HomeMy WebLinkAboutR62-Economic Development
CITY OF SAN BERNARDINO
ECONOMIC DEVELOPMENT AGENCY
ORIGINAL
FROM:
Emil A. Marzullo
Interim Executive Director
SUBJECT:
Neighborhood Housing Services of the Inland
Empire, Inc. (NHSIE), 2007-2010 Single-Family
Beautification Grant/Loan, Mobile Home Grant
Program and Home Agreement Contract
Amendments
DATE:
July I, 2009
SvnoDsis of Previous Commission/Council/Committee Action(s):
On June 18, 2009, Redevelopment Committee Members Johnson, Baxter and Brinker unanimously voted to recommend that the
Mayor and Common Council and/or the Community Development Commission consider this action for approval.
Recommended Motion(s):
(Communitv Deve.oomen. Commission)
Resolution of the Community Development Commission of the City of San Bernardino approving and authorizing
the Interim Executive Director of the Redevelopment Agency of the City of San Bernardino (" Agency") to execute
certain Amendments to the Single-Family Beautification Loan/Grant and Mobile Home Grant Program and the
2007 HOME Agreement by and between the Agency and Neighborhood Housing Services of the Inland Empire,
Inc. ("NHSIE")
Contact Person(s):
Carey K. Jenkins
Phone:
Project Area(s):
N/A
Ward(s):
(909) 663-1044
All
Supporting Data Attached:
o StatfReport 0 Resolution(s) 0 Agreement(s)/Contract(s) D Map(s) D Letter(s)
Funding Requirements:
$280,000 HOME
Amount: $ 1,900,000 Low Mod
Source:
HOME Funds & Low and
Moderate Income Housing Fund
Budget Authority:
Proposed 2009-20 I 0 Budget
ta~ cfn-J
Russ Dejesus
Interim Administrative Services Director
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Signature fa, ~ ~l
Emil A. Marzullo, Interim ecutive Director
Fiscal Review:
?\Agendas\Comm Dev CommissionlCDC 2009107_06_09 NIlS1E COlmael Amendment, SR.doc
COMMISSION MEETING AGENDA
Meeting Date: 07/06/2009
Agenda Item Number: r<fp J-
ECONOMIC DEVELOPMENT AGENCY
STAFF REPORT
NEIGHBORHOOD HOUSING SERVICES OF THE INLAND EMPIRE, INC. (NHSIE),
2007-2010 SINGLE-FAMILY BEAUTIFICATION GRANT/LOAN, MOBILE HOME GRANT
PROGRAM AND HOME AGREEMENT CONTRACT AMENDMENTS
BACKGROUND:
Since September of 1999, the Redevelopment Agency of the City of San Bernardino ("Agency") has
contracted with Neighborhood Housing Services of the Inland Empire ("NHSIE") to perform certain functions
associated with the Agency's housing program. These services include implementing the Single-Family
Beautification Loan/Grant Program, Mobile Home Grant Program and the Homebuyer Education Program
(collectively, "Programs"). These Programs are strategically aligned with the Agency's Integrated Housing
Strategy ("Strategy") which was approved by the Community Development Commission of the City of San
Bernardino ("Commission") on October 20, 2008. Below is a synopsis of current Program activities.
Sin~le-Familv Beautification Grant/Loan Program: Based on residency and income eligibility criteria,
homeowners can access a grant of up to $15,000 for the beautification of the exterior of their property and/or
receive a low-interest deferred payment loan of up to $50,000 for health and safety repairs and overall
rehabilitation to their property. In certain instances where significant rehabilitation is required, both funding
sources can be combined for the same household.
Mobile Home Grant Pro~ram: Based on residency and income eligibility criteria, homeowners can access a
grant of up to $5,000 to undertake certain housing rehabilitation and correction work necessary to improve the
quality of their mobile homes.
Homebuver Education Pro~ram: A 16-hour course held for the purpose of educating first-time homebuyers
on the homeownership process. Topics include: Real Estate Purchase Contract, Mortgage Loan Products and
Insurance Policies. In addition, the class educates homeowners in home maintenance and property preventive
care. This class is free of charge to attendees fulfilling the Homebuyer Assistance Program ("HAP")
requirement and a $50 charge to attendees fulfilling the Beautification Grant/Loan Program requirements.
For FY2008-2009, the Agency allocated budget to NHSIE is $2.18 million and is derived from a combination
of Low and Moderate Income Housing Funds and HOME Funds for the implementation of the Programs. The
current breakdown of Program funds is as follows:
ACTIVITY AMOUNT SOURCE
Administration Costs $320,000/$40,000 Low-Mod/HOME
Pre-Development Costs. $5,000 Low-Mod
Mobile Home Grant Program $160,000 HOME
Single-Familv Beautification Grant / Loan Program $1,575,000 Low-Mod
Homebuyer Education Program $80,000 HOME
TOTAL $2,180,000
'Includes costs such as cancelled title policies, architecture and engineering, lead base testing and inspections,
as necessary
P:\Agendas\Comm Dev Commission\CDC 2009\07-06-09 NHSIE Contract Amendments SR,doc
COMMISSION MEETING AGENDA
Meeting Date: 07/06/2009
Agenda Item Number: I2JQ ')-
Economic Development Agency Staff Report
NHSIE Contract Amendment
Page 2
CURRENT ISSUE:
On July I, 2009, NHSIE will be entering into the final year of its current three-year contract with the Agency.
In order to create a more efficient, goal oriented and cost effective program, the Agency has been working
with NHSIE to modify its activities.
Thus far, the Agency has presented NHSIE with four amended agreements to the current contract. It is
anticipated the mutually agreed upon changes will be implemented starting on July 1, 2009, the third and final
year of the NHSIE services contract. Agency Staff believes this is a good time to modify the contract as it will
provide Agency Staff with a better understanding of the effectiveness of Program activities, NHSIE's ability to
meet certain agreed upon goals and provides a base level indicator of administrative costs as the proposed
contract would now tie administrative overhead to a specific targeted output number.
The revised contract also allows for the ability to potentially identify and target specific areas of the City of
San Bernardino ("City") detennined to be in direct need of these services. For instance, these funds could be
targeted in areas that are experiencing extensive foreclosures and used in conjunction with the Agency's
Neighborhood Stabilization Program ("NSP") funds. Where the Agency is acquiring and contracting for the
rehabilitation of foreclosed properties, NHSIE could target the same neighborhood offering rehabilitation
loans and/or exterior beautification grants. In doing so, the City's resources could be used in a more impactful
way thereby having a greater influence on stabilizing residential communities.
Overall changes to the current contract will include the following:
o Divide the existing Single-Family Beautification Loan/Grant, Mobile Home Grant Program and
HOME Agreement contract into four individual agreements to include the Beautification Grant
Program, Rehabilitation Loan Program, Mobile Home Grant Program and Homebuyer Education
Program.
o Require that all applicable maintenance and affordability covenants and other grant documentation be
reviewed and signed by Agency Staff and recorded by the County Recorder prior to the notice to
proceed and prior to the expenditure of any grant or loan funds.
o Require that NHSIE contact Agency Staff to complete project inspections (within 10 business days
after request) prior to payment of final invoices. No payments from the Agency will be made until
final inspection is approved by Agency Staff.
o Reallocate Program funds in FY2009-20 I 0 to include the following:
ACTIVITY AMOUNT SOURCE
Program Administration - Grant and Loan $320,000 Low-Mod
Program Administration - Mobile Home $40,000 HOME
Mobile Home Grant Program (aweement I) $160,000 HOME
Beautification Grant Program (aweement 2) $1,080,000 Low/Mod
Rehabilitation Loan Program (aweement 3) $500,000 Low/Mod
Homebuver Education Program (aweement 4) $80,000 HOME
TOTAL $2,180,000
P:\Agendas\Comm Dcv Commission\CDC 2009\07_06-09 NHSTE Contract Amendments SR_doc
COMMISSION MEETING AGENDA
Meeting Date: 07/06/2009
Agenda Item Nnmber: RiR7-
Economic Development Agency Staff Report
NHSIE Contract Amendment
Page 3
Individual program changes integrated into the new agreements for FY2009-20 I 0 will include the following:
Beautification Grant Prof!ram
o Set a minimum goal of 87 grants per year to be conducted by NHSIE.
o NHSIE will grant up to $10,000 per property with an additional dollar-for-dollar match from the
Homeowner not to exceed an additional $15,000. Based on the Homeowner's match, the total
beautification activity could equal a maximum of $20,000 per project ($15,000 in Agency funds plus
$5,000 in Homeowner funds).
o Permit the Agency to target the Program in specific areas of the City, leveraging it with other funds to
better maximize the effectiveness of the Program. Should the Agency request this targeting in specific
areas, Agency Staff shall provide the target area or areas in consultation with the Commission and
NHSIE.
o Implement an Application Review Committee consisting ofNHSIE and Agency Staff, to review and
mutually approve each grant application prior to award and execution of any agreements and prior to
commencement of work.
o Add a 10-year Maintenance Covenant in the Program Eligibility Requirements section.
o Include certain language within the new loan agreement prohibiting the simultaneous use of grant and
loan funds.
Rehabilitation Loan Prof!ram
o Rename the current loan component of the Beautification Grant/Loan Program as the "Rehabilitation
Loan Program".
o Set a minimum goal of 10 loans per year to be conducted by NHSIE.
o Permit the Agency to target the Program in specific areas of the City, leveraging it with other funds to
better maximize the effectiveness of the Program. Should the Agency request this targeting in specific
areas, Agency Staff shall provide the target area or areas in consultation with the Commission and
NHSIE.
o Implement an Application Review Committee, consisting ofNHSIE and Agency Staff, to review and
mutually approve each grant application prior to award and execution of any agreements and prior to
commencement of work.
o Add a 45-year Affordability Covenant for rehabilitation projects that cost greater than 25% of the
appraised value of the property after rehabilitation work is complete, inclusive of the land as per
Health and Safety Code Section 33413, Subsection B.
o Include certain language within the new loan agreement prohibiting the joint use of grant and loan
funds.
P:\Agendas\Comm Dev Commission\CDC 2009\07-06-09 NHSIE Contract Amendments SR doc
COMMISSION MEETING AGENDA
Meeting Date: 07/06/2009
Agenda Item Nnmber: ~2..
Economic Development Agency Staff Report
NHSIE Contract Amendment
Page 4
Mobile Home Grant Prof!ram
o Set a minimum goal of 32 grants per year to be conducted by NHSIE.
o Change the initial date for coach rehabilitation eligibility from 1980 to 1990.
Homebuver Education Prof!ram
o NHSIE shall train a minimum number of 1,200 participants per year. From this total, a minimum
number of 300 participants shall be trained who either reside in or work in the City.
o Conduct off-site marketing and outreach of NHSIE's and the Agency's Homebuyer's Assistance
Programs; a total of not less than nine businesses and/or organizations (public and private sector) per
year within the City.
o Provide City/Agency with monthly reports detailing partIcIpants and families completing the
Homebuyer Education Program and the number of families purchasing a home within the City.
o Heavily target and market to local residents and regularly track the number of program participants
who currently live and/or work in the City who eventually become homeowners within the City.
ENVIRONMENTAL IMP ACT:
None.
FISCAL IMPACT:
The contract between the Agency and NHSIE has been allocated $2.1 million for FY2009-2010. The
additional $80,000 in administrative fees for the Homebuyer Education Program is derived from the Agency's
administrative pool of HOME Funds.
RECOMMENDATION:
That the Community Development Commission adopt the attached Resolution.
If2- ~<<-- ~J
Emil A. Marzullo, Interim Executive Director
P\Ag:endas\Comm De" COlTIm;ssionlCDC 2009\07.06-1J9l\HSIE (ontr~ct Amendments SKdoc
COMMISSION MEETING AGENDA
Meeting Date: 07/06/2009
Agenda Item Number: j2.I~Z.
