the City for approval of each of the following Development Project
Permits:
(i) City tentative Parcel Map No. 19200; and
(ii) City Conditional Use Permit No. 09-05.
. Development Project Permit. The words "Development Project Permit(s)" means and refers to
all ofthe regulatory and building permits which the Developer shall hereafter apply for and obtain
from the City (and each of the other agencies with regulatory jurisdictions over the improvement of
each element of the Project) following the approval by the City of the Project Development
Application for the Project.
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. Due Diligence Period. The words "Due Diligence Period" mean and refer to the period of time
following the Effective Date and prior to the Close of the Site Transfer Escrow, when the
Developer shall conduct and complete all of its Developer Investigations.
. Effective Date. The words "Effective Date" mean and refer to the date after the conclusion of a
public hearing by the governing board ofthe Agency for the approval oflhis Agreement when each
of the following events shall have occurred:
(i) the governing board of the Agency has adopted its approving resolution containing the
findings required by Health and Safety Code Section 33433;
(ii) this Agreement has been fully executed by the Developer and the Agency; and
(iii) the Developer Acquisition Escrow Acquisition Assignment Agreement has been fully
executed by the Developer and the Agency.
. Escrow Agent. The words "Escrow Agent" mean and refer to First American Title Insurance
Company or such other escrow agent as mutually acceptable to the Developer and the Agency.
The Escrow Agent shall administer each of the escrow accounts as identified in this Agreement,
including the Agency Acquisition Escrow, the Site Transfer Escrow, the Construction Loan Escrow
and the Permanent Loan Escrow, unless the parties to each such escrow may otherwise appoint
another agent to serve as escrow agent for a particular transfer or transaction.
. Hazardous Substances. The term "Hazardous Substances" means and refers to (i) any hazardous
or toxic substance or material including petroleum, petroleum-based products, asbestos and
asbestos containing materials ("ACM") and lead-based paint ("LBP"), or waste which is or
becomes regulated by any local governmental authority, the State ofCalifomia or the United States
Government and/or (Ii) any substance or material identified by the United States Government, the
State of California or any local governmental authority as hazardous or toxic and which is included
on any list of such substances published by any such governmental entity, provided, however that
any such substance or material which is authorized by the United States Government or the State of
California for use as a consumer product or in connection with the development, operation or
maintenance ofthe Project when used in accordance with applicable law, shall not be deemed to be
a Hazardous Substance for the purpose of subphase (ii) of this definition of Hazardous Substance.
. Investor Limited Partner. The words "Investor Limited Partner" mean and refer to the tax credit
equity investor who is a party to the Tax Credit Limited Partnership Agreement with the
Developer.
. Lower-Income Senior Citizen Household. The term "Lower-Income Senior Citizen Household"
shall refer to a Senior Citizen Household which has the household income characteristics of a
lower income household as defined in Health and Safety Code Section 50079.5.
. Notice of Acceptance ofthe Site. The words "Notice of Acceptance of the Site" means and refers
to the acknowledgment of acceptance of the condition of the Site as executed and delivered by the
Developer to the Agency in the form reasonably acceptable to the Interim Executive Director of the
Agency. The Developer shall execute such Notice of Acceptance of the Site based solely upon the
Developer's Investigations of the Property and the Site as set forth in Section 2.13.
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. "Operating Expenses" shall mean actual, approved reasonable and customary costs, fees and
expenses directly attributable to the operation, recordkeeping, maintenance, taxes and management
ofthe Project, including but not limited to, a commercially reasonable property management fee;
taxes and assessments; payroll and payroll taxes for property employees; insurance; security,
painting, cleaning, repairs, and alterations; landscaping; sewer charges; utility charges; advertising,
promotion and publicity; cable television, satellite and other similar services; office, janitorial,
cleaning and building supplies; approved recreational amenities and supplies; purchase, repair,
servicing and installation of appliances, equipment, fixtures and furnishing; fire alarm monitoring;
fees and expenses of accountants, attorneys, consultants and other professionals. Expenses for the
purpose of calculating residual receipts are subject to Agency's reasonable approval and shall be
calculated on a cash basis. Depreciation and debt service payments are not eligible operating
expenses for calculating residual receipts.
. Permanent Lender. The words "Permanent Lender" mean and refer to the mortgage lender who
shall provide a permanent mortgage loan to the Project following the completion of improvement
of the Project. The Permanent Lender shall provide a loan to the Developer and the Project which
shall be used and applied to repay the Construction Loan in full.
. Permanent Loan. The words "Permanent Loan" mean and refer to the permanent mortgage loan
which the Developer shall hereafter obtain in an approximate principal amount presently estimated
to be that amount as set forth on the Developer Project Pro Forma as submitted by the Developer to
the Agency, subject to modifications as may be approved by the Agency Executive Director, in
order to provide for the release and reconveyance of the Construction Loan and the long term
financing for the capital costs associated with the development and financing ofthe Project. The
Permanent Loan may be provided by the Construction Lender and shall be subordinate to the
Senior Citizens Rental Housing Use Covenant. Any refinancing of the initial Permanent Loan may
be undertaken by the Developer provided that any such refinancing does not increase the then
outstanding principal balance of the initial Permanent Loan or extend the repayment thereof unless
approved by the Agency at its sole discretion. Any other refinancing of the initial Permanent Loan
that is not in compliance with the preceding sentence shall not be subordinate to the Agency Loan
Deed of Trust and the Agency Regulatory Agreement.
. Permanent Loan Documents. The words "Permanent Loan Documents" mean and refer to the
various documents and instruments by and between the Developer and the Permanent Lender
which evidence the Permanent Loan for the development and financing of the Project.
. Permanent Loan Escrow. The words "Permanent Loan Escrow" mean and refer to the loan
financing transaction account by and between the Developer, the Permanent Lender and the
Escrow Agent through which the Construction Loan shall be repaid in full to the Construction
Lender and the proceeds of the Permanent Loan are disbursed to the Developer.
. Project. The term "Project" shall mean all of the work of investigation, design, construction,
improvement, modification, and financing necessary in order for the Developer to acquire the Site
and construct and place in service thereon the affordable senior citizen rental housing project
consisting of not more than seventy nine (79) rental units reserved for occupancy by Senior Citizen
Households and one (I) unit for occupancy by on-site management personnel. The Project also
includes all related landscaping, driveways, utilities, and any improvements which may be required
by the City on the Site or within the public rights-of-way adjacent to the Site. The functional
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elements of the Project are more particularly described in the Scope of Development and Site
Improvement Plan at Attachment No.2 of this Agreement (the "Scope of Development").
. Project Accounting Year. The term "Project Accounting Year" means and refers to the tax year
accounting period designated by the Developer in its Tax Credit Limited Partnership Agreement.
. Project Construction Budget. The words "Project Construction Budget" means and refers to the
budget of construction costs for the Project as prepared by the Developer. The Project
Construction Budget includes a reasonable course of construction contingency reserve and reserves
for marketing and leasing the completed rental units in the Project for initial occupancy by Senior
Citizen Households. The Project Construction Budget is included in the Developer Project Pro
Forma.
. Property. The word "Property" means and refers to the lands as depicted in the land subdivision
document approved by the City as tentative Parcel Map No. 19200 upon approval of the
Development Project Application. The Property is located in the redevelopment project areaofthe
Northwest Redevelopment Project. A composite legal description of the three (3) separate parcels
of land which comprise the Property which is Attachment No. I A of this Agreement. The Site
comprises only a portion of the Property, which is generally depicted as Parcell of tentative Parcel
Map No. 19200 which is Attachment No. IB of this Agreement.
. Purchase Price. The term "Purchase Price" shall mean that amount payable by the Developer to
the Agency for the purchase of the Site from the Agency, which Purchase Price is Two Million
Four Hundred Seventy Seven Thousand Six Hundred and Five Dollars ($2,477,605), exclusive of
any Site Transfer Escrow Closing costs.
. Redevelopment Plan. The term "Redevelopment Plan" shall mean the Redevelopment Plan for
the Northwest Redevelopment Project. A copy of the Redevelopment Plan is on file in the Office
of the City Clerk of the City. The Redevelopment Plan is incorporated herein by this reference as
though fully set forth herein.
. Residual Rental Receipts of the Project. The term "Residual Rental Receipts of the Project" and
"Residual Rental Receipts" and "Residual Receipts" mean and refer to fifty percent (50%) of
"Revenues" of the Developer remaining on any scheduled debt service date or other payment date
under the Agency Loan Note, reduced in the following order:
(1) Operating Expenses calculated on a cash basis;
(2) debt services on senior debt secured by the senior position deeds of trust;
(3) cash payments to any reserves required by the Tax Credit Limited Partnership
Agreement or the documents evidencing the Construction Loan and/or the
Permanent Loan;
(4) repayment of general partner loans;
(5) cash payments of deferred Developer fees; and
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(6) partnership management fees and asset management fee each Project operating year
up to Fifteen Thousand Dollars ($15,000) in the aggregate, increasing by three
percent (3%) armually following the completion date of the Project as provided in
Section 3.11 of this Agreement.
. "Revenue" with respect to a particular fiscal year shall mean all revenue, income, receipts, and
other consideration actually received from the operations of the Project. Revenue shall include, but
not be limited to: all rents, fees and charges paid by tenants, Section 8 payments or other rental
subsidy payments received for the dwelling units, deposits forfeited by tenants, all cancellation
fees, price index adjustments and any other rental adjustments to leases or rental agreements;
proceeds from vending and laundry room machines; the proceeds of business interruption or
similar insurance; the proceeds of casualty insurance (if not used to replace or repair the Project or
repay any permitted financing); and condemnation awards for a taking of part of all ofthe Project
for a temporary period. Revenue shall also include the fair market value of any goods or services
provided in consideration for the leasing or other use of any portion ofthe Project. Revenue shall
not include tenants' security deposits, interest on security deposits, loan proceeds, capital
contributions or similar advances, amounts released from reserves or interest on reserves provided
that such reserves and interest are used for the purposes for which the reserves were established.
. Schedule of Performance. The term "Schedule of Performance" shall mean that certain schedule
of Project development performance milestones set forth in Attachment No.3 ofthis Agreement,
and as the same may hereafter be amended by the mutual written agreement of the parties.
. Security Financing Interest. The words "Security Financing Interest" means and refers to any
permitted third-party financing security interest which may encumber the Site as set forth in
Section 3.9 Security Financing Interest include the Construction Loan Documents and the
Permanent Loan Documents, as applicable.
. Senior Citizen Household. The term "Senior Citizen Household" shall mean and refer to a person
or family eligible to occupy a rental dwelling unit at the Project under the Agency Regulatory
Agreement, who is/are at the time of initial occupancy of the rental dwelling unit by such
person(s):
(i) 62 years of age or older; and, if applicable
(ii) provided at least one (I) member of the household is (i) 62 years of age or older with such
household limited to two (2) adult individuals, and (ii) a "qualified permanent resident", as
this term is defmed in Civil Code Section 51.3(b)(2) with no minor children comprising
such household except as required by Civil Code Section 51.3(b)(3).
. Senior Citizen Rental Housing Use Covenant. The words "Senior Citizen Rental Housing Use
Covenant" mean and refer to the land use covenant by and between, the City and the Agency which
shall be recorded concurrently with Parcel Map No. 19200. The form ofthe Senior Citizen Rental
Housing Use Covenant is set forth in Attachment No.7 of this Agreement and at all times shall be
in a first recorded priority position superior to that of the Construction Loan and the Permanent
Loan for the period of time as set forth in said Covenant provided that the Project remains in
existence.
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. Site. The term "Site" means and refers to that portion of the Property, consisting of approximately
2.5 acres ofland (more or less) and more particularly illustrated or depicted as Parcell of tentative
Parcel Map No. 19200. A copy of tentative Parcel Map No. 19200, in the form as approved by the
City as part of the Development Project Application, is set forth in Attachment No. 1B of this
Agreement.
. Site Transfer Escrow. The words "Site Transfer Escrow" means and refers to land transfer
transaction account by and among the Developer, the Escrow Agent and the Agency. The parties
shall cause the Site (e.g., Parcel I of Parcel Map No. 19200) to be conveyed from the Agency to
the Developer upon the Close of the Site Transfer Escrow.
. State TCAC. The words "State TCAC" mean and refer to the State of California Tax Credit
Allocation Committee.
. State TCAC Regulatory Agreement. The words "State TCAC Regulatory Agreement" mean and
refer to the affordable rental housing regulatory agreement by and between the Developer and the
California Tax Credit Allocation Committee (as established under Health and Safety Code Section
50199.8) which shall affect the Site and the Project, whereby the Project shall be made subject to
compliance with the conditions of affordable rental dwelling unit tax credit eligibility under
Section 42 of the Internal Revenue Code, and all applicable Revenue Rulings of the Internal
Revenue Service.
. Tax Credit Limited Partnership Agreement. The words "Tax Credit Limited Partnership
Agreement" mean and refer to the federal affordable rental housing tax credit limited partner
investor agreement by and between the Developer and one or more ofits Investor Limited Partners.
A draft of which document is on file with the Agency as of the date of execution of this
Agreement. The final form of such Tax Credit Limited Partnership Agreement shall be subject to
the written approval of the Agency prior to the Close of the Construction Loan Escrow and such
approval shall not be unreasonably withheld, conditioned or delayed.
. Title Company. The term "Title Company" shall mean First American Title Insurance Company
or such other title company mutually agreeable to the Agency and the Developer.
SECTION 1.5. Parties to this Aereement.
(a) The parties to this Agreement are the Developer and the Agency. The City is not a party to
this Agreement nor is the City responsible in any manner for the representations of the Agency contained
herein, for any financial obligation ofthe Agency set forth in this Agreement or for any other covenant or
undertaking of the Agency in favor of the Developer as arise, under this Agreement.
(b) The Developer is as identified above. The principal office ofthe Developer for purposes of
this Agreement is currently located at 1640 South Sepulveda Boulevard, Suite 425, Los Angeles,
California 90025.
(c) Prior to the Effective Date, the Developer has provided the Agency with satisfactory
evidence of the legal formation and existence ofthe Developer and the good standing of the Developer to
transact business within the State, and to accept transfer of the Site from the Agency by the Developer.
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SECTION 1.6. Chan!!e in Developer Ownership Mana!!ement and Control of the
Develooer--Assit!oment and Transfer.
(a) The word "Transfer" as used in this Section 1.6, and elsewhere in this Agreement means:
(I) Any total or partial sale, assignment or conveyance, or any trust or power, or any transfer in
any other mode or form or series of such sales, assignments or contracts or agreements to do
any ofthe foregoing or the like which results in a change in: (i) more than twenty-five percent
(25%) of the shareholders of the Developer; (ii) if all of the interest of the Developer in this
Agreement has been transferred to a partnership in which the Developer is the sole general
partner and thereafter, there is a change of more than twenty-five percent (25%) of the interests
ofthe shareholder in Meta Housing Corporation or in the sole general partner of the Developer
such that Meta Housing Corporation is not the sole general partner or managing general partner
of the Developer; or (iii) if none of the foregoing subphrases applies to a particular Transfer,
more than fifty percent (50%) of the ownership or equity interest ofthe Developer's interest in
this Agreement is sold assigned, conveyed or the like, (each of the events described in
subphrases (i), (ii) and (iii), above being referred as "Change of Control"); or
(2) Any total or partial sale, assignment, conveyance, or transfer by the Developer of the
Project and/or this Agreement in any other mode or form, of or with respect to any ownership
interest in Developer which results in a Change of Control; or
(3) Any merger, consolidation, sale or lease of all or substantially all of the assets of the
Developer in this Agreement, any Developer Land, the Site or any part thereof or any interest
therein or the improvements construction thereon (or series of such sales, assignments and the
like) which results in Change in Control; or
(4) Any total or partial sale, assignment or conveyance or any trust or power, or any transfer in
any other mode or form (or series of such sales, assignments or other transfers) which results in
the reduction of the ownership interest of Meta Housing Corporation having less than a fifty
percent (50%) ownership interest in the Developer; or
(5) Any sale, assignment or conveyance or any trust or power, or any transfer in any mode or
form which results in a disposition or transfer by the Developer of any interest in the Site,
except that Changes in Control of the Developer shall not be deemed a disposition or transfer
of the Site for these purposes; or
(6) The leasing, licensing or grant of any concession of or relating to part or all of the Project
or any part thereof or any interest therein, except for Project purposes of this Agreement.
(b) For the purposes of this Section 1.6, the following Transfers shall not be deemed to result in
a Change of Control:
(I) Any Transfer of any interest in the Developer resulting from the execution of the Tax Credit
Limited Partnership Agreement in the form as approved by the Agency prior to the Close ofthe
Site Transfer Escrow, provided, however that such transfer is not a default under any permitted
Security Financing Interest or other covenant of the Developer in favor of State TCAC;
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(2) Any Transfer of any interest in the Developer, voluntarily or involuntarily or otherwise
provided such a Transfer is not a default under any pennitted Security Financing Interest or
other covenant of the Developer in favor of State TCAC;
(3) An amendment to the Tax Credit Limited Partnership Agreement: (i) which does not result
in a reduction of the installments of the Investor Limited Partner's capital contributions to be
made during and at the time of completion ofthe Project on the date and subject to the existing
tenns and conditions set forth in the Tax Credit Limited Partnership Agreement (including
without limitation credit adjusttnents as provided therein) or (ii) which does not materially and
adversely affect the ability of the Developer to perfonn its obligations under this Agreement, or
(iii) which does not result in a default under the permitted Security Financing Interest or State
TCAC covenant;
(4) Notwithstanding anything to the contrary contained herein, the respective interests of the
Developer's Investor Limited Partner may be transferable in accordance with the tenns of the
Tax Credit Limited Partnership Agreement without the consent of the Agency, so long as the
Developer is not then in default under the pennitted Security Interest or the Agency Loan
Documents and upon the expiration of the tax credit compliance period, the interests of the
Investor Limited Partner in the Developer may be transferred to the Developer, or its affiliate,
without the consent of the Agency;
(5) Notwithstanding anything to the contrary contained herein, the Developer's Investor
Limited Partner shall be pennitted to remove either Magnolia Highland, LLC, a California
limited liability company, or any other general partner for cause in accordance with the Tax
Credit Limited Partnership Agreement without the consent ofthe Agency; provided, however,
that Investor Limited Partner shall not elect and appoint a successor general partner therefore
without the consent of the Agency, which consent shall not be unreasonably withheld.
Notwithstanding the foregoing, the substitute general partner shall assume all of the rights and
obligations of the removed general partner hereunder;
(6) Agency transfer of the interests of the Developer in this Agreement, and the Site, if then
applicable, by the Agency at the request of the Developer to a limited partnership in which the
Developer acts as a general partner.
(c) This Agreement is entered into solely for the purpose of the redevelopment of the Project.
The Developer recognizes that the qualifications and identity of Developer are of particular concern to the
Agency, in view of:
(I) The importance ofthe redevelopment of the Site to the general welfare ofthe community;
and
(2) The fact that a Transfer by the Developer of this Agreement or the Site is for all practical
purposes a transfer or disposition of the responsibilities of the Developer, with respect to the
Project.
The Developer further recognizes and acknowledges that it is because of the qualifications and
identity of the Developer, and in particular, the qualifications of John M. Huskey, President, of Meta
Housing Corporation that the Agency is entering into this Agreement with the Developer, and, as a
consequence, Transfers are pennitted only as provided in this Agreement.
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(d) The limitations on a Transfer as set forth in this Section 1.6 by the Developer shall apply
until the first anniversary following the end of the tax credit regulatory compliance period for the Project.
Except as expressly permitted in this Agreement in the case of permitted Transfers, the Developer
represents and agrees that it has not made nor will it create or suffer to be made or created, any Transfer,
either voluntarily or by operation of law without the prior written approval of the Agency until such time
as a Certificate of Completion has been approved for the Project by the Agency. Any Transfer made in
contravention of this Section 1.6 shall be deemed to be a default under this Agreement whether or not the
Developer knew of or participated in such Transfer, and shall be voidable at the election of the Agency.
(e) The following types of a Transfer shall be permitted and approved by the Agency and are
referred to herein as a "Permitted Transfer";
(I) Any Transfer by the Developer following a Site Transfer Escrow Closing creating a
permitted "Security Financing Interest" which conforms to the provisions of Section 3.8 and
Section 3.9;
(2) Any Transfer directly resulting from the foreclosure of a Security Financing Interest created
by the Developer in the Project; or the granting of a deed in lieu of foreclosure of a Security
Financing Interest in the Project;
(3) A Transfer under (I) or (2) above, which includes a collateral assignment to the beneficiary
of the Security Financing of the Developer's beneficial interest in the Project;
(4) Any Transfer of any interest in Developer to any affiliate of or other entity related to the
Developer which does not result in a Change of Control under Section 1.6(a);
(5) Any Transfer of any interest the Developer which does not result in a change of Control in
the Developer under Section 1.6(a);
(6) Any Transfer which is a lease of either an Affordable Rental Unit (dwelling) which is
consistent with the applicable Affordable Rental Housing Regulatory Agreement;
(7) Any Transfer which is a sale, lease, exchange, or other conveyance of the Site, or any
portion thereof, by the Developer to the City or the Agency or to an entity which is controlled
by the City and/or the Agency, including a joint powers authority or a non-profit corporation in
which a majority of the directors are appointed by the City and/or the Agency;
(8) Any Transfer which grants a construction-related or public utility easement on the Site or
which establishes a reciprocal easement for ingress, egress and maintenance affecting lands
adjacent to the Site.
(I) No Permitted Transfer of this Agreement, the Project or the Site by the Developer (other
than a Permitted Transfer created pursuant to a Security Financing Interest under Section 3.9 and Section
1.6(e)(6) and (8)) shall be effective unless, at the time of the Permitted Transfer, the person or entity to
which such Transfer is made, shall expressly assume the obligations of Developer under this Agreement
(or to the extent that the Permitted Transfer arises under Section 1.6( e)( 4) or (5), such person shall assume
the obligations of the Developer with respect to the Project) and such person or entity also agrees to be
subject to the conditions and restrictions to which Developer is subject under this Agreement. Such an
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assumption of obligation shall be evidenced by a written instrument delivered to the Agency in a
recordable form which is reasonably satisfactory to the Agency not less than sixty (60) days prior to the
date on which such Permitted Transfer is proposed to occur.
(g) Provided the particular transaction is a Permitted Transfer, the Developer is not required to
give the Agency more than sixty (60) days advance notice of such a Permitted Transfer. Concurrently with
the delivery of notice of the Permitted Transfer, the Developer shall also provide the Agency with a
suitably detailed written description of the proposed Permitted Transfer. If the Developer desires to effect
a Transfer for which Agency prior approval is required, the Developer shall submit to the Agency as part
of its request for consent from the Agency, the form of an assigmnent and assumption agreement which
shall set forth the terms and conditions of the proposed Transfer and the transferee's assumption of the
Developer's obligations under this Agreement which are assigned to such transferee. The Agency's
approval of any Transfer requiring Agency approval shall be evidenced in writing and the Agency agrees
not to unreasonably withhold delay or condition its approval of any such Transfer, provided such proposed
transferee can demonstrate successful and satisfactory experience in the development ownership,
operation, and management of a facility comparable in size and quality to the Project, or portion thereof, as
proposed for Transfer. Any such transferee for itself and its successors and assigns, and for the benefit of
the Agency shall expressly assume all of the obligations of the Developer to the Agency under this
Agreement with respect to the interest to be transferred. The Agency agrees that it shall be unreasonable
for the Agency to: (i) require the Developer or the proposed transferee to pay any fee or charge to the
Agency in consideration for the Agency's approval of such a Transfer, except for reimbursement of
reasonable Agency overhead costs, allocated on an hourly basis for Agency employees and consultants
who are engaged in the documentation of such a Transfer; or (ii) require the Developer or the proposed
transferee to consent to the approval of any material change requested by the Agency in any prior condition
of approval affecting the Project; except as may be reasonably required in connection with the Agency's
approval of such a transfer to offset a specific cost or expense of the Agency or to compensate the Agency
for a material adverse financial impact upon the Agency in connection with such a Transfer. There shall be
submitted to the Agency for review all instruments and other legal documents proposed to effect any such
Transfer; and the approval or disapproval of the Agency shall be provided to the Developer in writing
setting forth the grounds for the Agency's disapproval of a transfer, if applicable, within thirty (30) days of
receipt by the Agency of Developer's request and the form of assigrunent and assumption agreement
proposed to be used in the transaction.
SECTION 1.7.
Transfer Escrow.
Recordation of Notice of Aereement at Time of Close of the Site
Upon the Close of the Site Transfer Escrow, the parties shall jointly cause to be completed, execute
and cause to be recorded the form of the Notice of Agreement (Attachment No.8) in the Office of the
Recorder of San Bernardino County. The Notice of Agreement shall include a legal description of the Site.
SECTION 1.8. List of Attachments to Aereement.
Each of the following items or documents are hereby deemed to be approved by the parties as of
the date of approval of this Agreement by the governing board of the Agency and each such item or
document is incorporated into the text of this Agreement by this reference:
Attachment No. lA
Legal Description of the Property (From Developer Acquisition Escrow
Assignment Agreement)
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Attachment No. IB
Copy of Tentative Parcel Map No. 19200
Attachment No.2
Scope of Development
Attachment No.3
Schedule of Performance
Attachment No.4
Developer Project Pro Forma
Attachment No.5
Developer Acquisition Escrow Assignment Agreement
Attachment No.6
Agency Grant Deed
Attachment No.7
Senior Citizen Rental Housing Use Covenant
Attachment No.8
Notice of Agreement
Attachment No.9
Agency Regulatory Agreement
Attachment No. 10
Agency Loan Note
Attachment No. II
Agency Loan Deed of Trust
Attachment No. 12
Certificate of Completion
ARTICLE II
SECTION 2.1
Ae:encv Purchase oUhe Prollertv.
(a) Subject to the terms and conditions of this Agreement, the Agency hereby agrees to accept
an assignment from the Developer of all of the equitable right-title and interest of the Developer in the
Property as arises under each of the followiug real estate purchase agreements:
(i) Property located 2120 Medical Center Drive: Seller - First American Trust, John and
Rodney Edmunds, The Edmunds Family Trust (Escrow number 232682-PD and Title number 6022385-
62) ; and
(ii) Property located at Highland Avenue and Medical Center Drive: Seller - 11026 Long
Beach, LLC, et al. (Escrow/Title number 8378221); and
(iii) Property located at 2196 Medical Center Drive: Seller - Elias Chehade Antoun
(Escrow/Title number 835425).
(h) As of the Effective Date, the Developer covenants and warrants to the Agency that:
(i) each of the real estate purchase agreements referenced in Section 2.I(a) is in full force and
effect and that no default by either the buyer or the seller exists thereunder;
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(ii) the Developer has the right and authority under each of the real estate purchase agreements
referenced in Section 2.1 (a) to assign the rights of the buyer thereunder to the Agency;
(iii) as ofthe Effective Date, the Developer has accepted the condition of each of the parcels of
land as more particularly described in each of the real estate purchase agreements
referenced in Section 2.l(a) as evidenced by the Developer's executed Notice of
Acceptance of the Property; and
(iv) no real estate broker commission or property finder's fee is or shall be payable by the
Agency to any person upon the close of the Agency Acquisition Escrow.
(c) Prior to the close of the Agency Acquisition Escrow, the Developer shall execute and
deliver to the Agency the Notice of Acceptance of the Condition of the Property in a form reasonably
acceptable to the Interim Executive Director of the Agency.
(d) The Agency shall acquire the Property as set forth in the Developer Acquisition Assignment
Agreement upon the close of the Agency Acquisition Escrow. The Agency shall cause its conditions to
close the Agency Acquisition Escrow to be satisfied or waived as provided in the Developer Acquisition
Assignment Agreement.
(e) In the event that any condition of close of the Agency Acquisition Escrow is not satisfied or
waived by the Agency within the time period set forth in the Developer Acquisition Assignment
Agreement through no fault of the Agency, then upon ten (10) days written notice by the Agency to the
Developer which references this Section 2.I(d), the Agency may terminate the Developer Acquisition
Assignment Agreement and this Agreement, and thereafter, the Developer and the Agency shall be
mutually released from any further liability except as arises under Section 5.9, and as may be specifically
provided in the Developer Acquisition Assignment Agreement.
SECTION 2.2
IReserved - No Text!
SECTION 2.3.
Proiect Implementation Consultations.
(a) Commencing upon the Effective Date, and thereafter through the completion ofthe Project
or earlier termination of this Agreement, the Developer and Agency staff shall conduct regular meetings at
the Agency offices, to review the status of each of the following matters of mutual interest as applicable:
(i) the Developer Investigations;
(ii) the administration of the Developer Acquisition Escrow Assignment Agreement and the
Agency Acquisition Escrow;
(iii) the administration of the Site Transfer Escrow;
(iv) review of the preparation by the Developer of applications for each of the Development
Project Permits based upon the Development Project Application as previously approved
by the City, including the preparation of the form of tentative Parcel Map No. 19200 for
recordation by the City at the Close of the Site Transfer Escrow;
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(v) review of the Developer Project Pro Forma and the sources of funds available to the
Developer and the Agency to pay for Project costs which are the responsibility of the
applicable party to pay for;
(vi) finalization of the text of the Agency Loan Documents in preparation for the Close of the
Site Transfer Escrow;
(vii) review of the State TCAC submissions of the Developer and the Tax Credit Limited
Partnership Agreement;
(viii) review of the status of Developer financing for the development of the Project including the
Developer Construction Loan commitment as provided under Section 2.22 and the
Construction Loan financing under Section 3.8 and Section 3.9 and the Permanent Loan
financing;
(ix) review of the Project Construction Budget and the Developer's preparation of construction
project documentation for the Project under Section 2.19;
(x) review of the implementation of the Project Job Employment Outreach Program under
Section 3.3;
(xi) review the Developer marketing plans for the rental housing dwelling units, and the
preparation of one or more community outreach plans for the preparation of a tenant
eligibility list for senior citizen households who may qualify, to initially occupy the
Affordable Rental Units;
(xii) review of the progress of specific items of construction and improvement by the Developer
of each element of the Project;
(xiii) review of applications of the Developer for disbursements of the principal balance of the
Agency Loan as part of the Site Transfer Escrow Closing and thereafter until the full
amount of the Agency Loan has been disbursed to the Developer;
(xiv) review the status of audit and accounting of various costs incurred by the parties under this
Agreement, including without limitation the audit of amounts disbursed by the Agency to
the Developer under the Agency Loan;
(xv) review of the CEQA documents for the Project and the Mitigation Monitoring and
Reporting Plan, as appropriate, during the implementation of the Project;
(xvi) review and confirmation of the dates set forth in the Schedule of Performance for the
performance of the obligations of the parties and the satisfaction of various conditions
precedent with respect to the redevelopment of the Project; and
(xvii) review of other malters as requested in writing by either party.
(b) In the event that either party delivers a notice in writing to the other party within ninety
(90) days following the Effective Date that the dates of one or more milestones set forth either in this
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Agreement or in the Schedule of Performance cannot be feasibly accomplished within the time frame set
forth in the Schedule of Performance, as such date or milestone appeared in the Schedule of Performance
or this Agreement on the Effective Date, the parties shall consider under the provisions of Section 2.3( c)
one or more specific extensions ofthe applicable date to a new time of not more than one hundred eighty
(180) days later than as originally set forth in the Schedule of Performance.
(c) This Agreement and the Schedule of Performance set forth various dates and times relating
to the implementation of the Project, and the accomplishment of the various tasks assigned to the
responsible party including without limitation, the satisfaction of the conditions precedent for Site Transfer
Escrow Closings. The parties agree and declare that time is ofthe essence in the performance of such tasks
and the satisfaction of conditions precedent for the Site Parcel Escrow Closing in view of the large
investment of resources which both parties recognize will be required forthe redevelopment of the Project.
In the event that the date for the completion of a task or the satisfaction of a condition relating to the
implementation of the Project and/or the Site Transfer Escrow Closing may not be achieved by the
particular date ascribed to the task or condition as set forth either in the text of this Agreement or in the
Schedule of Performance, including any extensions for delays due to force majeure if applicable, then at
least thirty (30) days prior to such date the parties shall, as part of their consultations under Section 2.3(a),
consider whether a modification to the Schedule of Performance may be indicated. Any decision to
approve a modification or a series of such modifications to the time for performance of a task which in the
aggregate does not exceed one hundred and eighty (180) days for a particular time or date as provided in
either this Agreement or the Schedule of Performance, shall be subject to the mutual reasonable discretion
of the Interim Executive Director ofthe Agency and the Developer and shall not be unreasonably withheld,
conditioned or delayed by either party. Each such modification of a date in the Schedule of Performance
shall be evidenced by a written modification of the Schedule of Performance, signed by the Interim
Executive Director of the Agency and the Developer which references this Section 2.3( c).
Notwithstanding the foregoing, any modification or series of modifications of a time or date for
performance of a particular matter set forth in this Agreement or in the Schedule of Performance which
results in a delay or extension of more than one hundred and eighty (180) days later than the time as
originally provided in the Schedule of Performance on the Effective Date, shall be subject to the approval
of the Developer and the governing board of the Agency in the reasonable discretion of each of them.
(d) Notwithstanding any provision of Section 2.3(c) to the contrary, the date assigned in the
schedule of Performance for the Agency Acquisition Escrow closing shaIl not be subject to modification or
adjustment by the Interim Executive Director of the Agency of more than ninety (90) days after October I,
2009 under the provisions of Section 2.3(c). Any change to the date set for the Site Transfer Escrow
Closing of more than ninety (90) days shall be subject to the prior written approval of the Developer and
the governing board of the Agency in the sole and absolute discretion of each of them.
(e) During the course of consultations between the Developer and the Agency as provided in
this Section 2.3, the Developer shall provide the Agency with detailed evidence as the Agency may
reasonably request that the Developer is making diligent and reasonable progress in securing all necessary
Developer Equity in an amount sufficient to undertake the acquisition, completion and operation of this
Project. The Site Transfer Escrow pursuant to Sections 2.15 and 2.16 hereof shall not close until the
conditions set forth in this Section 2.3(e) have been met to the reasonable satisfaction of the Agency.
Failure ofthe Developer to comply with the conditions ofthis Section 2.3 shall not cause the final date for
the close of escrow to be extended nor shall such failure be deemed to be an enforced delay as provided in
Section 6.6 hereof.
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SECTION 2.4 [Reserved - No Text]
SECTION 2.5. Al!reement of the Al!encv to Sen the Site to the Developer for the
Improvement ofthe Proiect. Subiect to the Close of the Al!eucv Acauisition Escrow.
(a) Subject to the Agency's acquisition of the Property upon the satisfaction of the conditions in
favor of the Agency and the close of the Agency Acquisition Escrow as set forth in the Developer
Acquisition Assignment Agreement and further subject to the terms and conditions of this Agreement, the
Agency hereby agrees to sell the Site to the Developer and the Developer agrees to purchase the Site from
the Agency. The Developer shall pay the Agency the Purchase Price for the Site. The Purchase Price for
the Site payable by the Developer to the Agency shall be in an amount as provided in Section 2.6.
(b) The applicable amount of the Purchase Price for the Site, shall be paid to the Agency in
cash at the time of the Site Transfer Escrow Closing.
(c) In the event that the Agency may not acquire the Property under the Developer Acquisition
Escrow Assignment Agreement, through no fault of the Agency, the obligation of the Agency to sell the
Site to the Developer and to provide the Developer with the proceeds ofthe Agency Loan shall terminate
and be of no further force or effect and the parties shall thereupon be mutually released from any further
liability under this Agreement.
SECTION 2.6. Purchase Price for the Site.
(a) As of the Effective Date, the Purchase Price for the Site is Two Million Four Hundred
Seventy-Seven Thousand Six Hundred and Five Dollars ($2,477,605) in United States currency.
(b) The Purchase Price for the Site has been established by the parties based upon the
configuration of the Site as Parcel I of tentative Parcel Map No. 19200 as a legal parcel ofland upon the
recordation of the final form of Parcel Map No. 19200. In the event that the final configuration of Parcel I
of Parcel Map No. 19200 may be materially different than as shown on tentative Parcel Map No. 19200 as
of the Effective Date, each of the parties reserves the discretion to adjust the Purchase Price on a per square
foot basis utilizing the dollar amount of $2,400,000 as the intended Purchase Price for the Site to be
calculated on a square foot basis pursuant to that land area shown on tentative Parcel Map No. 19200 for
the change in square footage whether a lesser or greater amount than shown on tentative parcel Map No.
19200 for any such material difference in land area, upon giving ten (10) days prior written notice to the
other party.
SECTION 2.7. [Reserved - No Text]
SECTION 2.8. Al!encv Loan.
(a) Subject to the terms and conditions of this Agreement, the Agency shall make a special
affordable housing development loan (the "Agency Loan") to the Developer in the principal amount of
Four Million Dollars ($4,000,000). The outstanding principal balance of the Agency Loan shall bear a
rate of interest of three percent (3%) per annum calculated on a simple interest basis on the outstanding
principal balance until all principal and accrued and unpaid interest is paid in full subject to such interest
rate being adjusted to a higher or lower rate of interest per annum at the time of the closing on the
Construction Loan upon the request of the Developer if required by the terms of the Tax Credit Limited
Partnership Agreement, which change shall be subject to the written approval of the Agency Executive
Director:
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(b) The Agency Loan shall be for a term of the longer period of:
(i) five (5) years from the date on which the Initial Advance of the Agency Loan has occurred
Wlder Section 2.8(t); or
(ii) fifty five (55) years from the date when the Site Transfer Escrow is closed and the Escrow
Agent disburses the proceeds of the Construction Loan to the Developer and the
Construction Loan Escrow is closed; provided, however that the Site Transfer Escrow shall
have occurred by a date not later than December 31, 20 II.
(c) The Agency Loan shall be evidenced by a promissory note substantially in the form as set
forth in Attachment No. 10 (the "Agency Loan Note") to be executed by the Developer in favor of the
Agency at the time of the close of the Agency Acquisition Escrow and shall be secured initially by Meta
Housing Corporation and upon the Close ofthe Site Transfer Escrow, the Agency Loan shall be secured by
a subordinate deed of trust on the Site substantially in the form as set forth in Attachment No. II (the
"Agency Loan Deed of Trust") and this Agency Loan Documents.
Both the Agency Loan Note and the Agency Deed of Trust shall contain the provisions relating to
permitted subordinate debt in compliance with the applicable provisions ofthis Agreement. The Agency
Loan Note and the Meta Housing Corporation Guaranty shall be fully executed and delivered to the
Agency at the time of the close of the escrow for the Agency's acquisition of the Property as provided in
the Developer Escrow Assignment Agreement. The Agency Deed of Trust and the other Agency Loan
Documents shall be executed by the Developer prior to the Close of the Site Transfer Escrow.
(d) The Developer shall, prior to the maturity date of the Agency Note, repay the Agency Loan
plus interest in installments as set forth in the Agency Note. The installments of principal and interest are
due Wlder the Agency Note shall be payable by the Developer prior to its maturity solely from the special
source of funds defined in the Note as "Residual Rental Receipts of the Project".
(e) The Agency Loan Note shall be initially secured by the Meta Housing Corporation
Guaranty as provided in Section 2.8(t) and upon the Close ofthe Site Transfer Escrow, the Agency Loan
shall be secured by the Agency Loan Deed of Trust, pursuant to which the Developer grants to the Agency
a lien on the Site and the Project, subordinate to the lien created in favor of the Construction Lender (and
later, the Permanent Lender) and its assigns, for the purpose of providing financing for the acquisition and
rehabilitation of the Project.
(t) The principal amount ofthe Agency Loan shall be disbursed to the Developer as set forth in
this Section 2.8(t).
(i) The term "Meta Housing Corporation Guaranty" means and refers to the payment guarantee of
Meta Housing Corporation in favor of the Agency in which Meta Housing Corporation Wlconditionally
guarantees to repay the Agency the full principal amount of the Initial Advance of the Agency Loan, plus
interest thereon, in the event that the Developer may suffer an Event of Default to occur under this
Agreement prior to the close of the Site Transfer Escrow or in the event that the Site Transfer Escrow may
fail to close for any reason not attributable to the fault of the Agency on or before December 31, 2011, and
the Agency elects to cause an acceleration of the Agency Loan Note. Upon the close of the Site Transfer
Escrow, the Meta Housing Corporation Guaranty shall be released and discharged by the Agency, and
thereafter, the Agency Loan shall not be further secured by the Meta Housing Corporation Guaranty. The
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final form of the Meta Housing Corporation Guaranty shall be subject to the approval of the Interim
Executive Director of the Agency in his reasonable discretion.
(ii) The term "Initial Advance of the Agency Loan" means and refers to a sum not to exceed One
Hundred Thousand Dollars ($100,000), which may be disbursed to the Developer to pay for pre
development expenses of the Developer which have been approved by the Interim Executive Director of
the Agency.
(iii) The Initial Advance ofthe Agency Loan shall be disbursed to the Developer following the close of
the Agency Acquisition Escrow and the satisfaction of the following conditions by the Developer:
(A) the Developer has submitted a suitably detailed written listing of necessary and reasonable
third party predevelopment costs for the Project as incurred by the Developer. Such a
written listing of predevelopment costs shall be subject to the reasonable review and
approval by the Interim Executive Director of the Agency;
(B) the Developer has caused to be executed and delivered to the Agency the Meta Housing
Corporation Guaranty;
(C) the Developer has executed and delivered to the Agency the Agency Loan Note and the
Developer Assignment of Licenses, Permits and Contracts, in final form as approved by the
Interim Executive Director ofthe Agency;
(D) Developer has delivered a legal opinion of its counsel in a form reasonably acceptable to
the Interim Executive Director of the Agency that the Agency Loan Note and related
documents executed by the Developer, has been duly executed by the Developer and is a
valid, lawful and binding obligation of the Developer.
(iv) the remaining balance of the Agency Loan shall be disbursed to the Developer following the Initial
Advance of the Agency Loan at the time of the Site Transfer Escrow Closing as follows:
(A) the Interim Executive Director of the Agency has confirmed that the conditions in favor of
the Agency under Section 2.15 have been satisfied and that the Site Transfer Escrow is in a
condition to close.
(B) the Developer has delivered its written Notice of Acceptance of the Site to the Agency in a
form reasonably acceptable to the Interim Executive Director of the Agency and the
Developer has executed its acceptance of the Agency Grant Deed for the Site and the
Agency Loan Deed of Trust, the Agency Regulatory Agreement and the other Agency
Loan Documents and the Developer has delivered these documents to the Escrow Agent;
(C) the Escrow Agent shall use and apply a portion of the Agency Loan as disbursed to the
order and account of the Developer upon the close of the Site Transfer Escrow to pay the
Purchase Price for the Site to the Agency; and
(D) the Escrow Agent shall use and apply the remaining balance of the Agency Loan, after the
Initial Advance of the Agency Loan under Section 2.8(f)(iii) and the payment of the
Purchase Price, to pay for development costs of the Project as charged by the City,
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including without limitation, the costs of City building permits, City development permits,
City sewer and water capacity and capital charges, City development impact fees and such
other necessary and reasonably development costs of the Project as approved by the Interim
Executive Director of the Agency. Any amount ofthe Agency Loan which is disbursed for
the order and account of the Developer to pay for Project development costs other than
Project development costs payable to the City, shall be delivered by the Agency to the
Construction Lender for final disbursement to the Developer under the Construction Loan,
subject to the building construction loan disbursement controls of the Construction Lender
as set forth in Section 3.8.
(E) The Interim Executive Director of the Agency shall approve the disbursement of the
amount of the Agency Loan as provided in Section 2.8(f)(iv)(D) upon the submission by
the Developer of a written Agency Loan draw request delivered to the Interim Executive
Director of the Agency not less than fifteen (15) days prior to the scheduled date of close of
the Site Transfer Escrow which sets forth the following information:
(1) is signed by the Developer and is certified to the Agency to be true and correct;
(2) contains a detailed written description of the Project development costs to be paid
for using such proceeds of such advance of the Agency Loan. The Interim
Executive Director of the Agency shall not unreasonably withhold, condition or
delay approval ofthe written Agency Loan disbursement request submitted by the
Developer under this Section 2.8(f)(iv)(E).
(g) The Developer shall not be in default under this Agreement at the time of the close of the
Site Transfer Escrow or at this time of the close of the Construction Loan Escrow.
(h) The Developer shall instruct the Escrow Agent for the Construction Loan Escrow to comply
with the written instructions of the Agency addressed to the Escrow Agent for the Construction Loan
Escrow as relate to the disbursement by such escrow agent of the proceeds of the Agency Loan for the
order and account of the Developer under Section 2.8(f)(iv)(E).
(i) Notwithstanding any other provision of the Agency Loan Note to the contrary, on the
"maturity date" of the Agency Loan Note the outstanding principal balance and all accrued and unpaid
interest thereunder shall be due and payable.
Ul The Agency hereby acknowledges that following the close ofthe Site Transfer Escrow, the
Agency Loan Note is non-recourse obligation of the Developer and shall contain substantially the
following text:
"Except as set forth in the next sentence of this paragraph, following the date on which the Site
Transfer Escrow is closed, upon the failure to pay any sum provided for in this Promissory Note
when due, or a material breach of this Agreement or the Agency Loan Deed of Trust by the
Borrower, no partner of the Borrower (or in the case of an assignee of the Borrower - no affiliate,
member, partner, shareholder or subsidiary of such assignee) shall have personal liability for
payment of the principal or interest then due under this Promissory Note. The sole recourse of the
Holder to recover any sum under this Promissory Note following the date on which the Site
Transfer Escrow is closed, shall be to the Property subject to the Agency Deed of Trust, except in
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the event of: (A) fraud by the Borrower (or its assignee), (B) aoy material misrepresentation made
by the Borrower to the Agency under this Agreement, (C) misappropriation by the Borrower (or its
assignee) of aoy rents, security deposits, tax collection amounts, security deposits, or insuraoce or
condemnation awards of the Project, (D) commission of bad faith waste by the Borrower (or its
assignee) or (E) the presence of "Hazardous Substaoces" on the Site, as this term is defined in the
Agency Deed of Trust."
(k) Upon the close of the Site Traosfer Escrow, the Agency shall release aod caocel the Meta
Housing Corporation Guaranty.
SECTION 2.9. Evidence ofDeveroper Eqnity Funds Sufficient to Initiate the Proiect and to
Provide Certain Developer Costs in Support of the Proiect.
As of the Effective Date, the Developer has provided the Agency with a full and complete copy of
the State TCAC tax credit reservation application for the Project, aod the Agency has made a preliminary
determination that the Project, as proposed by the Developer, is commercially aod economically feasible
aod that the Developer is reasonably likely to obtain all of the funds necessary for the Project, including
amounts of Developer Equity which, when added to the Agency Loan and the Construction Loao, will be
in an amount sufficient to pay for all of the costs of acquisition, construction, aod initial operation of the
Project.
SECTION 2.10.
Site Transfer Escrow.
(a) Following the Effective Date aod concurrently with the opening of the Agency Acquisition
Escrow under the Developer Acquisition Escrow Assignment Agreement, the Agency aod the Developer
shall jointly establish the Site Traosfer Escrow for the traosfer of the Site to the Developer. The Developer
aod the Agency shall exchange the appropriate documents as relate to the transfer from the Agency to the
Developer of the Site for redevelopment by the Developer through the Site Traosfer Escrow. The
Developer aod the Agency shall execute such additional escrow instructions as consistent with the
assembly, traosfer aod conveyance of the Site to the Developer. Upon indicating its acceptaoce in writing
of its duties under this Section 2.10, the Escrow Agent is hereby empowered to carry out its function as
Escrow Agent for the Site Transfer Escrow.
The Agency aod Developer each agree to deliver to the Escrow Agent all documents necessary for
the traosfer of the Site Parcels to the Developer, in conformity aod, within the times, as provided in this
Agreement and Schedule of Performaoce.
The Developer also pay the Escrow Agent: (i) all of the applicable Site Traosfer Escrow fees
charged by the Escrow Agent to the parties, including the fees, costs aod expenses of the Escrow Agent,
recording fees, messenger fees aod the like, promptly after the Escrow Agent has notified the Developer of
the amount of such fees, charges aod costs; aod (ii) the Developer shall also pay the documentary traosfer
taxes due upon the recordation of the Agency upon the Site Traosfer Escrow Closing.
(b) The Escrow Agent is authorized to:
(I) serve concurrently as the Escrow Agent under the Agency Acquisition Escrow, aod later
under the Construction Loao Escrow;
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(2) pay and charge the Developer for the applicable Site Transfer Escrow fees, charges and
costs;
(3) record the applicable instruments delivered through the Site Transfer Escrow at the
instruction of the parties; and
(4) otherwise comply with the supplemental written escrow instructions of the parties as
addressed to the Escrow Agent.
(c) The Site Transfer Escrow Closing sha11 occur when a11 of the conditions have been satisfied
or waived by the applicable party; provided, however, that the Site Transfer Escrow Closing shall have
occurred by a date not later than December 31,2011, unless at least sixty (60) days before such date, the
parties have agreed to an extension of the date for such Site Transfer Escrow Closing as provided in
Section 2.3( c), provided, however that if the Site Transfer Escrow Closing should fail to close by such date
and neither party is in default, then either party may terminate this Agreement and the Developer sha11
cause the Initial Advance of the Agency Loan to be repaid in full to the Agency, whereupon, the parties
shall each be released from further liability under this Agreement except as arises under Section 5.9.
(d) Promptly following the opening of the Site Transfer Escrow, the Agency shall cause the
Title Company to deliver to the Developer a preliminary title report and title insurance pro-forma policy
for the Site for the Developer's review and approval as provided in Section 2.11.
(e) The Site Transfer Escrow Closing sha11 be subject to the satisfaction of the conditions of the
parties under Section 2.15, in the case of the Agency, and Section 2.16, in the case of the Developer.
(I) Notwithstanding any other provision ofthis Agreement to the contrary, the Agency shall
have no duty or obligation to cause the Site Transfer Escrow Closing to occur until such time as the
Agency has confirmed that the Agency Acquisition Escrow is in a condition to close concurrently with the
Site Transfer Escrow and the City has either (i) caused the final form of Parcel Map No. 19200 to be
recorded or (ii) the City has authorized the Escrow Agent to record the final form of such parcel map as
part of the Site Transfer Escrow Closing.
(g) The Escrow Agent shall comply with the written escrow closing instructions of the Agency
which references this Section 2.1 O(g) at the time when the Site Transfer Escrow Closing occurs. The
Escrow Agent sha11 record the following instruments in the recording order indicated below, with the
office of the Recorder of San Bernardino County upon the Close of the Site Transfer Escrow:
(i) the Senior Citizen Rental Housing Use Covenant by and among the City, the
Developer and the Agency;
(ii) the Agency Grant Deed;
(iii) Agency Affordable Senior Citizen Rental Housing Regulatory Agreement;
(iv) the Agency Loan Deed of Trust;
(v) other Agency Loan Documents as instructed by the Agency;
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(vi) the Notice of Agreement; and
(vii) other instruments as directed by the mutual written instructions of the Developer
and the Agency.
(h) Promptly upon the Close of the Site Transfer Escrow the Escrow Agent shall deliver to the
parties the final form of the Escrow Agreements escrow closing statement of costs and fund balances and
the Escrow Agent shall deliver to the Agency the executed original copy of the Agency Loan Notice and
such other fully executed original copies of Agency Loan Documents and other documents deposited into
escrow the parties as may be described in the Agency's final written escrow closing instructions addressed
to the Escrow Agent.
SECTION 2.11. Obli!!ation ofthe A!!encv to Provide Title Insurance at Time ofthe Site
Transfer Escrow Closin!!.
(a) Subject to the completion ofthe recordation ofthe final form of Parcel Map No. 19200 as
approved by the City as part of the Development Project Application, the Agency shall exercise its best
effort to cause the condition of title to the Site, to be transferred to the Developer upon the Site Transfer
Escrow Closing which shall be in a marketable condition for the purposes of the redevelopment of the
Project, subject to the terms and conditions of this Agreement.
(b) Within thirty (30) days following the date when the Escrow Agent has accepted its duties
under the Site Transfer Escrow, the Agency shall cause the Title Company to deliver to the Developer a
preliminary title report for all of the lands included in the Site subject to the cooperation of the Developer
in verifYing the field results of any survey as may then be required for the recordation of the Parcel Map, in
a form tentatively acceptable to the Title Company for purposes of this Section 2. I I and thereafter, the
Agency shall cause also to be delivered to the Developer legible copies of all instruments referred to in the
preliminary title report as a title exception. Within thirty (30) days following its receipt of the preliminary
title report for an Extended Coverage AL T A Developer's Policy as referenced in this Section 2. I I, the
Developer shall specifically identify and give notice in writing to the Agency as part of its Developer
Investigations of each exception or disapproval of any matter relating to title in the Site, which the
Developer may in its reasonable discretion indicate (each referred to as a "Title Exception"). Each Title
Exception shall reference the particular land parcel, to which it corresponds, and describe in suitable detail
the action which the Developer believes is indicated to cure or correct such Title Exception. If the
Developer fails to disapprove a title matter in writing delivered to the Agency as a Title Exception within
thirty (30) days following receipt, then each Title Exception shall remain and be deemed a Title Exception.
The Agency shall have no obligation to cure any Title Exception, other than obtaining the release of any
monetary liens upon the Site subject to the close of the Agency Acquisition Escrow, nor shall the Agency
be considered in default for failure to cure any title defect or Title Exception for any portion of the Site.
The sole remedy of the Developer with respect to a Title Exception shall be to either accept such defect,
cure such defect or to cancel the Site Transfer Escrow and terminate this Agreement as provided in this
Section 2. I 1.
(c) Within thirty (30) days following its receipt of notice of a Title Exception from the
Developer under this Section 2.1 I, the Agency may, but is under no obligation to do so, confirm in writing
to the Developer whether each such Title Exception shall be cured, at the time of the Site Transfer Escrow
Closing. If the event the Agency fails to confirm within such thirty (30) day period whether one or more of
such Title Exceptions shall be cured by the Agency at or prior to the Site transfer Escrow Closing, then the
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Title Exception shall remain, and the Agency shall have no further duty to cure such Title Exception, and
the Developer may, within five (5) days thereafter in writing addressed to the Agency and the Escrow
Agent, elect to waive its objection to such Title Exception.
(d) If by the date set forth in the Schedule of Performance, any Title Exception remains that
was caused by the actions or inactions of the Agency during the period of time that the Site was owned in
fee by the Agency which has not been cured by the Agency under this Section 2.11, or which has not been
expressly waived in writing by the Developer, or otherwise not resolved to the mutual satisfaction of the
parties, then the Developer may upon thirty (30) days' written notice to the Agency which references this
Section 2.II(d), cancel the Site Transfer Escrow and terminate this Agreement. In the event of a
termination ofthis Agreement on the grounds set forth in this Section 2.11 (c) above, and the Agency is not
then in default as provided in Article V hereof, the Developer shall be responsible for paying for all of the
reasonable and customary escrow cancellation and preliminary title report costs of the Title Company, if
any, and the parties shall each be released from any further responsibility or liability hereunder, except as
may arise under Section 5.9.
(e) As part of its Developer Investigations of the Site the Developer shall prepare and complete
a survey of the lands included in the Site by a civil engineer selected by the Developer to enable the Title
Company to issue at the time of the Site Transfer Escrow Closing, such additional items of survey title
insurance coverage or title insurance survey endorsements as the Developer may require; provided,
however that no exception to title as may be indicated by such survey shall be deemed to be a Title
Exception for the purposes of Section 2.11 unless the Developer delivers written notice of such title survey
exception to the Agency by no later than ninety (90) days following the date on which the preliminary title
report is delivered to the Developer under Section 2.11.
(f) For the purpose ofthis Section 2.11, matters affecting the condition of title of the Site which
may be imposed by the City prior to the recordation of the final Parcel Map No. 19200 creating the legal
parcel of land which comprises the Site, shall not be deemed to "Title Exceptions". The effect of a
Development Project Permit, or other title matter imposed by the City on the Site as part of the City's
review and approval of a Development Project Application or a Default Project Permit, shall be subject to
the provisions of Section 4.5(b).
(g) The Developer shall pay the cost of the premium of title insurance in favor of the Developer
for the Site upon Site Transfer Escrow Closing.
SECTION 2.12.
Due Dilil!ence Period and Develoner lnvestil!ations of the Site.
(a) The Due Diligence Period is the time when the Developer shall undertake certain
investigations of the Site, in order to ensure that the acquisition and redevelopment of the Site and the
Project by the Developer is feasible, and may be undertaken by the Developer subject to the terms and
conditions of this Agreement.
(b) The Developer is solely responsible for undertaking all Developer Investigations of the Site
and for each Phase of the Project as the Developer may believe to be indicated. The Agency shall
reasonably cooperate with the Developer in the Developer's performance of any such Developer
Investigations, including the performance of conduct of such Developer Investigations as relate to potential
Title Exceptions and subsurface soil investigations relating to geotechnical and soil engineering study and
the potential presence of Hazardous Substances, provided, however, such cooperation by the Agency with
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the Developer for the conduct of the Developer Investigations during the Due Diligence Period shall not
require the Agency to incur any cost or expense payable by the Agency to a third party, except as may be
expressly provided in this Agreement.
(c) The Agency makes no representation or warranty to the Developer relating to the suitability
of the Site, for use by the Developer. The Developer shall rely solely and exclusively upon the results of
its Developer Investigations ofthe Site, for the purpose of the Developer's: (i) acceptance of the condition
of the Site as may hereafter be transferred by the Agency to the Developer, and (ii) the Developer's
approval or confirmation of the feasibility of the redevelopment of the Project as set forth in this
Agreement. In addition to the consideration of the potential effect on the Project of one or more Title
Exceptions and the economic feasibility of redevelopment of the Project, the scope of the Developer
Investigations shall also include without limitation the Developer's consideration of the results of the
geotechnical soil investigations and conditions and compliance of the design and improvement of the
Project and each element thereof with applicable laws pertaining to the remediation of any Hazardous
Substances which may be present on any portion of the Site, and any other matters relevant to or arising
from the suitability of the Site and each portion thereof for the Project as the Developer may deem
necessary and proper.
(d) The Developer shall give the Agency and the Escrow Agent written notice ofits completion
of its Developer Investigations and the Developer's satisfaction with the condition of each Site Parcel
which references this Section 2.12, (each a "Notice of Acceptance") not later than thirty (30) days prior to
the Site Transfer Escrow Closing. In the event that the Developer, in its sole and absolute discretion, is not
satisfied with any aspect of the condition of the Site, then the Developer shall deliver to the Agency and
the Escrow Agent a written rejection statement for the Site Parcel which references this Section 2.12( d).
The Developer's rejection statement shall include a description of the particular matter which the
Developer rejects. If such a statement of rejection is delivered, then the parties shall confer about the
means by which such rejection may be withdrawn by the Developer. Until such time as the rejection may
be withdrawn by the Developer at its option, or if this Agreement is terminated by the parties as set forth in
the next sentence, the Agency shall have no further obligation to proceed in preparation for the Site
Transfer Escrow Closing. If the Developer does not accept the condition of the Site as evidenced by the
timely submittal by the Developer of the appropriate Notice of Acceptance, the Developer shall be deemed
to have rejected the condition of the Site and neither party shall be deemed to be in default, and thereafter,
this Agreement may be terminated by either party upon thirty (30) days written notice and the parties shall
each be released from any further responsibility or liability except, as provided in Section 5.9.
(e) The Developer acknowledges that there is a significant probability that there exists many
unknown physical conditions, including, but not limited to, below ground structures, debris, non-native
soils, unconsolidated or non-compatible soils within the Site that will an adverse impact upon the
feasibility and the costs of the Project. The Developer acknowledges and agrees that the location ofthese
physical conditions cannot be determined or inferred by review of any drawing, record or study as of the
Effective Date for which the Agency has notice of such physical conditions. The location of physical
conditions cannot be determined or inferred by review of any drawing, record or study as of the Effective
Date for which the Agency has notice of such physical conditions. There is a probability that unknown
physical conditions will be discovered as of and during the time of the preparation, demolition, grading and
improvement by the Developer of the Project for which the Developer undertakes the covenants and
agreements as set forth in subsection (I), (g) and (h) below.
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(f) At its option and in the exercise of its sole discretion, the Developer shall accept the
transfer from the Agency of the Site at the time of the Site Transfer Escrow Closing, in its "AS IS",
"WHERE IS" and "SUBJECT TO ALL FAULTS" condition.
(g) THE DEVELOPER HEREBY SPECIFICALLY ACKNOWLEDGES AND AGREES
THAT THE AGENCY SHALL TRANSFER AND THE DEVELOPER SHALL ACQUIRE THE SITE
FROM THE AGENCY IN ITS "AS IS", "WHERE IS" AND "SUBJECT TO ALL FAULTS"
CONDITION AND THAT THE DEVELOPER IS NOT RELYING ON ANY REPRESENTATION OR
WARRANTY OF ANY KIND WHATSOEVER, EXPRESS OR IMPLIED, MADE BY THE AGENCY
OR THE AGENTS OF THE AGENCY AS TO ANY MATTER CONCERNING THE SITE OR OF THE
PROPERTY OR OF ANY OF THE DEVELOPER INVESTIGATIONS OR OTHER DEVELOPER DUE
DILIGENCE OR INFORMATION OR MATERIALS INCLUDING, WITHOUT LIMITATION: (i) THE
QUALITY, NATURE AND ADEQUACY OF THE PHYSICAL CONDITION OF THE SITE, (ii) THE
QUALITY, NATURE, ADEQUACY, AND PHYSICAL CONDITION OF THE SOILS, GEOLOGY
AND/OR ANY GROUNDWATER UNDER OR IN THE VICINITY OF THE SITE, (iii) THE
EXISTENCE, QUALITY, NATURE, ADEQUACY AND PHYSICAL CONDITION OF UTILITIES
SERVING THE SITE, (iv) THE DEVELOPMENT POTENTIAL OF THE SITE, AND THE USE,
HABITABILITY, MERCHANTABILITY, OR THE FITNESS, SUITABILITY, VALUE OR
ADEQUACY OF THE SITE FOR ANY PARTICULAR PURPOSE, (v) THE ZONING OR OTHER
LEGAL STATUS OF THE SITE, OR ANY OTHER PUBLIC USE DEDICATION OR PRIVATE
RESTRICTION AFFECTING THE SITE, (vi) COMPLIANCE OF THE SITE, EITHER BEFORE OR
AFTER A SITE TRANSFER ESCROW CLOSING, REGARDING ANY USE OR OCCUPANCY WITH
ANY APPLICABLE CODE, LAW, INCLUDING ENVIRONMENTAL LAWS, REGULATION,
STATUTE, ORDINANCE, COVENANT, CONDITION AND/OR RESTRICTION OF ANY
GOVERNMENTAL OR QUASI-GOVERNMENTAL ENTITY OR OF ANY OTHER PERSON OR
ENTITY, (vii) THE PRESENCE OF HAZARDOUS SUBSTANCES IN, ON, UNDER OR ABOUT THE
SITE, EITHER BEFORE OR AFTER THE SITE TRANSFER ESCROW CLOSING, OR IN OR UPON
ANY OTHER PARCEL OR LAND ADJOINING OR NEIGHBORING OR OTHERWISE AFFECTING
SUCH SITE PARCEL (viii) THE QUALITY OF ANY LABOR AND MATERIALS USED TO
CONSTRUCT ANY IMPROVEMENT ON THE SITE, (ix) THE CONDITION OF TITLE TO THE
SITE, EITHER BEFORE OR AFTER THE SITE TRANSFER ESCROW CLOSING, AND (x) THE
PROBABILITY OF SUCCESS EITHER FINANCIAL OR OTHERWISE OF THE ACQUISITION,
IMPROVEMENT OR OPERATION OF THE SITE FOR THE PROJECT.
BY ITS ACCEPTANCE OF THE DELIVERY OF THE AGENCY GRANT DEED, THE DEVELOPER
AGREES THAT IT IS ASSUMING FOR THE BENEFIT OF THE AGENCY ALL OF THE
OBLIGATIONS OF THE AGENCY WITH RESPECT TO THE MANAGEMENT OR ABATEMENT
OF ANY HAZARDOUS SUBSTANCE INCLUDING WITHOUT LIMITATION, ASBESTOS
CONTAINING MATERIALS AND LEAD-BASED PAINT, AND COMPLIANCE WITH
ENVIRONMENTAL LAWS AND THE TITLE MATTERS FROM AND AFTER THE RECORDATION
OF SUCH AGENCY GRANT DEED.
Developer's Initials
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(h) Without limiting the provisions of this Section 2.12, the Developer, on behalf of itself and
its successors and assigns, waives its right to recover from, and forever releases and discharges the Agency
and the officers, employees, attorneys, agents of the Agency, from any and all demands, claims, legal or
administrative proceedings, losses, liabilities, damages, penalties, fines, liens, judgments, costs or expenses
whatsoever, including, without limitation, attorneys' fees and costs, whether direct or indirect, known or
unknown, foreseen or unforeseen, that may arise on account of or in any way be connected with (i) the Site
including, without limitation, declarations, restrictions, grants of easements, parking agreements andlor
maintenance agreements, (ii) the physical condition ofthe Site including, without limitation, all structural
and seismic elements, the enviromnental condition of the Site, any Hazardous Substances in, on, under or
about each and every Site Parcel, or (iii) any law or regulation applicable to the Site including, without
limitation, any Enviromnental Law andlor any other federal, state or local law (collectively, the "Released
Claims"). The Developer represents, warrants and agrees that: (i) it understands that it is releasing
potentially unknown claims; (ii) such releases are fairly and knowingly made; (iii) it is aware that it has
limited knowledge with respect to certain of the Released Claims, and (iv) it specifically allocates the risk
of any mistake by any party in entering into this Agreement to the party or parties who later claims it was
mistaken. The Developer hereby waives any and all rights which it may have under or pursuant to the
provisions of Section 1542 of the Civil Code of the State of California, and any rights it may have under
any other similar statute, regulation or common law of any state or of the United States. Section 1542 of
the Civil Code of the State of California provides:
"A GENERAL RELEASE DOES NOT EXTEND TO CLAIMS WHICH THE
CREDITOR DOES NOT KNOW OR SUSPECT TO EXIST IN HIS OR HER FA VOR AT
THE TIME OF EXECUTING THE RELEASES, WHICH IF KNOWN BY HIM OR HER
MUST HAVE MA TERIALL Y AFFECTED HIS OR HER SETTLEMENT WITH THE
DEBTOR."
The Developer understands fully the statutory language of Section 1542 of the Civil Code ofthe
State of California and, having been so apprised, by placing initials of officers in the space provided below,
the Developer nevertheless releases Agency from all known or unknown Released Claims, as provided
above.
Developer's Initials
(i) In addition to the matters relating to potential Title Exceptions with respect to the Site,
promptly following the Effective Date, the Agency shall make available for inspection and copying by the
Developer all of the public record documents requested by the Developer pertaining to the redevelopment
of the Site then in possession of the Agency.
0) Prior to the Effective Date, the Developer initiated certain subsurface soil enviromnental
investigations of the Site and the Property in order to conduct a more focused inquiry of certain
environmental matters relating to the potential presence of Hazardous Substances within the soils of a
portion of the Property which includes the Site. The Developer acknowledges and agrees that it shall
proceed with the purchase of the Property and the Close of Site Transfer Escrow solely upon information
obtained by Developer at its sole discretion without reliance upon any information or other facts or
documents obtained from the Agency.
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SECTION 2.13. Access to the Site for Developer Investie:ation.
During the Due Diligence Period, the Developer and the Developer's agents shall have access to
the Site and the Property as set forth in the Developer Acquisition Escrow Assignment Agreement, during
normal business hours in order for the Developer to conduct its Developer Investigations thereon as may
be requested by the Developer. The performance of any work of the Developer Investigations on the Site
shall not unreasonably disrupt the use or occupancy of the Site by the occupant thereof. The Developer
shall be liable for any damage to property or injury to any person occasioned by the acts of the Developer,
its employees, agents or representatives during the course of performance of any Developer Investigation
on the Site and the Property and the Developer shall indemnify, defend and hold harmless Agency, and the
officers, attorneys and agents ofthe Agency from any and all liens, claims, demands or liability resulting
from such access by the Developer to the Property and any portion thereof.
SECTION 2.14
SECTION 2.15.
[Reserved - No Text]
Ae:encv Conditions for Site Transfer Escrow Closine:s.
(a) The Agency shall not be required to transfer the Site to the Developer or to cause the Site
Transfer Escrow Closings to occur until the following conditions have been satisfied:
(i) the Developer is not in default under this Agreement;
(ii) the Escrow Agent has confirmed its acceptance to the Agency of its duties under
the Site Transfer Escrow and has issued its preliminary escrow closing statement to
the Developer and the Agency;
(iii) the Title Company has confirmed to the Agency that it is prepared to issue its
ALTA - lender's policy of title insurance in favor of the Agency in form and
substance reasonably acceptable to the Agency, upon the close ofthe Site Transfer
Escrow;
(iv) the Agency has approve the update ofthe Project Construction Budget as provided
in Section 2.19 and the update of the Developer Project Pro Forma as provided in
Section 2.24 and the Developer has demonstrated to the reasonable satisfaction of
the Agency that the Developer has the equity funds necessary to support the Project
as provided in Section 2.9;
(v) State TCAC has issued its reservation of affordable rental housing tax credits to the
Developer and the Project in an amount sufficient, when added to other Developer
Equity and financing for the Project, is deemed by the Agency to be sufficient for
the Developer to undertake the Project, and such reservation of tax credits has been
accepted in writing by the Developer and is in full force and effect atthe time of the
Site Transfer Escrow Closing;
(vi) the City has authorized the recordation ofthe final form of Parcel Map No. 19200
and such parcel map is in a condition to be recorded concurrently with the Close of
the Site Transfer Escrow and the Developer has made arrangements acceptable to
the Agency to pay for all of the costs and expenses of the Agency associated with
the preparation and recordation of Parcel Map No. 19200;
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(vii) the Developer has accepted the condition of the Site as set forth under Section 2.12;
(viii) the Agency has approved the final text ofthe definitions of such words and phrases
as "Operating Expenses", "Operating Reserve Fund", "Replacement Reserve
Fund", "cash payments of deferred Borrower fees" and the like, as used in the
definition of the term "Residual Rental Receipts of the Project", as set forth in
Section 1.4;
(ix) the Agency has approved the final form of the Tax Credit Limited Partnership
Agreement and such agreement has been fully executed by the Developer and its
limited partner(s); and
(x) the Developer has complied with the conditions set forth in Section 2.3(e) all to the
reasonable satisfaction of the Agency.
(b) In the event that the foregoing conditions may have failed to occur for the Site Transfer
Escrow Closing by December 31, 2011, without the fault of the Agency, the Agency may terminate this
Agreement accelerate the repayment of the outstanding principal balance of the Agency Note plus interest
thereon, (e.g., the Initial Advance of the Agency Loan) to the date of such termination and upon the
collection of such payment by the Agency the parties shall each be released from any further responsibility
or liability except as provided in Section 5.9.
SECTION 2.16.
Developer Conditions for Site Transfer Escrow Closin!!.
(a) The Developer shall not be required to accept the transfer ofthe Site Parcel arto cause the
Site Transfer Escrow Closing to occur until all ofthe following conditions precedent have been satisfied:
(i) the Agency is not in default under this Agreement;
(ii) the Escrow Agent has confirmed its acceptance to the Developer of its duties under
the Site Transfer Escrow and has issued its preliminary escrow closing statement to
the Agency and the Developer;
(iii) the Title Company has confirmed to the Developer that it is prepared to issue its
ALTA - Owner's policy oftitle insurance in favor ofthe Developer in a form and
substance reasonably acceptable to the Developer upon the close of the Site
Transfer Escrow;
(iv) State TCAC has issued its reservation of affordable rental housing tax credit to the
Developer and the Project in an amount when added to other Developer Equity and
financing for the Project is deemed by the Developer to be sufficient to undertake
the Project; and such reservation of tax credits is in full force and effect at the time
of the Close of the Site Transfer Escrow;
(v) the final form of the Tax Credit Limited Partnership Agreement has been fully
executed by the limited partners of the Developer;
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(vi) the Developer has accepted the terms and conditions of the Construction Loan and
Construction Loan Escrow is in a condition to close concurrently with the Site
Transfer Escrow;
(vii) the Agency has executed all of the documents required by the Agency for the close
ofthe Site Transfer Escrow and that all such documents are in the possession of the
Escrow Agreement;
(viii) the Agency has confirmed to the Developer that its conditions for the close of the
Site Transfer Escrow have been satisfied.
(b) In the event that the foregoing conditions may have failed to occur for the Site Transfer
Escrow Closing by December 31,201 I, without the fault of the Developer, the Developer shall repay the
outstanding principal balance ofthe Agency Note, plus interest, then due and payable to and including the
date of such termination and terminate this Agreement and thereupon, the parties shall each be released
from any further responsibility or liability except as provided in Section 5.9.
SECTION 2.17.
Construction Loan Escrow.
(a) The final delivery and exchange of the documentation and instruments evidencing the
Construction Loan and the initial disbursement of funds by the Construction Lender to the Developer for
the construction and development of the Project shall be accomplished upon the close ofthe Construction
Loan Escrow. The Agency shall not be a party to the Construction Loan Escrow; provided, however, that
the inclusion in the Construction Loan Escrow as set forth in this Section 2.17 are part of the consideration
for the Agency entering into this Agreement.
(b) The Developer and the Construction Lender shall mutually establish the Construction
Loan Escrow and the Developer and the Construction Lender shall each instruct the Escrow Agent, as
designated by the Construction Lender and the Developer, to comply with the written Construction Loan
Escrow instructions of the Agency addressed to such Escrow Agent for the Construction Loan Escrow
which are consistent with the Construction Loan Documents and/or this Agreement.
(c) The Developer shall cause the Escrow Agent for the Construction Loan Escrow to deliver
to the Agency, the final form of all documents and instruments as delivered to the Escrow Agent by either
the Construction Lender or the Developer. The Escrow Agent for the Construction Loan Escrow shall
deliver to the Agency the final escrow closing statement of the Escrow Agent addressed to the Developer,
as the borrower under the Construction Loan Documents.
(d) The Agency may obtain an appropriate lender's title insurance endorsement ofits Agency
Deed of Trust from the Title Company at the time of the close of the Construction Loan Escrow at the cost
and expense of the Developer, which the Developer hereby agrees to pay.
(e) Provided the Developer is not then in default under this Agreement, or any of the Agency
Loan Documents, the Agency shall remit the remaining principal balance of the Agency Loan in
accordance with Section 2.8, to the Escrow Agent for the Construction Loan Escrow for disbursement to
the Developer for the payment of Project costs as may be approved by the Agency and the Construction
Lender, as set forth under Section 2.8(g) subject to the satisfaction of the following conditions:
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(i) the Agency has approved an update of the Project Construction Budget as
provided in Section 2.19;
(ii) the Agency has approved the update of the Developer Project Pro Forma as
provided in Section 2.24;
(iii) the State TCAC has issued its reservation of affordable rental housing tax credits to
the Developer and the Project in an amount acceptable to the Agency Executive
Director that will generate net funds available for the Project and such reservation
of State TCAC has been accepted by the Developer and is in full force and effect at
the time of the close of the Construction Loan Escrow;
(iv) the Agency has approved the final form of the Tax Credit Limited Partnership
Agreement and the Developer has confirmed to the Agency that upon the close of
the Construction Loan Escrow, the Agency shall receive a written opinion of a
nationally recognized firm of lawyers that such Tax Credit Limited Partnership
Agreement is a valid lawful binding obligation of the Developer and is in full force
and effect;
(v) the Agency has approved the form of the Project construction documentation as set
forth in Section 3.6;
(vi) the Agency has approved the form of the Construction Loan Documents as set forth
in Section 3.6;
(vii) the Construction Lender has confirmed its approval of the Agency Subordination
Agreement for Project Financing, in a form as acceptable to the Agency under
Section 3.9; and
(viii) the Developer has provided the Agency with written evidence reasonably
acceptable to the Agency that the Developer Equity is available to fund the cost of
the construction ofthe Project.
SECTION 2.18.
[Reserved - No Text]
SECTION 2.19.
Project Construction Budeet.
(a) As of the Effective Date, the Developer has included a preliminary Project Construction
Budget as part of the Developer Project Pro Forma. The preliminary Project Construction Budget has been
prepared by the Developer based upon the Development Project Application as approved by the City and
the Developer represents and warrants to the Agency that as of the Effective Date, the preliminary Project
Construction Budget contains an accurate estimate of the actual and reasonable costs necessary to design,
construct, improve, furnish and finance the Project, based upon development assumptions which the
Developer believes to be reasonable.
(b) The State TCAC application materials for the Project as prepared and submitted by the
Developer to State TCAC, includes development costs assumptions and estimates for the Project which are
based upon the preliminary Project Construction Budget.
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(c) Upon the Effective Date, the Developer hereby agrees to diligently prepare applications for
issuance of Development Project Permits to the City for improvement of the Project based upon the
Development Project Application as approved by the City. The plans and specifications prepared by the
Developer in connection with such applications for issuance of Development Project Permits shall provide
the Developer and the agency with the basis to confirm, update and further refine the preliminary Project
Construction Budget for purposes of obtaining the Construction Loan from the Construction Lender.
(d) Concurrently with the Developer's submission of the Construction Loan Documents to the
Agency for its review and approval under Section 3.8, the Agency shall confirm that the final form of the
Project Construction Budget as accepted and approved by the Construction Lender is reasonably consistent
with the preliminary Project Construction Budget and the Development Project Application for the Project
as approved by the City.
SECTION 2.20.
the Proiect.
State TCAC Aoolication for Affordable Rental Tax Credit Allocation to
(a) Prior to the Effective Date of this Agreement the Developer has caused to be submitted to
State TCAC an application for affordable rental tax credit allocation for the Project.
(b) The Developer hereby agrees to exercise its best effort to cause State TCAC to consider and
approve the application for a reservation of affordable rental tax credits for the Project in accordance with
the application as previously submitted by the Developer for the Project. The Developer hereby agrees to
provide the Agency with copies of all correspondence and written communications by and between State
TCAC staff and the Developer with respect to the processing, review and approval by State TCAC of the
affordable rental tax credit reservation for the Project.
SECTION 2.21.
Review of Proiect ODeratinl! Cost Budl!et.
(a) As part of the ongoing consultations between the Developer and the Agency as provided in
Section 2.3 of this Agreement, the Developer hereby agrees to provide the Agency with all relevant
information with respect to the finalization of the terms on which the Tax Credit Limited Partnership
Agreement shall be executed by the Investor Limited Partners and the finalization of such terms as the
following for purposes of completing the final form of the Agency Loan Note:
(I) "Operating Expenses" of the Project;
(2) actual debt service schedules as projected for all of the "Senior Debt" as may be
secured under the "Senior Lender Documents";
(3) the starting balance of the "Operating Reserve Fund" and the estimated amounts to
be deposited each year to the Operating Reserve Fund by the Project;
(4) the starting balance ofthe "Replacement Reserve" and the estimated amounts to be
deposited each year for the Replacement Reserve Fund by the Project;
(5) the estimated amount of the general partner loans, if any, to the Project and the
repayment schedule of such general partner loans;
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(6) estimated amounts of the deferred Developer fee for the Project, and the payment
schedule for such deferred Developer fee;
(7) other accounting items which effect the calculation of the amount of Residual
Rental Receipts of the Project which may be available during the Project
compliance period, each Project Accounting Year for the repayment ofthe Agency
Loan.
(b) Based upon the consultations between the Developer and the Agency under Section 2.21 (a),
the Parties shall finalize the text of the Agency Loan Note and the related Agency Loan Documents prior
to the Close of the Site Transfer Escrow.
SECTION 2.22. Construction Loan Commitment. The Developer and not the Agency shall
have the sole obligation to use commercially reasonable efforts to obtain a construction loan commitment
from a recognized commercial lender at such time as the State TCAC has issued its reservation of low
income housing tax credits and prior to the Close of Site Transfer Escrow.
SECTION 2.23
[Reserved - No Text]
SECTION 2.24.
Developer Proiect Pro Forma.
(a) As of the Effective Date, the Developer has prepared and presented the Agency with a
Developer Project Pro Forma for the Project. The Developer Project Pro Forma for the Project is on file
with the Agency. Upon the completion of the improvement ofthe Project, the Developer shall provide an
accounting to the Agency for the actual cost incurred by the Developer in connection with the acquisition
and construction of the Project as set forth in Section 2.25.
(b) At all times following the Effective Date, the Developer shall keep and maintain and make
available for review and inspection by the Agency and its auditors accounting books and records for
Project acquisition and development costs incurred in connection with the Project in accordance with
generally accepted principles of business accounting. The Agency and its accountants and auditors shall
have the right upon reasonable prior notice to conduct inspections and reviews ofthe accounting books and
records of the Developer relating to the Project, at the business offices ofthe Developer. The Developer
shall cooperate with the Agency in the production of its accounting books and records for the Project, as
reasonably required by the Agency and its auditors to conduct an audit or review of actual Project
acquisition and development costs at any time during the course of improvement of the Project.
(c) [RESERVED]
(d) The Parties acknowledge and agree that the Agency Loan is intended to partially finance the
financing "gap" of the Project (i.e., the amount needed to pay the dollar amouint of the total acquisition,
development and construction costs incurred and paid by Developer during the course of construction of
the Project (collectively, the "Total Project Costs") that is in excess of the financing and other funding
sources available to the Developer for the acquisition, development and construction of the Project), but in
no event to provide funding in excess of the Total Project Costs. [fthe Total Project Costs are less than
the anticipated Project costs as set forth in the Developer Project Pro Forma as the same may be amended
prior to the commencement of construction with the reasonable approval ofthe Agency Executive Director
(the "Estimated Project Costs") (as used herein the dollar amount representing the difference between the
35
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Estimated Project Costs and the Total Project Costs shall be a "Cost Reduction"), then an amount equal to
the Cost Reduction shall first be applied to pay any outstanding portion of the Developer fee, and thereafter
remaining amounts shall be paid to Agency to reduce the principal amount of the Agency Loan.
(e) In the event that following the Effective Date either the Developer or the Agency may
propose a substantial modification to the Development Project Application for the Project as approved by
the City, the parties acknowledge that the mutual approval of any such proposed modification of the
Development Project Application insofar as the Project is concerned could also have a material effect on
the Developer Project Pro Forma.
SECTION 2.25.
Proiect Audit and Accountinl!.
(a) The Developer (including for purposes hereof any Developer affiliate that owns or has any
interest in the Project) shall provide the Agency with annual financing statements of its operations with
respect to its ownership and operation of the Project no later than one hundred twenty (120) days after the
conclusion of each Project Accounting Year, beginning for calendar year 20 I 0 through the end of the
regulatory period under the Agency Regulatory Agreement. Such information as shall be contained in the
annual financial statements ofthe Developer for the Project shall be utilized by the Agency in determining
the amounts payable by the Developer from the Project each year to the Agency pursuant to the repayment
requirements as set forth in the Agency Loan. Upon reasonable notice from the Agency, Developer shall
make available for inspection at the office of the Agency all updated financial information of the
Developer for the confidential inspection by either a financial consultant to the Agency or a certified public
accountant retained by the Agency to review such information. Such financial information shall be made
available on a confidential basis. No financial information of the Developer shall be disclosed by the
Agency or its consultants to third persons, other than such consultants ofthe Agency shall be permitted to
comment to the Agency regarding the financial condition of the Developer as it relates to the ability of the
Developer to continue with the Project consistent with this Agreement. The Agency shall use all
reasonable efforts to protect the confidentially of the Developer's financial information, subject to
disclosures required by applicable law.
(b) The Agency shall have the right at reasonable times to conduct its independent audit of the
financial statements, or any component thereof, of the Developer as to those matters set forth in Section
2.25(a) above at its sole cost and expense. Each party shall reasonably cooperate with the other party
during the conduct of any such audit. Notwithstanding the foregoing, the Agency shall have any right to
inspect books and/or records of the Developer as to which the Developer reasonably asserts a claim of
attorney/client communications or other attorney work product under applicable law.
ARTICLE III
REDEVELOPMENT OF THE PROJECT, AND EACH ELEMENT THEREOF
SECTION 3.0.
Consequences of Exercise of Discretion bv the City.
The Developer and the Agency mutually agree that one or more of the Developer's and the
Agency's respective conditions precedent to the Close of the Site Transfer Escrow may fail to be met as a
result of any studies, revisions or proceedings involving the exercise of discretion by the City with respect
to the approval of any Development Project Application, the conditions imposed under any Development
Project Permit or as a result of intervening State or federal legislation or regulation or judicial ruling.
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CDC/2009-39
Upon the occurrence of such an event, neither party shall be in default under this Agreement, and this
Agreement shall be subject to termination by either party and the parties shall be released from any further
responsibility or liability except as provided in Section 5.9.
SECTION 3.1. Developer Demolition Activities on the Site.
(a) It shall be the sole duty and responsibility of the Developer to cause all above and below
ground structures situated on the Site, to be demolished and the corresponding demolition wastes to be
removed from the Site at the sole cost and expense of the Developer promptly following the demolition
activities of Developer. Developer shall not store such demolition waste on the Site for a period of time
equal to the lesser of (i) the time prior to any scheduled demolition waste removal or (ii) ten (10) days
whichever is the first to occur.
(b) Pursuantto Section 2.12, the Developer has agreed to accept the transfer from the Agency
of the Site at the time of Escrow Closing in an "AS IS", "WHERE IS" condition with all known faults and
defects including the existence of ACMs, LBP, Hazardous Substances, and USTs and other matters, which
shall be the sole obligation and responsibility, of the Developer to remove, remediate or otherwise manage
in such manner as is appropriate under the applicable Development Project Permit and other applicable
law. The Developer recognizes that additional costs and expenses, and time delays in the demolition of
any structure on the Site or the grading of the Site may result due to the presence and abatement work
associated with such ACMs, LBPs, Hazardous Substances, USTs, and the removal or correction of non-
native or non-compactable soil and debris from the Site.
SECTION 3.2. Development of the Proiect bv the Developer.
(a) Subject to Site Transfer Escrow Closing, the Developer hereby agrees to construct and
complete the improvement of the Project in a manner which is consistent with each applicable
Development Project Permit. Notwithstanding the foregoing, the Developer acknowledges and agrees that
no work of improvement of the Project, or any Phase thereof, other than on-site geotechnical testing and
survey work, as authorized in Section 2.12 and Section 2.13, shall occur on the Site until such time as the
Developer has; (i) acquired the fee interest the Site, (ii) the City has issued the applicable Development
Project Permit to the Developer for the improvement of the Site and (iii) the occupants of the Site, if any
have surrendered possession of the Site to the Developer or the Agency, as applicable under a notice of
displacement or otherwise.
(b) The Developer shall not submit a Development Project Application for the modification of
tentative Parcel Map No. 19200 or City Conditional Use Permit No. 09-05 until after the Agency has first
approved the Developer Project Application for such a modification of either tentative Parcel Map No.
19200 andlor City Conditional Use Permit No. 09-05. Subject to the approval and the issuance by the City
of the applicable Development Project Permits for the construction of improvements on a the Site, the
redevelopment of the Project by the Developer shall be accomplished in substantial accordance with the
Developer Project Application as approved by the Agency, together with such changes in the Developer
Improvement Plan, if any, as may be approved by the Agency either before or after the dates of submission
by the Developer to the Agency or the submission by the Developer of one or more Development Project
Applications to the City pursuant to this Agreement. This Agreement, including the Schedule of
Performance specifies various dates for the submission by the Developer to the City and/or to the Agency,
of various documents and items of information for review, including geotechnical reports, preliminary and
final drawings, and structural engineering studies, building elevations, renderings, construction
implementations, facility operation plan reports and Project cost audit reports and the like for the Project.
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CDC/2009-39
(c) No action by the Agency with reference to this Agreement or any of the related
documents or the Attachments hereto shall be deemed a waiver of any City development standard which is
applicable to the improvement and redevelopment of the Project, the Site or any portion thereof.
(d) In the case of a Development Project Application, the word "Plans" means and refers to the
preliminary and final drawings, site development plans, tentative subdivision map, building elevations,
design engineer reports, landscape plans and other written materials as may then be indicated by the City
staff or required under the City Municipal Code in support of the submission and completion of one or
more Development Project Applications.
In the case of a Development Project Permit, the word "Plans" means and refers to preliminary and
final drawings, final subdivision maps, demolition plans, grading plans, architectural plans, civil
engineering plans and specifications for building and structural elements, building, electrical, plumbing,
mechanical and all related life safety plans, material samples and the like, as may then be indicated by the
City staff or required to support the issuance of one or more Development Project Permits.
The Developer shall prepare at its sole cost and expense for submission to the City all Plans
necessary to accompany each Development Project Application in sufficient detail for the City to accept as
complete each such Development Project Application. Following the approval or conditional approval by
the City of each such Development Project Application, the Developer shall prepare at its sole cost and
expense for submission to the City all Plans necessary and in sufficient detail to obtain from the City each
Development Project Permit which authorizes the construction or installation of a specific item of
improvement of the Project on the Site.
In the event that after the Agency has approved the Developer Improvement Plan, the Developer
may seek to: (i) prepare a Development Project Application or a Plan in support ofa Development Project
Application; or (ii) modifY, revise or amend a Development Project Application or Plan, which in either
such case of (i) or (ii) the Interim Executive Director of the Agency determines in a written notice issued to
the Developer is a "material change" as this term is defined in this Section 3.2, from the Developer
Improvement Plan, then before the Developer may request the City to further consider such a modification,
revision or amendment of a Development Project Application or Plan, the Developer shall obtain the
approval of the governing board of the Agency of the particular modification, revision or amendment to
such Development Project Application, and/or Plan.
The Developer may request by written notice to the Agency that the Interim Executive Director of
the Agency determine whether a feature of one or more Development Project Applications or Plan as
proposed for submittal to the City includes a material change from Developer Improvement Plan as
previously approved by the Agency and the Interim Executive Director of the Agency shall respond to
such a written request within fifteen (15) business days after receipt thereof as to whether a material
change appears to exist.
(e)
following:
The words "material change," as used in Section 3.2(d) means and refers to any of the
(I)
a development proposal included in either a Development Project Application or a
Development Project Permit is not consistent with the previously approved Developer
Improvement Plan;
38
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CDC/2009-39
(2) a development proposal set forth in a Development Project Application contains more than
a ten percent (10%) difference in the land area, building area, landscape area and/or
common area, than as originally set forth;
(3) a proposed Plan or Development Project Permit contains one or more provisions which
require the modification or amendment of the Developer Improvement Plan;
(4) any other physical change to the proposed scope of overall improvement for the Project
occurs which the City determines is not within the scope of the completed CEQA review
for the Project by the City.
(1) Landscaping plans for the Project shall be prepared by a licensed landscape architect. The
landscaping plans prepared by the Developer as part of the Agency concurrence of the Developer
Improvement Plan includes high quality and attractive landscaping and related improvements within the
proposed common areas, as applicable, as well as within the public parkways.
(g) The Developer shall prepare and submit all Plans for the Project as required under the City
Municipal Code. The Agency shall cooperate with and shall assist the Developer following the Effective
Date in order to obtain the approval by the City of each Development Project Application submitted by the
Developer to the City which is consistent with the Scope of Development and the Developer Improvement
Plan, and any other Plans which have previously been approved by the City prior to the Effective Date. In
the event that the City disapproves any element of a Development Project Application or any Plan related
thereto, the Developer may revise and resubmit such Development Project Application or Plan to the City
in accordance with the City's requirements, or the Developer may appeal the rejection by the City of a
particular Development Project Application or Plan, in the manner provided by law. The Developer and
the Agency staff shall hold regular progress meetings to coordinate the preparation and submission by the
Developer of each Development Project Application, and each Plan and related documents to the City and
the consideration by the City of the completeness of each Development Project Application, the approval
by the City of each Development Project Application and thereafter, the issuance by the City of
Development Project Permits for the improvement of the Project. The Agency Staff and the Developer
shall communicate and consult informally as necessary to ensure that the formal submittal of the any Plans
or other documents to the City or the Agency can receive prompt and speedy approval.
(h) The Developer Improvement Plan, once approved by the Agency, shall not be modified by
the Agency unless such modification is mutually agreed by the parties. Nothing contained herein shall
preclude the City from conducting its review, modification or rejection of any Plan which accompanies a
Development Project Application as required by all applicable laws and regulations. The Developer shall
revise each such Plan, in a manner that addresses the basis of proposed modification or rejection by the
City. The Developer shall promptly revise and resubmit to the City any Plan, which is conditionally
approved or rejected by the City as part of the consideration and approval by the City of each Development
Project Application and/or the issuance of one or more Development Project Permits. After the Site
Transfer Escrow Closing has occurred, the Developer may request a reasonable extension ofthe period of
time as set forth in the Schedule of Performance during which the preparation of revisions to Plans as
required by the City in support of the issuance of one or more Development Project Permits may be
necessary and such extension of time by the Agency shall not be unreasonably wit1theld, conditioned or
delayed.
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CDC/2009-39
(i) After the acceptance by the City of the Development Project Application, or later after the
issuance of one or more Development Project Permits corresponding to the Development Project
Application, if the Developer desires to make any material change in a final Plan which is not consistent
with the Development Project Application as approved by the City (either before or after the time when the
City has issued the Development Project Permit to the Developer), or if the Interim Executive Director of
the Agency has determined that a material change has occurred as set forth in Section 3.2(e) then the
Developer shall submit the proposed change to the Agency for its consideration and approval, together
with a request for extension of the Schedule of Performance, if such extension is necessary. Such a
proposed change shall be approved or rejected by the Agency in writing within thirty (30) days after
submission to the Agency. Such a change shall, in any event, be deemed approved by the Agency unless
rejected by either the governing board of the Agency or the Interim Executive Director ofthe Agency, in
whole or in part, by written notice of the Agency to the Developer, setting forth in detail the reasons
therefore. The Developer, upon receipt of a rejection by the Agency, may revise such portions as are
rejected, or may appeal or dispute such rejection. Once a Development Project Permit has been issued and
the work of improvement pursuant to that Development Project Permit has commenced, the Developer
shall have the right during the course of construction make "minor field changes" for the work of
improvement covered by such Development Project Permit without seeking the prior approval of the
Agency. "Minor field changes", as this term is used in the preceding sentence, shall refer to those changes
from the final construction Plans which have no material or adverse effect on the quality or appearance of
the improvements and include changes made in order to expedite the work of construction in response to
conditions encountered in the field during the course of construction.
G) Except as expressly provided herein, all of the costs of redeveloping the Site and the
Project, including the cost of preparing and submitting each Plan to the City for its review and approval,
the costs and charges of any public agency with jurisdiction associated with the issuance of any
Development Project Permit, the reorganization of existing or proposed utility services and the costs and
charges of the construction of all improvements on the Site, and all off-site improvements associated
therewith, shall be borne solely by the Developer.
(k) The Developer shall begin and complete the redevelopment ofthe Project within the times
specified in the Schedule of Performance or within such extensions of time as may be revised by the
parties from time to time as mutually agreed upon in writing, or as required under Section 2.3( c) or Section
3.2(i).
(I) The Developer for itself and its successors and assigns agrees that in the design and
construction of the improvements for the Project, the Developer will not discriminate against any employee
or applicant for employment because of sex, marital status, race, color, religion, creed, national origin, or
ancestry.
(m) The Developer shall be responsible for carrying out its construction of the improvement of
the Project, in conformity with all applicable laws, including all applicable federal and state labor standards
and requirements.
SECTION 3.3. City of San Bernardino Construction Job Emplovment Outreach
Prol!ram ofthe Developer.
(a) The Developer hereby agrees to use good faith efforts to recruit San Bernardino residents,
for any new job or entry level employment positions, and to the extent of all other factors being equal and
40
CDC12009-39
consistent with other applicable law, the Developer covenants on a best efforts basis to give San
Bernardino residents preference for hiring for such new entry level job or employment positions and to the
maximum reasonable and feasible extent, use the services of businesses which are located in the City of
San Bernardino which result from the performance of this Agreement and which are performed within the
City.
(b) "Good faith efforts" of the Developer for the purposes ofthis Section 3.3 include, but are
not limited to, the following factors:
(1) advertisement in local media concernmg employment, contracting and
subcontracting opportunities;
(2) providing written notice to a reasonable number of local business enterprises
soliciting their interest in contracting or subcontracting in sufficient time to allow
them to participate effectively;
(3) establishing an applicant pool of eligible persons who have responded to such entry
level employment outreach efforts of the Developer;
(4) attendance at pre-solicitation or pre-bid meetings that were scheduled by the City to
inform contractors or subcontractors of contracting and subcontracting
opportunities for local business enterprises;
(5) following up initial solicitation of interest by contacting local business enterprises
by telephone to determine with certainty whether they are interested in
participating;
(6) selecting portions of the work to be performed by local business enterprises;
(7) providing interested local business enterprises and other enterprises with adequate
information about the plans, specifications and requirements of contracts and
subcontracts;
(8) negotiating in good faith with interested local business enterprises to perform work;
and
(9) making reasonable efforts to assist interested local business enterprises in obtaining
necessary sources of supply, lines of credit or insurance in order to participate in
such work associated with the Project.
(c) If requested to do so by the Agency, the Developer shall provide the Agency with access to
copies of all of its records pertaining or relating to its employment practices, except to the extent such
records or portions of such records are confidential or privileged under state or federal law.
(d) Nothing contained in this contract shall be construed in any manner so as to require or
permit any act which is prohibited by law.
SECTION 3.4. Developer Compliance with Prevailine Waee Requirements.
(a) The sole source of funding for the Agency Loan to the Developer shall be derived from the
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CDC/2009-39
available low and moderate income housing funds of the Agency under Health and Safety Code Sections
33334.2 and 33334.3, and no other source of Agency funds shall be used or shall be made available
therefore.
(b) The Developer hereby represents and warrants to the Agency that as of the date of this
Agreement and separate from the Agency Loan and the funds received pursuant to the Tax Credit Limited
Partnership Agreement, no other part of the Project is anticipated to be paid for in whole or in part from
public funds or from a public funding program which would otherwise require that the provisions ofLabor
Code Section 1720 shall be applicable to the construction of the Project. In the event other public funds or
any public funding program are used in whole or in part to pay for any portion of the Project, the
Developer shall then comply with said provisions of Labor Code Section 1720, as applicable.