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RESOLUTION OF THE COMMUNITY DEVELOPMENT COMMISSION OF
THE CITY OF SAN BERNARDINO APPROVING AND AUTHORIZING THE
INTERIM EXECUTIVE DIRECTOR OF THE REDEVELOPMENT AGENCY
OF THE CITY OF SAN BERNARDINO ("AGENCY") TO EXECUTE
CERTAIN AMENDMENTS TO THE SINGLE-FAMILY BEAUTIFICATION
LOAN/GRANT AND MOBILE HOME GRANT PROGRAM AND THE 2007
HOME AGREEMENT BY AND BETWEEN THE AGENCY AND
NEIGHBORHOOD HOUSING SERVICES OF THE INLAND EMPIRE, INC.
("NHSIE")
RESOLUTION NO.
WHEREAS, the Redevelopment Agency of the City of San Bernardino ("Agency") has
9
established an affordable housing improvement program known as the "Single-Family
10
Beautification Loan/Grant Program and Mobile Home Grant Program" (the "Program"); and
11
WHEREAS, the purpose of the Program is to provide low- and moderate-income
12
homeowners ("Qualified Homeowners") who reside in the City of San Bernardino (the "City"), with
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a special source of loan and grant funds to undertake certain housing rehabilitation and correction
14
work (including asbestos and lead containing materials abatement work, handicap accessibility
15
improvements and building code deficiency corrections) and certain exterior landscape and
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structural beautification improvements of owner-occupied, single-family residential dwelling units;
17 and
18
WHEREAS, the application of the proceeds of such loans and grants to such work by the
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Qualified Homeowners under the specifications of the Program promotes and expands the supply 0
20
affordable housing in the City and fosters the elimination and prevention of blight; and
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WHEREAS, on June 7, 2007, the Community Development Commission of the City of San
22
Bernardino ("Commission") approved Amendment No. I with Neighborhood Housing Services of
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the Inland Empire, Inc. ("NHSIE") ("2007. Agreement"), for the purpose of administering the
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Program; and
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WHEREAS, the Agency and NHSIE desire to amend the terms and conditions of the 2007
Agreement (such changes to the Program in the form of three (3) separate restated agreement, is
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herein referred to as "Amendment No.2") through June 30, 2010, by modifying the Scope of
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Services; and
I
P:\Agcndas\Resolutions\Resolutions\1009\01-06-09 NHSlE Contraa Amendmcnu CDC Resodoc
1 WHEREAS, the general changes to the current contract will include the following:
2 0 Divide the existing Single-Family Beautification Loan/Grant, Mobile Home Grant Program
3 into three individual agreements to include the Beautification Grant Program, Rehabilitation
4 Loan Program, and the Mobile Home Grant Program.
5 0 Require that all applicable maintenance and affordability covenants and other grant
6 documentation be reviewed and signed by Agency Staff and recorded by the County
7 Recorder prior to the notice to proceed and prior to the expenditure of any grant or loan
8 fimds.
9 0 Require that NHSIE contact Agency Staff to complete project inspections (within 10
10 business days after request) prior to payment of final invoices so that no payments from the
11 Agency will be made until final inspection is approved by Agency Staff; and
12 WHEREAS, individual program changes integrated into the new agreements for FY2009-
13 2010 will include the following:
14 Beautification Grant Program
15 0 Set a minimum goal of 87 beautification grants per year to be conducted by NHSIE.
16 0 NHSIE will grant up to $10,000 per property with an additional dollar-for-dollar match from
17 the Homeowner not to exceed an additional $15,000, and based on the Homeowner's match,
18 the total beautification activity per housing unit could equal a maximum of $20,000 per
19 beautification activity ($15,000 in Agency funds plus $5,000 in Homeowner fimds).
20 0 Permit the Agency to target the Program in specific areas of the City, leveraging it with other
21 fimds to better maximize the effectiveness of the Program and should the Agency request
22 this targeting in specific areas, Agency Staff shall provide the target area or areas in
23 consultation with the Commission and NHSIE.
24 0 Implement an Application Review Committee consisting of NHSIE and Agency Staff, to
25 review and mutually approve each grant application prior to award and execution of any
26 agreements and prior to commencement of work.
27 0 Add a 1 O-year Maintenance Covenant in the Program Eligibility Requirements section.
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P:\Agendas\Resolulions\Rcsolutions\2009\07-06-09 NHSIE Conlraa Amendments CDC Reso_doc
1 0 Include certain language within the new loan agreement prohibiting the simultaneous use 0
2 grant and loan funds.
3 Rehabilitation Loan Program
4 0 Rename the current loan component of the Beautification GrantILoan Program as the
5 "Rehabilitation Loan Program".
6 0 Set a minimum goal of 10 loans per year to be conducted by NHSIE.
7 0 Reduce the loan amount made by the Agency to the Qualified Homeowner to a not to exceed
8 amount of the lesser of: $25,000 or twenty-five percent (25%) of the fair market value of the
9 Home as determined by a licensed appraiser after rehabilitation has been completed and
10 approved such loan subject to approval by the Agency Staff.
.11 0 Permit the Agency to target the Program in specific areas of the City, leveraging Program
12 with other funds to better maximize the effectiveness of the Program and should the Agency
13 request this targeting in specific areas, Agency Staff shall provide the target area or areas in
14 consultation with the Commission and NHSIE.
15 0 Implement an Application Review Committee, consisting of NHSIE and Agency Staff, to
16 review and mutually approve each grant application prior to award and execution of any
17 agreements and prior to commencement of work.
18 0 Include certain language within the new loan agreement prohibiting the joint use of grant
19 and loan funds on a property simultaneously and within ten (10) years after the initial loan or
20 grant.
21 Mobile Home Grant Program
22 0 Set a minimum goal of 32 grants per year to be conducted by NHSIE; and
23 WHEREAS, the City of San Bernardino ("City") has received formula HOME Investment
24 Partnership allocation for Fiscal Year 2009-20 I 0 and anticipates receiving said funds yearly
25 thereafter, from the U.S. Department of Housing and Urban Development ("HUD") to carry out
26 eligible activities in accordance with federal program requirements at 24 CFR 92 (the "Homebuyer
27 Education Program"), and the Agency has been designated on annual basis by the Mayor and
28 Common Council of the City of San Bernardino ("Council") to administer such Homebuyer
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P:\Agendas\Re$Olutions\Resolutionsl2009\07-06-09 NHSIE Contract Amendmen[S CDC Re$Odot
1 Education Program on behalf of the City; and
2 WHEREAS, in an effort to facilitate these activities, the City, on June 4, 2007, entered into
3 a HOME Agreement (2009-2010 HOME Funds), (the "HOME Agreement"), NHSIE, to carry out
4 the Homebuyer Education Program; and
5 WHEREAS, the Agency, on behalf of the City, together with NHSIE, desire to amend the
6 scope of services to be that as identified herein and maintain the annual fee for these services for
7 Fiscal Year 2009-2010 for an annual amount not to exceed $80,000, subject to availability of the
8 HOME Funds and performance by NHSIE, and said services include the following:
9 0 NHSIE shall train a minimum number of 1,200 participants per year and from this total, a
10 minimum number of 300 participants shall be trained who either reside in or work in the
.11 City.
12 0 Conduct off-site marketing and outreach of NHSIE's and the Agency's Homebuyer's
13 Assistance Programs; a total of not less than nine businesses and/or organizations (public
14 and private sector) per year within the City.
15 0 Provide City/Agency with monthly reports detailing participants and families completing the
16 Homebuyer Education Program and the number of families purchasing a home within the
17 City.
18 0 Target and market to local residents and track on a quarterly basis the number of program
19 participants who currently live and/or work in the City who eventually become homeowners
20 within the City.
21 NOW, THEREFORE, THE COMMUNITY DEVELOPMENT COMMISSION OF THE
22 CITY OF SAN BERNARDINO DOES HEREBY RESOLVE, DETERMINE AND ORDER, AS
23 FOLLOWS:
24
Section 1.
The Commission hereby approves Amendment No.2, by and between the
25 Agency and NHSIE in the form of the three (3) separate restated agreements as presented at the
26 meeting of the Commission at which this Resolution is adopted and hereby authorizes the Interim
27 Executive Director of the Agency to execute Amendment No.2 on behalf of the Agency and
28 hereby authorizes minor corrections, additions, clarifications, interpretations be made to said
4
p:v"gcndasIResolution$\Resolutions\2009\07..06-09 NHSIE Contract Amendments CDC Reso.doc
1 Amendment No.2, provided said changes are not substantive in nature, do not increase the
2 monetary impact to the Agency, and are consented to by the Agency Counsel.
For the purpose of satisfying the requirements of Health and Safety Code
3
Section 2.
4 Section 33413(b), the Commission hereby finds and determines that the Program expands and
5 preserves the community's supply of affordable housing as provided under said provision of the
6 Health and Safety Code.
7
Section 3.
The Community Development Commission ("Commission") authorizes and
8 directs the Interim Executive Director of the Agency to execute the Amendment No. I to the
9 HOME Agreement together with such nonsubstantive modifications as deemed necessary and as
10 approved by the Interim Executive Director of the Agency, with the concurrence of Agency
.11 Counsel, between the Agency and NHSIE, and such Amendment No.1 shall authorize an amount
12 not to exceed $80,000 annually, for Fiscal Year 2009-2010, subject to the availability of the HOME
13 Funds for the administration and provision of the Program to eligible participants.
14
Section 4.
The Agreements attached hereto and incorporated as Attachments "A"
15 (Single Family Beautification Grant Program Agreement), "B" (Single Family Rehabilitation Loan
16 Program Agreement), "c" (Mobile Home Grant Program Agreement), and "D" (Amendment No.1
17 to 2007 HOME Agreement) respectively shall be one intended to be and shall be interpreted as in
18 compliance with their regulatory and statutory requirements and provisions.
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Section 5.
This Resolution shall take effect from and after its date of adoption by this
20 Commission.
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Pc\Agendas\Resolutions\Resolutions\2009\01-06-09 NHSIE Contract Amendments CDC Rcso.doc
8 Development Commission of the City of San Bernardino at a
, 2009, by the following vote to wit:
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21 The foregoing Resolution is hereby approved this
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RESOLUTION OF THE COMMUNITY DEVELOPMENT COMMISSION OF
THE CITY OF SAN BERNARDINO APPROVING AND AUTHORIZING THE
INTERIM EXECUTIVE DIRECTOR OF THE REDEVELOPMENT AGENCY
OF THE CITY OF SAN BERNARDINO ("AGENCY") TO EXECUTE
CERTAIN AMENDMENTS TO THE SINGLE-FAMILY BEAUTIFICATION
LOAN/GRANT AND MOBILE HOME GRANT PROGRAM AND THE 2007
HOME AGREEMENT BY AND BETWEEN THE AGENCY AND
NEIGHBORHOOD HOUSING SERVICES OF THE INLAND EMPIRE, INC.
("NHSIE")
I HEREBY CERTIFY that the foregoing Resolution was duly adopted by the Community
meeting thereof,
Navs
Abstain
Absent
Secretary
day of
,2009.