(c) The Agency shall not be responsible or liable for the payment of any sums under Labor
Code Section 1720, et seq., or other prevailing wage requirements as the result of the activities of the
Developer, or any of its affiliates or the contractors or subcontractors of any of them, in connection with
the development and improvement of the Project. The Developer shall indemnify, defend and hold
harmless the Agency and all officers, officials, employees, consultants and attorneys of the Agency with
respect to all such prevailing wage compliance issues arising out of the activities of the Developer
associated with its acquisition of the Site from the Agency and in constructing the Project. The Developer
agrees to apprise in writing all third parties seeking to provide labor and construction work on the Project,
as to the provisions of this Section 3.4. Any indemnification provided to the Developer from such third
parties with respect to compliance of the Project with the public work requirements imposed upon the
Developer and the Project by virtue ofthe provisions of Labor Code Section 1720, et seq., shall not relieve
the Developer of its indemnification obligations to the Agency arising under this Section 3.4.
SECTION 3.5. Maintenance ofthe Site Followinl! Close ofthe Site Transfer Escrow and
Prior to the Recordation of the Certificate of Completion.
Subject to the Close of the Site Transfer Escrow the Developer covenants and agrees for itself, its
successors, and assigns to maintain the Site, in a good condition free from any accumulation of debris or
waste material subject to normal construction job site conditions. In the event that at any time between the
Close of the Site Transfer Escrow and the recordation ofthe Certificate of Completion, the Developer, or
its successors or assigns, fails to perform the maintenance as required herein, the Agency shall have the
right, but not the obligation, to enter the Site and undertake maintenance activities upon thirty (30) days
prior written notice to the Developer. In such event, and cumulative with all of the other rights and
remedies of the Agency, including the separate and cumulative remedies ofthe Agency as arise under the
Agency Regulatory Agreement, the Developer shall reimburse the Agency for all reasonable sums incurred
by it for such maintenance activities. The obligation of the Developer under this Section 3.5 with respect
to the Site shall be discharged on the date when the Agency has issued its Certificate of Completion for the
redevelopment of the Project.
SECTION 3.6. Al!encv Loan Deed of Trust Subordination to Construction Loan(s) for tbe
Project.
(a) The Agency hereby agrees to subordinate the Agency Loan Deed of Trust in the Project and
the Agency Regulatory Agreement to the security interest of a Construction Lender under a Construction
Loan which is secured by the Project pursuant to a subordination with such Construction Lender (each
such subordinate agreement is referred to as a "Construction Lender Subordination Agreement"), subject to
the satisfaction of the following conditions and provided that the Senior Citizen Rental Housing Use
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CDC/2009-39
Covenant shall at all times remain in a first and prior recorded in a priority recorded position as to the
Construction Loan and the Permanent Loan:
(i) the maximum principal amount of all such Construction Loans (including funded interest
reserves and customary and reasonable costs of financing of the Construction Loan) shall
not exceed an approximate dollar amount presently estimated to be the amount as set forth
in the Developer Project Pro Forma, subject to modifications as may be approved by the
Agency Executive Director, and the Construction Loan shall not permit the disbursement of
"soft costs" to the Developer in excess of percent of the principal amount of the
Construction Loan as also set forth in the Developer Project Pro Forma until the Project
improvements are complete. No Construction Loan may contain a "land draw" or
authorize another disbursement of the proceeds of such a Construction Loan which is not
related to actual, reasonable and incurred development costs of the Project;
(ii) at the time of the Agency's execution of the Construction Lender Subordination
Agreement, there shall be no default of the Developer under this Agreement or the Agency
Loan Documents;
(iii) no provisions of the Construction Lender Subordination Agreement shall require the
Agency to first obtain the consent of such Construction Lender before the Agency may
assert any remedy against the Developer or realize upon the value of any security given by
the Developer to the Agency under this Agreement or the Agency Loan Note or the Agency
Loan Deed of Trust; and
(iv) the Construction Loan documents shall contain provisions reasonably satisfactory to the
Agency which assure the Agency that:
(I) an independent lender's disbursement control service shall be used to perform the
customary functions of a construction lender disbursement control and payment
verification for the portion of the Project;
(2) the Construction Loan documents shall not be materially modified or amended
following the recordation of the Construction Lender Subordination Agreement
without the Developer first obtaining the written approval of the Agency;
(b) The Developer shall be solely responsible for obtaining each Construction Loan and nothing
herein shall be deemed to be an undertaking or commitment by the Agency to arrange for, obtain,
guarantee or participate in any such Construction Loan. The Developer agrees to exercise best faith efforts
to obtain the necessary Construction Loan for the improvements to be constructed as part Project. Each
Construction Loan shall be obtained by the Developer from a reputable, recognized and well established
financial institution or commercial lending source, including but not limited to a bank, savings and loan
institution, insurance company, real estate investment trust, pension fund and the like.
(c) Provided that the Agency has received and previously approved a Construction Loan
commitment relating to a particular Construction Loan as set forth in Section 2.22, the Agency shall review
and consider a request for subordination of the Agency Loan Deed of Trust concurrently within the
Agency's consideration of the Construction Loan documentation under Section 3.8(b)(iii). The Agency
shall deliver its approval or disapproval of the applicable Construction Loan Subordinate Agreement
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CDC/2009-39
within thirty (30) days after submittal by the Developer of the notice described in the preceding sentence.
If after such thirty (30) day period the Agency has not responded in writing, the Developer's submittal of
the request for Agency Loan Deed of Trust subordination shall be deemed approved. In the event of
disapproval of the Construction Loan Subordinate Agreement, the Agency shall concurrently within the
delivery of the notice of such disapproval, inform the Developer in writing of the reason for disapproval
and the required changes to the proposed Construction Lender Subordinate, if any, to make it acceptable to
the Agency.
SECTION 3.7.
Construction of Proiect Improvements.
(a) The Developer shall construct all of the improvements for the Project in substantial
accordance with the final Plans approved by the City and the terms and provisions set forth in this
Agreement. Without limitation of the foregoing, the Developer specifically acknowledges and agrees that
the Developer shall be responsible for satisfying all ofthe conditions necessary to ensure that the Project
conforms to all applicable CEQA requirements and mitigations and the conditions of approval of each
Development Project Application and each Development Project Permit.
(b) The Developer shall commence and complete or cause the commencement and completion
of the preparation of all Plans, (whether before or after the Close of the Site Transfer Escrow)
improvements for the Project in accordance with the times set forth in the Schedule of Performance and the
terms ofthis Agreement. The Developer shall commence and complete or cause the commencement and
completion of the improvements for the Project, and shall make all submissions and secure all approvals in
connection therewith, prior to the deadlines set forth in the Schedule of Performance subject to force
majeure events. If the Developer fails to commence or cause commencement of construction of the
improvements for the Project prior to the deadline established therefore in Schedule of Performance, or if
the Developer commits a material default under this Agreement, including, without limitation, the failure
to proceed with and complete construction of the improvements for the Project prior to a deadline
established therefore in the Schedule of Performance, the parties shall be entitled to exercise the rights and
remedies and be afforded the protections as specified further in Article V hereof.
SECTION 3.8. Securitv Financinf!: No Encumbrances Except for Development Purposes.
(a) The Developer shall have no right or power to create or impose any Security Financing
Interest on the Property except as set forth in this Agreement. The Developer shall create no security
interest in Parcel 2 of Parcel Map No. 19200 following the recordation of such final parcel map.
Notwithstanding any other provision of this Agreement, following the Site Transfer Escrow Closing,
mortgages and deeds of trust, or any other reasonable method of security, are permitted to be placed upon
the Site, but only for: (i) the purpose of securing loans of funds to be used for the payment by the
Developer of actual and reasonable costs of, design and construction of the Project and any other
expenditures necessary and appropriate to redevelop the Site under this Agreement, and costs and expenses
incurred or to be incurred by the Developer in furtherance of this Agreement and/or (ii) with respect any
permit financing affecting the Project following the date when the Certificate of Completion has been
issued to the Developer by the Agency and filed for recordation.
(b) The Developer agrees to submit to Agency certain documents as set forth in this Section
3.8 as evidence that Developer has obtained the equity (including Developer Equity) and other contractual
commitments to finance and develop the Project, as required by this Agreement. Such submittals to the
Agency shall consist of the following:
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CDC/2009-39
(i) By the date specified in Section 2.22, the Developer agrees to deliver to the Agency, for its
written approval, which approval shall not be wrreasonable withheld, a written commitment
(or commitments) (each or collectively as applicable "Construction Commitment"), from
an institutional lender (the "Construction Lender") by which the Construction Lender shall
represent that it has agreed, subject to customary closing conditions and final loan
documentation consistent with the terms of such written commitment(s), to make a
construction loan for the construction and improvement of the Project (each being referred
to as a "Construction Loan") in accordance with this Agreement.
A. The Developer's delivery of such Construction Commitment to the Agency shall be
accompanied by a written notice addressed to the Interim Executive Director of the
Agency which references this Section 3 .8(b lei).
B. The Agency shall deliver its approval, or disapproval, of the Construction
Commitment within thirty (30) days after submittal by the Developer of the notice
described in the preceding sentence. If after such thirty (30) day period Agency has
not responded in writing, the Developer's submittal of the Construction
Commitment shall be deemed approved.
C. In the event of any disapproval of the Construction Commitment, the Agency shall,
concurrently with delivery ofthe notice of such disapproval inform the Developer
in writing of the reason for disapproval and the required changes to the written
commitment if any, to make it acceptable to the Agency. The Developer shall have
thirty (30) days from receipt of any notice from the Agency specifYing required
changes ("Commitment Disapproval Notice") within which to notifY the Agency
that the Developer agrees to make such changes or objects to any requested
changes. Ifthe Developer does not notifY the Agency in writing within such thirty
(30) day period of its objections to the requested changes, then the Developer shall
be deemed to have approved of all such requested changes. If the Developer
notifies the Agency within said thirty (30) day period of its objections to the
requested changes, then the Agency and the Developer agree to meet to discuss the
differences within ten (10) days after the Developer gives such notice. Following
such meeting, the Developer shall, if deemed necessary by the Agency, obtain a
revised Construction Commitment and resubmit it for approval to the Agency, by
the later of thirty (30) days after receipt of the Commitment Disapproval Notice or
ten (10) days after such meeting with the Agency, unless the nature of such changes
requires a longer period of time, in which case the Developer shall resubmit said
Construction Commitment as soon as possible, and, in any case, no later than sixty
(60) days after receipt of the Commitment Disapproval Notice. Any such
resubmissions shall be approved or disapproved and revised within the times set
forth herein with respect to the initial submission, and the Developer shall be
entitled to not more than two (2) such resubmittals pursuant to this subsection.
(ii) The amount ofthe Construction Commitment for the improvement of the Project shall not
be less than (A) the amount of the Construction Contract for the improvement of the
Project, less (B) the available undisbursed balance of the Agency Loan, ifany, less (C) the
amount of any other Construction Loan amounts for which the Agency has previously
approved a Construction Commitment, if applicable and (D) the amount of the Developer
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CDC/2009-39
Equity including the equity to be provided by the Investor Limited Partner which shall be
disbursed and available to the Developer to pay for the cost of constructing the
improvement of the Project prior to the issuance by the Agency of the Certificate of
Completion for the Project or the submission by the Developer of its final Project cost
certifications to State TCAC.
(iii) The Developer shall provide the Agency with a complete set of the documents, instruments
and agreements which the Construction Lender proposes to use to evidence each
Construction Loan at least thirty (30) days prior to the date when the Developer and/or such
Construction Lender proposes to make an initial advance or disbursement to the Developer
under such Construction Loan.
A. The delivery of such documents by the Developer to the Agency shall be
accompanied by a written notice addressed to the Interim Executive Director ofthe
Agency which references this Section 3.8(b)(iii).
B. The Agency shall within thirty (30) days after receipt of such Construction Loan
documentation review such Construction Loan documentation and the Agency shall
confirm that such documentation is consistent with the construction commitment
for the particular Site Parcel as previously approved by the Agency under Section
3.8(b)(i). The approval of the Interim Executive Director ofthe Agency of such
Construction Loan documents shall not be unreasonably withheld, conditioned or
delayed.
C. The Agency approval of one or more Construction Loans shall not constitute a
waiver by the Agency of any breach or violation of this Agreement by Developer
that is a result of acts that are or purport to be in compliance with or in furtherance
of any Construction Loan including a Construction Loan which has been previously
approved by the Agency.
D. Notwithstanding anything herein which is or appears to be to the contrary,
recordation of a notice of default with respect to any Construction Loan shall
constitute a material default under this Agreement.
(iv) The Developer represents that it intends to payoff each Construction Loan for the
improvement of the Project upon the completion of improvement of the Project as
evidenced by a Certificate of Completion issued by the Agency and that the Developer
proposes to retain an interest in the Project upon completion of the redevelopment and
improvement of the Project. The Developer agrees to deliver to the Agency, for its written
approval (which approval shall not be unreasonably withheld) prior to the final maturity
date of each Construction Loan, a written commitment (or commitments) (each or
collectively (as applicable) "Permanent Commitment") from an institutional lender (the
"Permanent Lender") by which such Permanent Lender shall represent that it has agreed,
subject to customary closing conditions and final loan documentation consistent with the
terms of said written commitment, to make a permanent loan (or loans) secured by the
Developer's interest in the Project (the "Permanent Loan") in an amount at least equal to
the then-outstanding Construction Loan or Construction Loans.
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A. The Permanent Loan may either be a continuation of the Construction Loan or it
may be a new loan or multiple new loans.
B. Such Permanent Loan shall be secured only by the Project, or interest therein,
owned by the Developer and such credit enhancement as the Permanent
Commitment may require from the Developer.
C. The final Permanent Loan documents shall provide for notice to the Agency of any
Developer default and a reasonable opportunity to cure.
D. The Developer shall draw upon and utilize the Permanent Loan first to repay the
Construction Loan being replaced.
E. The Agency shall deliver its approval (or disapproval) of the Permanent
Commitment within thirty (30) days after submittal. If after such thirty (30) day
period Agency has not responded in writing, Developer's submittal shall be deemed
approved.
F. In the event of any disapproval, the Agency shall, concurrently with delivery of the
notice of such disapproval to the Developer, inform the Developer in writing of the
reasons for disapproval and the required changes to the written commitment. The
Developer shall have thirty (30) days from receipt of any notice from the Agency
specifying required changes ("Permanent Loan Commitment Disapproval Notice")
within which to notify the Agency that the Developer agrees to make such changes
or objects to any requested changes. If the Developer does not notify the Agency in
writing within such thirty (30) day period of its objections to the requested changes,
then the Developer shall be deemed to have approved of all such requested changes.
G. If the Developer notifies the Agency within said thirty (30) days period of its
objections to the requested changes, then the Agency and the Developer agree to
meet to discuss the differences within ten (10) days after the Developer gives such
notice. Following such meeting, the Developer shall, if deemed necessary by the
Agency, revise the Permanent Commitment and resubmit it for approval to the
Agency, as required by this Agreement, by the later of (i) thirty (30) days after
receipt of the Permanent Loan Commitment Disapproval Notice or (ii) ten (10)
days after such meeting, unless the nature of such changes requires a longer period
oftime, in which case the Developer shall resubmit said Permanent Commitment as
soon as possible, and, in any case, no later than sixty (60) days after receipt of the
Permanent Loan Commitment Disapproval Notice. Any such resubmissions shall
be approved or disapproved and revised within the times set forth herein with
respect to the initial submission.
(v) Agency approval of any Permanent Loan shall not constitute a waiver by the Agency of
any breach or violation of this Agreement that is a result of acts that are or purport to be in
compliance with or in furtherance of any outstanding Construction Loan or of any other the
Permanent Loan.
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(vi) The Agency hereby agrees to subordinate the Agency Loan Deed of Trust in the Project
and the Agency Regulatory Agreement to the security interest of a Permanent Lender under
a Permanent Loan which is secured by the Project pursuant to the terms of a subordination
agreement that is reasonably acceptable to the Agency and otherwise in substantial
conformance with Section 3.6 above.
(c) Upon the Agency's written request delivered to the Developer, the Developer agrees to
demonstrate, to the Agency's reasonable satisfaction that: (i) the source of the funds providing the
Developer Equity contribution on which the Developer will rely to obtain financing for all or the necessary
portion ofthe Developer's costs ofthe Project, and (il) the Developer shall demonstrate that subject only to
customary Contribution Loan and/or Permit closing conditions required by such third party lenders and as
reasonably acceptable to the Agency, that such funds are committed to funding development costs of the
Project, and (ii) the amount of such Developer Equity funds committed, when added to the Agency Loan,
the Construction Loan, and any other funding sources available for construction, is sufficient to cover all
costs of the completion of the improvements.
(d) Not less than thirty (30) days prior to the close of the Construction Loan Escrow, the
Developer agrees to deliver to the Agency, for its review and approval, the form construction contract(s)
(collectively, the "Construction Contract") for the improvement of the Project.
(i) The Construction Contract shall obligate one or more general contractors (collectively, the
"General Contractor"), who is (a) capable of obtaining proper bonding of their
performance, (b) licensed in California, and (c) has substantial experience in completing
the type of improvements contemplated by this Agreement, to commence and complete the
construction of the improvements for the Project in accordance with this Agreement.
(ii) The word "bonded" as is used in the preceding subsection, shall mean that the General
Contractor shall provide the Developer with a construction payment and completion surety
or construction performance letter of credit or other security in a form and amount
satisfactory to the Agency in the exercise of its sole discretion, which names the Developer
and the Agency as beneficiary of such payment and completion security.
(iii) The Developer shall comply with the requirements of Section 3.8(d) and Section 3.8(e)
prior to the commencement of any work constituting the construction of the Project.
(iv) Subject to the requirements of all applicable law, including, without limitation, California
Civil Code Section 3268, the Construction Contract for any of the improvement of the
Project shall provide for a retention, until the final payment is due to the General
Contractor of reasonable retentions from each progress payment for construction work
performed. Such retention shall be retained by the Developer until the occurrence of both
of the following events:
A. the expiration ofthirty five (35) days from the date of recording by the Developer
as owner of a notice of completion for the applicable improvements, which the
Developer agrees to record promptly within the times specified by law for the
recording of such Notice; and
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B. the settlement and discharge of all liens and charges claimed by persons who
supplied either labor or materials for the construction of the applicable
improvements.
(v) Each Construction Contract shall give the Agency the right, but not the obligation, to cure
defaults thereunder and provided, that such right to cure shall be subordinate to and subject
to the rights, if any, of the Developer's Construction Lender with respect to such
Construction Contract.
(vi) The Agency shall deliver its approval (or disapproval) of the Construction Contract within
thirty (30) days after submittal. If after such thirty (30) day period Agency has not
responded in writing, Developer's submittal shall be deemed approved.
A. In the event of any disapproval, the Agency shall, concurrently with delivery ofthe
notice of such disapproval to the Developer, inform the Developer in writing ofthe
reasons for disapproval and the required changes to the written commitment. The
Developer shall have thirty (30) days from receipt of any notice from the Agency
specifying required changes ("Construction Contract Disapproval Notice") within
which to notify the Agency that the Developer agrees to make such changes or
objects to any requested changes. If the Developer does not notify the Agency in
writing within such thirty (30) days period of its objections to the requested
changes, then the Developer shall be deemed to have approved of all such requested
changes.
B. If the Developer notifies the Agency within said thirty (30) days period of its
objections to the requested changes, then the Agency and the Developer agree to
meet to discuss the differences within ten (10) days after the Developer gives such
notice. Following such meeting, the Developer shall, if deemed necessary by the
Agency, revise the Construction Contract and resubmit it for approval to the
Agency, as required by this Agreement, by the later of (i) thirty (30) days after
receipt of the Construction Contract Disapproval Notice or (ii) ten (10) days after
such meeting, unless the nature of such changes requires a longer period of time, in
which case the Developer shall resubmit said Construction Contract as soon as
possible, and, in any case, no later than forty five (45) days after receipt of the
Construction Contract Disapproval Notice. Any such resubmissions shall be
approved or disapproved and revised within the times set forth herein with respect
to the initial submission, and the Developer shall be entitled to not more than two
(2) such resubmissions pursuant to this subsection.
(e) Prior to the commencement of construction of the Project, the Developer or its General
Contractor, shall furnish the Agency with a contractor's performance bond in an amount not less than one
hundred percent (100%) of the costs for the improvements and a payment bond guaranteeing contractor's
completion of those improvements free from liens of materialmen, contractors, subcontractors, mechanics,
laborers, and other similar liens. Such contractor's performance bonds shall be issued by a responsible
surety company, licensed to do business in California, and with a financial strength and credit rating
acceptable to the Agency by an insurance company or companies that have an AM Best Rating of A - V or
better and shall remain in effect until the entire costs for such improvements shall have been paid in full.
Any such contractor's performance bonds shall be in a form reasonably satisfactory to the Agency and its
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legal counsel. Such contractor's performance bonds may be the bonds obtained by the Developer which
name the Agency as a beneficiary or co-beneficiary.
SECTION 3.9.
Security Financinl! Interests.
(a) The holder of any Security Financing Interest authorized by this Agreement ("Holder") is
not obligated to construct or complete any improvement of the Project. However, nothing in this
Agreement shall be deemed to permit or authorize any such Holder to devote the Site, or any portion
thereof, to any use, or to construct any improvements thereon, other than those uses of improvements
provided for or authorized by this Agreement.
(b) Whenever the Agency, pursuant to its rights set forth in this Agreement, delivers any notice
or demand to the Developer to cure or correct a default or breach with respect to the redevelopment of the
Project, the Agency shall at the same time deliver to each Holder of record any Security Financing Interest
creating a lien upon the Site, a copy of such notice or demand of the Agency. Each such Holder shall
(insofar as the rights of the Agency are concerned) have the right, but not the obligation, at its option,
within thirty (30) days after the receipt of the notice, to cure or remedy or commence to cure or remedy any
such default or breach affecting the Site which is subject to the lien of the Security Financing Interest held
by such Holder and to all the costs thereof to the security interest debt and the lien on the security interest.
(c) In any case where within one hundred and eighty (180) days after the occurrence of a
default or breach by the Developer for which the Agency has given notice to the holder of any Security
Financing Interest under Section 3.9(b), and such holder has exercised its option to construct the
improvement ofthe Project, but such holder has not proceeded diligently with construction, the Agency
shall thereupon be afforded the same rights and remedies against such holder of a Security Financing
Interest for such default or breach of the Developer as the Agency would otherwise originally have had
against Developer under this Agreement.
(d) In the event of a default or breach by the Developer under a Security Financing Interest
prior to the completion of redevelopment of the Project or portion thereof, and the holder has not exercised
its option to complete the improvement of the Project (or such portion thereof encumbered by the Security
Financing Interest), the Agency, at its sole option and election, but without any obligation to do so, may
cure the default or breach of the Developer to such holder, prior to the completion of any foreclosure under
such holder's Security Financing Interest. In such event the Agency shall be entitled to reimbursement
from the Developer of the principal amount paid by the Agency to cure or satisfY the defaults plus interest,
at the penalty rate set forth in the agency Loan Note, and all reasonable other costs and expenses incurred
by the Agency in curing the default of the Developer. The Developer hereby agrees that the Agency shall
also be entitled to a lien upon the Project, or any portion thereof to secure the repayment of such amount to
the Agency. The Agency agrees that in the event that the such a lien in favor of the Agency may arise
under this Section 3.9( d), that the lien of the Agency shall be subordinate to any other Security Financing
Interest approved or deemed approved by the Agency prior to the date of such advance by the Agency.
The Agency shall execute from time to time any and all documentation reasonably requested by Developer
to effect such subordination of the lien right of the Agency as may arise under this Section 3.9(d) with
respect to the Project.
(e) In addition to the optional right of the Agency to cure a default or breach of the Developer
under a Security Financing Interest as set forth in Section 3.9(d), the Agency, at its sole option and
election, shall have the right to satisfY any other lien or encumbrance affecting the Project after the
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Developer has received a thirty (30) day notice of intention of the Agency to pay such lien or
encumbrance. The Agency shall not payor satisfY such a lien or encumbrance until the Developer has
been accorded a reasonable period of time to challenge, cure or satisfY such a lien or encumbrance;
provided, however, that nothing in this Agreement shall require the Developer to payor make provisions
for the payment of any lien or charge (except a lien or charge for ad valorem property taxes) so long as the
Developer in good faith shall contest the validity or amount therein and so long as such delay in payment
by the Developer shall not subject the Project or any portion thereof to forfeiture or security lien sale. In
the event that the Agency may satisfy any such lien or encumbrance the Agency shall be entitled to
reimbursement from the Developer ofthe principal amount paid by the Agency to cure or satisfY the lien or
encumbrance plus interest at the penalty rate set forth in the Agency Loan Note, and all reasonable costs
and expenses incurred by the Agency in satisfying the lien or encumbrance. The Developer hereby agrees
that the Agency shall also be entitled to a lien upon the Project, or any portion thereof, to secure such
repayment to the Agency. Any such lien of the Agency under this Section 3.9(e) shall be subordinate to
each Security Financing Interest approved or deemed approved by the Agency.
(f) The Developer, for itself, its successors and assignees hereby warrants and agrees that the
Developer shall give to any Holder notice of the terms and conditions contained in this Section 3.9 and
shall use commercially reasonable efforts to cause each provision contained in this Section 3.9 dealing
with Security Financing Interests and rights of holders of such interests, either to be inserted into the
relevant deed of trust or mortgage or to be acknowledged by the Holder prior to its perfection of any such
Security Financing Interest right or interest in the Site or the Project.
SECTION 3.10. Estoooel Statement.
Upon the request of the Developer, a proposed Permitted Transferee under Section 1.6 of the
Developer, or any Holder, the Agency shall issue a signed estoppel statement stating that this Agreement is
in full force and effect and that no default hereunder exists on the part of the Developer or any successor,
or if such default is claimed by the Agency to then exist, such estoppel statement shall identifY the nature
of such default. Such estoppel statement shall be delivered by the Agency to the Developer within thirty
(30) days following receipt of written request therefore. The Agency may charge the Developer for the
reasonable cost of Agency incurred in consultation with its attorney in connection with such request for an
estoppels statement in an amount not to exceed $1,500.
SECTION 3.11. Certificate of Comoletion.
(a) Upon substantial completion of the improvement of the Project, the Agency shall prepare a
Certificate of Completion substantially in the form of Attachment No. 15 in accordance with this Section
3.11 within sixty (60) days following receipt by the Agency of a written request therefore by the
Developer.
The Certificate of Completion shall evidence a conclusive determination by the Agency of
satisfactory completion of the improvement of the Project by the Developer. After the recordation of the
Certificate of Completion by the Agency, neither the Developer, nor any party then owning or thereafter
purchasing, leasing or otherwise acquiring any interest in the Project (or such portion thereof affected by
the Certificate of Completion) shall (because of such ownership, purchase, lease or acquisition) have any
further obligation or liability under this Agreement for matters arising prior to the date of recordation ofthe
Certificate of Completion or thereafter; provided, however, that certain covenants contained in Article IV
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of this Agreement, shall bind each successor in interest of the Developer in each Site Parcel (or such
portion thereof affected by the Certificate of Completion) as covenants which run with the land.
(b) At least sixty (60) days prior to the submission to the Agency of its request for the
issuance of a Certificate of Completion, the Developer shall deliver to the Agency the Project cost audit
and accounting information for the Project, as provided under Section 2.25.
(c) At least sixty (60) days prior to the submission to the Agency of its request for the
issuance of a Certificate of Completion, the Developer shall deliver to the Agency a suitably detailed
written confirmation that the affordable rental housing occupancy covenants of the Developer as arise
under the Agency Regulatory Agreement and the State TCAC Regulatory Agreement have been satisfied.
(d) If the Agency withholds the execution of a Certificate of Completion, then the Agency
shall, within said thirty (30) days of the date of the written request for the issuance of a Certificate of
Completion for the Project, provide to the Developer a written statement setting forth the reasons with
respect to the Agency's refusal or failure to prepare and execute a Certificate of Completion. The
statement shall also contain a detailed description of the action the Developer must take to obtain a
Certificate of Completion. If the reason for such refusal is confined to minor building "punch list" items,
the Agency shall issue its Certificate of Completion conditioned upon the delivery of cash or other
reasonably acceptable surety in an amount and terms subject to the reasonable approval of the Interim
Executive Director of the Agency. No such Certificate of Completion ofthe Agency shall be deemed to
constitute a notice of completion as referred to in Section 3093 of the California Civil Code.
(e) For the purpose of determining the "completion date ofthe Project" under the definition
of the terms of "Residual Rental Receipts of the Project," the completion date of the Project shall be the
date on which the Certification of Completion is recorded against the Site by the Agency.
SECTION 3.12
[Reserved - No Text]
SECTION 3.13
[Reserved - No Text]
SECTION 3.14.
Insurance of the DeveloDer.
(a) In order to protect the Agency, its governing board, commiSSIOns, agents, officers,
employees and authorized representatives against all claims and liability for death, injury, loss and damage
as a result of Developer's actions in connection with the Agency Loan, the assistance provided by the
Agency under this Agreement and the design, construction, operation and financing of the Project, the
Developer shall secure and maintain insurance as described in this Section 3.14. Such insurance shall be in
full force and effect as of the Effective Date, and thereafter the Developer shall continuously maintain such
insurance for the term of the Agency Regulatory Agreement. Developer shall pay any deductibles under
all required insurance policies.
(b) Developer shall submit written proof to the Agency that Developer is insured against
liability for workers' compensation in accordance with the provisions of section 3700 of the Labor Code.
In signing this Agreement, Developer makes the following certification, required by section 1861 of the
Labor Code:
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"I am aware of the provisions of section 3700 of the Labor Code which require every
employer to be insured against liability for workers' compensation or to undertake self-
insurance in accordance with the provisions of that code, and I will comply with such
provisions before commencing the performance of the work of the Agreement."
Developer shall require each contractor and sub-contractor engaged to perform any work on the
Project to provide workers' compensation for all of such contractors' or sub-contractors' employees, unless
the contractors' or sub-contractors' employees are covered by worker's compensation insurance afforded
by the Developer. If any class of employees engaged in work or services performed in connection with the
Project is not covered by Labor Code Section 3700, the Developer shall provide and/or require each
contractor or sub-contractor to provide adequate insurance for the coverage of employees not otherwise
covered.
(c) The Developer shall maintain in full force and effect, at all times during the term of this
Agreement, the following insurance:
(i) Conunercial General Liability Insurance coverage, including, but not limited to,
premises-operations, contractual liability insurance (specifically conceming the indemnity
provisions ofthis Agreement and the Agency Performance Deed of Trust and the Agency
Regulatory Agreement), products-completed operations hazards, personal injury (including
bodily injury and death), and property damage for liability arising out ofthe construction
of the Project and/or Developer's operation of the Site pending commencement of
construction of the Project. Said insurance coverage shall have minimum limits for bodily
injury and property damage liability of TWO MILLION DOLLARS ($2,000,000) each
occurrence and FOUR MILLION DOLLARS ($4,000,000) aggregate.
(ii) Automobile liability insurance against claims of personal injury (including bodily
injury and death) and property damage covering all owned, leased, hired and non-owned
vehicles used by Developer with minimum limits for bodily injury and property damage of
ONE MILLION DOLLARS ($1,000,000) each occurrence and TWO MILLION
DOLLARS ($2,000,000) aggregate. Such insurance shall be provided by a business or
commercial vehicle policy.
(iii) If the Developer hires one or more consultants to provide design services, such as
architectural or engineering services in connection with the Project, the Developer shall
require such consultant to provide professional liability (errors and omissions) insurance,
for liability arising out of, or in connection with, the performance of such design services,
with limits of not less than ONE MILLION DOLLARS ($1,000,000).
(iv) Upon acceptance of the Project construction items by the Developer, or any portion
thereof, from each contractor, the Developer shall maintain fire and extended coverage
insurance on the Project on a blanket basis or with an agreed amount clause in amount not
less than 100% of the Project's replacement value.
(d) During the course of construction of the Project, Developer shall require that all contractors
performing work on the Project to maintain the following insurance coverages at all times during the
performance of said work:
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(i) builder's risk insurance to be written on an all risk completed value form, in an
aggregate amount equal to 100% of the completed insurable value of the building(s).
(ii) Commercial general liability Insurance with limits of not less than ONE MILLION
DOLLARS ($1,000,000) per occurrence and TWO MILLION DOLLARS ($2,000,000)
aggregate to protect the Developer during the construction phase from claims involving
bodily injury and/or death and damage to the property of others. Said insurance shall
include an endorsement to include owners' and contractors' protective coverage.
(iii) Automobile liability insurance against claims of personal injury (including bodily
injury and death) and property damage covering all owned, leased, hired and non-owned
vehicles used in the performance of a contractor's obligations to the Developer with
minimum limits for bodily injury and property damage of ONE MILLION DOLLARS
($1,000,000) each occurrence and ONE MILLION DOLLARS ($1,000,000) aggregate.
Such insurance shall be provided by a business or commercial vehicle policy.
(e) The commercial general liability insurance required in Section 3.14( c) and (d), above shall
include an endorsement naming the Agency and its officials, officers, agents, and employees as additional
insureds for liability arising out of this Agreement and any operation related thereto.
(f) If any of the insurance coverages required under Section 3.14(d) of this Agreement is
written on a claims-made basis, such insurance policy shall provide an extended reporting period
continuing through the fifth (5th) anniversary following the date of acceptance of the improvements by
Developer.
(g) As of the Effective Date, evidence of insurance in compliance with the requirements of
Section 3 .14(b) shall be furnished to the Agency by the Developer, as evidenced by a endorsements to such
policies or contracts of insurance issued by the insurer in favor of the Agency and/or by one or more
"certificate of insurance" issued by the authorized agents or attorneys-in-fact of such insurers in a form
acceptable to the Agency Counsel. Receipt of evidence of insurance that does not comply with the above
requirements shall not constitute a waiver of the insurance requirements set forth above.
(h) The insurance coverages required to be maintained and/or provided by the Developer under
this Agreement shall be maintained until the completion of all of Developer's obligations under this
Agreement, and shall not be reduced, modified, or canceled without thirty (30) days prior written notice to
Agency. Also, phrases such as "endeavor to" and "but failure to mail such notice shall impose no
obligation or liability of any kind upon the company" shall not be included in the cancellation wording of
all certificates of insurance or any coverage for the Agency. The Developer shall immediately obtain
replacement coverage for any insurance policy that is terminated, canceled, non-renewed, or whose policy
limits have been exhausted or upon insolvency of the insurer that issued the policy.
(i) All insurance shall be issued by an insurance company or companies that have an AM Best
Rating of A - V or better and listed in the current "Best's Insurance Guide" publication and be a California
admitted insurance company.
G) All insurance afforded by the Developer pursuant to this Agreement shall be primary to and
not contributing to any other insurance maintained by the Agency. Insurance coverage in the minimum
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amounts set forth herein shall not be construed to relieve the Developer for any liability, whether within,
outside, or in excess of such coverage, and regardless of solvency or insolvency of the insurer that issues
the coverage; nor shall it preclude the Agency from taking such other actions as are available to it under
any other provision of this Agreement or otherwise in law. Failure by the Developer to maintain all such
insurance in effect at all times required by this Agreement shall be an event of default by Developer. The
Agency, at its sole option, may exercise any remedy available to it in connection with such an event of
default. Alternatively, the Agency may purchase such required insurance coverage, and without further
notice to Developer, the Agency shall invoice any sums due from Developer any premiums and associated
costs advanced or paid by the Agency for such insurance or the Agency may demand that additional sums
be paid to the Agency by the Developer. Any failure by the Agency to take this alternative action shall
not relieve the Developer ofits obligation to obtain and maintain the insurance coverages required by this
Agreement.
(k) During the term of the Agency Loan Deed of Trust any inconsistency or conflict between
the insurance coverage provisions of this Section 3.14 and the Agency Loan Deed of Trust, the insurance
coverage provisions of the Agency Loan Deed of Trust shall prevail and be applicable to the Developer
SECTION 3.15.
Taxes. Assessments. Encumbrances and Liens.
(a) The Developer shall pay prior to the delinquency all real property taxes and assessments
assessed and levied on or against the Site subsequent to the Close of Site Transfer Escrow.
(b) The Developer shall not place and shall not allow to be placed on the Site any mortgage,
trust deed, deed oftrust, encumbrance or lien not otherwise authorized by this Agreement. The Developer
shall remove, or shall have removed, any levy or attachment made on the Site, or shall assure the
satisfaction thereof. Nothing herein contained shall be deemed to prohibit the Developer from contesting
the validity or amounts of any tax assessment, encumbrance or lien, nor to limit the remedies available to
the Developer in respect thereto.
ARTICLE IV
USE OF THE SITE AND THE PROJECT
SECTION 4.1.
Use ofthe Site.
(a) Developer hereby covenants and agrees, for itself and its successors and assigns, that the
Site and the Project shall be developed, used and maintained as multifamily rental housing for occupancy
by Senior Citizen Households.
(b) As of the Effective Date of this Agreement, the Developer has submitted an affordable
senior citizen household rental project tax credit application to State TCAC in support of the Project and
the Developer has covenanted and warranted to State TCAC, as part of such tax credit application, that the
Affordable Rental Units in the Project shall be reserved for use and occupancy by Senior Citizen
Households whose armual income level at the time of initial occupancy by each such Senior Citizen
Household of its Affordable Rental Unit in the Project shall be generally as follows:
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Percentage No. of One- No. of Two- Total No.
AMI Bedroom Units Bedroom Units of Units
1. 30% 6 2 8
2. 40% 8 0 8
3. 50% 34 6 40
4. 60% 20 3 23
68 II 79
SECTION 4.2.
No Inconsistent Use.
Developer covenants and agrees that it shall not devote the Site to uses inconsistent with either this
Agreement or the Agency Regulatory Agreement.
SECTION 4.3.
[Reserved - No Text]
SECTION 4.4.
Discrimination Prohibited.
Except as provided in the Senior Citizen Rental Housing Use Covenant and the Agency Regulatory
Agreement with respect to the reservation of each of the rental units in the Project for occupancy by Senior
Citizen Households, there shall be no discrimination against, or segregation of, any persons, or group of
persons, on account of race, color, creed, religion, sex, marital status, familial status, physical or mental
disability, ancestry or national origin in the rental, sale, lease, sublease, transfer, use, occupancy, or
enjoyment of the Project or the Site, or any portion thereof, nor shall the Developer, or any person claiming
under or through Developer, establish or permit any such practice or practices of discrimination or
segregation with reference to the selection, location, number, use, or occupancy of tenants, lessees,
subtenants, sublessees, or vendees of the Project or the Site or any portion thereof. The nondiscrimination
and nonsegregation covenants contained in the Agency Regulatory Agreement shall remain in effect in
perpetuity.
SECTION 4.5.
Effect of Covenants.
The Agency is the beneficiary ofthe terms and provisions of this Agreement and of the restrictions
and community redevelopment and affordable rental housing covenants running with the land, whether or
not appearing in the Agency Regulatory Agreement for and in its own right and for the purposes of
protecting the interests ofthe community in whose favor and for whose benefitthe covenants running with
the land have been provided. The community redevelopment and affordable rental housing covenants in
favor of the Agency shall run without regard to whether Agency has been remains or is an owner of any
interest in the Site, and shall be effective as both covenants and equitable servitudes against the Site. If any
of the community redevelopment and affordable rental housing covenants set forth in this Agreement are
breached, the Agency shall have the right to exercise all rights and remedies and to maintain any actions
or suits at law or in equity or other proper proceedings to enforce the curing of such breaches to which it
may be entitled. No other person or entity shall have any right to enforce the terms of this Agreement
under a theory of third-party beneficiary or otherwise; except the City as the successor in regulatory
function of the Agency and residents of the Project and applicants to become residents of the Project, as
provided in Health and Safety Code Section 33334.4, or other applicable law.
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SECTION 4.6. Listine of Provisions of this Aereement which Shall Remain In Full
Effect Followine the Recordation of the Certificate of Comnletion.
In addition to the provisions of this Article IV, Article V and Article VI of this Agreement which
shall remain in full force and effect following the recordation of the Certificate of Completion each of the
following shall remain in full force and effect following the recordation of the Certificate of Completion
for the Project:
(i) the Agency Loan Documents;
(ii) the covenants of the Developer under the Agency Grant Deed;
(iii) the covenants of the Developer under the Agency Regulatory Agreement;
(iv) the provisions of Section 5.9 of this Agreement;
ARTICLE V
DEFAULTS.
SECTION 5.1.
Events of Default.
(a) The occurrence of any of the following is a default and shall constitute a material breach of
this Agreement and, if not corrected, cured or remedied in the time period set forth in Section 5 .1 (b), shall
constitute an "Event of Default" hereunder:
(i) failure of the Developer or any person under its direction or control to comply with
or perform when due any material term, obligation, covenant or condition
contained in this Agreement;
(ii) failure by the Agency to comply with or perform when due any material term,
obligation, covenant or condition contained in this Agreement;
(iii) failure by the Developer or any person under its direction or control to comply with
or perform when due any material term, obligation, covenant or condition
contained in the Agency Loan Deed of Trust;
(iv) any warranty, representation or statement made or furnished to the Agency by the
Developer under this Agreement is false or misleading in any material respect
either now or at the time made or furnished;
(v) the dissolution or termination of the existence of the Developer as an ongoing
business, insolvency, appoint of a receiver for any part of the property of the Developer, any assignment
for the benefit of creditors, any type of creditor workout or the commencement of any proceeding under
any bankruptcy or insolvency laws by or against the Developer.
(b) Upon the determination by the Agency that a default has occurred, the Developer shall
cause such default to be cured within the following periods oftime:
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(i) if a monetary Event of Default occurs under the terms of the Agency Loan Note,
Agency Deed of Trust or other Construction Loan Documents or the Permanent
Loan Documents on the State TCAC Regulatory Agreement, prior to exercising any
remedies under this Agreement the Agency shall give the Developer written notice
of such default. The Developer shall have a period of seven (7) days after such
notice is given within which to cure the default prior to exercise of remedies by tbe
Agency, or such longer period of time as may be specified in the Agency Loan
Documents.
(ii) If a non-monetary event of default occurs under the terms of tbe Agency Loan
Note, Agency Deed of Trust or the Construction Loan Documents or tbe Permanent
Loan Documents or the State TCAC Regulatory Agreement, prior to exercising any
remedies under this Agreement tbe Agency shall give the Developer written notice
of such default. If the default is reasonably capable of being cured within thirty
(30) days, as determined by tbe Agency in its sole discretion, the Developer shall
have such period to effect a cure prior to exercise of remedies by the Agency under
this Agreement and the Agency Loan Documents, or such longer period of time as
may be specified in this Agreement and the Agency Loan Documents. If the
default is such that it is not reasonably capable of being cured within thirty (30)
days, as determined by the Agency in its sole discretion, or such longer period if so
specified, and if the Developer (a) initiates corrective action within said period, and
(b) diligently, continually, and in good faith works to effect a cure as soon as
possible, then tbe Developer shall have such additional time as is determined by tbe
Agency, in its sole discretion, to be reasonably necessary to cure the default prior to
exercise of any remedies by the Agency. If the Developer or its successor in
interest is a limited partnership, if the Developer fails to take corrective action or to
cure the default within such a specified time, the Agency shall give the Developer
written notice thereof, whereupon the limited partner may remove and replace the
general partner with a substitute general partner who shall effect a cure within a
reasonable time thereafter in accordance with the foregoing provisions. In 0 event
shall the Agency be precluded from exercising remedies if its security becomes or
is about to become materially jeopardized by a failure to cure a default or the
default is not cured within ninety (90) days after the first notice of default is given.
SECTION 5.2.
Notice of Default.
Subject to the provisions of Section 5.1 hereof, the non-defaulting party shall give written notice of
default to the party in default in accordance with Section 6.5, stating tbat such notice is a "Notice of
Default", specifying the default complained of by the injured party and requiring tbe default to be remedied
witbin thirty (30) days oftbe date oftbe Notice of Default. Except as required to protect against further
material damage, the injured party may not institute legal proceedings against the party in default until
thirty (30) days after giving notice. Failure or delay in giving notice shall not constitute a waiver of any
default, nor shall it change tbe time of occurrence of the default.
If tbe default specified in the Notice of Default is such that it is not reasonably capable of being
cured witbin tbirty (30) days, and if the party to whom tbe notice is addressed initiates corrective action
witbin said thirty(30) day period and diligently works to effect a cure as soon as possible, then such party
may have such additional time as authorized in writing by the other party as reasonably necessary to
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complete the cure of the breach prior to exercise of any other remedy for the occurrence of an Event of
Default. Such authorization for additional time to cure shall not be unreasonably withheld. If a party fails
to take corrective action relating to a default within thirty (30) days following the date of notice (or to
complete the cure within the additional as may be authorized by the other party), an Event of Default shall
be deemed to have occurred.
SECTION 5.3.
Inaction Not a Waiver of Default.
Any failure or delays by either party in asserting any of its rights and remedies as to any default
shall not operate as a waiver of any default or of any such rights or remedies. Delays by either party in
asserting any of its rights and remedies shall not deprive either party of its right to institute and maintain
any actions or proceedings which it may deem necessary to protect, assert or enforce any such rights or
remedies.
SECTION 5.4.
Remedies; Enforcement of Aereement.
(a) The non-defaulting party at its discretion shall have the right to terminate this Agreement
upon an Event of Default. If the non-defaulting party chooses to terminate this Agreement due to the
occurrence ofan Event of Default, the non-defaulting party shall give the defaulting party forty-five (45)
days prior written notice of the effective termination date.
(b) In the event that following the occurrence of the Initial Advance of the Agency Loan, the
Site Transfer Escrow may not close for any reason not attributed to the fault of the Agency by the date
indicated in Section 2.10, the Agency may accelerate the payment of the outstanding principal balance of
the Agency Note, plus accrued interest thereon, and demand payment under the terms of the Meta Housing
Corporation Guaranty.
(c) In addition to pursuing the rights and remedies available to the Agency under this
Agreement, the Agency may foreclose on the Agency Deed of Trust and exercise its otherremedies under
any of the Agency Loan Documents and/or the Agency Regulatory Agreement.
(d) In addition to any other rights or remedies, either party may institute legal action to cure,
correct or remedy any default, to recover damages for any default, or to obtain any other remedy consistent
with the purposes of this Agreement. Such legal actions must be instituted in the Superior Court of the
County of San Bernardino, State of California, in any other appropriate court in that County or in the
Federal District Court in the Eastern District of California. In the event that any legal action is commenced
by the Developer against the Agency, service of process on the Agency shall be made by personal service
upon the Interim Executive Director of the Agency or the Chair of the Agency, or in such other manner as
may be provided by law. In the event that any legal action is commenced by the Agency against the
Developer, service of process on the Developer shall be made by personal service on the Developer's agent
for service of process, or in such other manner as may be provided by law, and shall be valid whether made
within or without the State of California.
SECTION 5.5.
Riehts and Remedies are Cumulative.
Except with respect to any rights and remedies expressly declared to be exclusive in this Agreement
as relates to a failure of conditions precedent occurring before the Close of the Site Transfer Escrow, the
rights and remedies of the parties as set forth in this Article V are cumulative and the exercise by either
59
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party of one or more of such rights or remedies shall not preclude the exercise by it, at the same or
different times, of any other rights or remedies for the same default or any other default by the other party.
SECTION 5.6.
No Consequential Damal!es.
Notwithstanding any other term of this Agreement, neither the Agency or its officers, officials,
employees and agents shall be liable to the Developer or to any third party for any loss of use of the Site or
the Project, loss of goodwill relating to the Developer, the Site, the Project, or the Mixed Use Component
of the Site, interruption of business, or for indirect, incidental or special or consequential damages
(including without limitation, lost revenues or profits of the Developer) or similar damages, whether based
on tort, contract or other legal or equitable grounds.
SECTION 5.7.
Mutual Indemnification.
Each party agrees and shall indemnifY and hold each other, its directors, officers, elected officials,
employees, agents, authorized volunteers, or representatives, free and harmless from all claims, demands,
actions, damages and liabilities of any kind and nature arising from bodily injury, including death,
violations of right to privacy, or property damage, based or asserted upon any actual or alleged act or
omission of their employees, agents, or subcontractors, relating to or in any way connected with the
performance of the terms of this Agreement, unless the bodily injury, property damage or other claimed
injury was actually caused by the willful misconduct, sole negligence, or active negligence of the party, its
directors, officers, elected officials, employees, agents, authorized volunteers, or representatives. As part
of the foregoing indemnity, each party agrees to protect and defend at its expense, including attorney's
fees, each the other, its directors, officers, elected officials, employees, agents, authorized volunteers, or
representatives, from any and all administrative or other legal actions based upon such actual or alleged
acts or omissions. Each party hereby waives any and all rights it may have to any types of express or
implied indemnity against the other, their directors, officers, elected officials, employees, agents,
authorized volunteers, or representatives, with respect to third party claims relating to or in any way
connected with the performance of the terms of this Agreement.
SECTION 5.8.
Attornevs' Fees.
Except as otherwise required by Section 5.7 hereof, in the event oflitigation between the parties
arising out ofthis Agreement, the prevailing party shall be entitled to recover its reasonable attorneys' fees
and other costs and expenses incurred, including such fees and costs incurred on appeal, in addition to
whatever otherreliefthe prevailing party may be entitled to. As used in the preceding sentence, the words
"reasonable attorney's fees" in the case of the Agency, shall also include the salary and benefits payable to
lawyers employed in the Office of the City Attorney of the City, who provide legal counsel to the Agency
in such litigation as allocated on an hourly basis in addition to such other counsel as may be selected by the
Agency under such circumstances.
SECTION 5.9.
Survival of Provisions.
The provisions of the following sections of this Agreement shall survive the termination of this
Agreement:
(a) In the event that a termination of this Agreement may occur prior to the Close of the Site
Transfer Escrow, the following provisions of this Agreement shall survive such termination:
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(J) the Agency Note if executed by the Developer;
(2) the Meta Housing Corporation Guaranty if the Initial Advance of the Agency Loan
has occurred;
(3) Section 5.5, Section 5.6, Section 5.7, Section 5.8 and Section 6.5.
(b) In the event that a termination of this Agreement may occur after the Close of the Site
Transfer Escrow, the following provisions of this Agreement shall serve such termination:
(J) all of the Agency Loan Documents;
(2) all of the instruments executed by the City and/or the Agency and the Developer as
recorded upon the Close of the Site Transfer Escrow, including without limitation
the Agency Regulatory Agreement;
(3) all of the provisions of Article IV of this Agreement, Section 5.4, Section 5.5,
Section 5.6, Section 5.7, Section 5.8, Section 6.5 and Section 6.8.
ARTICLE VI
MISCELLANEOUS
SECTION 6.1.
Governinl! Law.
The laws of the State of California shall govern the interpretation and enforcement of this
Agreement.
SECTION 6.2.
No Joint Venture.
Nothing in this Agreement shall be construed to constitute the creation of a partnership or joint
venture between the Agency and the Developer or any contractor or other person relating to the Project or
the Site. The Agency is not an agent orrepresentative ofthe Developer. This Agreement does not create a
contractual relationship between the Agency and any such third-person and shall not be construed to
benefit or bind the Agency in any way with or create any contractual duties by the Agency to any
contractor, subcontractor, materialman, laborer, or any other person.
SECTION 6.3.
Notices.
Notices, demands, and communications between Agency and Developer shall be sufficiently given
if personally delivered or delivered by a nationally-recognized courier service or sent by registered or
certified mail, postage prepaid, return receipt requested, to the following addresses:
If to Agency:
Redevelopment Agency of the City of San Bernardino
Attention: Emil A. Marzullo, Interim Executive Director
201 North "E" Street, Suite 201
San Bernardino, CA 92401
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CDC/2009-39
Ifto Developer:
Magnolia Highland, L.P.
1640 Sepulveda Blvd., Suite 425
Los Angeles, CA 90025
Attention: John M. Huskey
Any notice shall be deemed to have been received as of the earlier time of actual receipt by the
addressee thereof or the expiration of forty-eight (48) hours after depositing of such notice in the United
States Postal System in the manner described in this Section. Such written notices, demands, and
communications may be sent in the same manner to such other addresses as a party may from time to time
designate in a writing.
SECTION 6.4.
Conflicts of Interest.
No member, official, or employee of Agency shall have any personal interest, direct or indirect, in
this Agreement nor shall any such member, official, or employee participate in any decision relating to this
Agreement which affects his personal interests or the interests of any corporation, partnership, or
association in which he is, directly or indirectly, interested.
SECTION 6.5.
Nonliabilitv of Al!encv Officials and Emplovees.
No member, official, employee, or consultant of Agency or City shall be personally liable to
Developer, or any successor in interest of Developer, in the event of any default or breach by Agency or
for any amount which may become due to Developer or to its successor, or on any obligations under the
terms of this Agreement nor shall any such member, official, employee, or consultant of Agency or City
have personal liability for payment of any amounts that may become due and payable by Agency to
Developer under this Agreement.
SECTION 6.6.
Enforced Delav: Extension of Time of Performance.
(a) In addition to specific provisions of this Agreement, performance by either party hereunder
shall not be deemed to be in default, or considered to be a default, where delays or defaults are due to force
majeure events beyond the control of such party, including, without limitation, war, insurrection, strikes,
lockouts, riots, floods, earthquakes, fires, casualties, acts of God, acts of the public enemy, epidemics,
quarantine restrictions, govemment imposed moratorium legislation, freight embargoes, lack of
transportation, weather-caused delays, inability to secure necessary labor, materials or tools, delays of any
contractor, subcontractor or supplier, that are not attributable to the fault of the party claiming an extension
of time, that suspends the comment of construction of the Project, or, if after such construction is
commenced, suspends the prosecution of the work of improvement of the Project. An extension of time
for any such force majeure cause shall be for the period of the enforced delay and shall commence to run
from the date of occurrence of the delay; provided, however, that the party claiming the existence of the
delay first provides the other party with written notice of the occurrence of the delay, within ten (10) days
of the commencement of such occurrence of a force majeure event and, thereafter, takes prompt and
reasonable action within its control to restore, reconstruct, or rebuild any damage to the Project caused by
such force majeure event and resume regular business operation.
(b) The inability ofthe Developer to obtain the Construction Loan or later the Permanent Loan,
or the failure ofthe City to provide any necessary approval relating to the development ofthe Project or the
inability of the Developer to satisfy any other condition ofthis Agreement relating to the design, financing
62
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or development of the Project on the Site, shall not be deemed to be a force majeure event or otherwise
provide grounds for the assertion of the existence of a forced delay under this Section 6.6. The parties each
expressly acknowledge and agree that changes in either general economic conditions or changes in the
economic assumptions of either ofthem that provided a basis for entering into this Agreement occurring at
any time after the execution of this Agreement, are not force majeure events and do not provide either
party with grounds for asserting the existence of a forced delay in the performance of any covenant or
undertaking arising under this Agreement. Each party expressly assumes the risk that changes in general
economic conditions or changes in their economic assumptions could impose an inconvenience or hardship
on the continued performance by such party under this Agreement and that such inconvenience or hardship
is not a force majeure event and does not excuse the performance by such party ofits obligations under this
Agreement.
(c) The Developer acknowledges that the Agency is a "public entity" and/or a "public agency"
as defined under applicable California law. Therefore, the Agency must satisfY the requirements of certain
California statutes relating to the actions of public entities, including, without limitation, the California
Enviromnental Quality Act ("CEQA"). Also, as a public body, the Agency's action in approving this
Agreement may be subject to proceedings to invalidate this Agreement. The Developer hereby assumes
the risk of delays and damages that may result to the Developer from any such third-party legal actions
initiated within sixty (60) days following the Agency's approval of this Agreement or the pursuit of the
activities contemplated by this Agreement, even in the event that an error, omission or abuse of discretion
by the Agency is determined to have occurred. If a third-party files a legal action regarding the Agency's
approval of this Agreement or the pursuit of the activities contemplated by this Agreement, the Agency
may terminate this Agreement on sixty (60) days written notice to the Developer of the Agency's intent to
terminate this Agreement, referencing this Section 6.6( c), without any further obligation to perform the
terms ofthis Agreement and without any liability to the Developer resulting from such termination, unless
the Developer unconditionally agrees to indemnify and defend the Agency against such third-party legal
action, as provided herein. Within thirty (30) days after receipt of the Agency's notice of intent to
terminate this Agreement, as provided in the preceding sentence, the Developer may offer to defend the
Agency in the third-party legal action and pay all of the court costs, attorney fees, monetary awards,
sanctions, attorney fee awards, expert witness and consulting fees, and the expenses of any and all financial
or performance obligations resulting from the disposition of the legal action. Any such offer from the
Developer must be in writing and in a form reasonably acceptable to the Agency and must demonstrate
pursuant to acceptable evidence as shall be determined by the Agency that the Developer has the ability to
perform as represented in such offer to defend.
SECTION 6.7.
Modifications.
Any alteration, change or modification of or to this Agreement, in order to become effective, shall
be made by written instrument or endorsement thereon and in each such instance executed on behalf of
each party hereto.
SECTION 6.8.
Revresentations and Warranties of Develover.
The Developer hereby makes the following representations, covenants and warranties and
acknowledges that the execution ofthis Agreement by the Agency has been made in material reliance by
the Agency on such covenants, representations and warranties:
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CDC/2009-39
(I) The Developer is a duly orgaoized aod validly existing California limited partnership
corporation. The Developer has the legal right, power aod authority to enter into this Agreement
aod the instruments aod documents referenced herein aod to consummate the traosactions
contemplated hereby. The persons executing this Agreement aod the instruments referenced herein
on behalf of the Developer hereby represent aod warraot that such persons have the power, right
aod authority to bind the Developer.
(2) The Developer has taken all requisite action and obtained all reqUIsIte consents in
connection with entering into this Agreement aod the instrmnents aod docUlllents referenced herein
aod the consUlllmation of the traosactions contemplated hereby, aod no consent of aoy other party
is required.
(3) This Agreement is, aod all agreements, instruments aod docUlllents to be executed by the
Developer pursuaot to this Agreement shall be, duly executed by and are or shall be valid aod
legally binding upon the Developer aod enforceable in accordaoce with their respective terms.
(4) Neither the execution of this Agreement nor the consUlllmation of the traosactions
contemplated hereby shall result in a breach of or constitute a default under aoy other agreement,
document, instrument or other obligation to which the Developer is a party or by which the
Developer may be bound, or under law, statute, ordinaoce, rule, governmental regulation or any
writ, injunction, order or decree of aoy court or governmental body applicable to the Developer or
to the Site.
All representations aod warraoties contained in this Section 6.8 are true aod correct on the Effective
Date aod on the Closing ofthe Site Transfer Escrow, the closing ofthe Construction Loao Escrow aod the
closing of the Permaoent Loao Escrow, aod Developer's liability for misrepresentation or breach of
warraoty, representation or covenaot, wherever contained in this Agreement, shall survive the execution
aod delivery of this Agreement aod the close of each such escrow as referred in the preceding sentence.
SECTION 6.9.
Representations and Warranties of the Al!encv.
The Agency hereby makes the following representations, covenaots aod warraoties aod
acknowledges that the execution of this Agreement by the Developer has been made aod the acquisition by
the Developer of the Site will have been made in material reliaoce by the Developer on such covenaots,
representations and warranties:
(I) Each and every undertaking aod obligation of the Agency under this Agreement shall be
performed by the Agency timely when due; aod that all representations and warraoties of the
Agency under this Agreement aod its exhibits shall be true in all material respects as of the
Effective Date.
(2) The Agency is a community redevelopment agency, duly formed aod operating under the
laws of California. The Agency has the legal power, right and authority to enter into this
Agreement aod to execute the instruments aod docUlllents referenced herein, aod to conSUlllmate
the transactions contemplated hereby.
64
CDC/2009-39
(3) The Agency has taken official action to approve this Agreement and the instruments and
documents referenced herein and the consummation of the transactions contemplated hereby.
(4) The persons executing any instruments for or on behalf ofthe Agency have been authorized
to act on behalf ofthe Agency and that this Agreement is valid and enforceable against the Agency
in accordance with its terms and each instrument to be executed by the Agency pursuant hereto or
in connection therewith will, when executed, be valid and enforceable against the Agency in
accordance with its terms. No approval, consent, order or authorization of, or designation or
declaration of any other person, is required in connection with the valid execution and delivery of
and compliance with this Agreement by the Agency.
If the Agency becomes aware of any act or circumstance which would change or render incorrect,
in whole or in part, any representation or warranty made by the Agency under this Agreement, whether as
of the date given or any time thereafter through the Closing and whether or not such representation or
warranty was based upon the Agency's knowledge and/or belief as of a certain date, the Agency will give
immediate written notice of such changed fact or circumstance to the Developer, but such notice shall not
release the Agency of its liabilities or obligations with respect thereto. All representations and warranties
contained in this Section 6.9(a) are true and correct on the date hereof and on the Closing Date and the
Agency's liability for misrepresentation or breach of warranty, representation or covenant, wherever
contained in this Agreement, shall survive the execution and delivery ofthis Agreement and the Close of
Escrow.
SECTION 6.10.
Bindinl! Effect of Al!reement.
This Agreement shall be binding upon and shall inure to the benefit ofthe parties hereto, their legal
representatives, successors, and assigns.
SECTION 6.11.
Assurances to Act in Good Faith.
Agency and Developer agree to execute all documents and instruments and to take all action and
shall use their best efforts to accomplish the purposes of this Agreement. Agency and Developer shall
each diligently and in good faith pursue the satisfaction of any conditions or contingencies subject to their
approval.
SECTION 6.12.
Severability.
Wherever possible, each provision ofthis Agreement shall be interpreted in such a manner as to be
effective and valid under applicable law. If, however, any provision of this Agreement shall be prohibited
by or invalid under applicable law, such provision shall be ineffective to the extent of such prohibition or
invalidity, without invalidating the remainder of such provision or the remaining provisions of this
Agreement.
III
III
III
65
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CDC/2009-39
1//
1//
/1/
IN WITNESS WHEREOF the Agency and Developer have each executed this Agreement as of
the date first written above.
AGENCY
r;JldlfY
Redevelopment Agency of the City of San Bernardino
~)
Date:
By:
Emil A. Marzullo, Interim Executive Director
Approved as to Form and Legal Content:
By: ~ /:r;i#
Agenc 0 sel
DEVELOPER
Executed this _ day of
,2009
Magnolia Highland, L.P., a California limited partnership
By:
Magnolia Highland, LLC, a California limited
liability company
Its:
. trative Gvartner
skey, Manager
By:
By:
estern Community Housing, Inc., a California
non-profit public benefit Corporation
Its:
Managing General Partner
By:
Leanne Truofreh, Secretary
66
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III
III
III
IN WITNESS WHEREOF the Agency and Developer have each executed this Agreement as of
the date first written above.
AGENCY
Redevelopment Agency of the City of San Bernardino
Date:
By:
Emil A. Marzullo, Interim Executive Director
Approved as to Form and Legal Content:
By:
Agency Counsel
DEVELOPER
Executed this _ day of
,2009
Magnolia Highland, L.P., a California limited partnership
By: Magnolia Highland, LLC, a California limited
liability company
Its: Administrative General Partner
By:
John M. Huskey, Manager
By: Western Community Housing, Inc., a California
non-profit public benefit Corporation
Its: Managing General Partner
By: ~
Leanne Truofreh, Secret
66
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CDC/2009-39
Attachment No. lA
Legal Description of the Property
(from Developer Acquisition Escrow Assignment Agreement)
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ATTACHMENTNO.IA
LEGAL DESCRIPTION
j
Real property In the City of San Bernardino, County of San Bernardino, Slate of Califomja,
desalbed as follows:
PARCEL NO. 1
THE NORTH 199.75 FEET OF THE EAST 171.25 FEET OF LOT 1 OF MOUNT VERNON ORANGE
GROVE AND FRUIT COMPANY LANDS, IN THE CITY OF SAN BERNARDINO, COUNTY OF SAN
BERNARDINO, STATE OF CAUFORNIA,.AS PER PLAT RECORDED IN BOOK 12 OF MAPS, PAGE
(5) 16, REcoRbS OF SAIO COUNTY.
AREAS AND DISTANCES OF THE ABOVE DESCRIBED PROPERlY ARE COMPUTED TO THE
ceNTER UNe; OF ALL ADJOINING STREETS AND ROADS.
PARCEL NO.2
AN EAS~MENT FOR INGRESS AND EGRESS APPURTENANT TO AND FOR THE BENEm OF
PARCEL NO.1 HEREINABOVE DESCRIBEP, OVER THE SOUTH 15 FErr TO TH~ NORTH 214.75
FEET TO TH~ EAST 171.25 FEET OF LOT 1 OF MOUNT VERNON ORANGE GROVE AND FRUIT
COMPANY LANDS, IN THE CITY OF SAN BERNARDINO, COUNTY OF SAN BERNARDINO, STATE
of CAUFORNIA, AS PER PLAT RECORDED IN BOOK 12 OF MAPS, PAGE (S) 16, RECORDS OF .
SAID COUNTY.
AREAS AND DISTANCES OF THE AllOVE DESCRIBED PROPERlY ARE COMPUTED TO "tHE
CENTER UNES OF ALL ADJOINING STREETS AND ROADS.
EXCEPT MINERALS AND OIL, GAS AND OTHER HYDROCARBON SUBSTANCES UND~ SAID LAND
BELOW A DEPTH OF 500 Fm WITHOUT THE RIGHT OF SURFACE ENTRY, AS RESERVED BY
ATLANTIC RICHFIELD COMPANY BY DE~ ~CORDED OCroBER 28, 1977, AND DEEDED TO
CORN~RSTONE OIL COMPANY, A CALIFORNIA CORPORATION, RECORDED D~C~MBER 13, 1995,
INSTRUMENT NO. 95-426808, OFFICIAL RECORDS.
APN: 0143-191-38-0-000
..i
CDC/2009- 39
ATTACHMENTNO.IA
LEGAL DESCRIPTION
!
Real property In the aty of san Bernardino, County of san Bernardino, Slate of California,
described as follows:
ALL THAT PORTION OF LOT 1, MT. VERNON ORANGE GROVE AND FRUIT COMPANY LANDS, IN
THE COUNTY OF SAN BERNARDINO, stATE OF CAUI'oRNIA, AS PER MAP RECORDED IN BOOK
12 PAGE 16 OF MAPS, IN .THE OFFICE OF THE COUNTY RECORDER OF SAID COUNTY, lYING
NORTH OF THE NORTH liNE OF THE LAND DESCRIBED IN THE DEED TO THE STATE OF
CAliFORNIA, RECORDED MAY 3, 1961 IN BOOK 5420 PAGE 6 OF OFFICJAl RECORDS,IN THE
OFFICE OF TliE COUNTY RECORDER OF SAID COUNTY.
EXCoPT TliE WOST 320.00 !'EET THEREOFF.
AlSO EXCEPT THE NORTH 199.75 I'EET OF THE EAST 171.25 FEET THEREOF.
AREAs AND DISTANCES HEREIN DESCRIBED ARE MEASURED FROM THE CENTER UNE OF
ADJOINING STROttS AS SHOWN ON SAID MAP.
APN: 0143-191-46-0-000
I
2
CDC/2009-39
ATTACHMENT NO. lA
I
(LEGAL DESCRIPTION)
THOSE I'ORTIONS OF LOTS 1 AND 2 OF MOUNT VERNON ORANGE GROVE FRUIT COMPANY LAND, IN
THE CITY OF SAN BERNARDINO, COUNTY OF SAN BERNARDINO, STAlE OF CAUFORNIA, AS PER PLAT
RECORDED IN BOOK 12 OF MAPS, PAGE 16, RECORDS OF SAID COUNTY, DESCRIBED AS FOLLOWS:
BEGINNING ON THE EAST L1NE OF SAID LOT 1, DISTANT ALONG SAID EAST UNE, BEING ALSO THE
WEST UNE OF MUSCOTT STREET; AS SHOWN ON SAID MAP, SOUTH D. 22' 44" EAST 173.94 FEET
FROM A TWD-INOi IRON PIPE MARKING THE NOR1liEAST CORNER OF SAID LOT 1; THENCE SOUTH
78. 26' 40" WEST 291.04 FEET TO THE EAST UNE OF THE WEST 320 FEET OF SAID LOTS 1 AND 2;
THENCE ALONG LAST SAID EAST UNE SOUTH D. 23' 03" EAST 43B.OB FEET TO THE SOUTH L1NE OF
SAID LOT 2; THENCE ALONG SAID SOUTH UNE NORTH 89. 54' OS" EAST 70.4B FEET TO THE
SoUTHWEST CORNER OF THE EAST 215 FEET OF SAID LOT 2; THENCE ALONG THE WEST UNE OF
SAID EAST 215 FEET NORTH O. 22' 44" WEST 190.00 FEET TO THE NORTHWEST CORNER OF THE
SOUTH 190 FEET OF SAID EAST 215 FEET OF LoT 2; THENCE ALONG THE .NORTH UNE OF SAID
SOUTH 190 FEET, NORTH 8go 54' 05" EAST 215.00 FEET TO THE EAST UNE OF SAID LOT 2; THENCE
ALONG SAID EAST UNE OF LOT 2, AND SAID EAST UNE OF LOT 1, NORTH D. 22' 44" WEST 305.89
FEET TO THE POINT OF BEGINNING.
EXCEP11NG lHEREFROM THE WESTERLY 5 FEET.
APN: 0143-191-63~0-000
,./
3
CDC/2009-39
Attachment No. IB
Copy of Tentative Parcel Map No. 19200
68
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CDC12009-39
ATTACHMENT NO. 1B
TENTA TIVE
PARCEL MAP No. 19200
CITY OF SAN BERNARDINO
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CDC/2009-39
Attachment No.2
Scope of Development
69
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CDC/2009-39
Attachment No.2
Scope of Development
The Development consists of three parcels that total approximately 3.4 acres that will be
combined and subdivided into two parcels. The smaller parcel will be approximately I acre with
frontage on Medical Center Drive and will remain vacant and owned by the Agency. The second
larger parcel will be approximately 2.4 acres at the southwest comer of Highland A venue and
Medical Center Drive, and will accommodate the construction of a 3-story senior housing
complex with approximately 87,000 square feet of floor area including enhanced landscaping
treatments and significant tenant amenities throughout the development.
There will be 3 separate plans offered for the dwelling units within the Development. The first is
a one-bedroom unit of approximately 589 square feet with a patio or balcony and the two other
plans consist of 2-bedroom units of approximately 828 square feet and 971 square feet, also with
patios or balconies. A lobby area, community room with a kitchen, fitness room, business
center/computer room and management offices are planned on the first floor. Laundry rooms and
auxiliary storage areas are planned on each floor.
The exterior of the facility will be enhanced by an outdoor patio area with shade trees, a
fountain, barbeque grills, a swimming pool and adequate areas for relaxed seating. A walking
path around the perimeter of the building will allow residents the opportunity for exercise while
at the same time providing them with a sense of security as the path will be within a decorative
6-foot wrought iron fence that surrounds the Development. Adequate parking will also be
provided with 97 standard parking spaces and four handicapped parking spaces. All resident
parking will be secured to address safety concerns. Additional on-site security measures will
include exterior and interior lighting, security cameras and a 24-hour monitoring service.
Overall, the proposed building design features prominent contemporary architecture with varied
roof lines, window treatments and awnings, a patio trellis, and complementary finish materials in
varied earth tones. The floor plan is open and convenient, with two elevators, laundry facilities
on each floor, as well as easily accessible trash shoots on each floor.
CDC/2009-39
Attachment No.3
Schedule of Performance
70
CDC/2009- 39
Attachment No.3
SCHEDULE OF PERFORMANCE
Section I. Conditions Required for Execution of DDA aud Ageucy Acquisition Escrow
Review and Approval- environmental No later than twenty-one (21) days before the
assessment of Developer Investigations. closing of Agency Acquisition Escrow.
DDA Section 2.3(a)(i)
Review and Approval- final appraisal to No later than fourteen (14) days before the
Proiect site. closing of Agency Acquisition Escrow.
DDA Section 2.3
Submission - Final executed copv of the No later than fourteen (14) days before the
TCAC application with all applicable effective date of the DDA.
attachments and exhibits.
DDA Section 2.20
Submission - Final escrow instructions No later than thirty (30) days before the close of
between Developer and Proiect site owners. Agency Acquisition Escrow.
DDA Section 2.3(a)(ii)
Review and Approval - Confirmation of No later than the close of the Agency
Developer Assignment of Licenses. Permits Acquisition Escrow.
and Contracts.
DDA Section 2.8(f)(iii)
Section II. Conditions Required for Title Transfer to Developer - Site Transfer Escrow
Submission - Permits. Licenses. & Aoorovals. No later than thirty (30) days before close of
DDA Section 2.3(iv) Site Transfer Escrow.
Submission - Construction Loan Documents. No later than forty-five (45) days before close
DDA Section 2.19 of Site Transfer Escrow.
Review and Approval - Construction Loan No later than thirty (30) days before close of
Documents. Site Transfer Escrow.
DDA Section 2.19
Submission - Updated Proiect Pro Forma. No later than forty-five (45) days before close
DDA Section 2. I 5(iv) of Site Transfer Escrow.
I
CDC12009-39
Submission - Construction Budget. No later than forty-five (45) days before close
DDA Section2.15(iv) of Site Transfer Escrow.
Review and Approval - Construction Budget. No later than thirty (30) days before close of
DDA Section 2.15 (iv) Site Transfer Escrow.
Submission - design drawings at 60% phase of No later than sixty (60) days before close of
completion. Site Transfer Escrow.
DDA Section 3.2(b)
Review and Approval - design drawings at No later than thirty (30) days before close of
60% phase of completion. Site Transfer Escrow.
DDA Section 3.2(b)
Submission - TCAC reservation letter for low- No later than forty-five (45) days before close
income housing tax credits. of Site Transfer Escrow.
DDA Section 2.l5(v)
Submission - preliminary escrow closing No later than fourteen (14) days before close of
statement from escrow agent. Site Transfer Escrow.
DDA Section 2.15 (ii)
Review and Approval- Notice of Agreement Upon close of Site Transfer Escrow.
recorded in the Office of the Countv Recorder.
DDA Section 1.7
Review and Approval- Developer's Job No later than sixty (60) days prior to the close
Employment Outreach Program. of Site Transfer Escrow.
DDA Section 3.3
Submission - Final Agencv loan documents to No later than sixty (60) days before close of
complete Site Transfer Escrow Site Transfer Escrow.
DDA Section 2.3(vi)
Review and Approval - Final Agencv loan
documents to complete Site Transfer Escrow. No later than thirty (30) days before close of
DDA Section 2.3(vi) Site Transfer Escrow.
Proiect Meetings- Developer shall meet with No later than twenty-one (21) days after close
Agencv contract compliance officer. of Agency Acquisition Escrow.
DDA Section 2.3
2
CDC/2009.39
Construction Sign- Developer shall cause to be No later than the start of construction.
erected on the Site a construction sign
describing the development and the
participants in accordance with Agencv
specifications.
DDA Section 2.3(a)(xvii)
Commencement of Construction. Within thirty (30) days after issuance of the
DDA Section 2.3(a)(xvii) Notice to Proceed.
Section III. Conditions Required for the Close of the Project
Certificate of Completion - Developer to Within eighteen months after the
request Certificate of Completion from the commencement of construction of the
Agencv. Improvements.
DDA Section 3.11
Final Inspection - Agencv shall conduct a final Within fifteen (15) days after request by the
inspection of all improvements. Developer and as a condition of Agency's
DDA Section2.3(a)(xvii) issuance of the Certificate of Completion..
Submission - Audit of Total Proiect Costs. No less than sixty (60) days prior to the
Developer shall submit a certified breakdown Developer's submission of a request for a
of all Proiect related costs. Certificate of Completion from the Agency.
DDA Section 2.25; 3.11
Audit Approval. Agencv shall approve or Within sixty (60) days after receipt of the audit
disapprove the certified audit of construction by Agency.
costs.
DDA Section2.25; 3.II(b)
Issuance of Agencv Certificate of Completion. Within thirty (30) days after receipt by Agency
Agency to issue in recordable form the of the Developer's written request, provided all
Certificate of Completion requirements for issuance have been satisfied.
DDA Section 3.11
Completion ofProiect. Upon recordation ofthe Certificate of
DDA Section 3.11 (e) Completion against the Project Site by the
Agency.
3
CDC/2009-39
Attachment No.4
Developer Project Pro Forma
71
n.\ A ___~__\. ___"_ '~M~_.~'.\ .~."A. '''O"~~Q"'.\ .n~"A. A"__~~A~,.\A~~.._ A~.~A 'MO\M_M-"O U... U~m;~~ ";n.' nn.. ~~
CDC/2009-39
Meta Housing - Magnolia at Highland, LP
Project Budget - Sources and Uses of Project Funds
June 3, 2009
Use of Project Funds Source of Project Funds
Tax Credit First Percentage
~ Eauitv Mortea2e DeveloDer Total of Total
land Cost 2,450,000 2,450,000 13.96%
Title/Escrow/Legal 27,605 27,605 0.16%
Demolition 225,000 225,000 1.2.8%
Total Land Acquisition $ 2,477,605 $ 225,000 $ 2,702,605 15.40%
Site Work 300,000 300,000 1.71%
Structures 4,690,982 2,659,018 7,350,000 41.88%
General Requirements 411,600 411,600 2.35%
Contractor Overhead 308,700 308,700 1.76%
Contractor Profit 308,700 308,700 1.76%
Gener<llliabiity Insurance 130,185 130,185 0.74%
Total Direct Construction $ $ 6,150,167 $ 2,659,018 $ 8,809,185 50.20%
Architectural Design 275,000 275,000 550,000 3.13%
Engineering 225,000 50,000 275,000 1.57%
TotaIA&E $ 500,000 $ 325,000 $ 825,000 4.70%
Construction Loan Interest 402,064 402,064 2.29%
Origination Fee 97,500 97,500 0.56%
Credit Enhancement App. Fee 20,000 20,000 0,11%
Predevelopment Loan Origination Fee 20,000 20.000 0,11%
Predevelopment Loan Interest 50,000 50,000 0.28%
Insurance 110,115 110,115 0.63%
Title and Recording 25,000 25,000 0.14%
Total Construction Interest/Fees $ 724,679 $ 724,679 4.13%
Origination Fee 29,168 29,168 017%
Credit Enhancement App. F.. 15,000 15,000 0.09%
Title and Recording 15,000 15,000 0.09%
Total Permanent Financing Costs $ 59,168 $ 59,168 0.34%
Lender Legal Paid by Developer 40,000 40,000 0.23%
Partnership Legal 100,000 100,000 0.57%
InvsetorDue Dilligence Legal 40,000 40,000 0.23%
Accounting and Organizational 135,000 135,000 0.77%
Total Legal Fees $ 315,000 $ 315,000 1.79%
3~month Operating Reserve 128,592 128,592 0.73%
Appraisals 10,000 10,000 0,06%
Construction Contingency 440,459 440,459 2.51%
Total Contingency Costs $ 10,000 $ 440,459 $ 128,592 $ 579,051 3.30%
TCAC Application/Monitoring Fees 95,000 95,000 0.54%
Reproduction 15,000 10,000 25,000 0.14%
Development Impact Fees 752,395 351,784 1,104,179 6,29%
Permit Processing Fees 100,000 100,000 0.57%
Marketing and Start-up 70,000 70,000 0.40%
Furnishings 100,000 100,000 0.57%
Studies/Surveys 50,000 10,000 60,000 0.34%
Contingency 144,423 144,423 0.82%
Total Other Costs $ 1,012,395 $ 616,207 $ 70,000 $ 1,698,602 9.68%
Developer Overhead and Profit 1,824,686 11,275 1,835,961 10,46%
Total Developer Overhead and Profit $ 1,824,686 $ 11,275 $ 1,835,961 10.46%
Total Development Costs $ 4,000,000 $ 10,621,198 $ 2,916,778 $ 11,275 $ 17,549,251 100.00%
CDC/2009-39
A TT ACHMENT NO, 4
G. Income Information
(BREAK OUT UNIT SIZES BY VARYING AFFORDABILlTY LEVELS)
Low-Income Units
1 6 349 2,092 25.76 374 30%
I 8 473 3,788 25.76 499 40%
1 34 598 20,340 25.76 624 50%
I 20 695 13,905 25.76 721 60%
2 2 417 834 31.93 449 30%
2 566 31.93 598 40%
2 6 716 4,296 31.93 748 50%
2 3 866 2,597 31.93 898 60%
Total # Units 79 Total S 47,851
Manage,s' Units
2 I 898 898
. - - -
- - - -
Total # Units 1 Total S 898
Market Rate Units
- - - .
. - - -
- - - -
- . - -
Total # Units - Total S -
AGGREGATE MONTHLY RENTS
FOR ~ UNITS
s
48,749
x 12
AGGREGATE ANNUAL
RENTS FOR ~ UNITS (column d):
s
584,989
California Tax Credit Allocation Committee
Low-Income Housing Tax Credit Application
Rev. February 1, 2006
CDC/2009-39
ATTACHMENT NO.4
I. Annual Residential Operating Expense, (Reg. Section 10327(1))
General Administrative
Adverti,ing $ 6,000
Legal $ 4,000
Accounting/Audit $ 6,000
Security $ 4,000
Other (General Admin.) $ 18,000
Total GeneralAtlministrat;ve $ 38,000
Manallement Fee 6% $ 33,727
Utilities
Electricity $ 18,000
Gas $ 5,000
Total Utilities $ 23,000
Total WaterlSnPer $ 22,000
PavrolllPavroll Taxes
On-site Manager $ 27,500
Manager's Unit 10,771
Assistant Manager
Maintenance PersOIUleI $ 27,500
Payroll Taxes/Benefits $ 10,000
Tolal PayrolVPayroU Taxes $ 75,771
Total Insurance $ 10,000
Maintenance
Painting $ 9,000
Repairs $ 9,000
Trash Removal $ 6,000
Exterminating $ 2,500
Grounds $ 4,000
Elevator $ 5,000
Other (Fire Sprinkler/Alarm Service) $ 2,500
Total MaUtJenance $ 38,000
Other (specifY)
Monito~ Fee $ 3,600
$
Total Other $ 3,600
ANNUAL RESIDENTIAL OPERATING EXPENSES $ 244,099
NUMBER OF UNITS IN PROJECT 80
ANNUAL OPERA11NG EXPENSES PER UNIT (divide 'j") $ 3,051
TOTAL 3-MON11f OPERA11NG RESERVE (Reg. SectWn I0327(c)(8)(C) $ 128,592
TOTAL SERVICE AMENITIES BUDGET $ 10,000
TOTAL RESERVE FOR REPLACEMENT $ 20,000
TOTAL REAL ESTATE TAXES $ 1,500
TOTAL ANNUAL OPERATING EXPENSES $ 275,599
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CDC/2009-39
Attachment No.5
Developer Acquisition Escrow Assignment Agreement
ASSIGNMENT AND ASSUMPTION OF
PURCHASE AGREEMENT
THIS ASSIGNMENT AND ASSUMPTION OF REAL
AGREEMENT (the "Assignment Agreement") is made as of
Meta Housing Corporation (the "Assignor") and the
"Assignee"), with reference to the following:
PROPERTY PURCHASE
, 2009, by and between
(the
RECITALS
A. WHEREAS, on , Assignor, as purchaser, and , as
seller (the "Seller"), entered into that certain Standard Offer, Agreement, and Escrow Instructions for
Purchase of Real Estate (the "Purchase Agreement") for the purchase of certain property described therein
located in the City of , County of San Bernardino, State of California more particularly
described on attached Exhibit "A," incorporated in this Assignment Agreement (the "Property");
B.
WHEREAS a copy of the Purchase Agreement is attached hereto as Exhibit "B;"
C.
Agreement,
WHEREAS, in order to conduct the sale of the Property pursuant to the Purchase
Assignor and Seller have opened Escrow No. (the "Escrow") at
(the "Escrow Holder");
D. WHEREAS Assignor and Seller have executed those certain Escrow Instructions attached
hereto as Exhibit "C" (the "Escrow Instructions");
E. WHEREAS, in connection with the Purchase Agreement and Escrow Instructions,
Assignor has deposited the sum of$_ in Escrow (the "Deposit");
F. WHEREAS Assignor desires to assign to Assignee and Assignee is willing, on certain
conditions, to assume all rights and obligations of Assignee under the Purchase Agreement and Escrow
Instructions.
NOW, THEREFORE, for good and valuable consideration, the receipt and adequacy of which are
acknowledged, the parties agree as follows:
Assignment and Assumption. Assignor hereby assigns to Assignee all of Assignor's
right, title and interest under the Purchase Agreement and Escrow Instructions, including, without
limitation, all right, title and interest in and to the Deposit (the "Assignment"). Assignee assumes and
agrees to perform and observe all of the obligations and covenants of Assignor in the Purchase Agreement
and Escrow Instructions to be performed on or after the date hereof.
Re imbur semen t 0 f Depo sit. As ofthe date hereof, Assignee shall reimburse to Assignor,
in immediately available funds, a sum equal to the Deposit.
72
CDC/2009-39
Representations and Warranties. Assignor represents and warrants to Assignee as
follows:
The Purchase Agreement attached hereto is a true and complete copy of the
Purchase Agreement and the Purchase Agreement has not been otherwise amended, modified or
supplemented in any respect except as set forth in the Escrow Instructions. The Purchase Agreement (as
supplemented and amended by the Escrow Instructions) represents the entire agreement between Assignor
and Seller with respect to the Property.
The Escrow Instructions are a true and complete set of Escrow Instructions
as of the date hereof.
Assignor is the holder of the entire buyer's interest under the Purchase
Agreement. Assignor has not assigned, hypothecated or otherwise transferred all or any portion of its
interest in the Purchase Agreement.
Successors and Assigns. This Assignment Agreement shall be binding upon and shall
inure to the benefit of Assignor and Assignee and their respective successors and assigns.
Go ve rn i n g Law. This Assignment Agreement shall be governed and construed in accordance
with California Law.
[Signatures on following page.]
73
n.,. ___"..,. ___"" .~^^c_.~..\ h~R.' "."~C_.R'O\ 'n~n.. ...._C_Qn.<\ 'n~" ._~~. ~M"\t\O ~, M u... Un"O;M '''~.' nn, .M
CDC/2009-39
IN WITNESS WHEREOF, the parties have executed this Assignment Agreement as ofthe date
first set forth above.
"Assignor"
By:
Name:
Title:
I1Assigneell
By:
Name:
Title:
74
CDC/2009-39
SCHEDULE OF EXHIBITS
EXHIBIT
DESCRIPTION
"A"
Legal Description of Property
Purchase Agreement
Escrow Instructions
"B"
"e"
75
CDC12009-39
EXHIBIT "A"
LEGAL DESCRIPTION OF PROPERTY
EXHIBIT "A"
Page I of 1
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Housing. Final DDAdoc
CDC/2009-39
EXHIBIT "B"
PURCHASE AGREEMENT
[TO BE INSERTED]
EXHIBIT "B"
Page 1 of 1
P :lAgendas\Agenda AttachmentslAgenda AttachmentSlAgood. Attoohm,""lAgnn"-Am,"d 2009\08-03-09 M,t.
Housing. Final DDAdoc
CDC/2009-39
EXHIBIT "C"
ESCROW INSTRUCTIONS
[TO BE INSERTED]
EXHIBIT "C"
Page I of 1
P:\Agendas\Agenda Attachments\Agenda AttachmentSlAge"da Attaehme"~lAgnnts-Ame,,d 2009\08-03-09 Meta
Housing. Final DDA.doc
CDC/2009-39
A TT ACHMENT NO.4
B. Permanent Financing
List Below AU Projected Sources Of Funds, Including Grants, Land donations, deferred fees,
owner e uUy. de.
1st Mort a e 360 7.250/. $ 2,916,778 238,771 N/A
City Loan 660 3.00% $ 4,000,000 Residual Recei ts
Deterred t
Deferred Develo er Fee/Costs N/A 0.00% $ 11,275 Deferred t
Total Permanent Financing
Tax Credit Equity
Total Sources of Project Funds
$
$
$
6,928,053
10,621,198
17,549,251
1. Name ofLender/Source
Street Address
Ist Mort~age
Contact Name
State CA Phone Number
Ist Trust Deed Construction Loan
WConunitted I
City
Type of Financing
'Not Committed
2. Name ofLenderlSource
Street Address
City Los Angeles
Type of Financing
Meta Housing Corporation
1640 Sepulveda Blvd., Suite #425 Contact Name
State CA Phone Nwnber
Deferred DeveIo er Fee & Costs Paid at Perm wan Conversion
Co~~d N~Comm~d
Kasey Burke
(310) 575-3543
x
3. Name of Lender/Source Economic Development Agency of the City of San Bernardino, CAJRDA Housing Fund
Street Address 201N. "E" Street, Suite 301 Contact Name Carey Jenkins
City San Bernardino State CA Phone Number (909) 663-1044
Type ofFinancmg Residual Receipts Ulan
WCommitted
t. Name ofLender/Source
Street Address
'Not Committed
Contact Name
Phone Nwnber
City
Type of Financing
State
DConunitted
INot Committed
California Tax Credit Allocation Committee
Low-Income Housing Tax Credit Application
Rev. February 1, 2006
CDC/2009- 39
ATTACHMENT NO.4
PART vn. PROJECT FINANCING (Source. of Fund.)
A. Construction Financing
List Below All Projected Sources Required to Complete Construction.
Cha.e 14 4.00% $ 9,750,000
CitLoan 24 3.00% $ 4,000,000
0 24 5.00% $
Tax Credit E uit 24 N/A $ 2,655,300
Def. Fee and Cost. N/A N/A $ 1,143,952
Total Fundsfor Construction
$
17,549,251
I. Name of Lender/Source
Street Address
City
Type of Financing
Constmction Lender
State CA
1 It Trost Deed Construction Loan
DCommitled
Contact Name
Phone Number
DNot Committed
2. Name of Lender/Source
Street Address
City
Type of Financing
Tax Credit Equity Investor
Contact Name
Phone Number
State
Bridge Loan
wcommitted
o Not Committed
3. Name of Lender/Source
Street Address
City Los Angele.
Type of Financing
Meta Housing Corporation
1640 Sepulveda Blvd., Suite #425 Contact Name
State CA Phone Number
Deferred Develo er Fee & Costs Paid at Perm Loan Conversion
X Committed Not Committed
Kasey Burke
(310) 575-3543
4. Name of Lender/Source Ec:onomic Development Agency uribe City or San Bernardino, CAlRDA Housing Fund
Street Address 201 North "En Street, Suite 301 Contact Name Carey Jenkins
City San Bernardino State CA Phone Number (909) 663-1044
Type of Financing Residual Reoeipt. Loan
[!]Committed
5. Name of Lender/Source
Street Address
City
Type of Financing
o Committed
ONot Committed
Contact Name
Phone Number
State
DNot Committed
California Tax Credit AI/oeation Committee
Low-Income Housing Tax Credit Application
Rev. February 1, 2006
CDC/2009-39
CONSENT TO ASSIGNMENT
[Escrow No.]
The undersigned, Seller under the Purchase Agreement, consents to the foregoing assignment
of Assignor's interest as Purchaser under the Purchase Agreement to
"Seller"
By:
Date:
,2009
Name:
Title:
P :\Agendas\Agenda Attachments\Agenda Attachments\Agenda Attachments\Agnnts-Amend 2009\08-03-09 Meta
Housing ~ Final DDAdoc
Date:
CDC12009-39
ACKNOWLEDGMENT OF ASSIGNMENT
[Escrow No.]
The undersigned hereby acknowledges the foregoing Assigrnnent.
TITLE COMPANY
By:
,2009
07-29-09 Meta Housing - DDA
3
CDC/2009-39
Attachment No.6
Agency Grant Deed
RECORDING REQUESTED BY )
Redevelopment Agency )
of the City of San Bernardino )
)
)
AND WHEN RECORDED MAIL TO: )
)
)
)
Attention: )
)
(Space above line reserved for use by Recorder)
REDEVELOPMENT AGENCY OF THE CITY OF SAN BERNARDINO
AGENCY GRANT DEED OF A PUBLIC AGENCY
AND
COMMUNITY REDEVELOPMENT
AFFORDABLE SENIOR CITIZEN RESIDENTIAL HOUSING
DEVELOPMENT, USE AND OCCUPANCY CONDITIONS,
COVENANTS AND RESTRICTIONS
This Agency Grant Deed of a Public Agency and Community Redevelopment Affordable Senior Citizen
Residential Housing Development, Use and Occupancy Conditions, Covenants and Restrictions (the
"Agency Grant Deed") hereby grants from the Redevelopment Agency of the City of San Bernardino, a
public body, corporate and politic (the "Agency"), that certain real property situated at the
Streets (APNs: ), San Bernardino, California (the "Property") to
(the "Developer"), subject to the community redevelopment
affordable senior citizen residential housing development, use and occupancy conditions, covenants and
restrictions contained in PART B hereof. The Agency is the grantor in this Agency Grant Deed and the
Developer is the grantee.
PART A
For valuable consideration, the receipt of which is hereby acknowledged, the Agency hereby grants to the
Developer, subject to the community redevelopment affordable senior citizen residential housing
development, use and occupancy conditions, covenants and restrictions of this Agency Grant Deed, all of
the right, title and interest of the Agency in the Property, as more particularly described below:
4
07-29-09 Meta Housing - DDA
CDC/2009-39
(-- The Property--)
See Exhibit "A" attached hereto, on file in the Official Records of the
Office of the Recorder of San Bernardino County.
PARTB
The grant of the Property by the Agency to the Developer is expressly subject to the satisfaction of the
community redevelopment affordable senior citizen residential housing development, use and occupancy
conditions, covenants and restrictions as arise under that certain agreement entitled "2009 Affordable
Senior Citizen Rental Housing Low and Moderate Income Housing Funds Grant Disposition and
Development Agreement," dated as of ,2009 (the "Agreement"), by and between the Agency
and the Developer:
I. The Property shall be reserved for development, use, improvement and occupancy for
senior citizen household multi-family residential purposes, as the term "Senior Citizen
Household" is defined below;
2. For the purpose of subparagraph I above, the following definitions of certain terms shall
apply:
"Senior Citizen Household" means and refers to a person or family eligible to occupy a
rental dwelling unit on the Property under the "HUD Capital Advance Documents", as this
term is defined in the Agreement, and after the expiration of the term of the HUD Capital
Advance Documents, the words Senior Citizen Household shall mean and refer to a person
or family who is/are at the time of initial occupancy of the rental dwelling unit by such
person(s):
(i) sixty-two (62) years of age or older; and, if applicable.
(ii) provided at least one (I) member of the household is (i) 62 years of age or older
with such household limited to two (2) adult individuals, and (ii) a "qualified
permanent resident", as this term is defined in Civil Code Section 51.3(b)(2) with
no minor children comprising such household except as required by Civil Code
Section 51.3(b )(3).
PART C
Subject to the covenant of the Developer as provided in PART B, the Developer shall refrain from
restricting the rental, sale, or lease of any portion of the Property on the basis of race, color, creed, religion,
sex, marital status, age, physical or mental disability, ancestry, or national origin of any person. All such
deeds, leases, or contracts shall contain or be subject to substantially the following nondiscrimination or
nonsegregation clauses:
(a) Deeds: In deeds, the following language shall appear: Except as specifically provided for
in the Agency Regulatory Agreement (the "Agency Regulatory Agreement"), dated
, 200_, recorded in the official records of the County of San Bernardino,
5
(\7 "JO-1"'lQI\A..." U...".;"" _ IlOA
CDC/2009-39
State of California (the "Official Records"), as Instrument No. , with
respect to renting the units within the Project to Senior Citizens, as such term is defined
therein, and subject to the covenant in the Agency Grant Deed that restricts the Property for
development, use, improvement and occupancy by Senior Citizen Households, as this term
is defined in the Agency Regulatory Agreement. The Developer herein covenants by and
for itself, its heirs, executors, administrators, and assigns, and all persons claiming under or
through them, that there shall be no discrimination against or segregation of any person or
group of persons on account of race, color, creed, religion, sex, marital status, age, physical
or mental disability, ancestry, or national origin including all other protected classes of
persons and groups of persons as may be considered as such by any local, State or Federal
law and as shall be required pursuant to Health & Safety Code Section 33435 and Section
33436, in the sale, lease, rental, sublease, transfer, use, occupancy, tenure, or enjoyment of
the land herein conveyed, nor shall the Developer itself, or any persons claiming under or
through it, establish or permit any such practice or practices of discrimination or
segregation with reference to the selection, location, number, use, or occupancy of tenants,
lessees, subtenants, sublessees, or vendees in the land herein conveyed. The foregoing
covenants shall run with the land.
(b) Leases: In leases, the following language shall appear: The lessee herein covenants by and
for itself, its heirs, executors, administrators, successors, and assigns, and all persons
claiming under or through them and this lease is made and accepted upon and subjectto the
following conditions: Except as specifically provided for in the Agency Regulatory
Agreement, dated , 200_, and recorded in the official records of the
County of San Bernardino, State of California (the "Official Records"), as Instrument No.
, with respect to renting units within the Project to Senior Citizens, as such term
is defined therein, and subject to the covenant in the Agency Grant Deed that restricts the
Property for development use, improvement and occupancy by Senior Citizen Households,
as this term is defined in the Agency Regulatory Agreement. There shall be no
discrimination against or segregation of any person or group of persons on account of race,
color, creed, religion, sex, marital status, age, physical or mental disability, ancestry, or
national origin, including all other protected classes of persons and groups of persons as
may be considered as such by any local, State or Federal law and as shall be required
pursuant to Health & Safety Code Section 33435 and Section 33436, in the leasing,
subleasing, renting, transferring, use, occupancy, tenure, or enjoyment of the land herein
leased nor shall the lessee itself, or any person claiming under or through it, establish or
permit any such practice or practices of discrimination or segregation with reference to the
selection, location, number, use, or occupancy of tenants, lessees, sublessees, subtenants, or
vendees in the land herein leased.
(c) Contracts: In contracts, the following language shall appear: Except as specifically
provided for in the Agency Regulatory Agreement, dated , 200_, and
recorded in the official records of the County of San Bernardino, State of California (the
"Official Records"), as Instrument No. , with respect to renting units within the
Project to Senior Citizens, as such term is defined therein, and subject to the covenant in
the Agency Grant Deed that restricts the Property for development use, improvement and
occupancy by Senior Citizen Households, as this term is defined in the Agency Regulatory
6
07-29-09 Meta Housing - DDA
CDC/2009-39
Agreement. There shall be no discrimination against or segregation of any person or group
of persons on account of race, color, creed, religion, sex, marital status, age, physical or
mental disability, ancestry, or national origin including all other protected classes of
persons and groups of persons as may be considered as such by any local, State or Federal
law and as shall be required pursuant to Health & Safety Code Section 33435 and Section
33436, in the sale, lease, rental, sublease, transfer, use, occupancy, tenure, or enjoyment of
the land, nor shall the transferee itself, or any person claiming under or through it, establish
or permit any such practice or practices of discrimination or segregation with reference to
the selection, location, number, use, or occupancy of tenants, lessees, subtenants,
sublessees, or vendees of the land.