Patrick J. Morris, Chairperson
Community Development Commission
of the City of San Bernardino
2S Approved as to Form:
26 ~
27 By: ~ /'~
-Agency C sel
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P:\AgendaslAesolutionslJtesolutiolls\2009\07-06-09 NHSIE Contract Amendments CDC Rcso,doc
REDEVELOPMENT AGENCY OF THE CITY OF
SAN BERNARDINO
SINGLE FAMILY RESIDENCE REHABILITATION LOAN PROGRAM AGREEMENT
(Low-Moderate Housing Fund)
THIS SINGLE F AMIL Y RESIDENCE REHABILITATION LOAN PROGRAM
AGREEMENT (the "Agreement") is made and entered into this 6th day of July, 2009 (the
"Effective Date"), by and between the NEIGHBORHOOD HOUSING SERVICES OF THE
INLAND EMPIRE, INC., a California non-profit corporation (the "Contractor") and the
REDEVELOPMENT AGENCY OF THE CITY OF SAN BERNARDINO (the "Agency"), a
public body, corporate and politic. The Agency and the Contractor agree as follows:
RECITALS
WHEREAS, the Agency and the Contractor have previously entered into the Single
Family Beautification Loan/Grant And Mobile Home Grant Programs (Low-Moderate Housing
Fund and HOME Fund), dated as of February 7, 2005, as modified by that certain Amendment
No. I To The Single-Family Beautification Loan/Grant And Mobile Home Grant Program, dated
as of June 4, 2007, by and between the Agency and the Contractor (collectively, the "Loan and
Grant Agreement"); and
WHEREAS, the Loan and Grant Agreement provides for the following: (i) loan funds
(the "Rehabilitation Loan Program") and grant funds (the "Beautification Grant Program") to
low-moderate income homeowners who reside in the City of San Bernardino (the "City"), in the
County of San Bernardino (the "County"), in the State of California (the "State") to permit such
homeowners to undertake certain housing rehabilitation and correction work, including, without
limitation, asbestos and lead containing materials abatement work, handicap accessibility
improvements and utility energy improvements as described in the Loan and Grant Agreement,
to single family residential dwelling units owned and occupied by such low-moderate
homeowners, and (ii) grant funds (the "Mobile Home Grant Program") to low-income owners of
mobile homes who reside in the City, in the County and in the State to permit, without limitation,
such low-income mobile home owners to make repairs and improvements to their mobile homes
in accordance with the Loan and Grant Agreement); and
WHEREAS, the Agency and the Contractor have previously entered into the Home
Agreement, dated June 4, 2007 (the "Home buyer Education Program Agreement"), wherein the
Contractor, without limitation, administers, implements and conducts a Homebuyer Education
Program (as defined therein); and
WHEREAS, the Rehabilitation Loan Program, the Beautification Grant Program, the
Mobile Home Grant Program and the Homebuyer Education Program promote and expand the
supply of affordable housing in the City and foster the elimination and prevention of blight; and
WHEREAS, the Agency and the Contractor would like to amend the Homebuyer
Education Program Agreement pursuant to the First Amendment (as defined below) and to
4813-0902-9891.1
I
execute, to deliver and to perform under a new and separate agreement for each of the
Rehabilitation Loan Program, for the Beautification Grant Program and for the Mobile Home
Grant Program; and
WHEREAS, the Agency and the Contractor desire to terminate the Loan and Grant
Agreement and to replace the Loan and Grant Agreement with each of the following three (3)
new and separate agreements: (i) this Agreement which provides loan funds to low-moderate
income homeowners who reside in the City, in the County and in the State to permit such
homeowners to undertake certain housing rehabilitation and correction work as described in this
Agreement, to single family residential dwelling units owned and occupied by such low-
moderate homeowners, (ii) the Single Family Beautification Grant Program Agreement (the
"Beautification Grant Program Agreement") which provides grant funds to low-moderate income
homeowners who reside in the City, in the County and in the State to permit such homeowners to
undertake certain housing rehabilitation and correction work as described therein, to single
family residential dwelling units owned and occupied by such low-moderate homeowners, and
(iii) the Mobile Home Grant Program Agreement (the "Mobile Home Grant Program
Agreement") which provides grant funds to low-income owners of mobile homes who reside in
the City, in the County and in the State to permit, without limitation, such low-income mobile
home owners to make repairs and improvements to their mobile homes in accordance with such
Mobile Home Grant Program Agreement; and
WHEREAS, the Agency and the Contractor have determined that this Agreement, the
Beautification Grant Program Agreement, the Mobile Home Grant Program Agreement and the
Homebuyer Education Program Agreement, as amended by the First Amendment, will promote
and expand the supply of affordable housing in the City and will foster the elimination and
prevention of blight; and
WHEREAS, the Loan and Grant Agreement shall not be terminated until the Agency and
the Contractor have entered into and executed this Agreement, the Beautification Grant Program
Agreement, the Mobile Home Grant Program Agreement and the Amendment No. I (the "First
Amendment") to the Homebuyer Education Program Agreement.
NOW, THEREFORE, IN CONSIDERATION OF THE RECITALS
MENTIONED ABOVE, THE MUTUAL PROMISES OF THE AGENCY AND OF THE
CONTRACTOR IN THIS AGREEMENT AND FOR OTHER GOOD AND VALUABLE
CONSIDERATION, THE RECEIPT AND SUFFICIENCY OF WHICH ARE HEREBY
ACKNOWLEDGED BY THE AGENCY AND BY THE CONTRACTOR, THE AGENCY
AND THE CONTRACTOR AGREE AS FOLLOWS:
Section 1. DEFINITIONS OF CERTAIN TERMS. In addition to the words and
phrases, which are defined in the Recitals of this Agreement and/or in this Agreement, the
following words and terms shall have the meaning set forth below:
"Countv Recorder's Office" means and refers to the county recorder's office for
the County of San Bernardino, State of California.
4813-D902-9891.1
2
4813-D902-9891.l
"Deed of Trust" means and refers to the Deed of Trust and Assignment of Rents
securing the obligations of the Note and encumbering the Home. The Deed of
Trust must be executed and acknowledged by the Qualified Homeowner and shall
be recorded by or for the Agency in the County Recorder's Office. The Deed of
Trust shall be subordinate to the Senior Deed of Trust. The Deed of Trust must
be substantially similar to the Deed of Trust attached hereto and incorporated
herein by this reference as Exhibit "_".
"Environmental Laws" mean and refer to all applicable federal, state, municipal
and local laws, statutes, codes, ordinances, rules, regulations, orders and
judgments relating to the protection or clean-up of the environment, the use,
treatment, storage, transportation, generation, manufacture, processing,
distribution, handling or disposal of, or emission, discharge or other release or
threatened release of hazardous substances, the preservation or protection of
waterways, groundwater, drinking water, air, wildlife, plants or other natural
resources, the health and safety of persons, or the protection of the health and
safety of employees, now or hereafter existing, as the same may be amended,
modified or supplemented from time to time, including, without limitation: the
Clean Air Act, as amended, 42 V.S.C. Section 7401 et seq.; the Federal Water
Pollution Control Act, as amended, 33 V.S.C. Section 1251 et seq.; the Resource
Conservation and Recovery Act of 1976, as amended, 42 V.S.C. Section 6901 et
seq.; the Comprehensive Environment Response, Compensation and Liability Act
of 1980, as amended (including the Superfund Amendments and Reauthorization
Act of 1986, "CERCLA"), 42 V.S.C. Section 9601 et seq.; the Toxic Substances
Control Act, as amended, 15 V.S.C. Section 2601 et seq.; the Occupational Safety
and Health Act, as amended, 29 V.S.C. Section 651, the Emergency Planning and
Community Right-to-Know Act of 1986, 42 V.S.C. Section 11001 et seq.; the
Safe Drinking Water Act, as amended, 42 V.S.C. Section 300f et seq.; the
California Health and Safety Code (Section 25100 et seq., ~ 25249.5 et seq.,
Section 39000 et seq.); the California Water Code (Section 13000 et seq.); the
California Environmental Quality Act ("CEQA"); the California Public Resources
Code; all comparable state and local laws, laws of other jurisdictions or orders
and regulations; and any and all common law requirements, rules and bases of
liability regulating, relating to or imposing liability or standards of conduct
concerning pollution or protection of human health or the environment, as now or
may at any time hereafter be in effect.
"Executive Director" means and refers to the Interim Executive Director of the
Agency and his or her authorized representatives.
"General Contractor Agreement" means and refers to the Single Family
Residence Rehabilitation Loan Program General Contractor Agreement by and
between the Qualified Homeowner and the contractor identified therein (the
"General Contractor") as approved, in writing, by the Contractor. The General
Contractor Agreement relates, without limitation, to the construction, installation
and completion by the General Contractor of the Work described in the General
3
4813-0902-9891.1
Contractor Agreement. The General Contractor Agreement shall be executed by
and between the Qualified Homeowner and the General Contractor and shall be
accepted, in writing, by the Contractor. The General Contractor Agreement shall
be substantially similar to the General Contractor Agreement attached hereto and
incorporated herein by this reference as "Exhibit "_".
"Hazardous Substances" mean and refer to any pollutant, contaminant, waste and
any toxic, carcinogenic, reactive, corrosive, ignitable, flammable or infectious
chemical, chemical compound or substance or otherwise hazardous wastes, toxic
or contaminated substances or similar materials, including, without limitation, any
quantity of asbestos, urea formaldehyde, PCBs, radon gas, lead, lead-based paint,
crude oil or any fraction thereof, all forms of natural gas, petroleum products, by-
products or derivatives, radioactive substances, methane, hydrogen sulfide or
materials, pesticides, waste waters, or sludges, any of the above of which are
subject to regulation, control or remediation under any Environmental Laws.
"Home" means and refers to the land and the single family dwelling unit located
thereon in the City, owned by the Qualified Homeowner and resided in by the
Qualified Homeowner as its principal residence.
"Homeowner's Release and Waiver" means and refers to the Homeowner's
Release and Waiver, as executed by the Qualified Homeowner and the
Contractor. The Homeowner's Release and Waiver provides, without limitation,
that the Contractor shall be permitted to display yard signs at the Qualified
Homeowner's Home and that the Contractor shall be permitted to photograph or
videotape the Qualified Homeowner's Home. The Homeowner's Release and
Waiver shall be substantially similar to the Homeowner's Release and Waiver
attached hereto and incorporated herein by this reference as Exhibit" ".
"Improvements" mean and refer to the following types of eligible improvements
to the Qualified Homeowner's Home that will be permitted under the Program:
(i) roof repairs and re-roof or overlay, (ii) exterior and interior painting, including,
without limitation, lead testing, (iii) drought tolerant landscaping (irrigation
system, with hydro seeds, sod or artificial turf), (iv) window replacement, (v)
carpet replacement and/or finished flooring replacement, (vi) HV AC system, (vii)
electrical work, (viii) sewer repair or sewer installation (the "Sewer Repairs"),
(ix) termite repairs, (x) exterior concrete hardscape such as sidewalks, driveways,
curbs, gutters, hand railings or ramps, (xi) door or window screens repairs or
replacements, (xii) tub, shower, toilet repairs or replacements, (xiii) foundation or
structural repairs, (xiv) fencing or (xv) installation of alternative energy sources,
including, without limitation, solar panels. The Improvements must relate to
health and safety code violatio.ns (i.e., blown sewer lines, septic tank destruction,
etc.).
In connection with each Loan Application for Sewer Repairs, the Agency shall
have the right to determine whether or not such Sewer Repairs shall be made from
4
4813-0902-9891.1
funds disbursed by the Agency from Loan Funds under the Program or from grant
funds disbursed by the Agency to an applicant under the Single Family
Beautification Grant Program, or under any other then existing grant program.
Should the Agency determine that the Sewer Repairs will need to be disbursed by
the Agency from grant funds pursuant to the Single Family Beautification Grant
Program, or any other then existing grant program, the Contractor shall advise the
applicant, in writing, that the applicant will need to prepare, to execute and to
submit a new grant application to the Contractor under the Single Family
Beautification Grant Program, or under any other then existing grant program,
which grant application, without limitation, shall request the Agency to make a
grant to the applicant to permit the applicant to make and to complete the Sewer
Repairs.