The foregoing covenants in this Part C shall remain in effect in perpetuity.
PARTD
No violation or breach of the covenants, conditions, restrictions, provisions or limitations contained in
PART B, PART C or PART E of this Agency Grant Deed shall, defeat or render invalid or in any way
impair the lien or charge of any mortgage, deed of trust or other financing or security instrument permitted
by and approved by the Agency pursuant to the Agreement; provided, however, that any successor of the
Developer to the Property shall be bound by such remaining covenants, conditions, restrictions, limitations
and provisions, whether such successor's title was acquired by foreclosure, deed in lieu of foreclosure,
trustee's sale or otherwise.
III
III
III
III
III
III
III
III
III
III
III
III
III
III
III
III
7
07.29.09 Meta Housing. DDA
CDC/2009-39
THIS AGENCY GRANT DEED is executed as of the date indicated below next to the authorized
signature of the Interim Executive Director of the Agency.
AGENCY
Redevelopment Agency of the City of San Bernardino,
a corporate body, public and politic
Dated:
By:
Emil A. Marzullo, Interim Executive Director
Approved as to Form and Legal Content:
By:
Agency Counsel
[NOTARY JURAT ATTACHED]
8
07-29-09 Meta Housin.e; - DDA
CDC/2009-39
ACCEPTANCE OF AGENCY GRANT DEED AND COMMUNITY
REDEVELOPMENT AFFORDABLE SENIOR CITIZEN RESIDENTIAL
HOUSING DEVELOPMENT, USE AND OCCUPANCY CONDITIONS,
COVENANTS AND RESTRICTIONS
BY THE DEVELOPER
The undersigned officers of corporation (the "Developer"),
hereby accepts the delivery of the instrument identified above as the "Agency Grant Deed of a Public
Agency and Community Redevelopment Affordable Senior Citizen Residential Housing Development,
Use and Occupancy Conditions, Covenants and Restrictions" (the "Agency Grant Deed"), and the transfer
ofthe Property from the Redevelopment Agency ofthe City of San Bernardino, subject to the conditions,
covenants and restrictions contained in the Agency Grant Deed.
The Developer hereby acknowledges and agrees that it accepts the Property in an "AS- IS",
"WHERE IS" and "SUBJECT TO ALL F AUL TS" condition and that the Developer is solely responsible
for causing the Property to be improved as set forth in the Agreement by and between the Agency and the
Developer.
The Developer hereby further accepts and agrees to each of the use, and occupancy conditions,
covenants and restrictions contained in the Agency Grant Deed that touch and concern the Property.
DEVELOPER
a
By:
Date:
Its:
By:
Its:
[NOTARY JURAT ATTACHED]
9
07-29-09 Meta Housing - DDA
CDC/2009- 3 9
Attachment No.7
Senior Citizen Rental Housing Use Covenant
RECORDING REQUESTED BY
AND WHEN RECORDED MAIL TO:
Redevelopment Agency of the City of San Bernardino
201 North "E" Street
Suite301
San Bernardino, California 92401
Attn: Executive Director
(Space Above Line For Use By Recorder)
REDEVELOPMENT AGENCY OF THE CITY OF SAN BERNARDINO
SENIOR CITIZEN RENTAL HOUSING USE COVENANT
(2009 Affordable Senior Citizen Rental Housing
Acquisition, Disposition and Development Agreement)
THIS SENIOR CITIZEN RENTAL HOUSING USE COVENANT (the "Agreement") is entered
into by and between the Redevelopment Agency of the City of San Bernardino, a body corporate and
politic (the "Agency") and the City of San Bernardino (the "City') in light of the facts set forth in the
following paragraphs of the Recitals:
RECITALS
The Agency owns the lands situated within the redevelopment project area of the Redevelopment
Project which are referred to herein as the "Site". A legal description of the Site is attached hereto as
Exhibit "A".
The Agency and the Magnolia Highland, L.P., a California limited partnership (the "Developer")
have entered into an agreement affecting the Site entitled "2009 Affordable Senior Citizen Rental Housing
Acquisition, Disposition and Development Agreement", dated as of July 1,2009 (the "2009 DDA"). A
copy of the 2009 DDA is on file with the Agency and is available for inspection as a public record of the
Agency.
NOW THEREFORE THE CITY AND THE AGENCY FOR THEMSELVES AND THEIR
SUCCESSORS AND ASSIGNS DO HEREBY COVENANT AND AGREE AS FOLLOWS:
Section I. (a) As used in this Agreement, the term "Senior Citizen Household" means and
refers to a person or family who is eligible to occupy a dwelling unit on the Site because at the time of such
person's initial occupancy of such dwelling unit, such person is:
(i) 62 years of age or older; and if applicable
10
07-29-09 Meta Housing - DDA
CDC/2009-39
(ii) provided at least one (1) member of the household is (i) 62 years of age or older with such
household limited to two (2) adult individuals, and (ii) a "qualified permanent resident", as this term is
defined in Civil Code Section 51.3(b)(2) with no minor children comprising such household except as
required by Civil Code Section 51.3(b)(3).
(b) As used in this Agreement, the term "Owner" means and refers to the Agency, and to each
successor or assign of the interest of the Agency in the Site, including without limitation the Developer, at
such time as the Developer may acquire the Site from the Agency under the terms of the 2009 DDA.
Section 2. Except during the temporary period oftime of twelve (12) months following the
date of recordation of this Covenant, and the construction of the "Project" as such term is defined in the
2009 DDA, the Owner hereby agrees to reserve and restrict the Site for improvement, use and residential
occupancy, by persons and families who at the time of initial occupancy of a dwelling unit on the Site
continuously and thereafter satisfy the requirements of a Senior Citizen Household. Subject to the Owner
first obtaining the written permission of the City, and such permission shall not be unreasonably
conditioned, delayed or denied by the City, nothing in the preceding sentence of this Section 2 shall be
deemed to prohibit the Owner from reserving up to one (1) of the dwelling units on the Site for occupancy
by on-site residential management employees ofthe Owner, and the household of such on-site residential
management employees of the Owner need not qualifY as a Senior Citizen Household.
Section 3. This Agreement, including without limitations the Senior Citizen Household
occupancy requirements under Section 2 of this Agreement, shall be in effect following the date of its
recordation for a term of ninety-nine (99) years.
Section 4. The Owner and the City hereby declare their specific intent that the covenants,
reservations and restrictions set forth herein are community redevelopment covenants and are part of a plan
for the promotion and preservation of housing reserved for Senior Citizen Households within the territorial
jurisdiction of the Agency and that each shall be deemed covenants running with the land and shall pass to
and be binding upon the Site and each successor-in-interest ofthe Owner in the Site for the term set forth
in Section 3. The Owner hereby expressly assumes the duty and obligation to perform each of the
covenants and to honor each ofthe reservations and restrictions set forth in this Covenant. Each and every
contract, deed or other instrument hereafter executed covering or conveying the Site or any interest therein
shall conclusively be held to have been executed, delivered and accepted subject to such covenants,
reservations, and restrictions, regardless of whether such covenants, reservations and restrictions are set
forth in such contract, deed or other instrument.
Section 5. The City and the Owner hereby declare their understanding and intent that the
burden of the covenants set forth herein touch and concern the land in that the Owner's legal interest in the
Site is affected by the affordable dwelling use and occupancy covenants hereunder. The City and the
Owner hereby further declare their understanding and intent that the benefit of such covenants touch and
concern the land by enhancing and increasing the enjoyment and use of the Site by the intended
beneficiaries of such covenants, reservations and restrictions, and by furthering the Senior Citizen
Household housing goals and objectives of the Agency and in order to make the Site available for
acquisition and redevelopment by the Owner.
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Section 6. (a) The failure of the Owner or any person under its direction or control to
comply with or perform when due any material term, obligation, covenant or condition contained in this
Covenant is a default and shall constitute a material breach of this Agreement and, if not corrected, cured
or remedied in the time period set forth in Section 6(b), shall constitute an "Event of Default" hereunder.
(b) The City shall give written notice of default to the Owner stating that such notice is a
"Notice of Default", specifying the default complained of by the City and requiring the default to be
remedied within thirty (30) days of the date ofthe Notice of Default. Except as required to protect against
further material damage, the Agency may not institute legal proceedings against the Owner until thirty (30)
days after giving notice. Failure or delay in giving notice shall not constitute a waiver of any default, nor
shall it change the time of occurrence of the default. If the default specified in the Notice of Default is
such that it is not reasonably capable of being cured within thirty (30) days, and if the Owner initiates
corrective action within said thirty (30) day period and diligently works to effect a cure as soon as possible,
then the Owner may have such additional time as authorized in writing by the Agency as reasonably
necessary to complete the cure of the breach prior to exercise of any other remedy for the occurrence of an
Event of Default. Such authorization for additional time to cure shall not be unreasonably withheld. Ifthe
Owner fails to take corrective action relating to a default within thirty (30) days following the date of
notice (or to complete the cure within the additional as may be authorized by the City), an Event of Default
shall be deemed to have occurred.
(c) Any failure or delays by the City in asserting any of its rights and remedies as to any default
arising under this Agreement shall not operate as a waiver of any default or of any such rights or remedies.
Delays by the City in asserting any of its rights and remedies shall not deprive the City of its right to
institute and maintain any actions or proceedings which it may deem necessary to protect, assert or enforce
any such rights or remedies.
(d) Upon the occurrence of an Event of Default, the City shall, be entitled to seek any
appropriate remedy or damages by initiating legal proceedings as follows:
(i) by mandamus or other suit, action or proceeding at law or in equity, to require the
Owner to perform its obligations and covenants hereunder, or enjoin any acts or
things which may be unlawful or in violation of the rights of the City; or
(ii) by other action at law or in equity as necessary or convenient to enforce the
obligations, covenants and agreements of the Owner to the City.
(e) The rights and remedies of the City as set forth in this Section 6 are cumulative and the
exercise by the City of one or more of such rights or remedies shall not preclude the exercise by it, at the
same or different times, of any other rights or remedies for the same default or any other default by the
Owner.
(I) In the event oflitigation between the parties arising out of this Agreement, the prevailing
party shall be entitled to recover its reasonable attorneys' fees and other costs and expenses incurred,
including such fees and costs incurred on appeal, in addition to whatever other reliefthe prevailing party
may be entitled to. As used in the preceding sentence, the words "reasonable attorney's fees" in the case of
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the City include the salary and benefits payable to lawyers employed in the Office of the City Attomey of
the City, who provide legal counsel to the City in such litigation as allocated on an hourly basis.
(g) No third party shall have any right or power to enforce any provision of this Agreement on
behalf of the City or to compel the City to enforce any provision of this Agreement against the Owner of
the Site.
Section 7.
This Agreement shall be governed by the laws of the State of California.
Section 8. This Agreement may be amended after its recordation only by a written instrument
executed by the Owner and by the City.
Section 9. Upon the transfer by the Agency ofthe Site to the Developer, the Developer shall
execute and record concurrently with such transfer, an acknowledgment substantially in the form attached
hereto as Exhibit "B" that this Agreement remains in full force and effect and that the Developer acquire
its interest in the Site subject to the terms and conditions of this Agreement.
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IN WITNESS WHEREOF, the Owner and the Agency have caused this Covenant to be signed,
acknowledged and attested on their behalf by du1y authorized representatives in counterpart original copies
which shall upon execution by all of the parties be deemed to be one original document.
AGENCY
Redevelopment Agency of the City of
San Bernardino
By:
By:
Approved As To Form:
By:
Agency Special Counsel
[NOTARY JURAT ATTACHED]
CITY
City of San Bernardino
By:
By:
Approved As To Form:
By:
City Attorney
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EXHIBIT "A"
Legal Description of the Site
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EXHIBIT "B"
ACKNOWLEDGEMENT OF DEVELOPER
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CDC/2009- 39
Attachment No.8
Notice of Agreement
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RECORDING REQUESTED BY:
AND WHEN RECORDED MAIL TO:
Redevelopment Agency of the City of San Bernardino
201 North "E" Street
Suite301
San Bernardino, California 9240 I
Attn: Executive Director
(Space Above Line For Use By Recorder)
NOTICE OF AGREEMENT
REDEVELOPMENT AGENCY OF THE
CITY OF SAN BERNARDINO
(2009 Affordable Senior Citizen Rental Housing Acquisition, Disposition
and Development Agreement: Meta Housing Corporation
and Magnolia Higbland, L.P.)
TO ALL INTERESTED PERSONS:
PLEASE TAKE NOTICE:
Magnolia HigWand, L.P., a California limited partnership (the "Developer") and the
Redevelopment Agency for the City of San Bernardino, a public body corporate and politic (the
"Agency") have entered into a community redevelopment agreement entitled: "2009 Affordable
Senior Citizen Rental Housing Acquisition, Disposition and Development Agreement: Meta
Housing and Magnolia HigWand, L.P.", dated as of June 1,2009 (the "2009 DDA").
PLEASE TAKE FURTHER NOTICE that the 2009 DDA affects the real property
situated in the redevelopment project area of the Northwest Redevelopment Project, as described
in the 2009 DDA, as the "Site":
The Site is more particularly described as:
Parcel I of Parcel Map No. 19200, Book _,
Page _ of Parcel Maps, Office of the Recorder
San Bernardino, County
I
050_030.019
2-29-08
CDC/2009-39
Interested persons may inspect the 2009 DDA as a public record of the Agency during
the regular business hours of the Agency. The Agency may be contacted as follows:
Redevelopment Agency of the City of San Bernardino
201 North "E" Street
Suite 301
San Bernardino, California 9240 I
Attn: Executive Director
(909) 663-1044
The 2009 DDA contains affordable senior citizen rental housing development, occupancy
and affordable rental rate covenants of the Developer in favor of the Agency which touch and
concern the Site and which run with the land for a term of years as provided in the 2009 DDA as
affordable housing community redevelopment covenants. For additional and more specific
information regarding these affordable rental rate covenants affecting the Site, interested persons
are urged to contact the Agency.
The recordation of this Notice of Agreement is authorized under Health and Safety Code
Section 33336.
This Notice of Agreement may be executed by the parties in counterparts and when each
such counterpart is executed each such counterpart shall be deemed to be one original document.
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050,030.019
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IN WIlNESS WHEREOF, the undersigned have executed this Notice of Agreement on
the dates indicated next to each of their signatures as appear below.
AGENCY
Redevelopment Agency of the City of San
Bernardino
By:
Chair of the Community Development
Commission of the City of San Bernardino,
its governing board
Date:
By:
Date:
Executive Director
Approved As To Form:
Agency Counsel
DEVELOPER
Executed this _ day of
,200
Magnolia Highland, L.P., a California limited
partnership
By: Magnolia HigWand, LLC, a California
limited liability company
Its: Administrative General Partner
By:
John M. Huskey
Manager
3
050.030.019
2-29-08
Approved As To Form:
Legal Counsel for Developer
050,030.019
2-29-08
CDC/2009-39
By:
Western Community
California non-profit
Corporation
Housing,
public
Its: Managing General Partner
By:
By:
Inc., a
benefit
Graham Espley-Jones
President
Leanne Truofreh
Secretary
4
CDC/2009-39
Attachment No.9
Agency Regulatory Agreement
RECORDING REQUESTED BY
AND WHEN RECORDED MAIL TO:
Redevelopment Agency of the City of San Bernardino
201 North "E" Street, Suite 301
San Bernardino, California 92401
Attn: Executive Director
(Space Above Line Reserved For Use By
Recorder)
(Exempt from Recording Fees Per Gov!. Code
Sec. 6103)
[EDITOR'S NOTE: THE TEXT OF THIS REGULA TORY AGREEMENT IS PRESENTED IN
DRAFT FORM AS PART OF ATTACHMENT NO.9 TO THE 2009 ACQUISITION,
DISPOSITION AND DEVELOPMENT AGREEMENT. THE FINAL FORM OF THIS
REGULATORY AGREEMENT SHALL BE SUBJECT TO THE JOINT REVIEW AND
APPROVAL BY THE PARTIES OF THE SPECIFIC TERMS ON WHICH THE AFFORDABLE
RENTAL HOUSING DEVELOPMENT PROJECT RESERVED FOR OCCUPANCY BY SENIOR
CITIZEN HOUSEHOLDS, MAY BE UNDERTAKEN BY (MAGNOLIA HIGHLAND, L.P.) THE
DEVELOPER, AS PART OF THE PROJECT. THE FINAL TEXT OF THE REGULATORY
AGREEMENT IS ALSO SUBJECT TO THE APPROVAL BY THE PARTIES OF THE
CONDITIONS OF THE STATE TCAC REGULATORY AGREEMENT FOR THE PROJECT.]
REDEVELOPMENT AGENCY FOR THE CITY OF SAN BERNARDINO
REGULATORY AGREEMENT AND COVENANTS
(Magnolia Highland, L.P. Affordable Senior Citizen Housing Project)
THIS REDEVELOPMENT AGENCY OF THE CITY OF SAN BERNARDINO REGULATORY
AGREEMENT AND COVENANTS (the "Agency Regulatory Agreement") is dated as of
,2010, by and between the REDEVELOPMENT AGENCY OF THE CITY OF SAN
BERNARDINO, a public body corporate and politic (the "Agency") and Magnolia Highland, L.P., a
California limited partnership (the "Developer") with reference to the facts set forth in the following
Recitals.
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-- RECITALS --
A. A legal description of the Site (as hereinafter defined) is attached hereto as Exhibit "A" and
incorporated herein by this reference.
B. The Agency and the Developer have entered into that certain agreement entitled "2009
Acquisition, Disposition and Development Agreement (Meta Housing Corporation and Magnolia Highland
L.P.)", dated as of June 1,2009, (the "2009 DDA") pursuant to which the Agency shall provide certain
affordable rental housing development assistance in support of the affordable senior citizen rental housing
development project constructed as part ofthe "Project", as the item is defined by the 2009 DDA, subject
to certain conditions, including the terms and conditions of this Agency Regulatory Agreement.
C. The terms of the 2009 DDA require that certain covenants and affordability restrictions
remain in full force and effect on the Site for a term of at least sixty (60) years following the date of
recordation ofthis Agency Regulatory Agreement (the 'Term") in order to ensure that:
(i) the units in the Project (as hereinafter defined) (exclusive of the on-site manager(s)'
unites)), shall at all times be occupied or reserved for occupancy by elderly persons who have a
household income which is not more than eighty percent (80%) of median income, adjusted for
family size, as determined by HUD for the San Bernardino - Riverside statistical metropolitan
area ("Median Income"); and
(ii) each elderly person, or elderly person household which qualifies for occupancy in the
Project (each a "Qualifying Resident") shall pay no more as rent than an "Affordable Rent" as
defined below.
NOW, THEREFORE, IN CONSIDERATION OF THE MUTUAL COVENANTS AND
UNDERTAKINGS SET FORTH HEREIN AND FOR SUCH OTHER GOOD AND VALUABLE
CONSIDERATION, THE RECEIPT AND SUFFICIENCY OF WHICH IS HEREBY
ACKNOWLEDGED, THE DEVELOPER AND THE AGENCY DO HEREBY COVENANT AND
AGREE FOR THEMSELVES, THEIR SUCCESSORS AND ASSIGNS, AS FOLLOWS:
Section I.
Definitions of Certain Terms and Phrases.
As used in this Agency Regulatory Agreement, the following words and terms shall have the
meaning as provided in the Recitals or in this Section 1, unless the specific context of usage of a particular
word or term may otherwise require:
. Affordable Rent. The term "Affordable Rent" means for the total number of units in
the Project reserved for occupancy by Qualifying Residents whose annual household
income may not exceed the annual income for a "lower income household" as defined in
Health and Safety Code Section 50079.5, total charges for rent, utilities and related
services, on an annual basis, shall not exceed eighty percent (80%) of Median Income,
adjusted for family size, and in the case of the total number of units in the Project reserved
for occupancy by Qualifying Residents whose annual household income may not exceed
the annual income for a "very low income household" as defined in Health and Safety
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Code Section 50079.5, total charges for rent, utilities and related services, on annual basis,
shall not exceed fifty percent (50%) of Median Income, adjusted for family size.
. Agency Subordination Agreement for Project Financing. The words "Agency
Subordination Agreement for Project Financing" mean and referto the form of the separate
loan subordination agreements by and between the Developer and the Agency in favor of a
lender who provides development financing for the Project, as set forth in this Agency
Regulatory Agreement. The first such Agency Subordination Agreement for Project
Financing shall be in favor of the Construction Lender and the Construction Loan, and the
second shall be in favor of the Permanent Lender and the Permanent Loan. The Agency
Subordination Agreement for Project Financing with respect to the Construction Loan
and/or Permanent Loan may be in the form of an intercreditor agreement among the
Agency and other holders of security interests in the Project if the Developer obtains a
Construction Loan or Permanent Loan, as applicable, from multiple lending sources, such
as a portion of such construction financing from a conventional lender and a portion from
an instrumentality of the State of California, including, without limitation, the California
Housing Finance Agency. Each such Agency Subordination Agreement for Project
Financing shall be subject to the terms and conditions of this Agency Regulatory
Agreement.
. City. The term "City" means and refers to the City of San Bernardino, California.
. Construction Lender. The term "Construction Lender" means and refers to the entity or
entities providing the Construction Loan to the Developer.
. Construction Loan. The term "Construction Loan" means and refers to the loan (or
collectively loans from multiple sources, including instrumentalities of the State of
California) which the Developer shall hereafter obtain in an approximate principal amount
as provided in the 2009 DDA, in order to provide for the construction and improvement of
the Project. The Construction Loan may be derived from one or more sources of financing
obtained by the Developer, including, from the proceeds of a construction loan or grant of
construction funding originated to the Developer by an instrumentality of the State of
California, from the proceeds of a construction loan provided by a state or federally
regulated third-party lending institution, or from a combination of these funding sources.
. Construction Loan Documents. The term "Construction Loan Documents" shall have the
same meaning as set forth in the 2009 DDA.
. Hazardous Substances. The term "Hazardous Substances" shall have the same meaning as
set forth in the 2009 DDA.
. Median Income. The words "Median Income" mean median income as determined by the
United States Department of Housing and Urban Development for the San Bernardino-
Riverside Metropolitan Area.
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. Permanent Loan. The words "Permanent Loan" shall have the same meaning as set forth in
the 2009 DDA.
. Permanent Loan Documents. The words "Permanent Loan Documents" shall have the
same meaning as set forth in the 2009 DDA.
. Project. The term "Project" shall mean all of the work of investigation, design,
construction, improvement, modification, and financing necessary for the Developer to
acquire the Site and construct and place in service thereon (or on a portion of the Site) the
affordable senior citizen rental housing project consisting of seventy nine (79) rental units
reserved for occupancy by Qualifying Tenants and one (I) unit for occupancy by on-site
management personnel. The Project also includes all related landscaping, driveways,
utilities, and any improvements which may be required by the City on the Site or within the
public rights-of-way adjacent to the Site. The functional elements of the Project are more
particularly described in the Scope of Development and Site Improvement Plan attached as
Exhibit "B" to this Agency Regulatory Agreement.
. Qualifying Resident. The words "Qualifying Resident" mean the tenant of any unit within
the Project (other than the single on-site manager's unit) who shall be at least sixty two (62)
years of age and who shall have an income that does not exceed the Qualifying Resident
Income, as provided in this Agency Regulatory Agreement. If either the Construction
Loan Documents or, later, the Permanent Loan Documents do not have a definition of
Qualifying Tenant that supercedes the definition set forth in this Regulatory Agreement,
then during the Term ofthis Regulatory Agreement, the words "QualifYing Resident" mean
the senior citizen household of any unit within the Project which shall be composed of at
least one (I) member who is sixty two (62) years of age and whose other members, if any,
satisfY the provisions of California Civil Code Section 51.3, and whose combined
household income does not exceed Qualifying Resident Income.
. Qualifying Resident Income. The words "QualifYing Resident Income" mean in the case of
Qualifying Residents who shall unit in the Project, a household income which is not more
than eighty percent (80%) of Median Income, adjusted for family size; and
. Site. The term "Site" shall have the same meaning as set forth in the 2009 DDA.
. State TCAC Regulatory Agreement. The words "State TCAC Regulatory Agreement"
shall have the same meaning as set forth in the 2009 DDA.
. Term. The word "Term" means the period oftime beginning on the date ofthe recordation
of this Agency Regulatory Agreement and ending on the sixtieth (60th) anniversary
thereafter.
The titles and headings of the sections of this Agency Regulatory Agreement have been inserted for
convenience of reference only and are not to be considered a part hereof and shall not in any way modify
or restrict the meaning of any of the terms or provisions hereof.
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Section 2.
Agency.
Acknowledgment of the Developer and Acknowledgment of Subordination of the
(a) The Developer hereby acknowledges that this Agency Regulatory Agreement imposes
certain restrictions on the use and occupancy of the Project and the Site during the Term of this Agency
Regulatory Agreement. The Developer acknowledges and understands that the restrictions shall be
applicable to the Project and the Site for the Term hereof, commencing on the date of recordation of this
Agency Regulatory Agreement.
Initials of Developer
(b) Concurrently upon the execution and recordation of this Agency Regulatory Agreement the
Developer shall obtain certain purchase money mortgage financing for the improvement of the Site from
(as the Construction Lender), subject to the provisions of the 2009 DDA. The
Developer has provided the Agency with a true and correct copy of the Construction Loan Documents.
As a condition to providing its mortgage loan to the Developer the Construction Lender requires
the Agency to agree that the provisions of this Agency Regulatory Agreement shall be junior and
subordinate to the security interest of the Construction Lender in the Site securing repayment of the
Construction Loan.
The Agency hereby acknowledges and agrees that the provisions of this Agency Regulatory
Agreement are subordinate and junior to the security interest of the Construction Lender in the Site
securing repayment of the Construction Loan.
Section 3. Covenant of Developer to Rent to Qualifving Tenants: Covenant of Developer to
Charge Affordable Rent: Covenant of Developer Regarding Maintenance ofProiect Operating Business
Records.
(a) Except during the "Temporary Period" as described in subsection (t), below, during the
Term, the Developer covenants that all of the dwelling units in the Project (exclusive of the on-site
manager(s)' unit(s)) shall at all times be occupied or held vacant available for rental by Qualifying
Tenants.
Determination of Qualifying Tenant Income shall be made by the Developer at the time of initial
occupancy of a dwelling unit and, upon each renewal of a Qualifying Tenant's lease, recertification of
Qualifying Tenant Income shall be made by the Developer. The Developer shall obtain, prior to initial
occupancy, and, thereafter, maintain on file, income certifications from each Qualifying Tenant renting any
of the dwelling units in the Project. The Developer shall make a good faith effort to verify that the income
information provided by an applicant (or occupying Qualifying Tenant household) in an income
certification is accurate by taking one or more of the following steps as a part ofthe verification process:
(I) obtain an income tax return for the most recent tax year; (2) conduct a credit reporting agency or
similar search; (3) obtain an income verification form from the applicant's current employer: (4) obtain an
income verification form from the United States Social Security Administration and/or the California
Department of Social Services, if the applicant receives assistance from either of such agencies; or (5) if
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the applicant is unemployed and has no such tax return, obtain another form of independent verification of
income. All such verification information shall only be obtained by Developer after obtaining the
applicants/QualifYing Tenant's written consent for the release of such information to the Developer. On
the anniversary of the occupancy of each such dwelling unit the Developer shall recertifY the household
income of the Qualifying Tenant household occupying the dwelling unit. Copies of tenant income
certifications shall be made available by the Developer to the Agency upon request. For purposes of this
Section 3(a), the Developer may conclusively rely upon the evidence of the age of the occupant(s) of the
unit as presented in a valid California Driver's License, other form of identification issued by the State of
California or the United States government, which includes a date of birth.
(b) Except during the Temporary Period, the Developer covenants that it shall not charge in
excess of Affordable Rent for any dwelling unit in the Project. The Developer may increase rents based on
changes in Median Income only and no more than once in any twelve-month period.
(c) Except during the Temporary Period, business records for the Project shall be established
and maintained by the Developer relating to the use and occupancy of the Site and the Project for
affordable elderly person rental housing use purposes, as authorized herein. The Developer shall be
responsible for establishing and maintaining such records during the Term of this Agency Regulatory
Agreement, and the Developer shall provide the Agency with copies of such records within thirty (30) days
of written request by the Agency.
(d) Except during the Temporary Period, the Developer and all Qualifying Tenants shall permit
the Agency to conduct inspections of the Site and the Project from time-to-time for purposes of verifying
compliance with this Agency Regulatory Agreement, upon thirty (30) days prior written notice to the
Developer.
( e) Commencing on the June 30 following the fifth (5th) anniversary of the date of recordation
of this Agency Regulatory Agreement or on the June 30 following the date on which 25% ofthe dwelling
units in the Project are placed in service as rental housing units, whichever date may first occur, and on
each June 30 thereafter during the Term, the Developer shall submit a report to the Agency, in a form
approved by the Agency (the "Annual Report"). The Annual Report shall include for each dwelling unit in
the Project, the rent, income and family size of the QualifYing Tenant household occupying the dwelling
unit. The Annual Report shall also state the date the tenancy commenced for each dwelling unit and such
other information as the Agency may be required by law to obtain; provided, however, that the Agency
shall take reasonable steps to maintain the confidential nature ofthe information contained in any Annual
Report specifically relating to any dwelling unit. The Developer shall provide any additional information
reasonably requested by the Agency, including without limitation Project-related income and expense
accounting information. The Agency shall have the right to examine and make copies of all books, records
or other documents of Developer which pertain to any dwelling unit; provided, however, that the Agency
shall take reasonable steps to maintain the confidential nature of such information. The Developer shall
maintain complete, accurate and current records pertaining to the dwelling units, the Site and the Project,
and shall permit any duly authorized representative of the Agency (during business hours and upon prior
notice as provided herein) to inspect such records, including records pertaining to income and household
size of QualifYing Tenants; provided, however, that the Agency shall take reasonable steps to maintain the
confidential nature of information relating to any specific household.
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(f) The "Temporary Period" shall commence on the date of recordation of this Regulatory
Agreement and continue until the end of the twelfth (12th) calendar month following the recordation of
this Agency Regulatory Agreement.
Section 4.
Proiect.
Covenant of the Developer With Respect to the Rental of Dwelling Units in the
The Developer for itself, its successors and assigns hereby covenants and agrees that, in connection
with the rental of units in the Project to Qualifying Tenants during the Term, it shall comply with the
following requirements:
(1) The lease between the Developer and the Qualifying Tenant shall be for not less than one
year, unless by mutual agreement between the Developer and the Qualifying Tenant, but in such a case for
not less than six (6) months, as required by applicable provisions of the Internal Revenue Code.
(2) The lease shall not contain any of the following provisions:
(i) an agreement by the QualifYing Tenant to be sued, to admit guilt or to entry ofajudgment
in favor of the Developer in a lawsuit brought in connection with the lease;
(ii) an agreement by the QualifYing Tenant that the Developer may take, hold or sell personal
property of household members, without notice to the Qualifying Tenant and a court decision on the rights
of the parties, other than an agreement by the tenant concerning disposition of personal property remaining
in the housing unit, after the Qualifying Tenant has moved out of the dwelling unit;
(iii) an agreement by the QualifYing Tenant not to hold the Developer or its agents legally
responsible for any action or failure to act, whether intentional or negligent;
(iv) an agreement by the Qualifying Tenant that the Developer may institute a lawsuit without
notice to the Qualifying Tenant;
(v) an agreement by the QualifYing Tenant that the Developer may evict the QualifYing Tenant
without instituting a civil court proceeding in which the Qualifying Tenant has the opportunity to present a
defense, or before a court decision on the rights ofthe parties;
(vi) an agreement by the Qualifying Tenant to waive any right to a trial by jury;
(vii) an agreement by the QualifYing Tenant to waive the Qualifying Tenant's right to appeal, or
to otherwise challenge a court decision in connection with the lease;
(viii) an agreement by the QualifYing Tenant to pay attorney's fees or other legal costs, even if
the Qualifying Tenant wins in a court proceeding by the Developer against the Qualifying Tenant;
provided, however, the Qualifying Tenant may be obligated to pay costs, if the tenant loses such a legal
action.
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(3) The Developer shall not terminate the tenancy or refuse to renew the lease of a Qualifying
Tenant, except for serious or repeated violations of the terms and conditions of the lease; for violation of
applicable Federal, State, or local law; or for other good cause. The Developer shall, in connection with a
termination of a tenancy or a refusal to renew a lease, serve written notice upon the Qualifying Tenant
specifying the grounds for the action, at least thirty (30) days before the termination of the tenancy.
(4) The Developer shall adopt written tenant selection policies and criteria that:
(i) are consistent with the purpose of providing housing for individuals who are at least sixty
two (62) years of age and have an income that is no more than the Qualifying Tenant Income;
(ii) are reasonably related to program eligibility and the applicants' ability to perform the
obligations of the lease;
(iii) give reasonable consideration to the housing needs of individuals who: occupy substandard
housing; individuals that are paying more than fifty (50) percent of their annual income for rent; or
individuals that are involuntarily displaced;
(iv) provide for the selection of tenants from a written waiting list in the chronological order of
their application, insofar as is practicable; and
(v) give prompt written notification to any rejected applicant of the grounds for rejection.
(5) All of the dwelling units in the Project shall be available for occupancy on a continuous
basis to Qualifying Tenants. The Developer shall not give preference to any particular class or group of
persons in renting the dwelling units. There shall be no discrimination against or segregation of any person
or group of persons, on account of race, color, creed, religion, sex, sexual orientation, age, marital status,
national origin, or ancestry in the leasing, subleasing, transferring, use, occupancy, tenure, or enjoyment of
any dwelling unit. Neither the Developer nor any person claiming under or through the Developer, shall
establish or permit any such practice or practices of discrimination or segregation with reference to the
selection, location, number, use, or occupancy, of tenants, lessees, sublessees, subtenants, or vendees of
any dwelling unit or in connection with the employment of persons for the operation and management of
any dwelling unit, the Project or the Site. All deeds, leases or contracts made or entered into by Developer
as to the dwelling units, the Project or the Site or any portion thereof, shall contain covenants prohibiting
discrimination, as prescribed by this Agency Regulatory Agreement. The Developer shall include a
statement in all advertisements, notices and signs for the availability of dwelling units for rent to the effect
that owner is an Equal Housing Opportunity Provider.
Section 5.
Development and Management of the Proiect.
(a) The Developer hereby reaffirms its covenant and agreement, as set forth in the 2009 DDA
to undertake, and thereafter, diligently complete the development of the Project on the Site in accordance
with the Budget DevelopmentJScope of Work attached hereto as Exhibit "B" (the "Scope of
Development"), within the period of time set forth under the Schedule of Performance attached hereto as
Exhibit "C".
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(b) The Agency shall have no responsibility for the management or operation of the Project or
the Site. The Developer shall be responsible for management of the Project, including, without limitation,
the selection of Qualifying Tenants, certification and recertification of household size, and income and the
age of the head of household of all units, evictions, collection of rents and deposits, maintenance,
landscaping, routine and extraordinary repairs, replacement of capital items, and security. The Project
shall at all times be managed by an experienced management agent (the "Management Agent") reasonably
acceptable to the Agency, with demonstrated ability to operate senior citizen residential rental facilities
similar to the Project in a manner that will provide decent, safe, and sanitary housing. For the purposes
hereof, ifthe Developer directly performs the functions ofthe Management Agent by its employees or by
means of a service contract with an entity which is a partner in the Developer, such a Management Agent
shall be deemed approved by the Agency. If the Management Agent is an entity or person other than the
Developer, its employees a partner in the Developer or an entity owned or controlled by the Developer, the
Developer shall submit for the Agency's approval the identity of any proposed Management Agent,
together with additional information relevant to the background, experience and financial condition of any
proposed Management Agent, as reasonably requested by the Agency. If the proposed Management Agent
meets the standard for a qualified Management Agent set forth above, the Agency shall approve the
proposed Management Agent by notifying the Developer in writing within thirty (30) days following the
written request of the Developer for such approval. Unless the proposed Management Agent is
disapproved by the Agency within thirty (30) days, which disapproval shall state with reasonable
specificity the basis for disapproval, it shall be deemed approved. Western Seniors Housing, Inc., is
hereby approved by the Agency as the Management Agent for the Project. Any Management Agent
approved by the Permanent Lender during the term of the Permanent Loan Documents or by State TCAC
shall be deemed approved by the Agency.
(c) The Developer shall cause to be in full force and effect during the Term hereof insurance
coverage, as follows:
(i) If any building or improvements on the Site shall be damaged or destroyed by an
insurable cause, the Developer shall, at its own cost and expense, diligently repair or restore the Project to
the conditions existing immediately prior to the damage or destruction. Such work or repair shall be
commenced within One Hundred Twenty (120) days after the damage or loss occurs and shall be
completed within one year thereafter. All insurance proceeds collected for such damage or destruction
shall be applied to the cost of such repairs or restoration and, if such insurance proceeds shall be
insufficient for such purpose, the Developer shall make up the deficiency; and
(ii) a policy of comprehensive general liability insurance written on a per occurrence
basis in an amount not less than either (i) a combined single limit of TWO MILLION DOLLARS
($2,000,000.00) or (ii) bodily injury limits of ONE MILLION DOLLARS ($1,000,000.00) per person,
TWO MILLION DOLLARS ($2,000,000.00) per occurrence, ONE MILLION DOLLARS ($1,000,000.00)
products and completed operations.
(iii) a policy of workers' compensation insurance in such amount as will fully comply
with the laws of the State of California and which shall indemnity, insure and provide legal defense for the
Developer against any loss, claim or damage arising from any injuries or occupational diseases occurring
to any worker employed by or any persons retained by the Developer in the course of carrying out the
activities in this Agency Regulatory Agreement.
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(iv) a policy of comprehensive automobile liability insurance written on a per occurrence
basis in an amount not less than either (i) bodily injury liability limits of FIVE HUNDRED THOUSAND
DOLLARS ($500,000.00) per person and ONE MILLION DOLLARS ($1,000,000.00) per occurrence and
(ii) property damage liability limits of TWO HUNDRED THOUSAND DOLLARS ($200,000.00) per
occurrence and FIVE HUNDRED THOUSAND DOLLARS ($500,000.00) in the aggregate. Said policy
shall include coverage for owned, non-owned, leased and hired vehicles.
All of the above policies of insurance shall be primary insurance and shall name the City of San
Bernardino and the Agency, and their officers, employees, and agents as additional insureds. The insurer
shall waive all rights of subrogation and contribution it may have against the City of San Bernardino
and/or the Agency and their officers, employees and agents and their respective insurers. All of said
policies of insurance shall provide that said insurance may not be amended or canceled without providing
thirty (30) days prior written notice by registered mail to Agency. In the event any of said policies of
insurance are canceled, the Developer shall, prior to the cancellation date, submit new evidence of
insurance in conformance with this Section to the Executive Director. No operation of the Project shall
commence until the Developer has provided Agency with certificates of insurance or appropriate insurance
binders evidencing the above insurance coverages, and said certificates of insurance or binders are
approved by Agency.
The policies of insurance required by this Agreement shall be satisfactory only if issued by
companies qualified to do business in California, rated at least "A(vii)" or better in the most recent edition
of Bests Insurance Rating Guide or an equivalent rating in The Key Rating Guide or in the Federal
Register unless such requirements are modified or waived by the Executive Director ofthe Agency due to
unique circumstances.
Compliance by the Developer with the insurance requirements of the Construction Loan
Documents, the Permanent Loan Documents and/or the State TCAC Regulatory Agreement shall be
deemed to meet the foregoing requirements during the applicable periods of time when those agreements
are in effect so long as the Agency, City and their officers, employees, and agents as additional insureds on
all said policies as evidenced by certificates of insurance issued to the City and the Agency.
The Developer agrees that the provisions ofthis Section shall not be construed as limiting in any
way the extent to which the Developer may be held responsible for the payment of damages to any persons
or property resulting from the Developer's activities or the activities of any person or persons for which the
Developer is otherwise responsible.
Section 6.
Maintenance of the Proiect.
The Developer, for itself, its successors and assigns, hereby covenants and agrees that:
(I) The exterior areas of the Project which are subject to public view (e.g.: all improvements,
paving, walkways, landscaping, and ornamentation) shall be maintained in good repair and a neat, clean
and orderly condition, ordinary wear and tear excepted. In the event that at any time during the Term,
there is an occurrence of an adverse condition on any area ofthe Project which is subject to public view in
contravention of the general maintenance standard described above, (a "Maintenance Deficiency") then the
Agency shall notifY the Developer in writing of the Maintenance Deficiency and give the Developer thirty
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(30) days from the date of such notice to cure the Maintenance Deficiency as identified in the notice. The
words "Maintenance Deficiency" include without limitation the following inadequate or non-confirming
property maintenance conditions and/or breaches of residential property use restrictions:
failure to properly maintain the windows, structural elements, and painted exterior surface areas of
the dwelling units in a clean and presentable manner;
failure to keep the common areas ofthe Project free of accumulated debris, appliances, inoperable
motor vehicles or motor vehicle parts, or free of storage oflumber, building materials or equipment
not regularly in use on the property;
failure to regularly maintain, replace and renew the landscaping in a reasonable condition free of
weed and debris;
parking of any tentative-owned commercial motor vehicle in excess of7,000 pounds gross weight
anywhere on the Project;
the use of garage areas on the Project for purposes other than the parking of motor vehicles and the
storage of personal possessions and mechanical equipment of persons residing in the Project.
In the event the Developer fails to cure or commence to cure the Maintenance Deficiency within
the time allowed, the Agency may thereafter conduct a public hearing following transmittal of written
notice thereof to the Developer ten (10) days prior to the scheduled date of such public hearing in order to
verify whether a Maintenance Deficiency exists and whether the Developer has failed to comply with the
provision of this Section 6(1). If, upon the conclusion of a public hearing, the Agency makes a finding that
a Maintenance Deficiency exists and that there appears to be non-compliance with the general maintenance
standard, as described above, thereafter the Agency shall have the right to enter the Project (exterior areas
only) and perform all acts necessary to cure the Maintenance Deficiency, or to take other action at law or
equity the Agency may then have to accomplish the abatement of the Maintenance Deficiency. Any sum
expended by the Agency for the abatement of a Maintenance Deficiency as authorized by this Section 6(1)
shall become a lien on the Project. If the amount of the lien is not paid within thirty (30) days after written
demand for payment by the Agency to the Developer, the Agency shall have the right to enforce the lien in
the manner as provided in Section 6(3).
(2) Graffiti which is visible from any public right-of-way which is adjacent or contiguous to the
Project shall be removed by the Developer from any exterior surface of a structure or improvement on the
Project by either painting over the evidence of such vandalism with a paint which has been color-matched
to the surface on which the paint is applied, or graffiti may be removed with solvents, detergents or water
as appropriate. In the event that graffiti is placed on the Project (exterior areas only) and such graffiti is
visible from an adjacent or contiguous public right-of-way and thereafter such graffiti is not removed
within 72 hours following the time of its application; then in such event and without notice to the
Developer, the Agency shall have the right to enter the Project and remove the graffiti. Notwithstanding
any provision of Section 6(1) to the contrary, any sum expended by the Agency for the removal of graffiti
from the Project as authorized by this Section 6(2) shall become a lien on the Project. If the amount ofthe
lien is not paid within thirty (30) days after written demand for payment by the Agency to the Developer,
the Agency shall have the right to enforce its lien in the manner as provided in Section 6(3).
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(3) Subject to lbe lien oflbe Senior Lender, lbe parties hereto further mutually understand and
agree that the rights conferred upon the Agency under this Section 6 expressly include lbe power to
establish and enforce a lien or other encumbrance against the Property in the manner provided under Civil
Code Sections 2924, 2924b and 2924c in the amount as reasonably necessary to restore lbe Project to lbe
maintenance standard required under Section 6(1) or Section 6(2), including attorneys fees and costs of the
Agency associated wilb the abatement of the Maintenance Deficiency or removal of graffiti and the
collection of the costs ofthe Agency in connection with such action. In any legal proceeding for enforcing
such a lien against the Project, the prevailing path shall be entitled to recover its attorneys' fees and costs of
suit. The provisions of this Section 6 shall be a covenant running with lbe land for the Term and shall be
enforceable by the Agency in its discretion, cumulative wilb any other rights or powers granted by lbe
Agency under applicable law. Nothing in the foregoing provisions of this Section 6 shall be deemed to
preclude the Developer from making any alterations, additions, or olber changes to any structure or
improvement or landscaping on lbe Project, provided that such changes comply with the zoning and
development regulations of the City and other applicable law.
Section 7.
Affordable Rent Levels for Dwelling Units.
(a) The Developer shall establish and maintain rental levels for the dwelling units in lbe Project
at the following annual rental rates:
(i) for at least thirty nine (39) dwelling units, lbe annual rental rate at the time of initial
occupancy of the Qualifying Resident household shall not exceed an Affordable
Rent for a very low income household adjusted for family size; and
(Ii) for not more lban forty (40) dwelling units, the annual rental rate at the time of
initial occupancy of the Qualified Resident household shall not exceed an
Affordable Rent for a lower income household, adjusted for family size.
(b) During the time when lbe State TCAC Regulatory Agreement is in effect, the Developer
shall establish and maintain rental levels for the dwelling units in the Project at annual rental rates which
do not exceed an amount an annual rent for the dwelling units which exceed an Affordable Rental for such
dwelling units as mandated by the State TCAC Regulatory Agreement. In lbe event of any conflict
between lbe Affordable Rent amount as may be charged by the Developer under the State TCAC
Regulatory Agreement and the Affordable Rent amount as may be charged by the Developer under Section
7(a) of this Agency Regulatory Agreement, the provisions of the State TCAC Regulatory Agreement shall
prevail.
Section 8.
Covenants to Run With the Land.
The Developer and lbe Agency hereby declare their specific intent that the covenants, reservations
and restrictions set forth herein are part of a plan for the promotion and preservation of affordable housing
for senior citizen households within the territorial jurisdiction of the Agency and that each shall be deemed
covenants running with lbe land and shall pass to and be binding upon the Site and each successor-in-
interest of the Developer in the Site for the Term. The Developer hereby expressly assumes lbe duty and
obligation to perform each of the covenants and to honor each of the reservations and restrictions set forth
in this Agency Regulatory Agreement. Each and every contract, deed or other instrument hereafter
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executed covering or conveying the Site or any interest therein shall conclusively be held to have been
executed, delivered and accepted subject to such covenants, reservations, and restrictions, regardless of
whether such covenants, reservations and restrictions are set forth in such contract, deed or other
instrument.
Section 9.
Burden and Benefit.
The Agency and the Developer hereby declare their understanding and intent that the burden of the
covenants set forth herein touch and concern the land in that the Developer's legal interest in the Site is
affected by the affordable dwelling use and occupancy covenants hereunder. The Agency and the
Developer hereby further declare their understanding and intent that the benefit of such covenants touch
and concern the land by enhancing and increasing the enjoyment and use of the Site by the intended
beneficiaries of such covenants, reservations and restrictions, and by furthering the affordable housing
goals and objectives of the Agency and in order to make the Site available for acquisition by the
Developer.
Section 10. Term.
(a) The provisions ofthis Agency Regulatory Agreement shall apply to the Site for a term of
sixty (60) years following the date of recordation of this Agency Regulatory Agreement.
(b) Any provision or section of this Agency Regulatory Agreement may be terminated upon
written agreement by the Agency and the Developer if the Agency in its reasonable discretion determines
that such a termination will not adversely affect the affordable housing goals of the Agency.
Section II. DEFAULTS.
11.1 Events of Default. The occurrence of any of the following is a default and shall constitute a
material breach of this Agency Regulatory Agreement and, if not corrected, cured or remedied in the time
period set forth in Section 11.2, shall constitute an "Event of Default" hereunder;
(I) an uncured breach or default by the Developer under the 2009 DDA;
(2) failure of the Developer or any person under its direction or control to comply with
or perform when due any material term, obligation, covenant or condition contained in this Agency
Regulatory Agreement;
(3) any warranty, representation or statement made or furnished to the Agency by the
Developer under this Agency Regulatory Agreement or the 2009 DDA is false or misleading in any
material respect either now or at the time made or furnished;
(4) the dissolution or termination of the existence of the Developer as an ongoing
business, insolvency, appoint of a receiver for any part of the property of the Developer, anyassigmnent
for the benefit of creditors, any type of creditor workout or the commencement of any proceeding under
any bankruptcy or insolvency laws by or against the Developer.
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11.2 Notice of Default. The Agency shall give written notice of default to the Developer in
accordance with Section 17, stating that such notice is a "Notice of Default", specifying the default
complained of by the Agency and requiring the default to be remedied within thirty (30) days of the date of
the Notice of Default. Except as required to protect against further material damage, the Agency may not
institute legal proceedings against the Developer until thirty (30) days after giving notice. Failure or delay
in giving notice shall not constitute a waiver of any default, nor shall it change the time of occurrence of
the default.
If the default specified in the Notice of Default is such that it is not reasonably capable of being
cured within thirty (30) days, and if the Developer initiates corrective action within said thirty (30) day
period and diligently works to effect a cure as soon as possible, then the Developer may have such
additional time as authorized in writing by the Agency as reasonably necessary to complete the cure of the
breach prior to exercise of any other remedy for the occurrence of an Event of Default. Such authorization
for additional time to cure shall not be unreasonably withheld. If the Developer fails to take corrective
action relating to a default within thirty (30) days following the date of notice (or to complete the cure
within the additional as may be authorized by the Agency), an Event of Default shall be deemed to have
occurred.
11.3 Inaction Not a Waiver of Default. Any failure or delays by the Agency in asserting any of
its rights and remedies as to any default shall not operate as a waiver of any default or of any such rights or
remedies. Delays by the Agency in asserting any of its rights and remedies shall not deprive the Agency of
its right to institute and maintain any actions or proceedings which it may deem necessary to protect, assert
or enforce any such rights or remedies.
11.4 Remedies. Upon the occurrence of an Event of Default, the Agency shall, in addition to the
remedial provisions of Section 6 as related to a Maintenance Deficiency at the Site, be entitled to seek any
appropriate remedy or damages by initiating legal proceedings as follows:
(i) by mandamus or other suit, action or proceeding at law or in equity, to require the
Developer to perform its obligations and covenants hereunder, or enjoin any acts or things which may be
unlawful or in violation of the rights ofthe Agency; or
(ii) by other action at law or in equity as necessary or convenient to enforce the
obligations, covenants and agreements of the Developer to the Agency.
11.5 Rights and Remedies are Cumulative. The rights and remedies ofthe Agency as set forth in
this Section II are cumulative and the exercise by the Agency of one or more of such rights or remedies
shall not preclude the exercise by it, at the same or different times, of any other rights or remedies for the
same default or any other default by the Developer.
11.6 Enforcement by Third Parties. Except for the City of San Bernardino, which shall have the
power to enforce this Agency Regulatory Agreement as the successor ofthe Agency, and "residents" and
"applicants", as each of these terms are defined in Health and Safety Code Section 33334.3(f)(7), no third
party shall have any right or power to enforce any provision of this Agency Regulatory Agreement on
behalf of the Agency or to compel the Agency to enforce any provision of this Agency Regulatory
Agreement against the Developer or the Project.
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Section 12. Governing Law.
This Agency Regulatory Agreement shall be governed by the laws of the State of California.
Section 13. Amendment.
This Agency Regulatory Agreement may be amended after its recordation only by a written
instrument executed by the Developer and by the Agency.
Section 14. Attornev's Fees.
In the event that a party brings an action to enforce any condition or covenant, representation or
warranty in this Agency Regulatory Agreement or otherwise arising out of this Agency Regulatory
Agreement, the prevailing party in such action shall be entitled to recover from the other party reasonable
attorneys' fees to be fixed by the court in whichajudgment is entered, as well as the costs of such suit. For
the purposes ofthis Section 14, the words "reasonable attorneys' fees" in the case of the Agency, include
the salaries, costs and overhead of the lawyers employed in the Office of the City Attorney of the City of
San Bernardino who provide legal counsel to the Agency in such an action, as allocated on an hourly basis.
Section 15. Severabilitv.
If any provision of this Agency Regulatory Agreement shall be declared invalid, inoperative or
unenforceable by a final judgment or decree of a court of competent jurisdiction such invalidity or
unenforceability of such provision shall not affect the remaining parts of this Agency Regulatory
Agreement which are hereby declared by the parties to be severable from any other part which is found by
a court to be invalid or unenforceable.
Section 16. Time is of the Essence.
For each provision of this Agency Regulatory Agreement which states a specific amount of time
within which the requirements thereof are to be satisfied, time shall be deemed to be of the essence.
Section 17. Notice.
Any notice required to be given under this Agency Regulatory Agreement shall be given by the
Agency or by the Developer, as applicable, by personal delivery or by First Class United States mail at the
addresses specified below or at such other address as may be specified in writing by the parties hereto:
If to the Agency:
Redevelopment Agency of the
City of San Bernardino
20 I North "E" Street, Suite 301
San Bernardino, California 92401
Attn: Executive Director
Phone: (909) 664-1044
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If to the Developer;
Notice shall be deemed given five (5) calendar days after the date of mailing to the party, or, if
personally delivered, when received by the Executive Director of the Agency or the Developer, as
applicable.
Section 18. Prioritv of State TCAC Regulatorv Agreement and Construction Loan
DocumentslPermanent Loan Documents.
(a) During the period of time when the State TCAC Regulatory Agreement, and initially the
Construction Loan Documents and then the State TCAC Regulatory Agreement and the Permanent Loan
Documents are in effect with respect to the Project as evidenced by the recorded "Agency Subordination
Agreement for Project Financing", as this term is defined in the 2009 DDA, compliance by the Developer
with the requirements of the State TCAC and Construction Loan Documents and/or the State TCAC
Regulatory Agreement and Permanent Loan Documents, as applicable, with respect to Affordable Rents,
shall be deemed compliance by the Developer with the Affordable Rent requirements of this Agency
Regulatory Agreement.
(b) Compliance by the Developer with the State TCAC Regulatory Agreement by and between
the Developer and State TCAC which may hereafter affect the Project shall be deemed to be in compliance
by the Developer with Affordable Rent provisions ofthis Agency Regulatory Agreement during the time
when such State TCAC Regulatory Agreement is in effect with respect to the Site and the Project.
(c) This Agency Regulatory Agreement may be amended as set forth in the 2009 DDA to
accommodate the affordable senior citizen housing development loan and/or grant financing underwriting
requirements of State TCAC and/or the Construction Lender and/or the Permanent Lender, or another
instrumentality of the State of California, as applicable. Such amendment shall be initiated upon the
written request of the Developer and such lender and shall be executed by the parties hereto. Any such
amendment or modification shall be valid, binding and legally enforceable only if in written form and
executed by the parties hereto and only after the approval thereof by official action of the Agency, the
Developer and such lender.
[EDITOR'S NOTE: THE TEXT OF THIS REGULATORY AGREEMENT IS PRESENTED IN
DRAFT FORM AS PART OF ATTACHMENT NO.9 TO THE 2009 ACQUISITION,
DISPOSITION AND DEVELOPMENT AGREEMENT. THE FINAL FORM OF THIS
REGULATORY AGREEMENT SHALL BE SUBJECT TO THE JOINT REVIEW AND
APPROVAL BY THE PARTIES OF THE SPECIFIC TERMS ON WHICH THE AFFORDABLE
RENTAL HOUSING DEVELOPMENT PROJECT RESERVED FOR OCCUPANCY BY SENIOR
CITIZEN HOUSEHOLDS, MAY BE UNDERTAKEN BY (MAGNOLIA HIGHLAND, L.P.) THE
DEVELOPER, AS PART OF THE PROJECT. THE FINAL TEXT OF THE REGULATORY
AGREEMENT IS ALSO SUBJECT TO THE APPROVAL BY THE PARTIES OF THE
CONDITIONS OF THE STATE TCAC REGULATORY AGREEMENT FOR THE PROJECT.]
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IN WITNESS WHEREOF, the Developer and the Agency have caused this Agency
Regulatory Agreement to be signed, acknowledged and attested on their behalf by duly authorized
representatives in counterpart original copies which shall upon execution by all of the parties be deemed to
be one original document.
AGENCY
Redevelopment Agency of the City of San Bernardino
Date:
By:
Chair
Date:
By:
Executive Director
Approved As To Form:
Agency Counsel
DEVELOPER
Executed this _ day of
,200
Magnolia Highland, L.P., a California limited partnership
By: Magnolia Highland, LLC, a California limited
liability company
Its: Administrative General Partner
By:
John M. Huskey
Manager
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Approved As To Form:
Legal Counsel for Developer
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By: Western Corrununity Housing, Inc., a California
non-profit public benefit Corporation
Its: Managing General Partner
By:
Graham Espley-Jones
President
By:
Leanne Truofreh
Secretary
35
CDC/2009-39
EXHIBIT "A"
Legal Description of the Site
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EXHIBIT "B"
Scope of Development and Site Improvement Plan
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EXHIBIT "c"
Schedule of Performance (During Construction of the Project)
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CDC/2009- 39
Attachment No. 10
AGENCY LOAN NOTE
REDEVELOPMENT AGENCY OF
THE CITY OF SAN BERNARDINO
(Magnolia Highland, L.P.)
Borrower:
Lender:
Magnolia Highland, L.P.
Redevelopment Agency of the City of San Bernardino
201 North "E" Street, Suite 301
San Bernardino, California 92401
Principal Amount:
$4,000,000
Date of Promissory Note:
, 2009
(To Be Inserted By Escrow Agent)
Rate oflnterest
3%
Maturity Date of Promissory Note:
(See: Section 2.8(b) of2009 DDA)
PROMISE TO PAY. Magnolia Highland, L.P., a California limited partnership (the "Borrower")
promises to pay to the Redevelopment Agency of the City of San Bernardino (the "Agency" or "Holder"),
or order, in lawful money of the United States of America, the principal sum of Four Million Dollars
($4,000,000) as disbursed to the Borrower under the terms ofthe "Agency Loan", as this term is defined in
that certain 2009 Affordable Senior Citizen Rental Housing Acquisition, Disposition and Development
Agreement (Magnolia Highland, L.P.), dated as of June I, 2009, by and between the Borrower and the
Agency (the "2009 DDA"), together with interest on the unpaid outstanding principal balance of this
Promissory Note.
INDEBTEDNESS. This Promissory Note evidences the indebtedness of the Borrower to the Agency
under the terms and conditions of the Agency Loan as provided for in the 2009 DDA. This Promissory
Note is referred to in the 2009 DDA as the "Agency Loan Note". The Maturity Date of this Promissory
Note is the fifty-fifth (55th) armiversary following the date the Project is completed. Capitalized terms not
otherwise defined herein shall have the meanings set forth in the 2009 DDA. A copy of the 2009 DDA is
on file with the Agency Secretary as a public record of the Agency.
PAYMENT. Notwithstanding the foregoing, Borrower will pay this Promissory Note prior to its maturity
date, as provided in Section 2.8 of the 2009 DDA on or before the fifth (5th) anniversary following its date
in the event that the "Site Transfer Escrow" as this term is defined in the 2009 DDA, may fail to close for
any reason other than a default by the Agency. In the event the Site Transfer Escrow is completed, this
Agency Loan Note shall automatically convert to a long-term note, and commencing upon closing and
funding of the Permanent Loan, Borrower shall make payments, in armual installment amounts from
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"Residual Rental Receipts ofthe Project", as the term is defined below with the first such installment due
on the last business day of the "Project Operating Year," as defined in the 2009 DDA, (each such date
referred to as a "scheduled debt service payment") until the Maturity Date or repayment in full of all
outstanding principal and accrued and unpaid interest under the Agency Loan. Each such annual
installment shall be an amount of principal and interest based upon the amount of Residual Rental Receipts
of the Project available to the Borrower as of each scheduled debt service payment date as set forth below
and continuing through the Maturity Date. If on any scheduled debt service payment date Residual Rental
Receipts of the Project in an amount sufficient to make a scheduled debt service payment in full is not
available on such a date, the portion of such scheduled debt service payment not then paid (the "deficiency
debt service amount") shall be carried forward to the next following scheduled debt service payment date,
and then on such following scheduled debt service payment date, the balance of the deficiency debt service
amount carried forward shall be paid first and the scheduled debt service payment shall be paid second.
On the Maturity Date, a balloon payment of the remaining principal balance and accrued and unpaid
interest shall be due and payable, if such amount has not been paid in full prior to the Maturity Date.
Borrower will make all payments of interest and principal to the Agency at the address of the Agency: 201
North "E" Street, Suite 30 I, San Bernardino, California, or at such other place as the Agency may
designate in writing. Unless otherwise agreed to by the Agency in writing or required by applicable law,
payments will be applied first to any unpaid collection costs, then to any late charges, then to any unpaid
interest, and any remaining amount will be applied to principal.
. The term "Residual Rental Receipts of the Project" and "Residual Rental Receipts" and "Residual
Receipts" mean and refer to fifty percent (50%) of"Revenues" of the Developer remaining on any
scheduled debt service date or other payment date under the Agency Loan Note, reduced in the
following order:
(1) Operating Expenses calculated on a cash basis;
(2) debt services on senior debt secured by the senior position deeds of trust;
(3) cash payments to any reserves required by the Tax Credit Limited Partnership
Agreement or the documents evidencing the Construction Loan and/or the Permanent Loan;
(4) repayment of general partner loans;
(5) cash payments of deferred Developer fees; and
(6) partnership management fees and asset management fee each Project operating year
up to Fifteen Thousand Dollars ($15,000) in the aggregate, increasing by three
percent (3%) annually.
. "Operating Expenses" shall mean actual, approved reasonable and customary costs, fees and
expenses directly attributable to the operation, recordkeeping, maintenance, taxes and management
of the Project, including but not limited to, a commercially reasonable property management fee;
taxes and assessments; payroll and payroll taxes for property employees; insurance; security,
painting, cleaning, repairs, and alterations; landscaping; sewer charges; utility charges; advertising,
promotion and publicity; cable television, satellite and other similar services; office, janitorial,
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cleaning and building supplies; approved recreational amenities and supplies; purchase, repair,
servicing and installation of appliances, equipment, fixtures and furnishing; fire alarm monitoring;
fees and expenses of accountants, attorneys, consultants and other professionals. Expenses for the
purpose of calculating residual receipts are subject to Agency's reasonable approval and shall be
calculated on a cash basis. Depreciation and debt service payments are not eligible operating
expenses for calculating residual receipts.
. "Revenue" with respect to a particular fiscal year shall mean all revenue, income, receipts, and
other consideration actually received from the operations of the Project. Revenue shall include, but
not be limited to: all rents, fees and charges paid by tenants, Section 8 payments or other rental
subsidy payments received for the dwelling units, deposits forfeited by tenants, all cancellation
fees, price index adjustments and any other rental adjustments to leases or rental agreements;
proceeds from vending and laundry room machines; the proceeds of business interruption or
similar insurance; the proceeds of casualty insurance (if not used to replace or repair the Project or
repay any permitted financing); and condemnation awards for a taking of part of all of the Project
for a temporary period. Revenue shall also include the fair market value of any goods or services
provided in consideration for the leasing or other use of any portion ofthe Project. Revenue shall
not include tenants' security deposits, interest on security deposits, loan proceeds, capital
contributions or similar advances, amounts released from reserves or interest on reserves provided
that such reserves and interest are used for the purposes for which the reserves were established.
INTEREST RATE. Interest shall accrue on the outstanding principal balance of this Promissory Note at
a fixed rate of interest. The rate of interest which shall accrue on the unpaid principal balance of this
Promissory Note from its date through the Maturity Date shall be [three percent (3%)] per annum until paid
in full. Interest on this Promissory Note is computed on a 365/360 simple interest basis; that is, by applying
the ratio of the annual interest rate over a year of360 days, multiplied by the outstanding principal balance,
multiplied by the actual number of days the principal balance is outstanding. Interest which may accrue
prior to the first scheduled debt service payment under this Promissory Note shall be capitalized as of the
day immediately preceding the due date of such first scheduled debt service payment.
PREPAYMENT. Borrower may pay without penalty all or a portion of the amount owed under this
Promissory Note earlier than it is due.
LATE CHARGE. If a payment is ten (10) calendar days or more late, Borrower will also be charged
(in addition to the annual installment amount past due) five percent (5%) ofthe annual payment amount as
a late charge.
DEFAULT. Borrower will be in default if any of the following happens:
(a) Borrower fails to make any payment when due under this Promissory Note.
(b) Borrower fails to make any other payment when due under the 2009 DDA.
(c) Borrower breaks any promise Borrower made to the Agency in the 2009 DDA, or
Borrower fails to comply with or to perform when due any other term, obligation,
covenant, or condition contained in this Promissory Note or any agreement related
to this Promissory Note.
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(d) Borrower defaults under any loan, extension of credit, security agreement, purchase
or sales agreement, or any other agreement, in favor of any other creditor or person
that may materially affect any of Borrower's property or Borrower's ability to
repay this Promissory Note or the ability of Borrower to perform its other
obligations under this Promissory Note or the Agency Deed of Trust and the
Collateral Assignment of Leases and Rents.
(e) Any representation or statement made or furnished to the Agency by Borrower or
on Borrower's behalf under the 2009 DDA is false or misleading in any material
respect either now or at the time made or furnished.
(I) Any creditor tries to take any of Borrower's property on or in which the Agency
has a lien or security interest.
(g) A material adverse change occurs in Borrower's financial condition, or the Agency
believes the prospect of payment or performance of the indebtedness evidenced by
this Promissory Note is materially impaired.
If any default (other than a default described in (a), (b) or (e), above) is curable, such a default may be
cured (and in such event no default will be deemed to have occurred) if Borrower, after receiving written
notice from the Agency demanding cure of such default:
(i) cures the default within ten (10) calendar days; or
(il) if the cure requires more than ten (10) calendar days, immediately initiates steps
which the Agency deems in its sole discretion to be sufficient to cure the default,
and thereafter Borrower continues and
RIGHTS OF THE HOLDER. Upon default by the Borrower, the Agency may exercise any of its rights
provided under the 2009 DDA and the "Agency Loan", as this term is defined in the 2009 DDA, including,
without limitation, the declaration by the Agency or the holder in due course of this Promissory Note (the
"Holder") that the entire unpaid principal balance of this Promissory Note and all accrued unpaid interest is
immediately due and payable, without notice. Upon the failure of the Borrower to pay all amounts
declared due pursuant to this paragraph entitled "RIGHTS OF THE HOLDER," including failure to pay at
the Maturity Date, the Holder, at its option, may also, if permitted under applicable law, increase the
interest rate on this Promissory Note for interest which accrues after the date such amount is declared due,
to the rate of eight percent (8%) per annum. The Holder may hire or pay someone else to help collect this
Promissory Note, ifthe Borrower does not pay. The Borrower will pay the Holder the amount of any and
all such collection related expenses, including without limitation, subject to any limits under applicable
law, the Holder's reasonable attorneys' fees, whether or not there is a lawsuit, including, without
limitation, reasonable attorneys' fees and legal expenses for bankruptcy proceedings (including efforts to
modify or vacate any automatic stay or injunction), appeals, and any post-judgment collection services.
The Borrower also will pay any court costs, in addition to all other sums provided by law. This
Promissory Note has been delivered to the Holder and accepted by the Holder in the State of California. If
there is a lawsuit arising under this Promissory Note, the Superior Court of the State of California in San
Bernardino County shall have jurisdiction of such lawsuit. This Promissory Note shall be governed by and
construed in accordance with the laws of the State of California.
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COLLATERAL. The Borrower acknowledges that the Initial Advance this Promissory Note is
secured by the Meta Housing Corporation Guaranty, as this term is defined in the 2009 DDA, and that
concurrently upon the "Close of the Site Transfer Escrow", as defined in the 2009 DDA, the Meta Housing
Corporation Guaranty shall be released and this Promissory Note shall be secured by the Agency Loan
Deed of Trust that shall be recorded by the Agency concurrent with the Close ofthe Site Transfer Escrow.
The Agency Loan Deed of Trust is subordinate to the security interest ofthe Construction Lender and the
Permanent Lender. The obligation of the Borrower to timely pay the Agency the amounts due under this
Promissory Note is assignable by the Borrower to its transferee in the Property upon thirty (30) days prior
written notice to the Agency in which the Borrower and the assignee each certifY to the Agency that as part
of such sale, lease, or transfer of the Property, the assignee of the Borrower shall also assume the
obligations of the Borrower under the note held by the Construction Lender or the Permanent Lender, as
then applicable. The Agency Loan Deed of Trust affects certain real property described in the 2009
DDA as the "Property" and/or the "Project". The Agency Loan Deed of Trust contains the following
provisions:
"THE LENDER MAY, AT ITS OPTION, DECLARE IMMEDIA TEL Y DUE AND PAYABLE
ALL SUMS SECURED BY THIS DEED OF TRUST UPON THE OCCURRENCE OF A
SPECIAL EVENT OF ACCELERATION, AS THIS TERM IS DEFINED BELOW:
During the period of time when the security interests of the Senior Lender encumbers the
Property under the Senior Lender Documents, a "special event of acceleration" shall occur
when there is a conveyance of the Property without the consent in writing of the Lender
(except for a Permitted Transfer as set forth in the DDA), of any right, title or interest in the
Property to any person, whether such sale, refinancing or transfer is legal, beneficial, or
equitable, whether voluntary or involuntary, whether by sale, deed or installment sale
contract, land contract, lease option contract, or by sale, assignment or transfer of any
beneficial interest ofthe Trustor in the Property to any land trust, and when as part of such
conveyance, the security interest of the Senior Lender or its assignee in the Property is
released and reconveyed to the Trustor by the Senior Lender, or its assignee. Any such
conveyance which is permitted under the Senior Lender Documents shall not be deemed to
be a special event of acceleration.
Initials of Trustor"
GENERAL PROVISIONS. Except as set forth in the next sentence of this paragraph, following the date
on which the Site Transfer Escrow is closed under the 2009 DDA, upon the failure to pay any sum
provided for in this Promissory Note when due, or a material breach of the 2009 DDA or the Agency Loan
Deed of Trust by the Borrower, no partner of the Borrower (or in the case of an assignee of the Borrower-
no affiliate, member, partner, shareholder or subsidiary of such assignee) shall have personal liability for
payment of the principal or interest then due under this Promissory Note. The sole recourse of the Holder
to recover any sum under this Promissory Note shall be to the Property subject to the Agency Loan Deed
of Trust, except in the event of: (A) fraud by the Borrower (or its assignee), (B) any material
misrepresentation made by the Borrower to the Agency under the 2009 DDA, (C) misappropriation by the
Borrower (or its assignee) of any rents, security deposits, tax collection amounts, security deposits, or
insurance or condemnation awards, (D) commission of bad faith waste by the Borrower (or its assignee) or
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(E) the presence of "Hazardous Substances" on the Property, as this tenn is defined in the Agency Loan
Deed of Trust.
The Holder may delay or forego enforcing any of its rights or remedies under this Promissory Note without
losing them. Borrower and any other person who signs, guarantees or endorses this Promissory Note, to
the extent allowed by law, each waive any applicable statute of limitations, presentment, demand for
payment, protest and notice of dishonor. Upon any change in the tenns of this Promissory Note, and
unless otherwise expressly stated in writing, no party who signs this Promissory Note, shall be released
from liability. All such parties agree that the Holder may renew or extend (repeatedly and for any length
oftime) this Promissory Note, or release any party, or collateral; orimpair, fail to realize upon or perfect
the Holder's security interest in the collateral; and take any other action deemed necessary by the Holderin
its sole discretion without the consent of or notice to anyone. All such parties also agree that the Holder
may modify this Promissory Note and/or the Loan Agreement without the consent of or notice to anyone
other than the party with whom the modification is made.
All defined words, tenns or phrases indicated by initial capital letters used in this Promissory Note and not
specifically defined in this Promissory Note shall have the meanings ascribed to them in the 2009 DDA.
Upon the closing of the Site Transfer Escrow, this Promissory Note shall be a nonrecourse obligation of
Borrower. Neither Borrower nor any other party, including, without limitation, any partner (general or
limited) of Borrower, shall have personal liability for repayment of this Agency Loan. The sole recourse
of Agency for any obligation of Borrower under this Note shall be the exercise of the Agency's rights
against the Property.
1//
/1/
1//
/1/
/1/
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PRIOR TO SIGNING THIS PROMISSORY NOTE, BORROWER HAS READ AND UNDERSTANDS
ALL OF ITS PROVISIONS. BORROWER AGREES TO THE TERMS OF THIS PROMISSORY NOTE
AND ACKNOWLEDGES RECEIPT OF A COPY HEREOF.
BORROWER
Magnolia Highland, L.P.
a California limited partnership
By: Magnolia Highland, LLC,
a California limited liability company
Its: Administrative General Partner
By:
John M. Huskey
Manager
By: Western Community Housing, Inc.
a California non-profit public benefit Corporation
Its: Managing General Partner
By:
Graham Espley-Jones
President
By:
Leanne Truofreh
Secretary
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Attachment No. 11
Agency Loan Deed of Trust
RECORDING REQUESTED BY
AND WHEN RECORDED MAIL TO:
Redevelopment Agency of the City of San Bernardino
201 North "E" Street. Suite 30 I
San Bernardino, California 92401
SUBORDINATE DEED OF TRUST, ASSIGNMENT OF LEASES
AND RENTS, FIXTURE FILING AND SECURITY AGREEMENT
(Agency Loan Deed of Trust)
THIS SUBORDINATE DEED OF TRUST, ASSIGNMENT OF LEASES AND RENTS,
FIXTURE FILING AND SECURITY AGREEMENT ("Deed of Trust") is made as of
, by Magnolia Highland, L.P., a California limited partnership (hereinafter
referred to as "Trustor"), whose address is , to
Title Insurance Company (hereinafter referred to as "Trustee"), whose
address is ,for the benefit of the Redevelopment Agency of the
City of San Bernardino, a public body corporate and politic, its successors and assigns (herein called
"Beneficiary"), whose address is 201 North "E" Street, Suite 301, San Bernardino, California 92401.
, is a limited partner of the Trustor (the "Investor
Limited Partner") pursuant to that certain Limited Partnership Agreement dated
(the "Partnership Agreement").
WITNESSETH
That Trustor, for valuable consideration, grants, bargains, sells, conveys and warrants to
Trustee, in trust with power of sale, that property in the City of San Bernardino, County of San Bernardino,
State of California, more particularly described in Exhibit "A" attached hereto and made a part hereof (the
"Land"), together with the following described estate, property and rights of Trustor in the Land and/or in
any improvements now or hereafter constructed thereon (herein severally and collectively referred to as the
"Property") as security for the performance of each covenant and agreement of Trustor contained herein
and in all other instruments executed in connection herewith, and for the payment of all sums of money
secured hereby.
A. All the fee and leasehold estates and rights of Trustor now held and hereafter
acquired in and to the Property and in and to land lying in streets and roads adjoining the Property, and all
access rights and easements appertaining thereto; and
B. All buildings, structures, improvements, furnishings, fixtures and equipment, real,
personal and mixed, now or hereafter attached to, or used or adapted for use in the operation of the
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Property and any and all replacements and additions thereto, including without limitation, all heating
apparatus and equipment whatsoever, all boilers, engines, motors, dynamos, generating equipment, pumps,
piping and plumbing fixtures, cooling, ventilating, sprinkling, fire-extinguishing apparatus, gas and electric
fixtures, elevators, escalators, partitions, and shrubbery and plants; and including also all interest of any
owner of the Property in any of such items hereafter at any time acquired under conditional sales contract,
chattel mortgage or other title-retaining or security instrument, all of which property mentioned in this
paragraph shall be deemed part of the realty and not severable wholly or in part without material injury to
the freehold; and
C. All and singular the lands, tenements, privileges, water, water rights, water stock,
mineral, oil and gas rights, hereditaments and appurtenances thereto belonging or in anywise appertaining,
and the reversion and reversions, remainder and remainders, rents, royalties, issues and profits thereof, and
all the estate, rights, title, claim, interest and demand whatsoever of the Trustor either in law or equity, of,
in and to the Property, whether now held or hereafter acquired;
D. All ofthe right, title and interest of Trustor now or hereafter existing in and to the
following now or hereafter located in, upon, within or about or used in connection with the construction,
use, operation or occupancy of the Property and/or the improvements thereon and any business or activity
conducted thereon or therein, together with all accessories, additions, accessions, renewals, replacements
and substitutions thereto or therefor and the proceeds and products thereof; (i) all materials, supplies,
furniture, furnishings, appliances, office supplies, equipment, construction materials, vehicles, machinery,
computer hardware and software, maintenance equipment, window washing equipment, repair equipment
and other equipment and tools, telephone and other communications equipment; (Ii) all books, ledgers,
records, accounting records, files, tax records and returns, policy manuals, papers, correspondence, and
electronically recorded data; (iii) all "General Intangibles" (as such term is defined in the California
Uniform Commercial Code), instruments, money, "Accounts," (as such term is defined in the California
Uniform Commercial Code), accounts receivable, notes, certificates of deposit, chattel paper, letters of
credit, choses in action, good will, rights to payment of money, rents, rental fees, equipment fees and other
amounts payable by persons who utilize the Property or any of the improvements or paid by persons in
order to obtain the right to use the Property and any of the improvements, whether or not so used;
trademarks, service marks, trade dress, tradenames, licenses, sales contracts, deposits, plans and
specifications, drawings, working drawings, studies, maps, surveys; soils, environmental, engineering or
other reports, architectural and engineering contracts, construction contracts, construction management
contracts, surety bonds, feasibility and market studies, management and operating agreements, service
agreements and contracts, landscape maintenance agreements, security service and other services
agreements and vendors agreements; (iv) all compensation, awards and other payments or relief (and
claims therefor) made for a taking by eminent domain, or by any event in lieu thereof (including, without
limitation, property and rights and interests in property received in lieu of any such taking), of all or any
part of the Property (including without limitation, awards for severance damages), together with interest
thereon, and any and all proceeds (or claims for proceeds) of casualty, liability or other insurance
pertaining to the Property, together with interest thereon; (v) any and all claims or demands against any
person with respect to damage or diminution in value to the Property or damage or diminution in value to
any business or other activity conducted on the Property; (vi) any and all security deposits, deposits of
security or advance payments made to others with respect to: (I) insurance policies relating to the
Property; (2) taxes or assessments of any kind or nature affecting the Property; (3) utility services for the
Property and/or the improvements; (4) maintenance, repair or similar services for the Property or any other
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services or goods to be used in any business or other activity conducted on the Property; (vii) any and all
authorizations, consents, licenses, permits and approvals of and from all persons required from time to time
in connection with the construction, use, occupancy or operation of the Property, the improvements, or any
business or activity conducted thereon or therein or in connection with the operation, occupancy or use
thereof, (viii) all warranties, guaranties, utility or street improvement bonds, utility contracts, telephone
exchange numbers, yellow page or other directory advertising and the like; (ix) all goods, contract rights,
and inventory; (x) all leases and use agreements of machinery, equipment and other personal property; (xi)
all insurance policies covering all or any portion of the Property; (xii) all reserves (including those
provided for in Section 17 hereof) and funds held in escrow by Beneficiary or other person for
Beneficiary's benefit and any funds deposited with Beneficiary, all accounts into which such funds are
deposited and all accounts, contract rights and general intangibles or other rights relating thereto; (xiii) all
names by which the Property is now or hereafter known; (xiv) all interests in the security deposits of
tenants; (xv) all management agreements, blueprints, plans, maps, documents, books and records relating
to the Property; (xvi) the proceeds from sale, assigmnent, conveyance or transfer of all or, any portion of
the Property or any interest therein, or from the sale of any goods, inventory or services from, upon or
within the Property and/or the improvements (but nothing contained herein shall be deemed a consent by
Beneficiary to such sale, assigmnent, conveyance or transfer, except as expressly provided in this Deed of
Trust); (xvii) any property described in paragraph B, above, which are not fixtures under California law;
(xviii) all other property (other than fixtures) of any kind or character as defined in or subject to the
provisions of the California Uniform Commercial Code, Secured Transactions, as amended and; (xix) all
proceeds of the conversions, voluntarily or involuntarily, of any of the foregoing into cash or liquidated
claims.
TO HAVE AND TO HOLD the Property, together with all and singular the lands,
tenements, privileges, water, water rights, water stock, mineral, oil and gas rights, hereditaments and
appurtenances thereto belonging or in any wise appertaining, and the reversion and reversions, remainder
and remainders, rents, royalties, issues and profits thereof, and all of the estate, right, title, claims and
demands whatsoever ofthe Trustor, either in law or in equity, of, in and to the Property, forever as security
for the faithful performance ofthe Note (as defined below) secured hereby and as security for the faithful
performance of each and all of the covenants, agreements, terms and conditions of this Deed of Trust, and
in all other instruments executed in connection herewith, SUBJECT, HOWEVER, to the right, power and
authority given to and conferred upon Beneficiary to collect and apply such rents, issues and profits. This
Deed of Trust also constitutes a security agreement in all of the property above described or referenced in
which such interest may be created under the California Uniform Commercial Code and for such purposes
Trustor hereby grants to Beneficiary a security interest therein.
I. Note Secured. This Deed of Trust is made for the purpose of securing the
performance of each covenant, agreement and obligation of Trustor herein and of each covenant,
agreement and obligation of Trustor described as the Agency Loan in that certain 2009 Affordable Senior
Citizen Rental Housing Acquisition, Disposition and Development Grant Agreement (Magnolia Highland,
L.P.), dated as of June 1,2009, by and between the Trustor and the Beneficiary (the "2009 DDA") as
evidenced by the Agency Loan Note (the "Note") and all interest thereon and other amounts evidenced
thereby; all future advances made to Trustor by Beneficiary, its successors and assigns, under the Note or
pursuant to the terms of this Deed of Trust or the 2009 DDA; the obligations evidenced by all renewals,
extensions, modifications, substitutions and conditions of the Note; and any and all other obligations of
Trustor to Beneficiary, its successors and assigns, now existing and hereafter arising and which are at any
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time specifically declared by Beneficiary in writing to be secured by tbis Deed of Trust or which
specifically indicate in tbe instruments which evidence the same that they are intended to be so secured.
Unless otherwise indicated in this Deed of Trust, the meaning of defined terms and phrases as denoted by
an initial capitalized letter in a word or phrase, shall be tbe same as set forth in the 2009 DDA.
2. Trustor's Covenant ofPavment. Trustor shall perform all of its obligations under
the Note, tbe 2009 DDA and under tbis Deed of Trust when due, without excuse or delay of any kind
whatsoever, except as expressly provided herein or therein, and Trustor shall pay tbe Note, and all otber
debts and monies secured by this Deed of Trust when due, without set off or deduction of any kind.
3. Trustor's Warranties of Title. Trustor warrants to Beneficiary that it is the sole
holder of fee simple absolute title to all of the Property and that except as set forth in this Deed of Trust,
the Note and the 2009 DDA relative to the Senior Lender Documents said title is marketable and free from
any lien or encumbrance, unless approved in writing by Beneficiary, and the liens imposed by law for
nondelinquent real property taxes and assessments. Trustor further covenants and agrees as follows: that
except as required under the 2009 DDA and/or the Senior Lender Documents, Trustor will keep the
Property free from all liens of any kind, including, witbout limitation, statutory and governmental; that no
lien superior or junior to this Deed of Trust will be created or suffered to be created by Trustor during the
life of this Deed of Trust without Beneficiary's prior written consent; that Trustor has good right to make
tbis Deed of Trust and the person or persons executing this Deed of Trust on behalf of Trustor has or have
the autbority to do so; and that Trustor will forever warrant and defend Beneficiary's interest in the
Property against every person, whomsoever, claiming any right or interest in the Property or any part
thereof.
4. Trustor's Right to Contest Statutory Liens. As used herein the words "mechanic's
lien" and "materialmen's lien" means and includes a stop notice as this term is defined in California Civil
Code Section 3179, et seq. The filing of a mechanic's or materialmen's lien against the Property or a stop
notice against the Trustor or the Beneficiary and/or funds held by or owed to the Trustor for the
improvement ofthe Property shall not constitute a default hereunder, if and so long as (a) no defaults exist
under the Note, tbe 2009 DDA or tbis Deed of Trust; (b) within fifteen (15) days after filing of such lien,
Trustor obtains and maintains in effect a bond issued by a California admitted surety acceptable to
Beneficiary in an amount not less than tbe entire sum alleged to be owed to the lien claimant or such other
amount as is required to obtain a court order to release said lien of record; (c) Trustor provides to
Beneficiary and pays for an endorsement to Beneficiary's title insurance policy, in a form satisfactory to
Beneficiary, which insures the priority of this Deed of Trust over the lien being contested; (d) Trustor
immediately commences its contest of such lien and continuously pursues the same in good faith and witb
due diligence; (e) such bond or contest stays the foreclosure of the lien; and (f) Trustor pays in full any
judgment rendered for tbe lien claimant witbin ten (10) days following entry of any such judgment.
5. Maintenance and Inspection ofImprovements. Trustor shall maintain tbe buildings
and other improvements now or hereafter located on tbe Property in a first class condition and state of
repair, reasonable wear and tear excepted. Trustor shall not commit or suffer any waste; shall promptly
comply witb all requirements of federal, state and municipal authorities and all other laws, ordinances,
regulations, covenants, conditions and restrictions respecting tbe Property or tbe use thereof, and shall pay
all fees or charges of any kind in connection therewith.
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6. Construction and Repairs. Trustor shall complete or restore promptly and in a good
and workmanlike manner any building or improvement that may be constructed, damaged or destroyed on
the Property, and pay when due all costs incurred therefor.
7. Alterations. No building or other improvement on the Property shall be structurally
altered, removed or demolished without the Beneficiary's prior written consent, nor shall any fixture or
chattel covered by this Deed of Trust and adapted to the proper use and enjoyment of the Property be
removed at any time without Beneficiary's prior written consent, unless actually replaced by an article of
equal suitability and value, owned by the Trustor, free and clear of any lien or security interest, except such
as may be approved in writing by the Beneficiary.
8. Compliance With Laws. Trustor shall comply with all statutes, laws, ordinances and
regulations which now or hereafter pertain to the construction, repair, condition, use and occupancy ofthe
Property, including, without limitation, all environmental, subdivision, zoning, building code, fire,
occupational, health, safety, occupancy and other similar or dissimilar statutes, and shall not permit any
tenant or other occupant to violate the same. If any statute or order of any court of competent jurisdiction
requires any correction, alteration or retrofitting of any improvements on or related to the Property, Trustor
shall promptly undertake the required repairs and restoration and complete the same with due diligence at
its sole cost and expense.
9. Environmental Covenants. Representations. Warranties and Indemnitv.
(a) Trustor will not use any Hazardous Materials (as defined herein below) in the
construction of any improvements on or about the Property.
(b) Trustor shall, at its sole expense, comply and cause each tenant leasing space within
the Property to comply with all applicable laws, regulations, codes and ordinances relating to any
Hazardous Materials or to any Environmental Activities (as defined herein below), including, without
limitation, obtaining, filing, serving or posting all applicable notices, permits, licenses and similar
authorizations. Trustor shall establish and maintain a management and operating policy for the Property to
assure and monitor continued compliance by Trustor and each tenant leasing space in the Property with all
such laws, regulations, codes and ordinances.
(c) Trustor agrees to submit from time to time, if requested by Beneficiary, a report,
satisfactory to Beneficiary, certifYing that the Property is not now being used nor has it ever been used for
any Environmental Activities. Beneficiary reserves the right, in its reasonable discretion, to retain, at
Trustor's expense, an independent professional consultant to review any report prepared by Trustor and/or
to conduct its own investigation of the Property for Hazardous Materials. Trustor hereby grants to
Beneficiary, its agents, employees, consultants and contractors the right to enter upon the Property to
perform such tests as are reasonably necessary to conduct such a review and/or investigation.
(d) Upon the discovery by Trustor of any event or situation which would render any of
the representations or warranties contained in subparagraph 9(g) hereof inaccurate in any respect, if made
at the time of such discovery, Trustor shall promptly notifY Beneficiary of such event or situation and,
within thirty (30) days after such discovery, submit to Beneficiary a preliminary written environmental
plan setting forth a general description of such event or situation and the action that Trustor proposes to
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take with respect thereto. Within sixty (60) days after such discovery, Trustor shall submit to Beneficiary a
final written environmental report, setting forth a detailed description of such event or situation and the
action that Trustor proposes to take with respect thereto, including, without limitation, any proposed
corrective work, the estimated cost and time of completion, the name of the contractor and a copy of the
construction contract, if any, and such additional data, instruments, documents, agreements or other
materials or information as Beneficiary may reasonably request. The plan shall be subject to Beneficiary's
written approval, which approval may be granted or withheld in Beneficiary's sole but reasonable
discretion. Beneficiary shall notify Trustor in writing of its approval or disapproval of the final plan within
fifteen (15) days after receipt thereof by Beneficiary. If Beneficiary disapproves the plan, Beneficiary's
notice to Trustor of such disapproval shall include a brief explanation ofthe reasons therefor. Trustor shall
submit to Beneficiary a revised final written environmental plan that remedies the defects identified by
Beneficiary as reasons for Beneficiary's disapproval of the previous plan. If Trustor fails to submit a
revised plan to Beneficiary within said thirty (30) day period, or if such revised plan is submitted to
Beneficiary and Beneficiary disapproves said plan, such failure or disapproval shall, at Beneficiary's
option and upon notice to Trustor, constitute an "Event of Default" hereunder. If Beneficiary does not
notifY Trustor of its approval or disapproval of the final plan or any revisions thereof within the fifteen (15)
day period described above, Trustor shall provide written notice to Beneficiary of Beneficiary's failure to
respond, at which time Beneficiary shall have an additional forty-five (45) days after receipt of such notice
from Trustor to notify Trustor of its approval or disapproval of the final plan within said additional forty-
five (45) day period. If Beneficiary fails to notifY Trustor of its disapproval or approval of said plan within
said forty-five (45) day period the plan shall be deemed approved. Once any such plan is approved in
writing or deemed approved by Beneficiary, Trustor shall promptly commence all action necessary to
implement such plan and to comply with any requirements or conditions imposed by Beneficiary, and shall
diligently and continuously pursue such action to completion in strict accordance with the terms of said
plan. The rights of Beneficiary with respect to the approval or disapproval of the environmental plan set
forth herein and the actions of Beneficiary pursuant to such rights are not intended to, and shall not, in and
of themselves, confer on Beneficiary a right to manage, operate or control the Property on a continuing
basis following the discovery of the event(s) or occurrence(s) described in this subparagraph 9(d).
(e) Trustor agrees to submit from time to time, if requested by Beneficiary, a report,
satisfactory to Beneficiary, specifYing any activities involving, directly or indirectly, the use, generation,
treatment, storage or disposal of any Hazardous Materials on the Property. Beneficiary reserves the right,
in its sole and reasonable discretion, to retain, at Trustor's expense, an independent professional consultant
to review any report prepared by Trustor and/or to conduct its own investigation of the Property. Trustor
hereby grants to Beneficiary, its agent, employees, consultants and contractors the right to enter upon the
Property and to perform such tests as Beneficiary deems are necessary to conduct such a review and/or
investigation. Beneficiary shall hold in confidence any report delivered by Trustor to Beneficiary pursuant
to this Section 9, except for disclosure to (a) any consultant(s) hired by Beneficiary to review said report,
(b) legal counsel, accountants and other professional advisors to Beneficiary, (c) regulatory officials having
jurisdiction over Beneficiary who may request said report, (d) as required by any federal, state, county,
regional or local authority or law, rule, regulation or ordinance, (e) as required in connection with any legal
proceeding, and (f) any financial institution in connection with a disposition or proposed disposition of all
or part of Beneficiary's or any participant's interests hereunder.
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"Hazardous Materials" as used in this Deed of Trust shall mean any hazardous or toxic
materials, pollutants, effluents, contaminants, radioactive materials, flammable explosives, chemicals
known to cause cancer or reproductive toxicity, emissions or wastes and any other chemical, material or
substance, the handling, storage, release, transportation, or disposal of which is or becomes prohibited,
limited or regulated by any federal, state, county, regional or local authority or which, even if not so
regulated, is or becomes known to pose a hazard to the health and safety of the occupants of the Property
including, without limitation, (i) asbestos, (ii) petroleum and petroleum by-products, (iii) urea
formaldehyde foam insulation, (iv) polychlorinated biphenyls, (v) all substances now or hereafter
designated as "hazardous substances," "hazardous materials" or "toxic substances" pursuant to the
Comprehensive Environmental Response, Compensation and Liability Act of 1980 ("CERCLA"), 42
V.S.c. Section 9601 et seq., as amended by the Superfund Amendments and Reauthorization Act of 1986
("SARA"), the Federal Water Pollution Control Act, 33 V.S.C. Section 1251 et seq. the Clean Air Act, 42
U.S.C. Section 7401 et seq., the Hazardous Materials Transportation Act, 49 V.S.C. Section 1801 et seq.,
or the Resource, Conservation and Recovery Act, 42 V.S.C. Section 6901 et seq.; (vi) all substances now
or hereafter designated as "hazardous wastes" in Section 25117 ofthe California Health & Safety Code or
as "hazardous substances" in Section 253 16 ofthe California Health & Safety Code; (vii) all substances
now or hereafter designated by the Governor ofthe State ofCalifomia pursuant to the Safe Drinking Water
and Toxic Enforcement Act of 1986 as being known to cause cancer or reproductive toxicity, or (viii) all
substances now or hereafter designated as "hazardous substances," "hazardous materials" or "toxic
substances" under any other federal, state or local laws or in any regulations adopted and publications
promulgated pursuant to said laws. Hazardous Materials shall exclude substances routinely used in the
construction, development, and operation of residential rental housing provided that such substances are
used in accordance with all applicable laws.
"Enviromnental Laws" as used herein shall mean all laws, rules, regulations and ordinances
relating to Hazardous Materials, including, but not limited to, those relating to soil and groundwater
conditions and those statutes referred to in the definition of Hazardous Materials set forth hereinabove.
"Enviromnental Activities" as used herein shall mean the use, generation, transportation,
treatment, storage or disposal of any Hazardous Materials at any time located on or present on, under or
about the Property.
(f) Trustor hereby agrees, at its sole cost and expense, to indemnify, protect, hold
harmless and defend (with counsel of Beneficiary's choice), Beneficiary, its successors and assignees, and
the officials, officers, agents, attorneys and employees of each of them (individually, each an
"Indemnitee", and collectively, the "Indemnitees") from and against any and all claims, demands,
damages, losses, liabilities, obligations, penalties, fines, actions, causes of action, judgments, suits,
proceedings, costs, disbursements and expenses (including, without limitation, attorneys' and experts'
reasonable fees, disbursements and costs) of any kind or of any nature whatsoever (collectively, "Claims")
which may at any time be imposed upon, incurred or suffered by, or asserted or awarded against, any
Indemnitee directly or indirectly relating to or arising from any of the following "Enviromnental Matters,"
but excluding any Claims arising solely from the gross negligence or willful misconduct of Beneficiary:
(i) Any past, present or future presence of any Hazardous Materials on, in,
under or affecting all or any portion of the Property or on, in, under or affecting all or any portion
of any property adjacent or proximate to the Property, if such Hazardous Materials originated or
allegedly originated on or from the Property;
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(ii) Any past, present or future storage, holding, handling, release, threatened
release, discharge, generation, leak, abatement, removal or transportation of any Hazardous
Materials on, in, under or from the Property or any portion thereof,
(iii) The failure of Trustor to comply with any and all laws, rules, regulations,
judgments, orders, permits, licenses, agreements, covenants, restrictions, requirements or the like
now or hereafter relating to or governing in any way the environmental condition of the Property or
the presence of Hazardous Materials on, in, under or affecting all or any portion of the Property
including, without limitation, all Environmental Laws;
(iv) The failure of Trustor to properly complete, obtain, submit and/or file any
and all notices, permits, licenses, authorizations, covenants, and the like relative to any of the
Environmental Matters described herein in connection with the Property or the ownership, use,
operation or enjoyment thereof,
(v) The extraction, removal, containment, transportation or disposal of any and
all Hazardous Materials from any portion of the Property or any other property adjacent or
proximate to the Property, if such Hazardous Materials originated or allegedly originated on or
from the Property;
(vi) Any past, present or future presence, permitting, operation, closure,
abandonment or removal from the Property of any storage tank that at any time contains or
contained any Hazardous Materials and is or was located on, in or under the Property or any
portion thereof;
(vii) The implementation and enforcement of any monitoring, notification or
other precautionary measures that may at any time become necessary to protect against the release
or discharge of Hazardous Materials on, in, under or affecting the Property or into the air, any body
of water, any other public domain or any property adjacent or proximate to the Property;
(viii) Any failure of any Hazardous Materials generated or moved from the
Property to be removed, contained, transported or disposed of in compliance with all applicable
Environmental Laws; or
(ix) Any breach by Trustor of any ofits covenants, representations or warranties
regarding Environmental Matters contained in this Deed of Trust or any ofthe other Transaction
Documents.
The indemnity contained herein shall terminate and be of no further force and
effect, ifno Claim is pending, upon the repayment ofthe Long Term Project Loan in accordance with its
terms.
(g) Trustor hereby represents and warrants as follows:
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(i) The Property is not and has not been a site for the use, generation,
manufacture, storage, treatment, release, threatened release, discharge, disposal, or transportation
of any Hazardous Materials;
(ii) The Property is in compliance with all Environmental Laws;
(iii) Trustor has not received any written notice of claims or actions
(collectively, "Hazardous Materials Claims") pending or threatened against Trustor or any previous
owner or user of the Property (and relating to Trustor's and/or such previous owner's or user's
ownership of the Property), by any governmental entity or agency or any other person or entity and
relating to Hazardous Materials or pursuant to Environmental Laws; and
(iv) Trustor has not received any written notice (i) pursuant to which the
Property has been designated as "border zone property" under the provisions of California Health
and Safety Code Sections 25220 et seq., or any regulation adopted in accordance therewith, (ii) of a
hearing at which the Property will be considered for designation as "border zone property," or (iii)
of an occurrence or condition on any real property adjoining or in the vicinity of the Property that
could cause the Property or any part thereof to be designated as "border zone property."