"Laws" mean and refer to all federal, state, municipal and local laws, statutes,
codes, ordinances, regulations, rules, orders or judgments, now or hereafter in
effect, as amended from time to time, including, without limitation, the
Environmental Laws, all applicable building, plumbing, mechanical, electrical
and health and safety codes and City ordinances.
"Lead Based Paint Acknowledgment" means and refers to the "Lead Based Paint
Acknowledgment of Receipt" as executed by the Qualified Homeowner and by
the General Contractor. The Lead Based Paint Acknowledgment acknowledges
receipt by the Qualified Homeowner of the Lead B.ased Paint Pamphlet from the
General Contractor. The Lead Based Paint Acknowledgment is attached hereto
and incorporated herein by this reference as Exhibit "-':'.
"Lead Based Paint Disclosure" means and refers to the "Lead Based Paint
Disclosure" by and between the Qualified Homeowner and the General
Contractor. The Lead Based Paint Disclosure is to be executed by the General
Contractor and by the Qualified Homeowner and is attached hereto and
incorporated herein by this reference as Exhibit "_".
"Loan" means and refers to each loan transaction approved, granted and made by
the Agency to or for the benefit of the Qualified Homeowner in accordance with
this Agreement. Each Loan shall be evidenced by a Note and secured by a Deed
of Trust encumbering the Home owned by the Qualified Homeowner to whom the
Loan has been made by the Agency. Each Loan made by the Agency to the
Qualified Homeowner may not exceed the lesser of: (i) $25,000 or (ii) twenty-
five percent (25%) of the then fair market value of the Home as determined by a
licensed appraiser approved by the Agency (the "Loan Amount"), without the
prior written approval of the Executive Director. The Loan shall be subordinate
to the Senior Loan. The Qualified Homeowner shall pay all amounts that exceed
the Loan Funds paid by the Agency to or for the benefit of the Qualified
Homeowner under the Program to enable the Qualified Homeowner to complete
the Improvements in connection with the Qualified Homeowner's Home. For
5
4813-0902-9891.1
each year during the term of this Agreement, the Contractor will attempt to
approve, complete, process and finalize up to ten (10) Loans.
"Loan Application" means and refers to the Single Family Residence
Rehabilitation Loan Program Application as fully completed and executed by the
Qualified Homeowner. The Loan Application shall be submitted by the Qualified
Homeowner to the Contractor and the Contractor shall verify that the Loan
Application is complete. Each Loan Application shall contain the information
relating to the Qualified Homeowner and the proposed use of the Loan Funds by
the Qualified Homeowner together with a current preliminary title report or other
proof of title acceptable to the Agency for the Home. The Contractor shall
require all Qualified Homeowners to complete the Loan Application substantially
similar to the Loan Application attached hereto and incorporated by reference as
Exhibit" ."
"Loan Disbursement Account" means and refers to a separate custodial deposit
account, which the Contractor shall establish with an FDIC-insured depository
institution for the receipt and disbursement of the Loan Funds in connection with
the approval, granting and making by the Agency to the Qualified Homeowner of
the Loan under the Program in accordance with this Agreement. Such deposit
account agreement among the Contractor, the Agency and such depository
institution shall be in a form and substance as reasonably satisfactory to the
Agency. The Contractor shall create and maintain a separate Loan Disbursement
Account for each Loan approved, granted and made by the Agency to or for the
benefit of each Qualified Homeowner. No other funds of the Contractor shall be
deposited or co-mingled in the Loan Disbursement Account. The Contractor shall
serve as the trustee of the Agency in the administration of all of the Loan Funds or
deposit in each Loan Disbursement Account, including any interest as may accrue
thereon.
"Loan Documents" mean and refer to the following: (i) the Loan Application, (ii)
the Loan Services Agreement, (iii) the Maintenance Agreement Covenant, (iv) the
Homeowner's Release and Waiver, (v) the Note, (vi) the Deed of Trust, (vii) the
issuance of a title policy in favor of the Agency in the amount of the Loan Funds
approved by the Agency from a title company acceptable to the Agency, and (viii)
this Agreement and such other agreements, documents, instruments, guarantees
and/or certifications evidencing, securing, guaranteeing, relating to or in
connection with the Loan to the Qualified Homeowner, the Loan Funds and/or the
Loan Disbursement Account. The Loan Documents shall be subordinate to the
Senior Loan Documents.
"Loan Funds" mean and refer to the funds delivered by the Agency to or for the
benefit of a Qualified Homeowner in connection with the Loan that the Agency
has approved and made to the Qualified Homeowner in accordance with this
Agreement. Each Loan made by the Agency to the Qualified Homeowner may
not exceed the Loan Amount, without the prior written approval of the Executive
6
4813.Q90Z-9891.l
Director. The Qualified Homeowner shall timely pay all amounts that exceed the
Loan Funds paid by the Agency to or for the benefit of the Qualified Homeowner
under the Program in order to construct, install, perform and/or complete the
Improvements in connection with the Qualified Homeowner's Home.
"Loan Services Agreement" means and refers to the Single Family Residence
Rehabilitation Loan Program Loan Services Agreement by and between the
Qualified Homeowner and the Contractor. The Loan Services Agreement,
without limitation, notifies the Qualified Homeowner that the Agency has made,
or has agreed to make, the Loan to the Qualified Homeowner, restates and
certifies the Program qualifications and guidelines, identifies the role of the
Contractor and restates the Qualified Homeowner's duties and responsibilities
under the Program. The Loan Services Agreement must be executed by the
Qualified Homeowner and by the Contractor and must be substantially similar to
the Loan Services Agreement attached hereto and incorporated herein by this
reference as Exhibit" ".
"Low-Moderate Income Housing Funds" mean and refer to the Low-Moderate
Income Housing Funds that the Agency intends to use to make the Loan to or for
the benefit of the Qualified Homeowner in accordance with this Agreement and
with Health and Safety Code Section 33334.3 et seq. The Agency and the
Contractor will offer the Loan to a Qualified Homeowner who earns not more
than 120% of the current annual median income for the San Bernardino County
area, adjusted for family size (as those terms are defined by California Health and
Safety Code Section 50053.5) as further illustrated in Exhibit "A" of this
Agreement (the "2009 Income Limits") and are subject to annual adjustments.
"Maintenance Agreement Covenant" means and refers to the "Residential
Property Maintenance Agreement Containing Covenants Affecting Real Property
(Single Family Residence Rehabilitation Loan Program) by and between the
Agency and the Qualified Homeowner. The Maintenance Agreement Covenant
provides, without limitation, for maintenance-related duties and obligations to be
performed and completed by the Qualified Homeowner in connection with the
Qualified Homeowner's Home. The Maintenance Agreement Covenant shall be
executed and acknowledged by and between the Agency and the Qualified
Homeowner, and must be in recordable form for recordation by the Contractor or
by the Agency in the County Recorder's Office. The Maintenance Agreement
Covenant must be substantially similar to the Maintenance Agreement Covenant
attached hereto and incorporated herein by this reference as Exhibit" ".
"Maintenance Class" means and refers to the maintenance class conducted by the
Contractor and attended by the Qualified Homeowners after the Agency has
approved the Loan to a Qualified Homeowner. In the Maintenance Class, the
Qualified Homeowner shall learn, without limitation, to properly maintain the
Qualified Homeowner's Home and/or the Improvements to be constructed,
installed, performed and completed thereon.
7
4813-0902-9891.1
"Note" means and refers to the Promissory Note Secured by Deed of Trust in the
amount of the Loan made by the Agency to and for the benefit of the Qualified
Homeowner. The Note shall be executed by the Qualified Homeowner and the
obligations of the Note shall be secured by the Deed of Trust. The outstanding
principal balance of the Note shall accrue simple interest at the rate of three
percent (3%) per annum. No periodic payments of principal and interest, or of
interest-only shall be due and payable by the Qualified Homeowner to the Agency
during the term of the Note. The outstanding principal amount of the Note, all
accrued and unpaid interest and all other fees, charges and amounts due under the
Note, under the Deed of Trust and under the other Loan Documents (the "Loan
Payoff') shall be payable by the Qualified Homeowner to the Agency on the date
that: (i) the Qualified Homeowner is in default under the Loan Documents,
subject to any applicable cure period, (ii) the Qualified Homeowner refinances the
Loan, or (iii) on the date that the Qualified Homeowner sells, conveys or transfers
the Home to an unauthorized third person in violation of the Loan Documents;
provided, however, if the Qualified Homeowner remains the fee owner of the
Home for a period of ten (10) years from the date that the Deed of Trust is
recorded in the County Recorder's Office, the Loan shall be forgiven and
discharged by the Agency, the Agency shall record a reconveyance or release of
the Deed of Trust in the County Recorder's Office and the Qualified Homeowner
shall have no further duty or obligation to pay to the Agency the Loan Payoff.
The Note shall be substantially similar to the Note attached hereto and
incorporated herein by this reference as Exhibit "_".
"Program" means and refers to the program created, administered and maintained
by or for the Agency in connection with the Loan, the disbursement by the
Agency to the Contractor of the Loan Funds to or for the benefit of each Qualified
Homeowner in accordance with this Agreement and the performance and
completion by the Contractor of the Services. Upon written notice from the
Agency, the Contractor shall offer the Program to Qualified Homeowners in the
specific Target Area or Target Areas as may be designated, in writing, by the
Agency to the Contractor from time to time during the term of this Agreement. In
the absence of specific direction from the Executive Director of the Agency, the
Contractor shall offer the Program on an as-needed, first-come, first-served basis,
to Qualified Homeowners throughout the City for the term of this Agreement.
However, in case of an emergency, of an urgent need or of a life~threatening
situation, the Contractor may process a Loan Application ahead of other Loan
Applications subject to the approval by the Executive Director.
"Oualified Homeowner" means and refers to: (i) a person or household which
owns and occupies its Home as its principal residence within the City or within
the Target Area or the Target Areas of the City, as may be specifically designed,
in writing, from time to time by the Agency for at least twelve (12) continuous
months preceding the date of submission of its Loan Application to the
Contractor, (ii) has a personal or household income level, adjusted for family size,
8
48IJ-Q902-9891.1
during the twelve (12) months preceding the date of submission of its Loan
Application to the Contractor within the ranges of income for low-moderate
income households, adjusted for family size, as set forth in Exhibit "A", (iii) must
complete, execute and submit the Loan Application to the Contractor, (iv) must
agree to attend the Maintenance Class conducted by the Contractor, (v) must
agree to live in its Home, as its principal residence, for not less than ten (10) years
after the recordation of the Deed of Trust and the Maintenance Agreement
Covenant in the County Recorder's Office, (vi) must execute and acknowledge,
where appropriate, all Loan Documents, (vii) must agree to agree to maintain its
Home pursuant to the Maintenance Agreement Covenant for a period often (10)
years following the recordation of such Maintenance Agreement Covenant in the
County Recorder's Office, and (viii) the Qualified Homeowner must not have
received any grant or any loan from the Agency for a period of ten (10) years
prior to the submission by the Qualified Homeowner to the Agency and/or to the
Contractor of the Loan Application. On a case-by-case basis, the Executive
Director of the Agency, in its sole and absolute discretion, may waive this one (I)
year residency requirement.
"Senior Deed of Trust" means and refers to the senior deed of trust executed and
acknowledged by the Qualified Homeowner. The Senior Deed of Trust secures
the obligations of the Senior Promissory Note and of the Senior Loan and
encumbers the Home.
"Senior Lender" means and refers to an institutional lender, including, without
limitation, any bank, savings bank, savings and loan association, insurance
company, credit union or other lender licensed to conduct business in the State of
California, approved by the Agency in its sole and absolute discretion and making
the Senior Loan to the Qualified Homeowner.