The foregoing shall constitute environmental provisions for purposes of California Code of
Civil Procedure Section 736.
10. Insurance
10.1. Casualtv Insurance. Trustor shall at all times keep the Property insured for
the benefit of Trustee and Beneficiary as follows:
10.1.1. Against damage or loss by fire and such other hazards (including
lightning, windstorm, hail, explosion, riot, acts of striking employees, civil commotion, vandalism,
malicious mischief, aircraft, vehicle, and smoke) as are covered by the broadest form of extended coverage
endorsement available from time to time, in an amount not less than the full insurable value (as defined in
section 10.9) of the Property, with a deductible amount not to exceed an amount satisfactory to
Beneficiary;
10.1.2. Rent or business interruption or use and occupancy insurance on such
basis and in such amounts and with such deductibles as are satisfactory to Beneficiary;
10.1.3. Against damage or loss by flood, ifthe Property is located in an area
identified by the Secretary of Housing and urban Development or any successor or other appropriate
authority (governmental or private) as an area having special flood hazards and in which flood insurance is
available under the National Flood Insurance Act of1968 or the Flood Disaster Protection Act of1973, as
amended, modified, supplemented, or replaced from time to time, on such basis and in such amounts as
Beneficiary may require;
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10.1.4. Against damage or loss from (a) sprinkler system leakage and (b)
boilers, boiler tanks, heating and air conditioning equipment, pressure vessels, auxiliary piping, and similar
apparatus, on such basis and in such amounts as Beneficiary may require;
10.1.5. During any alteration, construction, or replacement of improvements
on the Property, or any substantial portion thereof, a Builder's All Risk policy with extended coverage with
course of construction and completed value endorsements, for an amount at least equal to the full insurable
value of the improvements on the Property, and workers' compensation, in statutory amounts, with
provision for replacement with the coverage described in this Section 10, without gaps or lapsed coverage,
for any completed portion of improvements on the Property; and
10.1.6. If required by the Senior Lender, against damage or loss by
earthquake, in an amount and with a deductible satisfactory to Beneficiary, if such insurance is required by
Beneficiary in the exercise of its business judgment in light of the commercial real estate practices existing
at the time the insurance is issued and in the County where the Property is located.
10.2. Liabilitv Insurance. Trustor shall procure and maintain workers'
compensation insurance for Trustor's employees and comprehensive general liability insurance covering
Trustor, Trustee, and Beneficiary against claims for bodily injury or death or for damage occurring in, on,
about, or resulting from the Property, or any street, drive, sidewalk, curb, or passageway adjacent to it, in
standard form and with such insurance company or companies and in an amount of at least $3,000,000
combined single limit, or such greater amount as Beneficiary may require, which insurance shall include
completed operations, product liability, and blanket contractual liability coverage that insures contractual
liability under the indemnifications set forth in this Deed of Trust and the 2009 DDA (but such coverage or
its amount shall in no way limit such indemnification).
10.3. Other Insurance. Trustor shall procure and maintain such other insurance or
such additional amounts of insurance, covering Trustor and the Property, as (a) may be required by the
terms of any construction contract for any improvements on the Property or by any governmental
authority, other than Beneficiary, (b) may be specified in the 2009 DDA, or (c) may be reasonably required
by Beneficiary from time to time.
lOA. Form of Policies. All insurance required under this Section 10 shall be fully
paid for and nonassessable. The policies shall contain such provisions, endorsements, and expiration dates
as Beneficiary from time to time reasonably requests and shall be in such form and amounts, and be issued
by such insurance companies doing business in the State of California, as Beneficiary shall approve in
Beneficiary's sole and absolute discretion. Unless otherwise expressly approved in writing by Beneficiary,
each insurer shall have a Best Rating of Class A, Category viii, or better. All policies shall (a) contain a
waiver of subrogation endorsement; (b) provide that the policy will not lapse or be canceled, amended, or
materially altered (including by reduction in the scope or limits of coverage) without at least 30 days' prior
written notice to Beneficiary; (c) with the exception ofthe comprehensive general liability policy, contain
a mortgagee's endorsement (438 BFU Endorsement or equivalent), and name Beneficiary and Trustee as
insureds; and (d) include such deductibles as Beneficiary may approve. If a policy required under this
paragraph contains a co-insurance or overage clause, the policy shall include a stipulated value or agreed
amount endorsement acceptable to Beneficiary.
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10.5. Duplicate Originals or Certificates. Duplicate original policies evidencing
the insurance required under this Section 10 and any additional insurance that may be purchased on the
Property by or on behalf of Trustor shall be deposited with and held by Beneficiary and, in addition,
Trustor shall deliver to Beneficiary (a) receipts evidencing payment of all premiums on the policies and (b)
duplicate original renewal policies or a binder with evidence satisfactory to Beneficiary of payment of all
premiums at least 30 days before the policy expires. In lieu of the duplicate original policies to be
delivered to Beneficiary under this Section 10.5, Trustor may deliver an underlier of any blanket policy,
and Trustor may also deliver original certificates from the issuing insurance company, evidencing that such
policies are in full force and effect and containing information that, in Beneficiary's reasonable judgment,
is sufficient to allow Beneficiary to ascertain whether such policies comply with the requirements of this
Section 10.
10.6. Increased Coverage. If Beneficiary determines that the limits of any
insurance carried by Trustor are inadequate or that additional coverage is required, Trustor shall, within 10
days after written notice from Beneficiary, procure such additional coverage as Beneficiary may require in
Beneficiary's sole and absolute discretion.
10.7. No Separate Insurance. Trustor shall not carry separate or additional
insurance concurrent in form or contributing in the event of loss with that required under this Section 10,
unless endorsed in favor of Trustee and Beneficiary, as required by this Section 10 and otherwise approved
by Beneficiary in all respects.
10.8. Transfer of Title. In the event offoreclosure of this Deed of Trust or other
transfer of title or assigrunent ofthe Property in extinguishment, in whole or in part, ofthe Note, all right,
title, and interest of Trustor in and to all insurance policies required under this Section 10 or otherwise then
in force with respect to the Property and all proceeds payable under, and unearned premiums on, such
policies shall immediately vest in the purchaser or other transferee of the Property.
10.9. Replacement Cost. For purposes of this Section 10, the term "full insurable
value" means the actual cost of replacing the Property in question, without allowing for depreciation, as
calculated from time to time (but not more often than once every calendar year) by the insurance company
or companies holding such insurance or, at Beneficiary's request, by appraisal made by an appraiser,
engineer, architect, or contractor proposed by Trustor and approved by said insurance company or
companies and Beneficiary. Trustor shall pay the cost of such appraisal.
10.10. Approval Not Warrantv. No approval by Beneficiary of any insurer may be
construed to be a representation, certification, or warranty of its solvency and no approval by Beneficiary
as to the amount, type, or form of any insurance may be construed to be a representation, certification, or
warranty of its sufficiency.
10.11. Beneficiary's Right To Obtain. Trustor shall deliver to Beneficiary original
policies or certificates evidencing such insurance at least 30 days before the existing policies expire. If any
such policy is not so delivered to Beneficiary or if any such policy is canceled, whether or not Beneficiary
has the policy in its possession, and no reinstatement or replacement policy is received before termination
of insurance, Beneficiary, without notice to or demand on Trustor, may (but is not obligated to) obtain such
insurance insuring only Beneficiary and Trustee with such company as Beneficiary may deem satisfactory,
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and pay the premium for such policies, and the amount of any premium so paid shall be charged to and
promptly paid by Trustor or, at Beneficiary's option, may be added to the Note. Trustor acknowledges
that, if Beneficiary obtains insurance, it is for the sole benefit of Beneficiary and Trustee, and Trustor shall
not rely on any insurance obtained by Beneficiary to protect Trustor in any way.
10.12. Dutv To Restore After Casualtv. If any act or occurrence of any kind or
nature (including any casualty for which insurance was not obtained or obtainable) results in damage to or
loss or destruction of the Property, Trustor shall immediately give notice of such loss or damage to
Beneficiary and, if Beneficiary so instructs, shall promptly, at Trustor's sole cost and expense, regardless
of whether any insurance proceeds will be sufficient for the purpose, shall (i) commence and continue
diligently to completion to restore, repair, replace, and rebuild the Property as nearly as possible to its
value, condition, and character immediately before the damage, loss or destruction; or, (ii) pay all
monetary obligations due under the Senior Lender Documents and pay all monetary obligations then due
under the Note to Beneficiary.
II. Assigmnent ofInsurance and Condemnation Proceeds. Subject to the rights of the
Senior Lender under the Senior Lender Documents, in the event that the Property, or any part or
appurtenance thereof or right or interest therein, be taken or damaged by reason of any public or private
improvement, condemnation proceeding (including change of grade), fire, earthquake or other casualty, or
in any other manner, Beneficiary or Trustee may, at its option, commence, appear in and prosecute, in its
own name, any action or proceeding, or make any reasonable compromise or settlement in connection with
such taking or damage, and obtain all compensation, awards or other relief therefor. Subject to the HUD
Secondary Financing Rider, attached hereto, all compensation, awards, damages, rights of action and
proceeds, including the policies and the proceeds of any policies of insurance affecting the Property, are
hereby assigned to Beneficiary, but no such assignments shall be effective to invalidate or impair any
insurance policy. Trustor further assigns to Beneficiary any return premiums or other repayments upon any
insurance at any time provided for the benefit of the Beneficiary and all refunds orrebates made oftaxes or
assessments on the Property, and Beneficiary may at any time collect said return premiums, repayments,
refunds and rebates in the event of any default by Trustor under the Note, the 2009 DDA or this Deed of
Trust. No insurance proceeds or condemnation awards at any time assigned to or held by Beneficiary shall
be deemed to be held in trust and Beneficiary may commingle such proceeds with its general assets and
shall not be liable for the payment of any interest thereon. Trustor also agrees to execute such further
assignments of any such policies, compensation, award, damages, rebates, return of premiums, repayments,
rights of action and proceeds as Beneficiary or Trustee may require.
12. Use ofInsurance Proceeds. After any damage by casualty to the Property, whether
or not required to be insured against under the policies to be provided by Trustor, Trustor shall give prompt
written notice thereof to Beneficiary generally describing the nature and cause of such casualty and the
extent of the damage to or destruction of the Property. Subject to the rights of the Senior Lender
Documents, Trustor shall have the obligation to promptly repair the damage, regardless of whether and to
the extent the casualty was covered by an insurance policy. For these purposes, Beneficiary shall make
available to Trustor proceeds of any insurance policy covering the casualty and maintained by Trustor
under and subject to each of the following terms and conditions:
(a) Insurance proceeds which are directly attributable to the damage (herein the
"Proceeds") shall be released to Trustor upon and subject to satisfaction of each of the following
conditions:
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(i) There exists no default under the Note, the 2009 DDA or this Deed
of Trust at any time prior to or during the course of reconstruction;
(ii) Receipt by Beneficiary of satisfactory written evidence that any
proposed restorations by Trustor will comply with all statutes, ordinances, regulations,
rules, rulings, restrictive covenants, reciprocal easements, leases and contracts; that all
proposed plans and specifications are approved by all required governmental agencies; and
that Trustor has obtained all necessary building and other permits and approvals for such
reconstruction;
(iii) Receipt by Beneficiary from Trustor of sufficient cash funds to
cover one hundred percent (100%) of any difference between the estimated costs of
completion, as certified by an architect or engineer approved by Beneficiary in writing, and
the Proceeds, the amount of such difference shall be paid in cash to Beneficiary with said
amount and any interest earned thereon shall be released to Beneficiary, as necessary,
following the exhaustion of available insurance proceeds, or at such earlier time deemed
appropriate by Beneficiary. In the event of any default under the Note, the 2009 DDA or
this Deed of Trust, or any reconstruction requirements, Beneficiary may, at its option,
apply any portion or all of such amounts and interest against the accrued interest and
principal sums outstanding under the Note;
(iv) Receipt by Beneficiary of a certificate executed by Trustor
describing the work to be performed in connection with such restoration and a certificate by
an independent architect or engineer selected or approved by Beneficiary in writing stating
that the work described in the Trustor's certificate is adequate to restore the Property to
substantially the same size, design, quality and condition as existed prior to the damage.
The architect's or engineer's certificate shall include its estimate of all costs and expenses
which will be required to complete such restorations; and
(v) Such additional conditions as may reasonably be imposed by
Beneficiary to provide assurance that the Proceeds will be used to restore the Property to
substantially the same condition, to the extent possible, as existed prior to the damage or
taking, including, without limitation, Beneficiary's prior written approval of all permits,
plans, specifications and construction contracts for such restoration.
(b) Beneficiary shall disburse the Proceeds in increments corresponding to the
percentage of completion costs then incurred for labor performed and materials furnished (which
may, at Beneficiary's discretion, be subject to reasonable holdbacks required by Beneficiary, not
exceeding ten percent (10%) of the total estimated cost of completion and which will be released
upon lien-free completion of the restorations in accordance with the requirements of this Deed of
Trust and the expiration of the periods within which any mechanic's or materialman's lien may be
filed). Disbursements shall be conditioned upon Beneficiary's written confirmation that all of its
requirements therefor have been satisfied, including its receipt of periodic inspection and
completion percentage certificates executed by the project architect approved by Beneficiary in
writing, payment acknowledgments and unconditional lien releases, and such other conditions to
periodic disbursements as are customarily imposed by Beneficiary in connection with its
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construction loans, no defaults or misrepresentations of Trustor and Trustor's obtaining all title
insurance endorsements, payment and performance bonds, and builder's risk policies required by
Beneficiary. Trustor shall, during the progress of the work, also submit to the Beneficiary, at
periodic intervals not less frequently than monthly, a certificate satisfactory to Beneficiary
furnished by an architect or engineer approved by Beneficiary in writing showing the cost oflabor
and materials incorporated into the work during the period specified in the certificate, which period
shall not include any part of the period covered by any other such certificate; and
(c) After completion of the restoration and subject to the conditions herein
stated, and, if Trustor is not then in default under the Note, the 2009 DDA or this Deed of Trust,
Beneficiary shall pay to Trustor (or such other persons or entities that may have an interest therein)
the undisbursed Proceeds and Trustor's deposit for any estimated restoration expense held by
Beneficiary upon delivery to Beneficiary of (i) a certificate executed by Trustor showing that the
work has been completed and that all bills for labor performed and materials furnished in
connection therewith have been paid, (ii) unconditional lien releases and other appropriate written
acknowledgments of payment in full executed by all contractors and subcontractors performing
labor on or furnishing materials to the Property; (iii) a certificate executed by an architect or
engineer approved by Beneficiary confirming that the Property has been restored to substantially
the same size, design, quality and condition as existed immediately prior to the damage and in
accordance with all applicable federal, state, local and other governmental laws and regulations;
and (iv) a certificate of occupancy and other permits issued by the appropriate governmental
authorities authorizing the occupancy of the Property for its intended purposes and use.
If (i) any of the conditions in subparagraph l2(b), above, are not fulfilled within sixty (60)
days after the date ofthe casualty, or if the reconstruction cannot be completed within such 60 day period,
within such additional time as may be reasonably necessary to complete the reconstruction, not to exceed
one hundred eighty (180) days, and provided such additional time does not result in a breach by the Trustor
under the Note, the 2009 DDA or this Deed of Trust; or (ii) if Trustor fails to exercise diligence in
promptly commencing or continuously prosecuting the work; or (iii) if Trustor is otherwise in default
under the Note, the 2009 DDA or this Deed of Trust, or any reconstruction requirements set forth therein
or herein, Beneficiary may, at its option, apply the Proceeds and any deposits made by Trustor hereunder
to the indebtedness secured hereby, or to complete the necessary repairs and use the Proceeds for the
payment thereof. If the Proceeds are so applied to the indebtedness and, together with any other payments
due to Beneficiary under the Note, and all other debts of Trustor to Beneficiary are discharged, Beneficiary
shall not have the right to require the Property to be repaired under the terms of this Deed of Trust, but
Beneficiary's rights under any other lien that it holds against the Property and which is not also required to
be released shall not be thereby impaired or affected.
Subject to the rights ofthe Senior Lender under the Senior Lender Documents, Trustor shall
not cornmence any repairs or reconstruction of any casualty until Beneficiary consents in writing thereto,
which consent may be withheld by Beneficiary in its sole discretion, until all of the conditions contained in
this paragraph are satisfied. All work of repairing or restoring damage shall be done in a good and
workmanlike manner with materials of good quality and in conformity with all applicable laws,
ordinances, rules and regulations. Nothing herein contained shall be construed as authorizing the Trustor to
subject the Property to any mechanic's, materialman's or other lien for the payment of bills for material
furnished or labor performed in connection with any work contemplated by this paragraph.
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In any event in which the Beneficiary is not otherwise obligated to permit the insurance
proceeds to be applied to the restoration of the Property as hereinabove described and, at the option of
Beneficiary, the proceeds ofa loss under any policy, whether or not endorsed payable to Beneficiary, may
be applied in payment of the principal, interest or any other sums secured by this Deed of Trust, whether or
not then due, or to the restoration or replacement of any building on the Property, without in any way
affecting the enforceability or priority of the lien of this Deed of Trust or the obligation ofthe Trustor or
any other person for payment of the indebtedness hereby secured or the reconstruction of the damaged
improvements, whether such Trustor be the then owner of said building or improvements or not.
13. Use of Condemnation Awards. Subject to the rights ofthe Senior Lender under the
Senior Lender Documents, should the Property or any portion thereof or any improvements thereon be
taken or damaged by reason of any public improvement or condemnation proceeding, or by any other form
of eminent domain, Trustor agrees that Beneficiary shall be entitled to all compensation, awards and other
payments or relief therefor and may, at its option, commence, appear in or prosecute in its own name any
action or proceeding or make any reasonable compromise or settlement in connection with such taking or
damage, and Trustor agrees to pay Beneficiary's costs and reasonable attorneys' fees incurred in
connection therewith. All such compensation, awards, damages, rights of actions and proceeds may be
applied by Beneficiary toward the repair of any damage to the improvements on any portion of the
Property not subject to the taking as and subject to the same conditions herein provided with respect to the
disposition of insurance proceeds, as set forth in Section 12 hereinabove; provided, however, that if the
taking results in a loss of the Property to an extent which, in the reasonable opinion of Beneficiary, renders
or will render the Property not economically viable or which substantially impairs Beneficiary's security or
lessens to any extent the value, marketability or intended use of the Property, Beneficiary may apply the
condemnation proceeds to reduce the unpaid indebtedness secured hereby in such order as Beneficiary may
determine. Trustor agrees to execute such further assignments of condemnation proceeds as Beneficiary or
Trustee may from time to time require. If so applied, any proceeds in excess of the unpaid principal and
accrued interest due under the Note plus all other sums due to Beneficiary from Trustor shall be paid to
Trustor or Trustor's assignee.
14. Prooerty Taxes and Assessments. Trustor shall pay in full on or before delinquency
all rents, taxes, assessments community redevelopment in lieu of property tax charges and encumbrances,
with interest, that may now or hereafter be levied, assessed or claimed upon the Trustor's ownership or use
of the Property that is the subject of this Deed of Trust or any part thereof, and upon request, provide the
Beneficiary with copies of official receipts for payment therefor, and shall pay all taxes imposed upon, and
reasonable costs, fees and expenses of, this Deed of Trust.
15. Assessment Districts. Trustor agrees not to consent to inclusion ofthe Land in any
local improvement or special assessment district or to the imposition of any special or local improvement
assessment against the Property, without Beneficiary's prior written consent.
16. Mortgage Taxes. In the event of the passage after the date of this Deed of Trust of
any federal, state or municipal law, ordinance or regulation relating to the taxation of mortgages, deeds of
trust or debts secured thereby so as to tax or assess any interest of Beneficiary or any payments secured
hereby. Trustor shall bear and pay the full amount of such taxes.
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] 7. Soecial Assessment and Insurance Reserves. Subject to the rights of the Senior
Lender under the Senior Lender Documents, Trustor shaH, at the request of the Beneficiary, pay to
Beneficiary equal monthly instaHments of the special assessments and insurance premiums estimated by
the Beneficiary next to become due, in addition to any other periodic payment or performances owed by
Trustor under the Note or this Deed of Trust, so that thirty (30) days before the due date thereof, or of the
first installment thereof, Beneficiary will have on hand an amount sufficient to pay the next maturing
assessments and insurance premiums. The amount of the additional payment to be made on account of
assessments and insurance premiums shall be adjusted annually or more frequently as Beneficiary deems
necessary and any deficit shall be immediately paid by Trustor upon request and any surplus shall be
credited on the mortgage account. Subsequent payments on account of assessments and insurance
premiums shall be made in accordance with the next estimate by the Beneficiary of annual requirements.
To the extent permitted by applicable law, all monies paid to Beneficiary on account of assessments or
insurance premiums may be commingled and invested with Beneficiary's own fimds and, unless and to the
extent required by law, shall not bear interest for Trustor. Beneficiary shall not exercise the rights granted
in this paragraph so long as the following conditions are met:
Trust; or
(a) There is no other default under the Note, the 2009 DDA or this Deed of
(b) Trustor pays all assessments and insurance premiums prior to delinquency.
Upon Trustor's failure to comply with any of the conditions (a) or (b) above, Beneficiary
may, at its option, then or thereafter exercised, require Trustor to pay the additional sums described in this
paragraph. Notwithstanding the foregoing, in the event that the Senior Lender releases casualty or
condemnation proceeds to the Trustor for the repair or reconstruction of the Property, Beneficiary shall
also consent to the release of such proceeds.
]8. Trustor's Right to Contest Taxes. Trustor shall have the right to contest any real
property tax or special assessment so long as (a) no defaults exist under the Note, the 2009 DDA, or this
Deed of Trust; (b) Trustor makes any payment or deposit or posts any bond as and when required as a
condition to pursuing such contest; (c) Trustor commences such contest prior to such tax or assessment
becoming delinquent and continuously pursues the same in good faith and with due diligence; (d) such
contest or any bond furnished by Trustor stays the foreclosure of any lien securing the payment of any such
tax or assessment; and (e) Trustor pays any tax or assessment within ten (10) days following the date of
resolution of such contest.
] 9. Reoort of Real Estate Transaction. Trustor has made or provided for making, or will
make or provide for making, on a timely basis, any reports or returns required by state or local law relating
to the Property, or the development of the Property, notwithstanding the fact that the primary reporting
responsibility may faH on the Beneficiary, or other party. Trustor's obligations under this paragraph will be
deemed to be satisfied, if proper and timely reports and retums required under this paragraph are filed by a
title company involved in each real estate transaction relating to the Property, but nothing contained herein
shall be construed to require such returns or reports to be filed by Beneficiary.
20. Leases. With respect to any leases currently or hereafter relating to any portion of
the Property, Trustor agrees that each such lease shall comply with the applicable provisions of the 2009
DDA.
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21. Assignment of Leases. Trustor hereby unconditionally and absolutely assigns,
transfers and sets over unto Beneficiary, all leases, subleases, rental agreements, occupancy agreements,
licenses, concessions, entry fees and other agreements that grant a possessory interest in all or any part of
the Property, together with all rents, issues, deposits and profits of the Property, together with the
immediate and continuing right to collect and receive the same, for the purpose and upon the terms and
conditions hereinafter set forth. Trustor further unconditionally and absolutely assigns, transfers and sets
over unto Beneficiary all of its right, title and interest in and to any plans, drawings, specifications,
permits, engineering reports and land planning maps, which it now has or may hereafter acquire regarding
any improvements now on or to be constructed upon the Property. Beneficiary confers upon Trustor a
license to collect and retain the rents, issues, deposits and profits ofthe Property, as they become due and
payable, subject, however, to the right of Beneficiary upon a default hereunder to revoke said license, at
any time, in its sole discretion and without notice to Trustor. Beneficiary may revoke said license and
collect and retain the rents, issues, deposits and profits of the Property assigned herein to Beneficiary upon
the occurrence of an Event of Default hereunder or under any of the obligations secured hereby, and
without taking possession of all or any part of the Property, and without prejudice to or limitation upon any
of its additional rights and remedies granted pursuant hereto or pursuant to the Note or the 2009 DDA, and
Beneficiary shall, in its sole and absolute discretion, have the right to apply such income for the payment
of all expenses or credit the net amount of income that it receives from the Property, to the indebtedness in
the manner, order and amounts as Beneficiary shall determine. In the event the Beneficiary exercises or is
entitled to exercise any of its rights or remedies under this Deed of Trust as a result of the default of the
Trustor under the Note or the 2009 DDA, and if any lessee, sublessee or assignee under any lease assigned
under this paragraph files or has filed against it any petition in bankruptcy or for reorganization or
undertakes or is subject to similar action, Beneficiary shall have, and is hereby assigned by Trustor, all of
the rights that would otherwise inure to the benefit of Trustor in such proceedings, including, without
limitation, the right to seek "adequate protection" of its interests, to compel assumption or rejection of any
such lease and to seek such claims and awards as may be sought or granted in connection with the rejection
of any such lease. Unless otherwise agreed to by Beneficiary in writing, Beneficiary's exercise of any of
the rights provided in this paragraph shall preclude Trustor from the pursuit and benefit thereof, without
any further action or proceeding of any nature. The foregoing assignment shall not impose upon
Beneficiary any duty to produce rents from the Property, and such assignment shall not cause Beneficiary
to be a "mortgagee in possession" for any purpose. The rights granted in this paragraph shall be in addition
to and not in derogation of any similar or related rights granted to Beneficiary in any separate assignment
ofleases and rents.
22. Impairment of Securitv. Trustor shall not, without first obtaining Beneficiary's
written consent, which consent shall not be unreasonably withheld, assign any ofthe rents or profits of the
Property or change the general nature or use of the Property or initiate or acquiesce in any zoning
reclassification, or do, or suffer to be done, any act or thing that would impair the security of Beneficiary's
lien upon the Property or the rents thereof. Trustor shall not, without the written consent of Beneficiary,
which consent shall not be unreasonably withheld, (i) initiate or support any zoning reclassification ofthe
Property, seek any variance under existing zoning ordinances applicable to the Property or use or permit
the use of the Property in a manner that would result in such use becoming a non-conforming use under
applicable zoning ordinances; (ii) modify, amend or supplement any easement, reservation, restriction,
covenant, condition or encumbrance pertaining to the Property; (iii) impose or consent to any restrictive
covenant or encumbrance upon the Property, execute or file any subdivision or parcel map affecting the
Property or consent to the annexation of the Property to any municipality; or (iv) permit or suffer the
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Property to be used by the public or any person in such manner as might make possible a claim of any
implied dedication or easement.
23. Defense of Suits. Trustor shall appear in and defend any suit, action or proceeding
that might affect the value, priority or enforceability of this Deed of Trust or the Property itself or the
rights or powers of Beneficiary or Trustee, including any suits relating to damage to property or death or
personal injuries, whether or not Trustor is ultimately found liable for any negligence or other wrongful
conduct or inaction. Trustor, following mutual negotiations with Beneficiary, has waived and does hereby
waive any immunity to such liability to Beneficiary under any industrial insurance or similar statute, to the
extent such immunity would impair Beneficiary's rights against Trustor. Should Beneficiary elect to
appear in or defend any such action or proceeding or be made a party to any such action or proceeding by
reason of this Deed of Trust, or elect to prosecute such action as appears necessary to preserve the value,
priority or enforceability of this Deed of Trust or the Property itself, Trustor will at all times indemnifY
from and, on demand, reimburse Beneficiary and Trustee for, any and all loss, damage, expense or cost,
including cost of evidence of title expert witness fees and attorneys' fees, arising out of or incurred in
connection with any such suit, action or proceeding, and any appeal or petition for review thereof, and the
sum of such expenditures shall be secured by this Deed of Trust with interest at the rate of I 0% per annum
and shall be due and payable on demand. Trustor shall pay costs of suit, cost of evidence of title expert
witness fees and reasonable attorneys' fees in any proceeding or suit brought by Beneficiary to foreclose
this Deed of Trust and in any appeal therefrom or petition for review thereof.
24. Assignments and Transfers. Trustor acknowledges that Beneficiary relied upon
Trustor's financial statements, credit history, business and real property managerial expertise and other
factors personal to Trustor in making the Note, and Trustor covenants not to transfer any of the interest in
the Property or to permit the transfer of any interest in Trustor, except as provided in Section 25
hereinbelow or as otherwise approved in the 2009 DDA , without first receiving Beneficiary's express
written consent in each instance. A breach of this covenant shall constitute a default under the Note and
this Deed of Trust. All sums then due to Beneficiary by Trustor hereunder or under the Note may, at
Beneficiary's option, be declared immediately due and payable if any of Trustor's interests in the Property,
or any part thereof, are sold or transferred, voluntarily or involuntarily, without Beneficiary's written
consent.
25. Permitted Transfers.
(a) Notwithstanding anything to the contrary contained herein, the respective interests
of Trustor's special limited partner and Investor Limited Partner shall be transferable to any affiliate of
Investor Limited Partner in accordance with the terms ofthe Partnership Agreement without the consent of
the Beneficiary. So long as Trustor is not then in default under the terms Note, the 2009 DDA or this Deed
of Trust and upon the expiration ofthe tax credit compliance period, the interests ofthe Investor Limited
Partner in the Trustor may be transferred to the Trustor's general partner or its affiliate without the consent
of the Beneficiary.
(b) Notwithstanding anything to the contrary contained herein, the Trustor's Investor
Limited Partner shall be permitted to remove the Trustor's general partner for cause in accordance with the
Partnership Agreement without the consent of the Beneficiary; provided, however, that Investor Limited
Partner shall not elect and appoint a successor general partner therefore without the consent of the
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Beneficiary, which consent shall not be unreasonably withheld. Notwithstanding the foregoing, the
substitute general partner shall assume all of the rights and obligations of the removed general partner
hereunder and under the 2009 DDA.
26. Further Encumbrances. Trustor acknowledges that Beneficiary relied upon the
Property not being subject to additional liens or encumbrances except as set forth in this Deed of Trust, the
Note and the 2009 DDA for reasons including, but not limited to, the possibility of competing claims or the
promotion of plans disadvantageous to Beneficiary in bankruptcy; the risks to Beneficiary in a junior
lienholder's bankruptcy; questions involving the priority of future advances, the priority of future leases of
the Property, the marshaling of Trustor's assets, and the Beneficiary's rights to determine the application of
condemnation awards and insurance proceeds; the impairment of the Beneficiary's option to accept a deed
in lieu of foreclosure; the increased difficulty of reaching agreements for workouts or to the actions to be
taken by trustees, receivers, liquidators and fiduciaries; and Beneficiary's requirements of Trustor's
preservation of its equity in the Property and the absence of debt that could increase the likelihood of
Trustor's being unable to perform its obligations when due. Therefore, as a principal inducement to
Beneficiary to make the Note secured by this Deed of Trust, and with the knowledge that Beneficiary will
materially rely upon this paragraph in so doing, Trustor covenants not to encumber the Property except as
set forth herein without first receiving Beneficiary's express written consent in each instance, which
consent may be withheld by Beneficiary in its sole discretion. A breach of this covenant shall constitute a
default under the Note, the 2009 DDA and this Deed of Trust, and Beneficiary may exercise all remedies
available to Beneficiary under the Note, the 2009 DDA or this Deed of Trust. Without limiting the
generality of the foregoing, no mortgages, deeds of trust or other forms of security interests prior or
subordinate to the security interests of Beneficiary shall encumber any real or personal property that is the
subject of any lien or security interest granted to Beneficiary.
27. [RESERVED - NO TEXT].
28. Event of Default. An "Event of Default" shall be deemed to have occurred in any of
the following circumstances:
(a) Failure of Trustor to satisfY any performance or payment obligation
required under this Deed of Trust, the Note or the 2009 DDA when due, however Trustor shall
have ten (10) days to cure any such default;
(b) Failure of Trustor to properly perform its obligations under this Deed of
Trust, the Note or the 2009 DDA, by a date specified herein or therein or in a written notice to
Trustor, if applicable, (which date specified shall not be less than thirty (30) days nor greater than
sixty (60) days from the date of such notice, and shall be determined by Beneficiary in its sole
discretion); provided, however, that: (i) if such default set forth in the notice cannot be cured by the
date specified, (ii) Trustor commences to cure the default prior to the date specified in the notice,
and (iii) Trustor diligently proceeds to cure the default thereafter; then the date specified in the
notice shall be extended by any period reasonably necessary to complete the cure, but in no event
for more than ninety (90) days after the date originally specified in the notice;
(c) Trustor becomes insolvent or generally is not paying its debts as they
become due, as defined in the United States Bankruptcy Reform Act, as amended from time to time
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(which Act, as amended, is herein called the "Bankruptcy Code"), or shall file a voluntary petition
in bankruptcy seeking to effect a reorganization plan or other arrangement with creditors or any
other relief under the Bankruptcy Code or under any other state or federal law relating to
bankruptcy or other relief for debtors, whether now or hereafter in effect, or shall consent to or
suffer the entry of any order for reliefin any involuntary case under the Bankruptcy Code, or shall
be the defendant or subject of any involuntary petition filed under the Bankruptcy Code that is not
dismissed within ninety (90) days of the filing thereof, or shall make an assignment for the benefit
of creditors;
(d) Any court (or similar tribunal) having jurisdiction over Trustor or any of the
Property or other property of Trustor shall enter a decree or order appointing a receiver, trustee,
guardian, conservator, assignee in bankruptcy or insolvency of Trustor, of any ofthe Property, of
any other real property of Trustor, of any other significant asset of Trustor, or shall enter a decree
or order for relief in any involuntary case under the Bankruptcy Code;
(e) The entry of any final judgment or arbitration award against Trustor that is
not paid or stayed pending appeal, or the sequestration or attachment of, or any levy or execution
upon (i) any of the Property, (ii) any other collateral provided by Trustor or any other person under
this Deed of Trust, or (iii) any significant portion of the other assets of Trustor, which is not
released, expunged or dismissed prior to the earlier of (30) days after such sequestration,
attachment or execution or five (10) days before the sale of any such assets;
(f) Trustor shall dissolve, liquidate or wind up its affairs or shall bring any
legal action or take any other action contemplating such dissolution, liquidation or winding up;
(g) The detennination by Beneficiary that any representation, warranty or
statement contained in this Deed of Trust or the Note or the 2009 DDA in writing delivered to
Beneficiary in connection with Note or 2009 DDA was incomplete, untrue or misleading in any
material respect as ofthe date made and Trustor has not cured such default within thirty (30) days
from written notice by Beneficiary of such default;
(h) The enactment of any law that deducts from the value of the Property for
the purpose of taxation of any lien thereon or imposing upon Beneficiary the payment of the whole
or any part of the taxes, assessments, charges or liens herein required to be paid by Trustor or
changing in any way the laws relating to the taxation of deeds of trust or debts secured by deeds of
trust or Beneficiary's interest in the Property or the manner of collection of taxes so as to affect this
Deed of Trust or the Note or the 2009 DDA or the holder thereof or imposing a tax, other than a
Federal or state income tax, on or payable by Trustee or Beneficiary by reason of their ownership
of this Deed of Trust or the Note and, in such event, Trustor, after demand by Beneficiary, does not
pay such taxes or assessments within thirty (30) days or reimburse Beneficiary therefor or, in the
opinion of counsel for Beneficiary, it might be unlawful to require Trustor to make such payment
or the making of such payment might result in the imposition of interest costs beyond the
maximum amount pennitted by applicable law;
(i) Trustor acknowledges and agrees that all material non-monetary defaults are
conclusively deemed to be and are defaults impairing the security of this Deed of Trust, and that
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Beneficiary shall be entitled to exercise any appropriate remedy, including, without limitation,
foreclosure ofthis Deed of Trust, upon the occurrence of any such material non-monetary default;
and
(j) Notwithstanding the remedies of Beneficiary set forth in Section 29, below,
the parties hereto agree that the Investor Limited Partner shall be entitled to cure any default
hereunder by the Trustor, and shall have fifteen (15) days after the expiration of the applicable cure
period to effect such cure, and the parties hereto shall accept performance by the Investor Limited
Partner of any obligation of the Trustor hereunder as though tendered by the Trustor itself,
provided such performance by the Investor Limited Partner has occurred during the cure period, if
any, provided to the Trustor hereunder with respect to such default.
29. Rights and Remedies on Default. Upon the occurrence of any Default or Event of
Default under this Deed of Trust and at any time thereafter, and subject to the rights ofthe Senior Lender
and the Senior Lender Documents, Trustee or Beneficiary may exercise anyone or more of the following
rights and remedies:
(a) . Beneficiary may exerCise any right or
remedy provided for in the Note, the 2009 DDA or this Deed of Trust;
(b) . Beneficiary may declare the Note and all other
performances or sums secured by this Deed of Trust immediately due and payable;
(c) . Beneficiary may declare all performances or sums
secured hereby immediately due and payable either by commencing an action to foreclose this
Deed of Trust as a mortgage, or by the delivery to Trustee ofa written declaration of default and
demand for sale and of written notice of default and of election to cause the Property to be sold,
which notice Trustee shall cause to be duly filed for record in case offoreclosure by exercise ofthe
power of sale herein. Should Beneficiary elect to foreclose by exercise of the power of sale herein,
Beneficiary shall also deposit with Trustee this Deed of Trust, the documents evidencing the
Agency Loan and any receipts and evidence of expenditures made and secured hereby as Trustee
may require, and notice of sale having been given as then required by law and after lapse of such
time as may then be required by law after recordation of such notice of default, Trustee, without
demand on Trustor, shall sell the Property at the time and place of sale fixed by it in said notice of
sale, either as a whole or in separate parcels, and in such order as it may determine, at public
auction to the highest bidder upon any terms and conditions specified by Beneficiary and pennitted
by applicable law. Trustee may postpone sale of all or any portion of the Property by public
announcement at such time and place of sale, and from time to time thereafter may postpone such
sale by public announcement at the time fixed by the preceding postponement. Trustee shall deliver
to any purchaser its deed or deeds conveying the Property, or any portion thereof, so sold, but
without any covenant or warranty, express or implied. The recitals in such deed or deeds of any
matters or facts, shall be conclusive proof of the truthfulness thereof. Any person, including
Trustor, Trustee or Beneficiary, may purchase all or any portion of the Property, as applicable, at
sale.
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(d) . Beneficiary, from time to time before Trustee's
sale, may rescind any such notice of breach or default and of election to cause the Property to be
sold by executing and delivering to Trustee a written notice of such rescission, which notice, when
recorded, shall also constitute a cancellation of any prior declaration of default and demand for
sale. The exercise by Beneficiary of such right of rescission shall not constitute a waiver of any
breach or default then existing or subsequently occurring, or impair the right of Beneficiary to
execute and deliver to Trustee, as above provided, other declarations of default and demand for
sale, and notices of breach or default, and of election to cause the Property to be sold to satisfy the
obligations hereof, nor otherwise affect any provision, agreement, covenant or condition of the
Note, the 2009 DDA and/or of this Deed of Trust or any of the rights, obligations or remedies of
the parties hereunder.
(e) UCC Remedies. Beneficiary shall have all the rights and remedies of a
secured party under the California Uniform Commercial Code, including, without limitation,
Section 950 I (4) thereof. Upon request, Trustor shall assemble and make such collateral available
to Beneficiary at a place to be designated by Beneficiary that is reasonably convenient to both
parties. Upon repossession, Beneficiary may propose to retain the collateral in partial satisfaction
of the Note or sell the collateral at public or private sale in accordance with the Uniform
Commercial Code as adopted in the state where the Property is situated or any other applicable
statute. Such sale may be held as a part of, distinctive from or without a trustee's sale or
foreclosure of the real property secured by this Deed of Trust. If any notification of disposition of
all or any portion of the collateral is required by law, such notification shall be deemed reasonably
and properly given, if mailed at least ten (10) days prior to such disposition. If Beneficiary disposes
of all or any part of the collateral after default, the proceeds of disposition shall be applied in the
following order:
(i) to the reasonable expenses of retaking, holding, preparing for sale,
selling the collateral, and the like;
(ii)
Beneficiary; and
to the reasonable attorneys' fees and legal expenses incurred by
(iii)
to the satisfaction of the indebtedness secured by this Deed of Trust.
(I) Remedial Advances. Should Trustor fail to make any payment or to do any
act as herein provided, then Beneficiary or Trustee, without obligation so to do and without
demand upon Trustor and without releasing Trustor from any obligation hereof, may (i) make or do
the same in such manner and to such extent as either may deem necessary to protect the security
hereof, Beneficiary or Trustee being authorized to enter upon the Property for such purposes; (ii)
commence, appear in and defend any action or proceeding purporting to affect the security hereof
or the rights or powers of Beneficiary or Trustee, (iii) pay, purchase, contest or compromise any
encumbrance, charge, lien, tax or assessment, or the premium for any policy of insurance required
herein; and in exercising any such power, incur any liability, expend whatever amounts in its
absolute discretion it may deem necessary therefor, including cost of evidence of title, employ
counsel and pay such counsel's fees. Beneficiary shall be subrogated to the rights and lien interests
of any person who is paid by Beneficiary pursuant to the terms of this paragraph. Trustor shall
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repay immediately on written notice to Trustor all sums expended or advanced hereunder by or on
behalf of Beneficiary, with interest from the date of such advance or expenditure at the rate of I 0%
per annum, and the repayment thereof shall be secured hereby.
(g) Sununary Possession. Beneficiary may, at its option, either in person or by
agent, employee or court-appointed receiver, enter upon and take possession of the Property and
continue any work of improvement, repair or renovation thereof at Trustor's expense and lease the
same or any part thereof, making such alterations as it finds necessary, and may terminate in any
lawful manner any lease(s) of the Property, exercising with respect thereto any right or option
available to the Trustor. The entering upon and taking possession of the Property, the collection of
rents, issues and profits, or the proceeds of fire and other insurance policies or compensation or
awards for any taking or damage to the Property, and the application or release thereof shall not
cure or waive any default or notice of default hereunder or invalidate any act done pursuant to such
notice.
(h) Collection of Rents. Beneficiary may require any tenant or other user ofthe
Property to make payments of rent or use fees directly to Beneficiary, regardless of whether
Beneficiary has taken possession of the Property. If any rents are collected by Beneficiary, then
Trustor hereby irrevocably designates Beneficiary as Trustor's attorney-in-fact to endorse
instruments received in payment thereof in the name of Trustor and to negotiate the sarne and
collect the proceeds. Payments by tenants or other users to Beneficiary in response to Beneficiary's
demand shall satisfy the obligation for which the payments are made, whether or not any proper
grounds for the demand existed. Beneficiary may exercise its rights under this paragraph either in
person, by agent or through a receiver.
(i) Beneficiary's Enforcement of Leases. Beneficiary is hereby vested with full
power to use all measures, legal and equitable, deemed by it necessary or proper to collect the rents
assigned in this Deed of Trust, including the right, in person or by agent, employee or court-
appointed receiver, to enter upon the Property, or any part thereof, and take possession thereof
forthwith to the extent necessary to effect the cure of any default on the part of Trustor as lessor in
any leases or upon Trustor's default under the Note or the 2009 DDA. Trustor hereby grants to
Beneficiary full power and authority to exercise all rights, privileges and powers herein granted at
any and all times hereafter, without notice to Trustor, including the right to operate and manage the
Property, make and amend leases and perform any other acts reasonably necessary to protect the
value, priority or enforceability of any security for the obligations of the Trustor under the Note or
the 2009 DDA and use and apply all of the rents and other income herein assigned to the payment
of the costs of exercising such remedies, of managing and operating the Property, and of any
indebtedness or liability of Trustor to Beneficiary, including but not limited to the payment of
taxes, special assessments, insurance premiums, damage claims, the costs of maintaining,
repairing, rebuilding and restoring any improvements on the Property or of making the same
rentable, attorneys' fees incurred in connection with the enforcement of this Deed of Trust, and any
principal and interest payments due from Trustor to Beneficiary under the Note and this Deed of
Trust, all in such order as Beneficiary may determine. Beneficiary shall be under no obligation to
enforce any of the rights or claims assigned to it hereunder or to perform or carry out any of the
obligations of the lessor under any leases and does not assume any of the liabilities in connection
with or arising or growing out of the covenants and agreements of Trustor in any leases. It is
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further understood that this Deed of Trust shall not operate to place responsibility for the control,
care, management or repair of the Property, or parts thereof, upon Beneficiary nor shall it operate
to make Beneficiary liable for the carrying out of any of the terms and conditions of any leases, or
for any waste of the Property by the lessee under any leases or by any other party, or for any
dangerous or defective condition ofthe Property or for any negligence in the management, upkeep,
repair or control ofthe Property resulting in loss or injury or death to any lessee, invitee, licensee,
employee or stranger, except as may result from the gross negligence or willful misconduct of
Beneficiary after taking possession of the Property hereunder.
(j) Beneficiary's Enforcement of Contracts. Beneficiary shall have the right to
enforce Trustor's rights under all architect, engineering, construction and related contracts and to
bring an action for the breach thereof in the name of Beneficiary or, at Beneficiary's option, in the
name of Trustor, in the event any architect, engineer, contractor or other party breaches their
respective contract or contracts, regardless of whether Beneficiary acquires or retains any interest
in the Property. Trustor hereby irrevocably appoints Beneficiary as its attorney-in-fact for the
purposes ofthe foregoing, which power shall be durable and coupled with an interest. Beneficiary
does not assume and shall not be obligated to perform any of Trustor's obligations under said
contracts nor shall Beneficiary be required to enforce such contracts or bring action for the breach
thereof, provided; however, any performance of the respective contracts specifically required by
the Beneficiary in writing, following any default by Trustor under the Note, the 2009 DDA or the
contracts, and which is properly and timely undertaken by the contractor, engineer or architect,
shall be paid for by the Beneficiary in accordance with the terms and conditions of the contracts.
Such payments shall be deemed additions to the amounts owed by Trustor to the Beneficiary under
the Note and secured by this Deed of Trust and shall bear interest at the rate of 10% per annum
from the date of advance to and including the date of full payment, and shall be secured by any
deed of trust, collateral assignment of leases and rents, security agreement and other documents
granted to secure the Note.
(k) Appointment of Receiver. Beneficiary has the right to have a receiver
appointed to take possession of any or all of the Property, with the power to protect and preserve
the Property, to operate the Property preceding foreclosure or sale, to collect the income from the
Property and apply the proceeds, over and above the cost of the receivership, against the Note. The
receiver may serve without bond, if permitted by law. Beneficiary's right to the appointment of a
receiver shall exist whether or not the apparent value of the Property exceeds the indebtedness
secured hereby by a substantial amount. Employment by Beneficiary shall not disqualify a person
from serving as a receiver. Upon taking possession of all or any part of the Property, the receiver or
Beneficiary may: (i) use, operate, manage, control and conduct business on the Property and make
expenditures for all maintenance and improvements as in its judgment are necessary and proper;
(ii) collect the income from the Property and apply such sums to the expenses of use, operation and
management; and (iii) at Beneficiary's option, complete any construction in progress on the
Property, and in that connection pay bills, borrow funds, employ contractors and make any changes
in plans or specifications as Beneficiary deems reasonably necessary or appropriate. If the revenues
produced by the Property are insufficient to pay expenses, the receiver may borrow, from
Beneficiary or otherwise, as Beneficiary may deem reasonably necessary for the purposes stated in
this paragraph. The amounts borrowed or advanced shall be payable on demand and bear interest
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from the date of expenditure until repaid at the rate of I 0% per annum. Such sums shall become a
part of the debt secured by this Deed of Trust.
(I) Specific Enforcement. Beneficiary may specifically enforce any covenant in
this Deed of Trust or the Trustor's compliance with its warranties herein and may restrain and
enjoin the breach or prospective breach of any such covenant or the noncompliance with any
condition and Trustor waives any requirement of the posting of any bond in connection therewith.
(m) General Creditors' Remedies. Beneficiary shall have such other rights and
remedies as are available under any statute or at law or in equity, generally, and the delineation of
certain remedies in this Deed of Trust shall not be deemed in limitation thereof
30. Application of Sale Proceeds. After deducting all costs and expenses of Trustee and
of this Deed of Trust and, subject to the rights ofthe Senior Lender under the Senior Lender Documents,
including cost of evidence of title and reasonable attorneys' fees in connection with sale, as above set forth,
Trustee shall apply the proceeds of sale to payment of all sums expended under the terms hereof, not then
repaid, with accrued interest at the rate of 10% per annum; all other sums then secured hereby; and the
remainder, if any, to the Beneficiary and any other person or persons legally entitled thereto.
31. Remedies Cumulative. No remedy herein conferred upon or reserved to Trustee or
Beneficiary is intended to be exclusive of any other remedy provided herein or under the Note, the 2009
DDA or this Deed of Trust, or otherwise by law provided or permitted, or provided in any guaranty given
in connection with the Note, but each shall be cumulative and shall be in addition to every other remedy.
Every power or remedy given by this instrument to Trustee or Beneficiary or to which either of them may
be otherwise entitled, may be exercised concurrently or independently, from time to time and as often as
may be deemed expedient by Trustee or Beneficiary and either ofthem may pursue inconsistent remedies.
32. No Waiver. No waiver of any default or failure or delay to exercise any right or
remedy by Beneficiary shall operate as a waiver of any other default or of the same default in the future or
a preclusion of any right or remedy with respect to the same or any other occurrence.
33. Marshaling. In case ofa sale under this Deed of Trust, the Property, real, personal
and mixed, may be sold in one or more parcels. Neither Trustee nor Beneficiary shall be required to
marshal Trustor's assets.
34. SUBMISSION TO JURISDICTION.
(A) TRUSTOR, TO THE FULLEST EXTENT PERMITTED BY LA W,HEREBY
KNOWINGLY, INTENTIONALLY AND VOLUNTARILY, WITH AND UPON THE ADVICE OF
COMPETENT COUNSEL, (A) SUBMITS TO PERSONAL JURISDICTION IN THE STATE OF
CALIFORNIA OVER ANY SUIT, ACTION OR PROCEEDING BY ANY PERSON ARISING
FROM OR RELATING TO THIS DEED OF TRUST, (B) AGREES THAT ANY SUCH ACTION,
SUIT OR PROCEEDING MAY BE BROUGHT IN ANY STATE OR FEDERAL COURT OF
COMPETENT JURISDICTION SITTING IN SAN BERNARDINO COUNTY, CALIFORNIA, (C)
SUBMITS TO THE JURISDICTION OF SUCH COURTS, AND, (0) TO THE FULLEST EXTENT
PERMITTED BY LAW, AGREES THAT IT WILL NOT BRING ANY ACTION, SUIT OR
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PROCEEDING IN ANY FORUM OTHER THAN SAN BERNARDINO COUNTY, CALIFORNIA
(BUT NOTHING HEREIN SHALL AFFECT THE RIGHT OF BENEFICIARY TO BRING ANY
ACTION, SUIT OR PROCEEDING IN ANY OTHER FORUM). TRUSTOR FURTHER
CONSENTS AND AGREES TO SERVICE OF ANY SUMMONS, COMPLAINT OR OTHER
LEGAL PROCESS IN ANY SUCH SUIT, ACTION OR PROCEEDING BY REGISTERED OR
CERTIFIED U.S. MAIL, POSTAGE PREPAID, TO THE TRUSTOR AT THE ADDRESS FOR
NOTICES DESCRIBED HEREIN, AND CONSENTS AND AGREES THAT SUCH SERVICE
SHALL CONSTITUTE IN EVERY RESPECT VALID AND EFFECTIVE SERVICE (BUT
NOTHING HEREIN SHALL AFFECT THE VALIDITY OR EFFECTIVENESS OF PROCESS
SERVED IN ANY OTHER MANNER PERMITTED BY LAW).
(B) TRUSTOR, TO THE FULLEST EXTENT PERMITTED BY LAW, HEREBY
KNOWINGLY, INTENTIONALLY AND VOLUNTARILY, WITH AND UPON THE ADVICE OF
COMPETENT COUNSEL, WAIVES, RELINQUISHES AND FOREVER FORGOES THE RIGHT
TO A TRIAL BY JURY IN ANY ACTION OR PROCEEDING BASED UPON, ARISING OUT OF,
OR IN ANY WAY RELATING TO THIS DEED OF TRUST OR ANY CONDUCT, ACT OR
OMISSION OF BENEFICIARY OR TRUSTOR, WHETHER SOUNDING IN CONTRACT, TORT
OR OTHERWISE.
35. Trustor's Indemnification. Trustor agrees to indemnify and hold harmless Trustee
and Beneficiary from and against any and all losses, liabilities, penalties, claims, charges, costs and
expenses (including attorneys' fees and disbursements) (the "Losses") that may be imposed on, incurred or
paid by or asserted against Trustee and/or Beneficiary by reason or on account of, or in connection with:
(a) any default by Trustor hereunder or under the Note or the 2009 DDA; (b) Trustee's and/or
Beneficiary's good faith and commercially reasonable exercise of any of their rights and remedies or the
performance of any of their duties hereunder or under any other documents to which Trustor is a party; (c)
the construction, reconstruction or alteration of the Property; (d) any negligence, willful misconduct or
failure to act of Trustor, or any negligence, willful misconduct or failure to act of any lessee of the
Property, or any of their respective agents, contractors, subcontractors, servants, employees, licensees or
invitees; or (e) any accident, injury, death or damage to any person or property occurring in, on or about
the Property or any street, drive, sidewalk, curb or passageway adjacent thereto, except for the willful
misconduct or gross negligence of the indemnified person; or (I) any failure of Trustor to file any tax
reports or returns referred to in this Deed of Trust. The indemnity provided under subsection (I) of this
paragraph shall also extend to counsel for the Beneficiary. Any amount payable to Trustee, Beneficiary or
counsel for Beneficiary under this paragraph shall be due and payable within ten (10) days after demand
therefor and receipt by Trustor of a statement from Trustee, Beneficiary and/or counsel for Beneficiary
setting forth in reasonable detail the amount claimed and the basis therefor, and such amounts shall bear
interest at the rate of! 0% per annum from and after the date such amounts are paid by Beneficiary, Trustee
or counsel for Beneficiary, until paid in full by Trustor. Trustor's obligations under this paragraph shall not
be affected by the absence or unavailability of insurance covering the same or by the failure or refusal by
any insurance carrier to perform any obligation on its part under any such policy of insurance. If any claim,
action or proceeding is made or brought against Trustor and/or Beneficiary that is subject to the indemnity
set forth in this paragraph, Trustor shall resist or defend against the same, if necessary, in the name of
Trustee and/or Beneficiary, with attorneys for Trustor's insurance carrier (if the same is covered by
insurance) or otherwise by attorneys approved by Beneficiary. Notwithstanding the foregoing, Trustee and
Beneficiary, in their reasonable discretion, may engage their own attorneys to resist or defend, or assist
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therein, and Trustor shall pay, or, on demand, shall reimburse Trustee and Beneficiary for the payment of
the reasonable fees and disbursements of said attorneys. The indemnity provided for herein shall survive
Trustor's performance of the obligations secured by this Deed of Trust and foreclosure, whether by judicial
foreclosure, power of sale pursuant to this Deed of Trust or by deed in lieu of foreclosure.
36. Attornevs' Fees: Costs. Trustor agrees to reimburse Beneficiary for all costs,
expenses expert witness and consulting fees and reasonable attorneys' fees that Beneficiary incurs in
connection with the realization or enforcement of any obligation or remedy contained in this Deed of Trust,
the Note or the 2009 DDA, with or without litigation, including without limitation any costs, expenses and
fees incurred: (a) on appeal; (b) in any arbitration or mediation; (c) in any action contesting or seeking to
restrain, enjoin, stay, or postpone the exercise of any remedy in which Beneficiary prevails; (d) in any
bankruptcy, probate, receivership or other proceeding involving Trustor; and (e) in connection with all
negotiations, documentation, and other actions relating to any work-out, compromise, settlement or
satisfaction of the debt secured hereby or settlement of any covenants and obligations secured by this Deed
of Trust or set forth in the Note or the 2009 DDA. For the purposes hereof, the words "reasonable
attorneys' fees" shall mean and include the salaries and fringe benefits of the City Attorney and lawyers
employed by the City of Attorney of the City of San Bernardino, computed on a hourly basis, who may
provide legal services to the Beneficiary in connection with the exercise by the Beneficiary of any of its
remedies hereunder. All such costs, expenses and fees shall be due and payable upon demand, shall bear
interest from the date incurred through the date of collection at the rate of 10% per annum, and shall be
secured by this Deed of Trust.
37. Acceptance bv Trustee. Trustee accepts this Trust when this Deed of Trust, duly
executed and acknowledged, is made a public record, as provided by law.
38. Successor Trustee. Trustee may resign by an instrument in writing addressed to
Beneficiary, or Trustee may be removed at any time with or without cause by an instrument in writing
executed by Beneficiary and duly recorded. In case of the death, resignation, removal or disqualification of
Trustee or if for any reason Beneficiary shall deem it desirable to appoint a substitute or successor trustee
to act instead of Trustee herein named or any substitute or successor trustee, then Beneficiary shall have
the right and is hereby authorized and empowered to appoint a successor trustee, or a substitute trustee,
without other formality than appointment and designation in writing executed and acknowledged by
Beneficiary and the recordation of such writing in the office where this Deed of Trust is recorded, and the
authority hereby conferred shall extend to the appointment of other successor and substitute trustees
successively. Such appointment and designation by Beneficiary shall be full evidence of the right and
authority to make the same and of all facts therein recited. If such appointment is executed on behalf of
Beneficiary by an officer of Beneficiary, such appointments shall be conclusively presumed to be executed
with authority and shall be valid and sufficient without proof of any action by the Trustee or any officer of
Beneficiary. Upon the making of such appointment and designation, all of the estate and title of Trustee in
the Property shall vest in the named successor or substitute trustee and it shall thereupon succeed to and
shall hold, possess and execute all the rights, powers, privileges, inununities and duties herein conferred
upon Trustee; but, nevertheless, upon the written request of Beneficiary or of the successor substitute
trustee, the Trustee shall execute and deliver an instrument transferring to such successor or substitute
trustee all of the estate and title in the Property ofthe trustee so ceasing to act, together with all the rights,
powers, privileges, immunities and duties herein conferred upon Trustee, and shall duly assign, transfer
and deliver any ofthe properties and moneys held by the Trustee hereunder to said successor or substitute
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trustee. All references herein to Trustee shall be deemed to refer to any trustee (including any successor or
substitute, appointed and designated, as herein provided) from time to time acting hereunder. Trustor
hereby ratifies and confirms any and all acts that Trustee herein named or its successor or successors,
substitute or substitutes, in this Deed of Trust, shall do lawfully by virtue hereof.
39. Reconvevance. Upon written request of Beneficiary, stating that all performances
and sums secured hereby have been satisfied and paid, and upon surrender ofthis Deed of Trust to Trustee
for cancellation and retention, and upon payment of its fees, Trustee shall reconvey, without warranty, the
Property then held hereunder. The recitals in any reconveyance executed under this Deed of Trust of any
matters or facts shall be conclusive proof of the truthfulness thereof. The grantee in such reconveyance
may be described as "the person or persons legally entitled thereto."
40. No Releases. The Property shall not be released from the lien ofthis Deed of Trust
and no person shall be released from liability under the Note or any other obligation secured hereby, except
in the manner herein specified. Without affecting the liability of any other person for the payment and
performance of any obligation herein mentioned (including Trustor should it convey said Property) and
without affecting the lien or priority hereof upon any Property not released, Beneficiary may, without
notice, release any person so liable, extend the maturity or modify the terms of any such obligation, grant
other indulgences, make future or other advances to Trustor or anyone or more parties comprising Trustor,
assign or in any manner transfer this Deed of Trust, release or reconvey or cause to be released or
reconveyed at any time all or part of the said Property described herein, take or release any other security
or make compositions or other arrangements with debtors. Beneficiary may also accept additional security,
either concurrently herewith or thereafter, and sell same or otherwise realize thereon, either before,
concurrently with, or after sale hereunder.
41. Beneficiarv's Consents. At any time, upon written request of Trustor, Trustor's
payment of Beneficiary's fees and presentation of this Deed of Trust (in case of full reconveyance, for
cancellation and retention), without affecting the liability of any person for the payment of the
indebtedness, Beneficiary may: (a) consent to the making of any map or plat of said Property; (b) join in
granting any easement or creating any restriction thereon, (c) join in any other agreement affecting this
Deed of Trust or the lien or charge thereof, and (d) reconvey, without warranty, all or any part of the
Property.
42. Partnership Agreement Amendments. The consent of the Beneficiary is not
required to an amendment of the Partnership Agreement: (i) resulting from the transfer by the Investor
Limited Partner of its interest in the Trustor in accordance with this Deed of Trust; (ii) which does not
result in the reduction of the installments of the Investor Limited Partner's Capital Contributions to be
made during and at the time of completion of construction of the Project (as defined in the 2009 DDA)
under the Partnership Agreement to be used as Trustor's equity contributions in accordance with the 2009
DDA; or (iii) which does not materially and adversely affect the ability of the Trustor to perform its
obligation under this Deed of Trust, the Note or the 2009 DDA.
43. Further Assurances. Trustor, from time to time, within fifteen (J 5) days after
request by Beneficiary, shall execute, acknowledge and deliver to Beneficiary, such chattel mortgages,
security agreements or other similar security instruments, in form and substance reasonably satisfactory to
Beneficiary, covering all property of any kind whatsoever owned by Trustor or in which Trustor has any
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interest which, in the reasonable opinion of Beneficiary, is essential to the operation of the Property
covered by this Deed of Trust. Trustor shall further, from time to time, within fifteen (IS) days after
request by Beneficiary, execute, acknowledge and deliver any financing statement, renewal, affidavit,
certificate, continuation statement or other document as Beneficiary may reasonably request in order to
perfect, preserve, continue, extend or maintain the security interest under, and the priority of, this Deed of
Trust and the priority of each such chattel mortgage or other security instrument. Trustor further agrees to
pay to Beneficiary on demand all reasonable costs and expenses incurred by Beneficiary in connection
with the preparation, execution, recording, filing and refiling of any such instrument or document,
including the charges for examining title and the attorneys' fees for rendering an opinion as to priority of
this Deed of Trust and of such chattel mortgage or other security instrument as a valid and subsisting lien.
However, neither a request so made by Beneficiary, nor the failure of Beneficiary to make such request
shall be construed as a release of such Property, or any part thereof, from the conveyance of title under this
Deed of Trust, it being understood and agreed that this covenant and any such chattel mortgage, security
agreement or other similar security instrument delivered to Beneficiary are cumulative and given as
additional security.
44. Time of Performance. Time is of the essence hereof in connection with all
obligations of the Trustor herein and under the Note.
45. Notices. The undersigned Trustor requests that a copy of any Notice of Default or
Notice of Sale hereunder be mailed to it at its address as hereinbefore set forth and to the Investor Limited
Partner at:
Attention:
Any notices to be given to Trustor by Beneficiary hereunder shall be sufficient, if personally delivered or
mailed, postage prepaid, to the address of the Trustor stated hereinabove, or to such other address that
Trustor has requested in writing to Beneficiary. Any time period provided in the giving of any notice
hereunder shall commence upon the date such notice is delivered or deposited with the United States Postal
Service for delivery by regular first-class postage pre-paid mail, as officially recorded on the certified mail
receipt.
46. Beneficiary's Right to Inspect. Beneficiary and its agents and representatives may
enter upon the Property at all reasonable times to attend to Beneficiary's interest and to inspect the
Property.
47. Reports and Statements. Trustor shall deliver to Beneficiary, within ninety (90)
days after the end of each of Trustor's fiscal years, and within twenty (20) days after Beneficiary's request,
following an Event of Default, reasonably detailed operating statements and occupancy reports in a form
satisfactory to Beneficiary covering the Property, both certified as correct by Trustor. At Beneficiary's
option, after an Event of Default, such operating statements shall be prepared by an independent certified
public accountant at Trustor's expense. If Beneficiary so requests, such statements shall specify, in
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addition to other infonnation requested by Beneficiary, the rents and profits received from the Property, the
disbursements made for such period, the names of the tenants of the Property and a summary of the tenns
of the respective leases or the rental arrangements. Trustor shall pennit Beneficiary or its representative to
examine all books and records pertaining to the Property, and shall deliver to Beneficiary all financial
statements, credit reports, and other documents pertaining to the financial condition and obligations of
Trustor and any tenants of the Property, and rental, income, and expense statements, audits, and tax returns
relating to the Property.
48. Assignment bv Beneficiarv: Participation. Beneficiary may assign this Deed of
Trust in whole or in part to any person and may grant participations in any of its rights under this Deed of
Trust, without notice and without affecting Trustor's liability under this Deed of Trust. In connection with
any proposed assignment, participation or similar arrangement, Beneficiary may make available to any
person all credit and financial data furnished or to be furnished to Beneficiary by Trustor. Trustor agrees to
provide to the person designated by Beneficiary any infonnation as such person may reasonably require to
fonn a decision regarding the proposed assignment, participation or other arrangement. Trustor may not
assign this Deed of Trust to any person at any time, except in connection with a transaction approved in
writing by Beneficiary, under the tenns of this Deed of Trust.
49. Non-Recourse Liabilitv.
a. As set forth in the Note, the Note is a non-recourse loan and the payment of the
principal, or interest or premium, if any, and/or any other charges of any nature arising out of the Note or
this Deed of Trust, or for any deficiency with respect to principal, or interest or premium owing on the
Note shall be limited to the security given by the Trustor and the Trustor's general except for the
"Nonrecourse Carve-Outs" as defined below.
b. Notwithstanding the provisions of Section 49(a) above, Trustor and Trustor's
general partner shall have full personal joint and several liability for, and shall not be exonerated or
exculpated from, the payment of all losses or damages, liabilities and expenses suffered, sustained or
incurred by Beneficiary as a result of or arising out of, in connection with, directly or indirectly, or
resulting from any of the following matters (such liability and such matters from which such liability
arises, collectively, the "Nonrecourse Carve-Outs") (i) any fraud, intentional material misrepresentation,
misappropriation or insurance proceeds, condemnation awards, security deposits or trust funds in violation
of applicable law or the provisions ofthe 2009 DDA; (ii) Trustor's attempts to interfere with Beneficiary's
rights under the Note, the 2009 DDA or this Deed of Trust; (iii) the failure of Trustor to apply proceeds of
rents and other income ofthe collateral toward, or for sums otherwise advance by Beneficiary for, the costs
of maintenance and operation of the Property and to the payment oftaxes, lien claims, insurance premiums
and debt service and other indebtedness to the extent the 2009 DDA requires such taxes, lien claims and
other items to be paid; (iv) statutory liability for waste or the wilful damage or destruction to the Property,
except as a result of casualty or condenmation; (v) any claims, actions, proceedings and suits initiated by
Trustor (or any party empowered to act on behalf of Trustor) alleging that the relationship of Trustor and
Beneficiary is that of joint venturers, partners, tenants in common or joint tenants or any relationship other
that that of debtor and creditor; (vi) any claim, demand, order, consent decree, settlement, judgment or
verdict arising from the manufacture, deposit, storage, disposal, burial, dumping, injecting, spilling,
leaking or other placement or release, in, on or about any of the Property ofa Hazardous Material; or (vii)
the cost to repair the Property as a result of casualty to the extent that such cost is not reimbursed by
Insurance.
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50. Legal Relationships. The relationship between Beneficiary and Trustor is similar to
that oflender and borrower, and no partnership, j oint venture, or other similar relationship shall be inferred
from this Deed of Trust. Trustor shall not have the right or authority to make representations, to act, or to
incur debts or liabilities on behalf of Beneficiary. Trustor is not executing this Deed of Trust as an agent or
nominee for an undisclosed principal, and no third party beneficiaries are or shall be created by the
execution of this Deed of Trust, other than by the assignment by Beneficiary of this Deed of Trust.
51. Trustor Certification of Approval. Trustor hereby covenants and certifies that by
executing this Deed of Trust, Trustor has obtained all approvals required by its principals, members and
partners to execute and deliver the Note and this Deed of Trust.
52. Modification. This Deed of Trust may be amended, modified, changed or varied
only by a written agreement signed by all of the parties hereto. No requirement of this Deed of Trust may
be waived, at any time, except in a writing signed by Beneficiary and any such waiver shall be effective
only as to its terms and on a single occasion. Neither, Beneficiary's delay or omission in exercising any
right, power or remedy under this Deed of Trust upon default of Trustor nor Beneficiary's failure to insist
upon strict performance of any of the covenants or agreements contained in this Deed of Trust shall be
construed as a waiver of any such right, power, remedy, covenant or agreement or as an acquiescence in
Trustor's breach or default.
53. Successors. Subject to the prohibitions against Trustor's assignments herein, this
Deed of Trust shall inure to the benefit of and bind all of the parties, their successors, estates, heirs,
personal representatives and assigns.
54. Partiallnvaliditv.lfa court of competent jurisdiction finally determines that any
provision of this Deed of Trust is invalid or unenforceable, the court's determination shall not affect the
validity or enforceability of the remaining provisions of this Deed of Trust. In such event, this Deed of
Trust shall be construed as if it did not contain the particular provision that was determined to be invalid or
unenforceable. No such determination shall affect any provision of this Deed ofTrustto the extent that it is
otherwise enforceable under the laws of any other applicable jurisdiction.
55. Mutual Negotiation. Beneficiary and Trustor confirm that they have mutually
negotiated this Deed of Trust and that none of the terms or provisions of this Deed of Trust shall be
construed against either party.
56. Paragraph Headings. The paragraph headings are for convenience only and in no
way define, limit, extend, or describe the scope or intent of this Deed of Trust or any of its provisions.
57. Aoolicable Law. This Deed of Trust and the rights of the parties hereunder shall be
governed by, construed and enforced in accordance with the laws of the State of California.
58. Entire Agreement. This Deed of Trust, including any exhibits or addenda, contains
the entire agreement of the parties with respect to the subject matter hereof
59. Counteroarts. This Deed of Trust may be executed by the principals, members and
partners of Trustor in two or more counterparts, all of which together shall constitute one and the same
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instrument and lien. The signature pages of exact copies of this Deed of Trust may be attached to one copy
to form one complete document. Additional copies of this Deed of Trust may be executed in counterparts
and recorded in two or more counties, all of which shall constitute one and the same instrument and lien.
60. Fixture Filing and Recording. This Deed of Trust constitutes a financing statement
filed as a fixture filing under California Commercial Code Section 9502( c), as amended or recodified from
time to time. This Deed of Trust is to be recorded in the real estate records of San Bernardino County,
California, and covers goods that are, or are to become, fixtures.
61. Survival of Representations and Warranties. All of Trustor's representations and
warranties contained in this Deed of Trust shall be true and correct at all times during the term of the Note
secured hereby, until performance of all obligations set forth in the Note and in the 2009 DDA or,
alternatively, full repayment of the Note and release and reconveyance of this Deed of Trust.
62. Conflicting Provisions. To the extent that the provisions of this Deed of Trust
conflict with any provisions of the 2009 DDA, the provisions of this Deed of Trust shall control.
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IN WITNESS WHEREOF, Trustor hereby duly executes this Agency Loan Deed of Trust
as of the day and year first above written.
TRUSTOR
Magnolia Highland, L.P.
a California limited partnership
By: Magnolia Highland, LLC,
a California limited liability company
Its: Administrative General Partner
By:
John M. Huskey
Manager
By: Western Community Housing, Inc.
a California non-profit public benefit Corporation
Its: Managing General Partner
By:
Graham Espley-Jones
President
By:
Leanne Truofreh
Secretary
[NOTARY JURATS ATTACHED]
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EXHIBIT "A"
LEGAL DESCRIPTION OF PROPERTY
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Attachment No. 12
Certificate of Completion
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Certificate of Completion
When Recorded, Mail to:
Redevelopment Agency
of the City of San Bernardino
Attn.: Interim Executive Director
201 North "E" Street, Suite 301
San Bernardino, CA 92401
REDEVELOPMENT AGENCY OF THE
CITY OF SAN BERNARDINO
CERTIFICATE OF COMPLETION
The undersigned officer of the Redevelopment Agency of the City of San
Bernardino (the "Agency") hereby certifies as follows:
By its Resolution No. CDC , adopted and approved
200_ and Resolution No. , adopted and approved _' 200_, the Agency has
resolved as follows:
Section 1. The improvements required to be constructed in accordance with that
certain Disposition and Development Agreement (the "Agreement") dated as of _,
2009 by and between the Agency and Magnolia HigWand, L.P., a California limited partnership
(the "Developer"), of which Meta Housing Corporation is the General Partner, on the site(s) (the
"Property") more fully described in Exhibit "A" attached hereto and incorporated herein by this
reference, have been completed in accordance with the provisions of the Agreement.
Section 2. This Certificate of Completion shall constitute a conclusive
determination of satisfaction of the agreements and covenants contained in the Agreement with
respect to the obligations of the Developer, and its successors and assigns, to construct and
develop the improvements on the Property, excluding any normal and customary tenant
improvements and minor building "punch-list" items, and including any and all buildings and
any and all parking, landscaping and related improvements necessary to support or which meet
the requirements applicable to the building and its use and occupancy on the Property, whether
or not said improvements are on the Property or on other property subject to the Agreement, all
as described in the Agreement, and to otherwise comply with the Developer's obligations under
the Agreement with respect to the Property and the dates for the beginning and completion of
construction of improvements thereon under the Agreement; provided, however, that the Agency
may enforce any covenant surviving this Certificate of Completion in accordance with the terms
CDC/2009-39
and conditions of the Agreement and the Agency Grant Deed (Recorded Instrument No.
) and the Agency Regulatory Agreement (Recorded Instrument No.
) pursuant to which the Property was conveyed under the Agreement. The
Agreement is an official record of the Agency and a copy of the Agreement may be inspected in
the office of the Secretary of the Agency, 201 North "E" Street, Suite 301, San Bernardino,
California, during regular business hours.
Section 3. The Property to which this Certificate of Completion pertains is more
fully described in Exhibit "A" attached hereto.
DATED AND ISSUED this _ day of
,200_.
Emil A. Marzullo
Interim Executive Director
[NOTARY JURAT ATTACHED]
October 9, 2009
Meta Housing Corporation
Attention: Aaron Mandel, Project Manager
1640 Sepulveda Boulevard, Suite 425
Los Angeles, CA 90025
Re: 2009 Defense, Indemnification and Hold Harmless Agreement by and between the City
of San Bernardino and Magnolia Highland, L.P.
Dear Mr. Mandel:
Enclosed for your records is a fully executed Agreement as referenced above and is a part of or an
attachment to the Agreement that was approved at the meeting of the Community Development
Commission of the City of San Bernardino on August 3, 2009, Resolution CDC/2009-39
(Companion Resolution 2009-289).
Should you have any questions regarding this matter, please feel free to call me or Mr. Carey K.
Jenkins, Housing and Community Development Director at (909) 663-1044.
Sincerely,
~--
Lorraine B. Wyche
Secretary
Enclosure:
2009 Defense, Indemnification and Hold Harmless Agreement by and between the
City of San Bernardino and Magnolia Highland, L.P.
cc: Carey K. Jenkins (With copy of Executed Agreement)
Russ Dejesus/Margaret Fedor (With Original Executed Agreement)
Margaret Fedor (With Original Executed Agreement)
Wasana A. Chantha, Executive Secretary
File
P;\Cleric.1 Services Depl\Lorrainc\Lencr'J\2009\lO_09_09 Magnolia Higland, L-P, hcculcd Agmt. (D1HH Agrecmcnt).doc
201 North E Street, Suite 301. San Bernardino, California 92401-1507. (909) 663-1044. Fax (909) 888-9413
CDC/2009-39
RECORDING REQUESTED BY
AND WHEN RECORDED MAIL TO:
City of San Bernardino
Attention: City Attorne~
300 North "D" Street, 6 Floor
San Bernardino, CA 92418
(Space Above For Recorder's Use)
2009
DEFENSE, INDEMNIFICATION AND HOLD HARMLESS AGREEMENT
BY AND BETWEEN
THE CITY OF SAN BERNARDINO
AND
MAGNOLIA HIGHLAND, L.P.
This 2009 DEFENSE, INDEMNIFICATION AND HOLD HARMLESS AGREEMENT
(this "Agreement") is made and entered into as of August 3, 2009 (the "Effective Date"), by and
between the City of San Bernardino, a charter city (the "City"), and Magnolia Highland, L.P., a
California limited partnership (the "Buyer" or the "Developer"). In this Agreement, the City or
the Buyer may singularly be referred to as a "Party" and may collectively be referred to as the
"Parties.~'
RECITALS
WHEREAS, on August 3, 2009, the Redevelopment Agency of the City of San
Bernardino (the "Agency"), a public body, corporate and politic, and the Buyer executed and
entered into the 2009 Affordable Senior Citizen Rental Housing Acquisition, Disposition and
Development Agreement (the "DDA") with the Buyer for the construction by the Buyer of an
affordable senior citizen rental housing project consisting of not more than seventy-nine (79)
rental units located in the City of San Bernardino, the County of San Bernardino in the State of
California (the "Project"); and
WHEREAS, pursuant to Section 1.5(a) of the DDA, the Buyer has agreed to execute, to
deliver and to perform his Agreement in favor of the City; and
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WHEREAS, both the Buyer and the City agree to execute, to deliver and to perform the
terms, covenants and conditions of this Agreement.
NOW, THEREFORE, IN CONSIDERATION OF THE RECITALS OF
THIS AGREEMENT, AND FOR SUCH OTHER GOOD AND VALUABLE
CONSIDERATION THE RECEIPT AND SUFFICIENCY OF WHICH ARE HEREBY
ACKNOWLEDGED, THE BUYER, ON BEHALF OF ITSELF AND ITS SUCCESSORS
AND ASSIGNS, AND THE CITY, ON BEHALF OF ITSELF, AND ITS SUCCESSORS
AND ASSIGNS, DO HEREBY AGREE AS FOLLOWS:
Section 1. Recitals. The matters set forth in the Recitals of this Agreement are true
and correct, are material inducements that caused the Parties to execute and to deliver this
Agreement, and are incorporated herein by this reference as if fully set forth in this Section I.
Section 2. Definitions. Except for those terms defined in the above Recitals to this
Agreement and in other sections of this Agreement, the following capitalized terms shall have
the meanings as set forth below:
"Agency" shall mean the Redevelopment Agency of the City of San Bernardino, a public
body, corporate and politic, located in the County of San Bernardino, State of California.
"City" shall mean the City of San Bernardino, a charter city, located in the County of San
Bernardino, State of California.
"County" shall mean the County of San Bernardino, in the State of California.
"DDA" shall mean the 2009 Affordable Senior Citizen Rental Housing Acquisition,
Disposition and Development Agreement, dated August 3, 2009, as executed and delivered by
and between the Agency and the Buyer, together with all exhibits, riders and attachments thereto.
"Effective Date" shall mean the date of this Agreement.
"Environmental Laws" means all federal, state, local, or municipal laws, rules, orders,
regulations, statutes, ordinances, codes, decrees or requirements of any government authority
regulating, relating to, or imposing liability of standards of conduct concerning any Hazardous
Substance (as later defined), or pertaining to occupational health or industrial hygiene (and only
to the extent that the occupational health or industrial hygiene laws, ordinances or regulations
relate to hazardous substances on, at, in, above, under, from or about the Property), occupational
or enviromnental conditions on, at, in, above, under, from or about the Property, as now or may
at any later time be in effect, as amended from time to time, including, without limitation, the
Comprehensive Enviromnental Response, Compensation and Liability Act of 1980 ("CERCLA")
[42 USC Section 9601 et seq.]; the Resource Conservation and Recovery Act of i976 ("RCRA")
[42 USC Section 6901 et seq.]; the Clean Water Act, also known as the Federal Water Pollution
Control Act ("FWPCA") [33 USC Section 1251 et seq.]; the Toxic Substances Control Act
("TSCA") [15 USC Section 260i et seq.]; the Hazardous Materials Transportation Act
("HMTA") [49 USC Section 1801 et seq.]; the Insecticide, Fungicide, Rodenticide Act [7 USC
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Section 6901 et seq.] the Clean Air Act [42 USC Section 7401 et seq.]; the Safe Drinking Water
Act [42 USC Section 300fet seq.]; the Solid Waste Disposal Act [42 USC Section 6901 et seq.];
the Surface Mining Control and Reclamation Act [30 USC Section 101 et seq.] the Emergency
Planning and Community Right to Know Act [42 USC Section 11001 et seq.]; the Occupational
Safety and Health Act [29 USC Section 655 and 657]; the California Underground Storage of
Hazardous Substances Act [H & S C Section 25280 et seq.]; the California Hazardous
Substances Account Act [H & S C Section 25300 et seq.]; the California Safe Drinking Water
and Toxic Enforcement Act [H & S C Section 25249.5 et seq.] the Porter-Cologne Water Quality
Act [Water Code Section 13000 et seq.] together with any amendments of or regulations
promulgated under the statutes cited above and any other federal, state, municipal, or local law,
statute, ordinance, or regulation now in effect or later enacted that pertains to occupational health
or industrial hygiene, and only to the extent the occupational health or industrial hygiene laws,
ordinances, or regulations relate to Hazardous Substances on, at, in, above, below, under, from or
about the Property, or the regulation or protection of the environment, including ambient air, soil,
soil vapor, groundwater, surface water or land use.
"Hazardous Substances" includes without limitation:
those substances included within the definitions of "hazardous substance,"
"hazardous waste," "hazardous material," ""toxic substance," "solid waste," or
"pollutant or contaminate" in CERCLA, RCRA, TSCA, HMTA, or under any
other environmental law; and
those substances listed in the United States Department of Transportation (DOT)
Table [49 CFR 172.101], or by the EPA, or any successor agency, as hazardous
substances [40 CFR Part 302]; and
other substances, materials, and wastes that are or become regulated or classified
as hazardous or toxic under federal, state, or local laws or regulations; and any
material, waste, or substance that is:
(I) a petroleum or refined petroleum product,
(2) asbestos,
(3) polychlorinated biphenyl,
(4) designated as a hazardous substance pursuant to 33 USC Section
1321 or listed pursuant to 33 USC Section 1317,
(5) a flammable explosive,
(6) a radioactive material,
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(7) radon, or
(8) lead or lead-containing materials.
"Laws" shall mean all federal, state, municipal and local laws, statutes, codes,
regulations, ordinances, orders, permits and/or approvals, rules, policies and/or procedures, now
or hereafter in effect, as amended from time-to-time, including, without limitation, California
Enviromnental Quality Act ("CEQA"), National Enviromnental Protection Act ("NEPA") and all
applicable Enviromnental Laws.
"Property" shall mean the real property and improvements located in the City of San
Bernardino, County of San Bernardino, State of California, the legal description of which is
attached hereto and incorporated herein by this reference as Exhibit "A." The Project is
constructed on the Property.
Section 3. Defend, Indemnify and Hold Hannless. The Buyer agrees to defend in
any administrative, civil, criminal, or other proceedings, indemnify, protect and save and hold
harmless the City and all elected officials, appointed officers, employees and staff, volunteers,
agents, representatives, contractors, subcontractors and/or consultants of the City from and
against all losses, damages or liability that may be suffered from the acts or from the omissions
of the Buyer and/or from the agents, representatives, employees, contractors, subcontractors,
consultants, successors, invitees, and/or assigns of the Buyer, in the performance or non-
performance of this Agreement
The Buyer hereby waives and relinquishes any claims it may have against the City arising from
any Agency default under the DDA. The Buyer shall procure and maintain in effect at all times
general liability insurance in the combined/single amount of $2,000,000 each occurrence and
$4,000,000 aggregate, at its sole cost and expense, and shall name and designate the City and the
Agency as "additional insureds" on the general liability insurance policy. The limits of the
policy shall not be a limit on the liability of the Buyer under this section.
Section 4. Term of Aereement. The term of this Agreement shall commence on the
Effective Date and shall survive the termination or expiration of the DDA.
Section 5. Reoresentations and Warranties of the Buver. The Buyer makes the
following representations and warranties to the City and the Buyer acknowledges that the
execution of this Agreement by the City is made in material reliance by the City on such
representations and warranties:
(a) The Buyer has the legal right, power and authority to enter into this Agreement
and the instruments, documents and agreements referenced in this Agreement and the Buyer has
taken all requisite action and obtained all requisite consents in connection with entering into this
Agreement.
(b) This Agreement has been duly executed by the Buyer and shall be enforceable in
accordance with its terms.
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(c) The execution of this Agreement shall not result in a breach of, nor constitute a
default under any other agreement, document, instrument or other obligation to which the Buyer
is a party, or under any applicable Laws or any writ, injunction, order or decree of any court or
governmental body applicable to the Buyer.
(d) The Buyer shall timely perform the terms, covenants and conditions of this
Agreement and shall comply with all applicable Laws.
(e) The Buyer is not in default under the DDA and shall perform the terms, covenants
and conditions of the DDA.
Section 6.
Events of Default.
(a) An event of default shall occur under this Agreement whenever: (i) any Party fails
to timely pay any amount due and owing under this Agreement and/or the DDA, (ii) any Party
fails to perform any term, covenant or condition in this Agreement, (iii) the occurrence of a
default under the DDA, (iv) any representation or warranty made by any Party in this Agreement
and/or in the DDA is or becomes false and untrue, or (v) any Party files, or has filed against it, a
petition in bankruptcy under federal or state bankruptcy laws, any Party is or becomes insolvent,
any Party assigns its assets for the benefit of creditors, or whenever a court appoints a receiver or
custodian over all or substantially all of the assets of any Party and such appointment is not
discharged within sixty (60) calendar days thereafter. Upon the occurrence of an event of
default, neither Party shall be under any further obligation under this Agreement, and the rights
of the Parties hereunder shall be released and discharged; provided, however, that if the Party
who is otherwise claimed to be in default by the other Party commences to cure, to correct or to
remedy the alleged default within thirty (30) calendar days after receipt of written notice
specifying such default and shall diligently complete such cure, correction or remedy, such Party
shall not be deemed to be in default hereunder.
(b) The Party which may claim that a default has occurred shall give written notice of
default to the Party in default, specifying the alleged default. Delay in giving such notice shall
not constitute a waiver of any default nor shall it change the time of default; provided, however,
the injured Party shall have no right to exercise any remedy for a default hereunder without
delivering the written default notice as specified herein.
(c) Any failure or delay by a Party in asserting any of its rights and remedies as to
any default shall not operate as a waiver of any default or of any rights or remedies associated
with a default. The rights and remedies of the Parties are cumulative and the exercise by either
Party of one or more of such rights or remedies shall not preclude the exercise by it, at the same
or different times, of any other rights or remedies for the same default or any other default by the
other Party.
(d) In the event that a default by either Party may remain uncured for more than thirty
(30) calendar days following written notice or a lesser time as may be required by law, as
provided above, a "breach" shall be deemed to have occurred. In the event of a breach, the Party
who is not in default shall be entitled to seek any appropriate remedy or damages by initiating
legal proceedings including, without limitation, the right to terminate this Agreement upon
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written notice to the Party in default and the right to enforce all rights and exercise all remedies
provided for in this Agreement and the continuing covenants established hereunder, at law and in
equity.
Section 7.
General Provisions.
(a) Amendment. This Agreement may be amended or modified only by a written
agreement executed by each of the Parties to this Agreement which amendment or modification
must be approved by the Mayor and Common Council of the City.
(b) Attornevs' Fees and Costs. The prevailing Party in any litigation or other action
to enforce or interpret this Agreement shall be entitled to reasonable attorneys' fees, court costs,
expert witnesses' fees, costs of suit and other and necessary disbursements in addition to any
other relief deemed appropriate by a court of competent jurisdiction. The costs, salary and
expenses of the City Attorney and members of his office in enforcing this Agreement shall be
considered "reasonable attorneys' fees" for purposes of this Section.
(c) Authoritv. Each signatory of this Agreement represents that such signatory is
duly authorized to execute this Agreement on behalf of the Party for which such signatory
executes this Agreement. Each Party represents that it has the appropriate legal authority to enter
into this Agreement and to perform all obligations under this Agreement.
(d) Construction and Interpretation. This Agreement has been arrived at through
negotiations and each Party has had a full and fair opportunity to revise the terms of this
Agreement. As a result, the normal rule of construction that any ambiguities are to be resolved
against the drafting Party shall not apply in the construction or interpretation of this Agreement.
Further, the singular form shall include the plural, the masculine shall include the feminine, and
VIce versa.
(e) Compliance with Laws. In performing their respective obligations under this
Agreement, the Parties shall comply with and conform to all applicable Laws.
(f) Conflicts of Interest. No Individual Liabilitv. No official or employee of the City
and/or of the Agency shall have any personal interest, direct or indirect, in this Agreement, nor
shall any official or employee of the City and/or of the Agency participate in any decision
relating to this Agreement which affects such official's or employee's pecuniary interest in any
corporation, partnership, limited liability company, or association in which such official or
employee is directly or indirectly interested. No official or employee of the City and/or of the
Agency shall be personally liable in the event ofa breach of this Agreement by the City.
(g) Counterparts. This Agreement may be executed in one or more counterparts, each
of which shall be deemed to be an original, but all of which together shall constitute but one and
the same instrument.
(h) Effectiveness of Agreement. This Agreement shall not be binding on the Buyer
until executed by an authorized representative of the Buyer, approved by the Mayor and
Common Council of the City and executed by the Mayor or his designee.
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(i) Entire Agreement. This Agreement constitutes the entire agreement between the
Parties. This Agreement supersedes all prior negotiations, discussions, and agreements between
the Parties concerning the subject matters covered herein. The Parties intend this Agreement to
be the final expression of their agreement with respect to the subjects covered herein and a
complete and exclusive statement of such terms.
(j) Estonnel Certificate. The City agrees to, within twenty (20) calendar days
following any written notice from the Buyer, deliver to any potential purchaser or lender a
commercially-reasonable estoppel certificate certifYing; (i) whether, to the City's knowledge,
there are any then-current claims or defaults under this Agreement, and (ii) any other information
regarding this Agreement reasonably requested by such purchaser or lender.
(k)
California.
Governing Law. This Agreement shall be governed by the laws of the State of
(I) Headings. The paragraph headings used in this Agreement are intended for
convenience only and shall not be used in interpreting this Agreement or in determining any of
the rights or obligations of the Parties to this Agreement.
(m) Jurisdiction and Venue. This Agreement shall be governed by and construed in
accordance with the laws of the State of California, except for its conflicts of law rules. Any
suit, action or proceeding brought under the scope of this Agreement shall be brought and
maintained to the extent allowed by law in the County of San Bernardino, State of California.
(n) Necessarv Actions. Each Party agrees to execute and to deliver additional
agreements, documents and instruments and to take any additional actions as may be reasonably
required to carry out the purposes of this Agreement.
(0) Notices. All notices, requests, demands or other communications required or
permitted under this Agreement shall be in writing unless provided otherwise in this Agreement
and shall be deemed to have been duly given and received on; (i) the date of service if served
personally or served by facsimile transmission on the Party to whom notice is to be given at the
address or addresses as provided below, (ii) on the first business day after mailing, if mailed or
dispatched by Federal Express, U.S. Express Mail, or other similar overnight courier service,
postage prepaid and addressed as provided below, or (iii) on the 3'd business day after mailing if
mailed to the Party to whom notice is to be given by first class mail, registered or certified,
postage prepaid, addressed as follows;
To the Buyer;
Magnolia Highland, L.P.
Attention; John M. Huskey
1640 Sepulveda Boulevard, Suite 425
Los Angeles, CA 90025
Phone: (310) 575-3543
Fax; (310) 575-3563
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CDC12009-39
To the City:
City of San Bernardino
Attention: City Attorney
300 North "DO' Street, 6th Floor
San Bernardino, California 924 18
Phone: (909) 384-5355
Fax: (909) 384-5238
To the Agency:
Redevelopment Agency of the City of San Bernardino
Attention: Interim Executive Director
201 North "EO' Street, Suite 301
San Bernardino, California 92401
Phone: (909) 663-1044
Fax: (909) 888-9413
(P) Partial Invaliditv. Each Party agrees to execute and to deliver additional
agreements, documents and instruments and to take any additional actions as may be reasonably
required to carry out the purposes of this Agreement.
(q) Representation and Warranties. Each representation and warranty contained
herein or made pursuant hereto shall be deemed to be material and to have been relied upon and
shall survive the execution, delivery, performance, expiration or termination of this Agreement.
(r) Severability. Each and every Section of this Agreement shall be construed as a
separate and independent covenant and agreement. If any term or provision of this Agreement or
the application thereof to certain circumstances shall be declared invalid or unenforceable, the
remainder of this Agreement, or the application of such term or provision to circumstances other
than those to which it is declared invalid or unenforceable, shall not be affected thereby, and
each term and provision of this Agreement shall be valid and enforceable to the fullest extent
permitted by law.
(s) Successors and Assigns. This Agreement shall be binding on all successors and
assigns of the Buyer. The City may assign and delegate its rights, title, interest and obligation in,
to and under this Agreement without obtaining the prior consent of the Buyer.
(t) Third Partv Beneficiaries. Except for the Agency, this Agreement shall not create
any right or interest in any non-Party or in any member of the public as a third party beneficiary.
The Agency is not a party to this Agreement but the Agency shall have the right to enforce this
Agreement in the event the City does not enforce the payment or non-payment obligations of the
Buyer under this Agreement.
(u) Time is of the Essence. Time is of the essence in this Agreement.
(v) Waivers. Waiver of any breach or default hereunder shall not constitute a
continuing waiver or a waiver of any subsequent breach either of the same or of another
provision of this Agreement and forbearance or enforce one or more of the remedies provided in
the Agreement shall not be deemed to be a waiver of that remedy.
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IN WITNESS WHEREOF, the Parties hereto have caused this Agreement to be
executed as of the date indicated next to the authorized signatures of the officers of each of them
as appear below.
CITY
City of San Bernardino,
a charter city
Date: /tJ-orbr
n4~~
Approved as to Form:
By:
,(l~
es F. Penman, City Attorney
BUYER
Magnolia Highland, L.P., a California limited
partnership
By: Magnolia Highland, LLC, a California
limited liability company
Its: Administrative General Partner
Jo
Iv
Date:
7'- 1- D 'j
By:
By:
W s rn Community
Ca ifornia non-profit
Corporation
Housing,
public
Inc., a
benefit
Its: Managing General Partner
Date:
fJ-3 -0 ~
By:
9
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State of California )
County of San Bernardino )
On .~fp.t. f: ?oo'7 ' before me V\!\a"-:"",,, ~;" f\.t~'J P...~l:~ , personally
appeared --leI. '^ VII\. !+V5!{."!- I, who proved to me
on the basis of satisfactory evidence to be tll1e person~) whose name(.s.) Is/~ subscnbed to the
within instrument and acknowledged to me that he/:<he/tlley executed the same in hislhefitheir
authorized capacity(ies), and that by hislher/their signature(G) on the instrument the person(-s}, or
the entity upon behalf of which the person(-s} acted, executed the instrument.
I certify under PENALTY OF PERJURY under th
the foregoing paragraph is true and correct.
WITNESS my hand and official seal.
@ MARIAN
Commission 11171M41
. Notary Public . clue .,.
Los An"," c.....,
M Comm. 27 201
at
Signature
vY\~ ~
'-
(Seal)
State of California
County of San Bernardino
)
)
On , before me , personally
appeared , who proved to me
on the basis of satisfactory evidence to be the person(s) whose name(s) is/are subscribed to the
within instrument and acknowledged to me that he/she/they executed the same in his/her/their
authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or
the entity upon behalf of which the person(s) acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that
the foregoing paragraph is true and correct.
WITNESS my hand and official seal.
Signature
(Seal)
10
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CALIFORNIA ALL-PURPOSE ACKNOWLEDGMENT
~.<'-:'.-:~~~:~--'_D.0::':~~)_'/:<f2,;:!..'jR~1~:_,?-:":':;;:S::2:'.c<OO: d'..::x'2;Q:~^;.--S:&!...r:<',"''<A'XY''',,-<,..c~~-:;;<;~-..:;;'!...~~~:_';./( :':'i.'''--::::~?'-~-',>.:~~~,:,..~~-_:-,::::L:/.,,~
State of California
County of Oranae
On 9 / D J .) DO C;
I Date
}
before me,Barbara Defeo. Notary Public
Here Insert Name and T'lle ot lhe Officer
personally appeared T p;::r,nnc rprllnfren
Name(s)01 Signe,(s)
1 fjBARBA';ADE~~o^E
~;, COMM. #1680058 ()
U '. -" - NOTARYPUBUC.CAUFORN1A-t
co ORANGE COUNTY 0
J Mycomm,E,lIPlreSJUIY82010 V
Y v-v .... v y '" v y V ...y"'~
Place Notary Seal Above
who proved to me on the basis of satisfactory evidence to
be the person(fJ whose name~ is/ar:e subscribed to the
within instrument and acknowledged to me that
~hey executed the same in R+@'t~ authorized
capacity(iest, and that by Ois@..... signature(l'1 on the
instrument the person(1), or the entity upon behaif of
which the person(~ acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws
of the State of California that the foregoing paragraph is
true and correct.
WITNESS my hand and official seal.
Signature
~,~
SJgnatureofNo!ary~bIIC
OPTIONAL
Though the information below is not required by law, it may prove valuable to persons relying on the document
and could prevent fraudulent removal and reattachment of this form to another document.
Description of Attached Document "
.2(.\)1 \)efen'>(...Jlf\J~mn(t(6-+"-,,-lt,, j..
Title or Type of Document 01 a.",," V).(h;"h~Q:~11 .Jf- ,\$--~
Document Date: ~JLO 1.) ..___
Signer(s) Other Than Named Above"
Capacity(ies) Claimed by Signer(s)
Signer's Name:
Jndividual
Corporate Officer - Title(s):
Partner - ,J Limited _i General
Attorney in Fact
Trustee
Guardian or Conservator
Other:
I
,
LJ
Signer Is Representing:
~I(l HC-'-'h~
rJ."'__,'i1.1. ,.( ( A ,- tY-1'l j W"la ~''\.c (,,,... I.~l 'bL(\,-) , l?
Number of Pages:
Signer's Name.
: J Individual
Corporate Officer - Title(s):
-, Partner - -.J Limited U General
I Attorney in Fact
: Trustee
_ Guardian or Conservator
I Other
I
LJ
Signer Is Representing:
."i/:<'. '-.;;":::_'.C'
C02007 NallOnal Notary Association. 9350 De Soto Ave, PO_ Box 2402' Chatsworth, CA 91313-2402' www!\jationaINolary.o'G Item ~5907 Reorder; Call Toll-Free 1-800-876-6827
CDC/2009-39
EXHIBIT "A"
Legal Description of the Property
11
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