"Senior Loan" means and refers to the loan made by the Senior Lender to the
Qualified Homeowner. The Senior Loan is evidenced by the Senior Promissory
Note and is secured by the Senior Deed of Trust encumbering the Home owned
by the Qualified Homeowner.
"Senior Loan Documents" mean and refer to the Senior Promissory Note, the
Senior Deed of Trust and all other instruments, documents, agreements,
guarantees and/or certificates evidencing, securing, guaranteeing or relating to the
Senior Loan.
"Senior Promissorv Note" means and refers to the Senior Promissory Note
executed by the Qualified Homeowner in favor of the Senior Lender. The Senior
Promissory Note is secured by the Senior Deed of Trust which Senior Deed of
Trust encumbers the Home owned by the Qualified Homeowner.
"Services" mean and refer, without limitation, to the Program origination, the
preparation, execution and delivery of the Loan Documents, the Loan Fund
9
disbursement control, related accounting, Work monitor (course of construction
builder contract) services and other services to be provided by the Contractor to or
for the benefit of the Agency in accordance with this Agreement. The various
elements of the Services are more fully set forth in the "Scope of Services"
attached hereto as Exhibit "C." For each year of the Agreement, the Contractor
will attempt to approve, complete, process and finalize up to ten (10) Loans to
Qualified Homeowners.
"Target Area" or "Target Areas" mean and refer to the specific area, areas,
neighborhood or neighborhoods in the City in which the Agency has instructed
the Contractor to offer the Program to Qualified Homeowners to better maximize
the effectiveness of the Loan Funds, or in any other specific area, areas,
neighborhood or neighborhoods hereinafter created by the Agency and/or
throughout the City (excluding County territory), as amended from time to time
by the Agency in its sole and absolute discretion. Should the Agency request the
Contractor to offer the Program to a specific Target Area or to specific Target
Areas, the Agency shall consult with and provide in writing the Target Area or the
Target Areas to the Contractor. The Contractor shall then offer the Program to
Qualified Homeowners in the specific Target Area or Target Areas until the
Contractor is otherwise advised in writing from the Agency, as such Target Area
or Target Areas may be adjusted and amended from time by the Agency in its sole
and absolute discretion. In the absence of specific direction from the Executive
Director of the Agency, the Contractor shall offer the Program on an as-needed,
first-come, first-served basis, to Qualified Homeowners throughout the City.
However, in the case of an emergency, of an urgent need or of a life-threatening
situation, the Contractor may process a Loan Application ahead of other Loan
Applications subject to the approval of the Executive Director.
"Work" means and refers, without limitation, to the Improvements, or any part
thereof, to be constructed, installed, performed and/or completed by a state-
licensed General Contractor on or in connection with a Home pursuant to the
terms, covenants and conditions of the General Contractor Agreement. Only the
Improvements and/or the items of Work set forth in the General Contractor
Agreement shall be authorized for payment by the Contractor, up to the maximum
amount authorized under the terms ofthe Program for such Improvements, or any
part thereof. Any costs of Improvements and/or of Work in excess of the
maximum amount of the Program (which are not the fault of such General
Contractor) shall be paid for by the Qualified Homeowner unless approved in
writing by the Executive Director.
Section 2. PERFORMANCE BY CONTRACTOR AND BY AGENCY. The
Contractor and the Agency agree to perform the terms, covenants and conditions of this
AgreemeiJ.t.
Section 3. SCOPE OF SERVICES. The Contractor agrees to provide the Services
to the Agency as set forth herein, as described in the Scope of Services. Promptly following the
4813-0902-9891.1
10
date of approval of this Agreement by the governing board of the Agency, the Contractor,
without limitation, shaH or will continue to:
(A) cause the Loan Disbursement Account to be established, or maintained, and the
general form of an FDIC - insured deposit account agreement acceptable to the Agency to
be fuHy executed by the Contractor, by the depository institution and by the Agency
within thirty (30) calendar days foHowing the date of approval of this Agreement;
(8) continue to use the general form of the Loan Application in connection with an
application by a Qualified Homeowner for the approval by the Agency to the Qualified
Homeowner of the Loan under the Program in accordance with this Agreement. The
applicant for the Loan must submit to the Contractor federal and state income tax returns
filed by the applicant with the appropriate taxing authorities for the past two (2) years
which tax returns must be acceptable to the Contractor in its sole and absolute discretion;
(C) subject to the completion of the tasks described in Section 3(A) and in Section
3(8) above, continue the process of receiving and reviewing Loan Applications and
provide the Services as provided for in the Agreement. The Contractor shall offer the
Program to Qualified Homeowners in the Target Area or the Target Areas specifically
determined and designated by the Agency or, if no Target Area is or no Target Areas are
specificaHy determined and designated by the Agency, then on an as-needed, first-come,
first-served basis, to Qualified Homeowners throughout the City; provided, however, in
the case of an emergency, of an urgent need or of a life-threatening situation, the
Contractor may process a Loan Application ahead of other Loan Applications subject to
the approval of the Executive Director;
(D) transmit a copy of a completed set of the Loan Documents to the Executive
Director of the Agency, together with: (i) a recommendation from the Contractor to the
Agency to approve the Loan Application and the Loan to the Qualified Homeowner, and
(ii) a request from the Contractor to the Agency for a transfer of the Loan Funds by the
Agency for the account of the Qualified Homeowner. The Executive Director shall either
authorize the funding of such Loan or reject the request for funding on behalf of the
Agency within ten (10) business days of receipt from the Contractor. Any rejection of a
Loan Application shaH be in writing and shaH state the reasons for such action. Each
acceptance of a Loan Application by the Agency shall be evidenced by the signature of
the Executive Director of the Loan Documents, where designated. AH Loan Documents
shall be executed, acknowledged, where designated, and completed by the Qualified
Homeowner and by the Contractor, and the disbursement of Loan Funds by the Agency
to or for the benefit of the Qualified Homeowner shaH occur within sixty (60) calendar
days foHowing the date of submission by the Contractor to the Executive Director of the
funding request, or the Loan Documents shall be of no further force or effect;
(E) no fees, charges or expenses shall be payable by any applicant to the Contractor
or to the Agency for a Loan, except from the Loan Funds, nor shall the Contractor charge
a Qualified Homeowner for any cost or service in connection with the origination or
subsequent administration of the Loan during the time the Improvements and/or the Work
4813.()902-9891.1
11
is constructed, installed, performed and/or completed at the Home, except for the
Maintenance Class fee, or as authorized under the Program by the Executive Director;
(F) instruct the Executive Director to transfer the Loan Funds for the account of each
Qualified Homeowner to the Loan Disbursement Account as set forth in Section 3(D),
above, upon confirmation by the Contractor that the Loan Documents for the Program are
executed and complete and that the Deed of Trust and the Maintenance Agreement
Covenant (and any other documents to be recorded in the County Recorder's Office) are
ready for recordation in the County Recorder's Office. The Contractor shall coordinate
the issuance of the policy of title insurance in favor of the Agency by the title insurance
company with the recordation of the Deed of Trust and of the Maintenance Agreement
Covenant;
(G) deliver a fully executed and acknowledged, where designated, original set of the
Loan Documents for each Loan (except for the Deed of Trust and for the Maintenance
Agreement Covenant which documents shall be recorded by the Contractor on behalf of
the Agency in the County Recorder's Office) to the Agency upon request of funding and
transfer of the Loan Funds for the account of the Qualified Homeowner to the Loan
Disbursement Account;
(H) verify that no Loan Funds are disbursed from the Loan Disbursement Account for
the account of a Qualified Homeowner except: (i) to pay a state-licensed General
Contractor and/or state-licensed subcontractor for the Improvements and/or for the Work
constructed, installed, performed and/or completed at the Home pursuant to the General
Contractor Agreement (less a ten percent (10%) retention pending completion of the
Improvements and/or of the Work and final executed written release of all mechanics and
materials liens from the General Contractor and/or from all subcontractors). No
disbursement of the Loan Funds from the Loan Disbursement Account shall be
authorized for any building materials or equipment items which are not physically
delivered at the Home before the date of payment of such Loan Funds to the General
Contractor and/or to the subcontractor; or (ii) to pay a Loan title fee or cost amount
expressly authorized in writing by the Executive Director;
(1) prepare and maintain a Loan Funds disbursement ledger for all payments
authorized and made by the Contractor to the General Contractors and/or to the
subcontractors for the account and debit to each Qualified Homeowner under each Loan
made by the Agency to or for the benefit of the Qualified Homeowner in accordance with
this Agreement. Such ledger shall show each payment by date and reference the
particular Loan, the Loan Documents and the name of the Qualified Homeowner to
which it corresponds. Such ledger shall also include a monthly starting and ending
balance for the Loan Disbursement Account, a final reconciliation of the adjusted balance
of each Loan upon the completion of the Improvements and/or of the Work, and such
other accounting information as the Executive Director may request. A copy of such
ledger shall be submitted to the Executive Director each month with the first such
monthly submittal due on the first day of the next month following the date of the initial
48 \3-0902-9891.1
12
deposit of the Loan Funds by the Contractor and/or the Agency into the Loan
Disbursement Account;
(J) No Improvements and/or Work shall be authorized for payment by the Contractor
unless the Loan Documents are complete and the Contractor has received a fully
executed copy of the General Contractor Agreement by and between the General
Contractor and the Qualified Homeowner. Once the Improvements and/or the Work has
commenced on a particular Home, neither the Qualified Homeowner, the General
Contractor nor the subcontractor shall authorize an amendment or modification of such
contract to include any item of Work, which is not eligible for payment using the Loan
Funds under the terms and conditions of the Loan under the Program. Each such contract
by and between the General Contractor and the Qualified Homeowner, the General
Contractor and the subcontractor, and/or the subcontractor and the Qualified Homeowner
shall include a section, which recites the words of the first two (2) sentences of this
Section 3(J).
Section 4. TIME OF PERFORMANCE OF SERVICES. The Services to be
performed hereunder by the Contractor shall be undertaken and completed in such sequence as to
assure expeditious completion and to best carry out the purposes of the Program and this
Agreement. All Services required hereunder shall begin upon the execution of this Agreement.
Section 5. TERM OF AGREEMENT. This Agreement shall take effect upon the
approval by the governing board of the Agency and the complete execution by the parties. The
Agreement shall remain in effect through July I, 2010, subject to annual approval and
appropriation by the United States Department of Housing and Urban Development ("HUD").
Section 6.
COMPENSATION PAYABLE BY AGENCY TO CONTRACTOR.
(A) The Agency shall annually compensate the Contractor for the performance of the
Services using the Low-Moderate Income Housing Funds in accordance with the following
schedule:
$50,000.00. Annual Program Administration Fee for
CONTRACTOR
$500,000.00 Single Family Residence Rehabilitation Loan Program
$550.000.00
(B) From and after the Effective Date of this Agreement and for the remaining term of
this Agreement, the Program Administration Fee payable by the Agency to the Contractor as
compensation for the Services performed by the Contractor under this Agreement shall be paid
by the Agency directly to the Contractor, payable in twelve (12) equal monthly installments of
$4,167.00 during the Term of this Agreement, in the aggregate amount of $50,000.00. The
Contractor shall invoice the Agency monthly in equal installments of$4,167.00.
4813-Q9Q2-989Ll
13
(C) Payment for each monthly installment in the amount of $4,167.00 for the
performance by the Contractor of the Services will be made by the Agency to the Contractor as
of the first day of each calendar month with the first such payment due on the first day of the
next calendar month following the date of the complete execution of the Agreement by the
parties.
Section 7. PERSONNEL OF CONTRACTOR. The Contractor represents that it
has, or will secure at its own expense, all personnel required to perform the Services. All of the
Services required hereunder will be performed by persons who are either employed by or under
the supervision and control of the Contractor, and all personnel engaged in the Services shall be
fully competent and qualified to perform such Services.
Section 8. INDEPENDENT CONTRACTOR. All acts of the Contractor and all
others acting on behalf of the Contractor relating to the performance of this Agreement, shall be
performed as independent contractors and not as agents, officers, or employees of the Agency.
The Contractor has no authority to bind or incur any obligation on behalf of the Agency. The
Contractor has no authority or responsibility to exercise any right or power vested in the Agency.
No agent, officer, or employee of the Agency shall be considered an agent or employee of the
Contractor. It is understood by both the Contractor and the Agency that this Agreement shall not
under any circumstance be construed or considered to create an employer-employee relationship
or a joint venture as between the Contractor and the Agency. The Contractor is and at all times
during the Term of this Agreement shall represent and conduct itself as an independent
contractor and not as an agent or employee of the Agency. The Contractor shall be responsible
to the Agency only for the requirements and results specified in this Agreement, and except as
expressly provided in this Agreement, shall not be subject to control by the Agency with respect
to the physical action or activities of the Contractor in fulfillment of this Agreement. The
Contractor has control over the manner and means of performing the Services. under this
Agreement so long as consistent with the requirements of the Program. The Contractor is
permitted to provide services to others during the same period Services are provided to the
Agency under this Agreement. If necessary, the Contractor has the responsibility for employing
other persons or firms to assist the Contractor in fulfilling the terms and obligations under this
Agreement. If in the performance of this Agreement any third persons are retained as
subcontractors by the Contractor, such persons shall be entirely arid exclusively under the
direction, supervision, and control of the Contractor. All terms of employment including hours,
wages, working conditions, discipline, hiring, and discharging or any other term of employment
or requirements of law shall be determined by the Contractor. The Contractor hereby agrees to
indemnify, defend (if requested by Agency), protect and hold the Agency harmless from any and
all claims that may be made against the Agency or based upon any contention by any employee
of the Contractor or by any third party that an employer-employee relationship or joint venture
exists between any person or entity and the Agency, by reason of the performance of any of the
Services under this Agreement.
Section 9. PAYMENT OF AND TRANSFER OF LOAN FUNDS TO LOAN
DISBURSEMENT ACCOUNT. The Agency shall promptly honor each request by the
Contractor for the Agency to transfer Loan Funds to the Contractor who will in turn deposit the
Loan Funds to the Loan Disbursement Account to fund each approved Loan as submitted by the
4813-0902-989Ll
14
Contractor to the Agency under Section 3(D). Within sixty (60) calendar days following receipt
of each request for remittance of the Loan Funds, the Agency shall transfer by bank check to the
Contractor such Loan Funds to use as provided herein.
Section 10. COMMERCIAL GENERAL LIABILITY INSURANCE.
AUTOMOBILE INSURANCE. WORKERS' COMPENSATION INSURANCE.
EMPLOYER'S LIABILITY INSURANCE. ERRORS AND OMISSIONS AND
PROFESSIONAL LIABILITY INSURANCE.
(A) The Contractor shall obtain and keep in force during the term of this Agreement,
at its sole cost and expense, the following insurance policies: (i) a commercial general liability
policy of insurance with coverage at least as broad as "Insurance Services Office Commercial
General Liability Form (GOOOI)", in the amount of One Million Dollars ($1,000,000) combined
single limit per occurrence, naming the Agency and the City and the elected officials, officers,
employees, attorneys and agents of each of them as additional insureds (collectively, the
"Additional Insureds") with said insurance covering comprehensive general liability including,
but not limited to, contractual liability, assumed contractual liability under this Agreement, acts
of subcontractors, premises-operations, explosion, collapse and underground hazards, if
applicable, broad form property damage, and personal injury including libel, slander and false
arrest, (ii) comprehensive automobile liability insurance covering owned, non-owned and hired
vehicles by or for the Contractor, combined single limit in the amount of One Million Dollars
($1,000,000) per occurrence, naming the Additional Insureds as additional insureds on each
automobile insurance policy, (iii) workers' compensation insurance in such insurance coverage
amounts as statutorily required, or similar insurance in form and amounts required by law, and
employer's liability insurance, combined single limit in the amount of One Million Dollars
($1,000,000), and (iv) errors and omissions and professional liability, combined single limit in
the amount of One Million Dollars ($1,000,000) per occurrence.
(B) Any and all insurance policies required hereunder shall be obtained from
insurance companies admitted in the State of California and rated at least A: XII in the most
current Best's Key Rating Insurance Guide. In no event shall the Contractor be permitted or
entitled to assign to any third party rights of action which the Contractor may have against the
Agency. All said insurance policies shall provide that they may not be canceled unless the
Agency and the City receive written notice of cancellation at least thirty (30) calendar days prior
to the effective date of cancellation. Any and all insurance obtained by the Contractor shall be
primary to and shall not be contributing with any insurance carried by the Agency or by the City
whose insurance shall be considered excess insurance only. Any insurance which the Agency
and/or City may otherwise carry, including self insurance, for all purposes of this Agreement
shall be separate and apart from the requirements of this Agreement. Legal counsel for the
Agency must approve each insurance policy required in Section 10(A) of this Agreement. The
Contractor waives subrogation and agrees that the Contractor, the Agency and the City are co-
insured. The insurer shall have no right of subrogation against the Agency, against the City or
against any of the other Additional Insureds. The Additional Insureds shall be named as
additional insureds on each insurance policy.
4813-0902-9891.1
15
(C) All insurance which the Contractor shall carry or maintain pursuant to this Section
10 shall be in such form, for such amounts, for such periods of time as the Agency may require
or approve.
(D) The Contractor shall deliver or cause to be delivered to the Agency concurrently
upon the execution of this Agreement an endorsement of the insUrance policies required in this
Section 10(A) of this Agreement evidencing the existence of the insurance coverage required by
the Agency under Section lO(A) of this Agreement and shall also deliver, no later than thirty
(30) calendar days prior to the expiration of any insurance policy, a certificate of insurance
evidencing each renewal policy covering the same risks.
Section 11. INDEMNIFICATION.
(A) The Contractor agrees to indemnify, defend with legal counsel reasonably
acceptable to the Agency, protect and hold the City and the Agency, and their respective elected
officials, directors, officers, members, managers, consultants, contractors, employees, agents and
attorneys, and the successors and assigns of each of them (singularly and collectively, the
"Indemnified Parties" which defined term shall also includes the City and the Agency), harmless
from and against all actions, causes of action, claims, demands, liabilities, damages, losses,
liabilities, obligations, judgments, suits, costs, expenses and fees (including, without limitation,
reasonable attorneys' fees, court costs and expert fees of any nature whatsoever), now or
hereafter arising from or related to: (i) any act or omission of the Contractor and/or of any of the
Contractor's directors, officers, members, managers, consultants, contractors, subcontractors,
materialmen, laborers, any other person or entity furnishing or supplying work, services, goods,
or supplies in connection with the performance of this Agreement, employees and agents, and the
successors and/or assigns of each of them (singularly and collectively, the "Indemnifying
Parties" which defined term shall also include the Contractor), in performing, or failing to
perform, its obligations hereunder, (ii) any default by the Contractor under this Agreement,
subject to any applicable cure period, (iii) any violation by any of the Indemnifying Parties of
any Laws, (iv) any warranty or representation made by the Contractor to the Agency in this
Agreement that is or becomes false and untrue, (v) death, bodily injury and/or personal injury to
any person, (vi) any destruction, loss or damage to real property or personal property, (vii) the
presence of any Hazardous Substances at, on, in, above, under or about any Home owned by a
Qualified Homeowner resulting, directly or indirectly, from the acts or omissions of any
Indemnifying Parties, and/or (viii) the aggravation of any environmental condition by any
Indemnifying Parties at, on, in, above, under or about any Home owned by a Qualified
Homeowner. Without limiting the Contractor's indemnification of the Indemnified Parties, the
Contractor shall provide and maintain, at its sole cost and expense during the term of this
Agreement, the insurance described in Section 10(A) of this Agreement. Such insurance shall be
provided by insurer( s) satisfactory to the Agency and evidence of such insurance satisfactory to
the Agency shall be delivered to the Executive Director no later than the effective date of this
Agreement.
(B) The Agency shall indemnify, defend (if requested by the Contractor) and hold
harmless the Contractor, its agents, officers, and employees, from all claims, loss, demands and
liability for damages for personal injury, bodily injury or property damage suffered by reason of
4813-Q902-9891.l
16
any act or omission of the Agency or any of its officers or employees or agents under this
Agreement except where such action or omission giving rise to such a claim is caused by or is
the result of an action, omission or request of the Contractor and/or of any of the other
Indenmifying Parties, or is alleged to arise out of the execution of this Agreement. The
provisions of Section 11(A) and Section 11(B) shall survive the execution, delivery,
performance, expiration or early termination of this Agreement.
Section 12. DEFAULTS AND BREACH - GENERAL. The failure or delay by
either party to perform any material term or provision of this Agreement shall constitute a default
hereunder; provided, however, that if the party who is otherwise claimed to be in default by the
other party commences to cure, correct or remedy the alleged default within thirty (30) calendar
days after receipt of written notice specifying such default and shall diligently complete such
cure, correction or remedy, such party shall not be deemed to be in default hereunder. A default
shall also occur under this Agreement whenever a representation and/or warranty made in this
Agreement is or becomes false or untrue. A default shall also occur under this Agreement
whenever a party files, or has filed against it, a petition in bankruptcy, is or becomes insolvent, is
unable to pay its debts as they mature, assigns its assets for the benefit of creditors, or a receiver,
trustee or custodian is appointed by a court to exercise control over all or substantially all of the
assets of the party and such receiver, trustee or custodian is not discharged by the court within
sixty (60) calendar days after said appointment date. The party which may claim that a default
has occurred shall give written notice of default to the party in default specifying the alleged
default. Delay in giving such notice shall not constitute a waiver of any default nor shall it
change the time of default; provided, however, the injured party shall have no right to exercise
any remedy for a default hereunder without delivering the written default notice as specified
herein. Any failure or delay by a party in asserting any of its rights and remedies as to any
default shall not operate as a waiver of any default or of any rights or remedies associated with a
default, and the rights and remedies of the parties are cumulative and the exercise by either party
of one or more of such rights or remedies shall not preclude the exercise by it, at the same or
different times, of any other rights or remedies for the same default or any other default by the
other party. In the event that a default of either party may remain uncured for more than thirty
(30) calendar days following written notice, as provided above, a "breach" shall be deemed to
have occurred. In the event of a breach, the party who is not in default shall be entitled to
terminate this Agreement and seek any appropriate remedy or damages by initiating legal
proceedings. If any action or proceeding is brought to enforce the terms hereof or declare rights
hereunder, it shall be brought in the Superior Court of the County of San Bernardino, San
Bernardino District, State of California. The governing law to be applied in any such action or
proceeding shall be the law of the State of California. The prevailing party in any such legal
proceedings shall be entitled to recover as an element of its costs of bringing such suit, and not as
part of its damages, its reasonable attorneys' fees, court costs, expert witness fees and consultant
fees and costs. The costs, salary and expenses of the City Attorney and members of his office in
such action or proceeding on behalf of the Agency shall be considered as "attorneys' fees" for
purposes of this Section.
Section 13. NONDISCRIMINATION. During the Contractor's performance of the
Services, the Contractor shall not discriminate on the grounds of race, religion, creed, color,
national origin, age, ancestry, physical handicap, medical condition, marital status, sex, or sexual
4813.0902-9891.1
17
orientation in the performance of the Services, including, without limitation, in the selection and
retention of employees, General Contractors and subcontractors and the procurement of materials
and equipment, except as provided in Section 12940 of the California Government Code.
Section 14. CONFLICT OF INTEREST. The Contractor warrants, by execution of
this Agreement, that it has no interest, present or contemplated, in the Program or in any Home
benefited thereby or Work performed on any Home using the Loan and the Loan Funds. The
Contractor further warrants that it owns or possesses no interest in real property, business
interests or owner of income (other than such amounts of compensation payable by the Agency
to the Contractor for the Services under this Agreement) that will be affected by the Program or,
alternatively, if such interest exists or arises the Contractor will promptly file with the Agency an
affidavit disclosing any such interest.
Section 15. AMENDMENTS. All amendments to this Agreement shall be subject to
the approval of both parties in the sole discretion of each of them, mutual and in writing. The
Executive Director of the Agency is authorized to make non-substantive changes, clarifications,
corrections to the Agreement, including budget line item adjustments, provided such actions are
approved by legal counsel for the Agency and do not increase the Agency's monetary annual
appropriation to the Contractor as approved by the governing board of the Agency.
Section 16. TERMINATION.
(A) This Agreement may be terminated for any reason by either party who is not then
in default upon ten (10) calendar days prior written notice to the other party. In such event, the
Contractor shall be entitled to receive compensation for Services pro-rated through the date of
such termination, provided that the Services have been rendered.
(B) In the event of a termination of the Agreement as a result of a breach, the rights
and duties of the parties shall be as set forth in Section 12.
(C) In the event of any termination of this Agreement, the Contractor shall promptly
return all Loan Funds that have been disbursed by the Agency to the Contractor with the
exception of any Loan Funds that have been properly disbursed by the Contractor to or for the
benefit of one or more Qualified Homeowners under this Agreement, without charge or expense
to the Agency.
Section 17. ASSIGNMENT. It is mutually understood and agreed that this
Agreement shall be binding upon the Agency and its successors and assigns and upon the
Contractor and its successors and assigns. The Agency may assign this Agreement, without
obtaining the prior consent or approval of the Contractor. The Contractor may not assign this
Agreement without obtaining the prior written consent of the Agency, which written consent
may be given or withheld by the Agency in its sole and absolute discretion. Any assignment or
attempt to assign this Agreement by the Contractor shall be void.
Section 18. NOTICES. Communications, notices, bills, invoices or reports required
by this Agreement shall be in writing and shall be deemed to have been given when actually
4813-0902-9891.1
18
delivered, if given by hand delivery or transmitted by overnight courier service, or if mailed,
three (3) business days after being deposited in the United States mail, postage prepaid, to the
address noted below:
Agencv
Economic Development Agency
of the City of San Bernardino
Attention: Executive Director
201 North "E" Street, Suite 301
San Bernardino, California 92401
Phone: (909) 663-1044
Fax: (909) 888-9413
Contractor
Neighborhood Housing Services of
the Inland Empire, Inc.
Attention: Executive Director
1390 North "D" Street
San Bernardino, California 92405
Phone: (909) 884-6891
Fax: (909) 889-4085
Either party may change its address for receipt of written notice by notifying the other
party in writing of a new address for delivering notice to such party. .
Section 19. REPRESENTATION AND WARRANTY OF CONTRACTOR. The
Contractor hereby represents and warrants to the Agency as follows:
(A) The Contractor is a California nonprofit corporation duly organized, existing, and
authorized to transact business in California;
(B) the corporate charter and by-laws of the Contractor authorize the Contractor to
provide the Services to the Agency and the governing board and membership of the Contractor
have previously taken all action necessary to authorize the execution of this Agreement by the
Contractor;
(C) the Contractor is qualified to perform the Services and shall timely perform and
complete the Services in a professional manner.
Section 20. CONDITIONS PRECEDENT. The validity and enforcement of this
Agreement is subject to the execution and delivery by the Agency and by the Contractor of the
following Agreements: (i) the Beautification Grant Program Agreement, (ii) the Mobile Home
Grant Program Agreement, and (iii) the First Amendment to the Homebuyer Education Program
Agreement.
Section 21. LOAN FUNDS AND LOAN DOCUMENTS ARE THE PROPERTY
OF THE AGENCY. The Loan Documents for each Loan are the property and asset of the
Agency. The Contractor has no property interest in any such Loan Documents and the
Contractor shall not transfer, assign or pledge as collateral or claim any other security interest in
any such Loan Documents. All of the Loan Documents are the property of the Agency, and the
Contractor shall maintain all such Loan Documents in its possession as confidential consumer
business records of the Qualified Homeowner. All Loan Funds disbursed by the Agency to the
Contractor for the benefit of a Qualified Homeowner are the property of the Agency until paid by
the Contractor to the General Contractor upon the completion of the Work at the Home for the
account of the Qualified Homeowner under the applicable Loan Documents.
4813-0902-9891.1
19
Section 22. NON-ELIGIBILITY. OF HOMEOWNER. Once the Agency has
approved the Loan Application for the Qualified Homeowner and has disbursed the Loan Funds
to the Contractor for the benefit of the Qualified Homeowner under this Agreement, the
Qualified Homeowner now or hereafter shall have no right to apply for and to receive any other
grant or loan being provided by the Agency to the general public under any grant or loan
program, including, without limitation, any grant being offered by the Agency under the Single
Family Beautification Grant Program or under the Mobile Home Grant Program or any loan
being offered by the Agency to the general public under the Single Family Rehabilitation Loan
Program until: (i) ten (10) years after the date that the Agency has paid the last installment of the
Loan Funds to the Contractor for the benefit of the Qualified Homeowner under this Agreement,
and (ii) the Qualified Homeowner has paid in full the Loan to the Agency in accordance with the
Loan Documents or the Agency has discharged and forgiven the Loan by the Qualified
Homeowner pursuant to the Loan Documents.
Section 23. GENERAL PROVISIONS. This Agreement constitutes the sole
agreement between the parties. All prior conversations, agreements or representations relating
hereto are integrated in this Agreement. No oral agreement, representation or warranty shall be
binding upon the parties. If any provision of this Agreement shall be invalid, illegal or
unenforceable, the validity, legality and enforceability of the remaining portions of this
Agreement shall not in any way be affected or impaired thereby. Failure of any party to enforce
any provision of this Agreement shall not constitute a waiver of the right to compel enforcement
of the same provision or any remaining provisions of this Agreement. Headings at the beginning
of each section or subsection are solely for the convenience of the parties and are not a part of
this Agreement. Whenever required by the context of this Agreement, the singular shall include
the plural and the masculine shall include the feminine and vice versa. This Agreement shall not
be construed as if it had been prepared by one of the parties, but rather as if all parties had
prepared the same. Unless otherwise indicated, all references to seCtions are to this Agreement.
All exhibits referred to in this Agreement are attached hereto and incorporated herein by this
reference. If the date on which any action is required to be performed under the terms of this
Agreement is not a business day, the action shall be taken on the next succeeding business day.
This Agreement may be executed in one or more counterparts each of which shall be an original
but all of which together shall constitute but one original Agreement. . This Agreement may be
executed by facsimile signatures, and each facsimile counterpart when taken together shall be
deemed an original Agreement.
4813-0902-9891.1
20
IN WITNESS WHEREOF, the Contractor and the Agency have caused this Agreement
to be duly executed on the date first above written.
AGENCY
Redevelopment Agency of the
City of San Bernardino,
a public body, corporate and politic
Dated:
By:
Emil A. Marzullo, Interim Executive Director
Approved as to Form and Content:
\j~ ~V--
Agency nse
CONTRACTOR
Neighborhood Housing Services
of the Inland Empire, Inc.,
a California nonprofit corporation
Date: (I) - d.- 9 ~o 7
B~
Name:. , . If (J~
Title: Executive Director
Date:
By:
Name:
Title:
48IJ-0902-989L1
21
EXHffiIT"A"
2009 Income Limits
4813-0902-9891.1
22
EXHIBIT "B"
4813.Q902-9891.1
23
EXHmIT "C"
SCOPE OF SERVICES
(Description of Program)
A. Contractor's Administration Annual Fee
The Agency shall annually compensate the Contractor the total sum of Fifty Thousand Dollars
($50,000.00) for the administration and the implementation of the Program herein and for the
Services rendered under this Agreement, subject to the annual approval and appropriation by the
United States Department of Housing and Urban Development ("HUDn). The Contractor shall
invoice the Agency monthly in equal installments of Four Thousand One Hundred Sixty-Seven
Dollars ($4,167.00), in the aggregate annual amount of $50,000.00).
B. Sin2le Familv Residence Rehabilitation Loan Pro2ram (the "Pro2ram")
($550,000.00)
The Contractor shall accept the Loan Applications from respective Qualified Homeowner
applicants to determine income and improvement eligibility (see Exhibit "An to this Agreement),
to determine equity in the Home and to verify ownership and length of ownership by obtaining a
preliminary title report or other pertinent documentation from a reputable title company. The
Contractor shall offer the Program to Qualified Homeowners in the Target Area or in the Target
Areas specifically determined and designated by the Agency or, if no Target Area is or no Target
Areas are specifically determined and designated by the Agency, then on an as needed, first-
come, first-served basis, to Qualified Homeowners throughout the City of San Bernardino.
However, in the case of an emergency, of an urgent need or of a life-threatening situation, the
Contractor may process a Loan Application ahead of other Loan Applications subject to the
approval by the Executive Director. The Improvements allowed under the Program are
described in Section "Cn below of this Scope of Services.
C. Elieible Improvements Permitted under the Pro2ram
The following types of Improvements are permitted in connection with the Program: (i) roof
repairs and re-roof or overlay, (ii) exterior and interior painting, including, without limitation,
lead testing, (iii) drought tolerant landscaping (irrigation system, with hydro seeds, sod or
artificial turf), (iv) window replacement, (v) carpet replacement and/or finished flooring
replacement, (vi) HV AC system, (vii) electrical work, (viii) Sewer Repairs, (ix) termite repairs,
(x) exterior concrete hardscape such as sidewalks, driveways, curbs, gutters, hand railings or
ramps, (xi) door or window screens repairs or replacements, (xii) tub, shower, toilet repairs or
replacements, (xiii) foundation or structural repairs, (xiv) fencing or (xv) installation of
alternative energy sources, including, without limitation, solar panels. The Improvements must
relate to health and safety code violations (i.e., blown sewer lines, septic tank destruction, etc.).
In connection with each Loan Application for Sewer Repairs, the Agency shall have the right to
determine whether or not such Sewer Repairs shall be made from funds disbursed by the Agency
4813-0902-9891.1
24
from Loan Funds under the Program or from grant funds disbursed by the Agency to an applicant
under the Single Family Beautification Grant Program, or under any other then existing grant
program. Should the Agency determine that the Sewer Repairs will need to be disbursed by the
Agency from grant funds pursuant to the Single Family Beautification Grant Program, or any
other then existing grant program, the Contractor shall advise the applicant, in writing, that the
applicant will need to prepare, to execute and to submit a new grant application to the Contractor
under the Single Family Beautification Grant Program, or under any other then existing grant
program, which grant application, without limitation, shall request the Agency to make a grant to
the applicant to permit the applicant to make and to complete the Sewer Repairs.
The maximum amount of the Loan permitted under the Program is the Loan Amount per Home,
without the prior written approval of the Executive Director.
D. Applicant Elil!ibilitv Requirements for the Prol!ram
1. Qualified Homeowner must be an owner and occupant of the Home, as its principal
residence, for a minimum period of one (1) year; on a case-by-case basis, and depending on the
circumstances, this one (1) year requirement may be waived by the Executive Director or his/her
designee; the Contractor shall obtain evidence of ownership and length of ownership and
residency.
2. Qualified Homeowner must execute and complete a Loan Application and must deliver
and submit the Loan Application, as fully executed and completed, to the Contractor. The
Contractor shall receive, review, verify and approve or reject the Loan Application. If the Loan
Application is not acceptable to the Contractor, the Contractor shall notify the applicant in
writing within ten (10) business days from the receipt by the Contractor of the Loan Application
and the Contractor shall provide the applicant with the reasons for the rejection by the
Contractor.
3. Qualified Homeowner must have a personal or household income level, adjusted for
family size, during the twelve (12) months preceding the date of submission of the Loan
Application to the Contractor within the ranges of income for low-moderate income households,
adjusted for family size, as set forth in Exhibit "A" to this Agreement. .
4. Qualified Homeowner must agree to: (i) attend a Maintenance Class conducted by the
Contractor, (ii) live in the Qualified Homeowner's Home, as its principal residence, for not less
than ten (10) years after the recordation of the Maintenance Agreement Covenant in the County
Recorder's Office, and (iii) to maintain the Home in accordance with the Maintenance
Agreement Covenant for not less than ten (10) years after the recordation of the Maintenance
Agreement Covenant in the County Recorder's Office.
5. Qualified Homeowner must execute and acknowledge, where appropriate, the Loan
Documents. The Qualified Homeowner, without limitation, shall execute and notarize the Deed
of Trust and the Maintenance Agreement Covenant and the Contractor or the Agency shall
record, or shall cause the recordation of, the Deed of Trust and the Maintenance Agreement
Covenant in the County Recorder's Office.
4813-0902-989 Ll
25
6. Qualified Homeowner must not have received any grant or loan from the Agency for a
period often (10) years prior to the submission by the Qualified Homeowner to the Contractor
and/or to the Agency of the Loan Application.
E. Guidelines
The Contractor shall conduct, administer, implement, comply with and perform the following
guidelines in connection with the Program:
1. The Contractor shall administer and implement the Program herein and shall utilize the
applicable and pertinent sections of the Agency's Loan Policies and Procedures Manual for
guidance on processing and packaging all Loans under this Agreement, if applicable, under the
direction of the Executive Director.
2. The Contractor shall accept the Loan Applications from respective Qualified Homeowner
applicants to determine income and improvement eligibility, to determine equity in the Home,
and to verify ownership and length of ownership by obtaining a preliminary title report or other
pertinent documentation from a reputable title company. The Contractor shall offer the Program
to Qualified Homeowners in the Target Area or the Target Areas specifically determined and
desigoated by the Agency or, if no Target Area or no Target Areas are specifically determined
and desigoated by the Agency, then on an as needed, first-come, first-served basis, to Qualified
Homeowners throughout the City of San Bemardino. However, in the case of an emergency, of
an urgent need or of a life-threatening situation, the Contractor may process a Loan Application
on an urgent basis ahead of other Loan Applications subject to the approval of the Executive
Director.
3. The Contractor shall inspect eligible Homes and properties to determine the type of
health and safety and code violation repair work needed, including asbestos and lead-based paint
removal, the age and overall condition of the Home and to ensure that all Homes repaired or
improved under the Program when completed are aesthetically pleasing and in compliance with
all Laws.
4. The Contractor shall prepare and complete Work write-ups, cost estimates, and bid
packages for the Improvements to be constructed, installed, performed and completed for each
Qualified Homeowner's Home.
5. The Contractor shall ensure that all Improvements and/or Work constructed, installed,
performed and/or completed in connection with the Qualified Homeowner's Home shall be
constructed, installed, performed and completed by pre-qualified State licensed General
Contractors and/or State licensed subcontractors. The Contractor shall also require that each
General Contractor and/or subcontractor constructing, installing, performing and/or completing
the Improvements and/or the Work in connection with the Qualified Homeowner's Home under
the Program shall possess a current business license in the City and shall possess a current
license with the State of California Contractor's License Board. The Contractor shall be
required, whenever feasible, to obtain a minimum of three (3) bids from General Contractors for
4813-0902-9891.1
26
all hnprovements and/or for all Work to be constructed, installed, performed and/or completed in
connection with the Qualified Homeowner's Home. All bids shall be made available by the
Contractor to the Qualified Homeowner for review. All hnprovements and/or Work constructed,
installed, performed and/or completed by General Contractors and/or by subcontractors in
connection with the Qualified Homeowner's Home shall be approved and authorized by the
Qualified Homeowner, and shall be completed within a specified timeframe acceptable to the
Qualified Homeowner and the General Contractors and/or the subcontractors.
6. The Contractor shall solicit bids for the construction, installation, performance and/or the
completion of the Improvements and/or of the Work in connection with the Qualified
Homeowner's Home from a list of pre-approved General Contractors. The Contractor shall
assist the Qualified Homeowners with the selection of a General Contractor, and shall assist the
Qualified Homeowner in connection with the execution of the General Contractor Agreement,
including, without limitation, a determination as to the scope of the hnprovements and/or of the
scope of Work to be constructed, installed, performed and/or completed by the General
Contractor, any schedule of performance, other schedules, conduct pre-construction and walk-
through conferences.
7. Prior to the execution of the General Contractor Agreement and prior to any funding by
the Contractor of any Loan Funds to the General Contractor for the proposed hnprovements
and/or Work to be constructed, installed, performed and/or completed, the Contractor and the
members of the Agency application review committee (the "Application Review Committee")
appointed and assigned by the Agency to approve, administer and oversee the construction, the
installation, the performance and/or the completion of the hnprovements and/or of the Work
shall meet on one or more occasions to discuss the hnprovements and/or the Work to be
constructed, installed, performed and/or completed in connection with the Qualified
Homeowner's Home and the methodology used or to be used to identify, quantify and assist the
Qualified Homeowner.
8. The Contractor and the Qualified Homeowner must review, approve, execute and
acknowledge, where designated, the Loan Documents. The Loan Documents shall include,
without limitation, the following: (i) the Note, which shall be executed by the Qualified
Homeowner in favor of the Agency and (ii) the Deed of Trust and the Maintenance Agreement
Covenant which Deed of Trust and Maintenance Agreement Covenant must be executed and
acknowledged, where designated, by the Agency and by the Qualified Homeowner and each
must be recorded by the Contractor or by the Agency in the County Recorder's Office. The
General Contractor and/or any subcontractor cannot commence the construction, the installation,
the performance and/or the completion of the hnprovements and/or of the Work in connection
with a Qualified Homeowner's Home until: (i) the Loan Documents have been executed and
acknowledged, where appropriate, by the Agency and by the Qualified Homeowner, and (ii) all
recordable instruments, documents and/or agreements in connection with the Loan, including,
without limitation, the Deed of Trust and the Maintenance Agreement Covenant have been
recorded by or for the Contractor or the Agency in the County Recorder's Office.
9. The General Contractor shall obtain one or more permits as required by applicable Laws
to construct, install, perform and/or complete the hnprovements and/or the Work at the Qualified
4813-0902-9891.1
27
Homeowner's Home. At the time that the Contractor submits an invoice to the Agency for
payment of all or a portion of the Loan Funds in connection with the Loan made by the Agency
to the Qualified Homeowner, the Contractor shall provide the Agency with a copy of each permit
that is or will be required to construct, to install, to perform and/or to complete the Improvements
and/or the Work in connection with the Qualified Homeowner's Home. The Agency shall have
no obligation to pay any invoice submitted by the Contractor to the Qualified Homeowner until
the Agency has received and approved each permit issued for the Improvements and/or for the
Work completed by the General Contactor and/or by the subcontractor and identified in the
InVOice.
10. The Contractor shall inspect and monitor the Improvements and/or the Work while in
progress and shall supervise the payment invoice procedures to ensure that all General
Contractors and subcontractors are meeting obligations and that progress payments and
retentions are paid in a timely manner.
11. The Contractor shall receive and collect from the General Contractors and/or from the
subcontractors an executed lien release under one of the following lien releases, as appropriate:
(i) an unconditional waiver and release upon progress payment, or (ii) an unconditional waiver
and release upon final payment. The Contractor shall not make the final payment of the
remaining Loan Funds to any General Contractor until the General Contractor and/or all
subcontractors have executed and the Contractor has received the conditional waiver and release
upon final payment or the unconditional waiver and release upon final payment.
12. The Contractor shall coordinate final inspection and payment of the General Contractor
Agreement retention with the Qualified Homeowner, with the General Contractor and with the
Agency. The contract retention shall not be paid by the Contractor to the General Contractors
and/or to the subcontractors until all time periods for filing liens have expired and no liens have
been filed under applicable Laws.
13. Prior to the payment by the Contractor of the Loan Funds, or any portion thereof, to the
General Contractor, for the construction, for the installation, for the performance and/or for the
completion of the Improvements and/or of the Work in connection with a Qualified
Homeowner's Home, the Contractor shall notify the Agency that the Contractor has received an
invoice for payment. Within ten (10) business days from receipt by the Contractor of the
invoice, the Contractor and the Agency shall inspect and approve the Improvements and/or the
Work identified in the invoice and constructed, installed, performed and/or completed by the
General Contractor and/or by any subcontractor. The Contractor shall not pay any such invoice
for the construction, installation, performance and/or completion of the Improvements and/or of
the Work until the Contractor and the Agency have inspected and approved, in writing, the
Improvements and/or the Work constructed, installed, performed and/or completed by the
General Contractor and/or by any subcontractors. The Agency reserves the right to approve
payment of an invoice in circumstances when no physical inspection is needed as determined by
the Agency in its sole and absolute discretion (i.e., fumigation for termites).
14. The Contractor shall maintain accurate records for inspection by the Agency concerning
income and program occupancy of all persons obtaining assistance from the Contractor pursuant
4813-0902-9891.1
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to this Agreement including, but not limited to, the Loan Application and the other Loan
Documents, proof of ownership, income verification, comparables or appraisals and/or Work
write-ups. The original Loan Documents shall be executed and acknowledged, where
appropriate, by the Agency and by the Qualified Homeowner, shall be for the benefit of the
Agency and shall be transmitted by the Contractor to Agency in connection with each Loan
made by the Agency to the Qualified Homeowner.
15. The Contractor shall also provide quarterly reports to the Agency, or as otherwise
required by the Agency, upon the request of the Executive Director to the Contractor.
16. From time to time, the Agency and the Contractor shall coordinate inspection of the
Improvements and/or of the Work at the Qualified Homeowner's Home to ensure that the
Improvements and/or the Work are performed, installed, constructed and completed in a good
workmanlike manner and in accordance with all applicable Laws.
17. The Contractor shall provide any and all services required by the Executive Director or
his/her designee, in order to effectively implement and complete the Services under this
Agreement.
18. Prior to the disbursement by the Agency of the Loan Funds, or any portion thereof, to, or
for the benefit of, the Qualified Homeowner pursuant to the Loan that has been awarded by the
Agency to the Qualified Homeowner, the Contractor must fully comply with, verify and confirm,
to the satisfaction of the Agency, that all tasks, matters, items, events, and conditions listed on
the checklist (the "Checklist") have been fully performed and satisfied, unless specifically
waived in writing by the Agency in connection with such Loan. The Checklist shall not be
interpreted to limit or to restrict the Agreement, in any manner whatsoever. The Checklist is
attached hereto and incorporated herein by this reference as Exhibit "D".
4813-0902-9891.1
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REDEVELOPMENT AGENCY OF THE CITY OF
SAN BERNARDINO
SINGLE F AMIL Y BEAUTIFICATION GRANT PROGRAM AGREEMENT
(Low-Moderate Housing Fund)
TillS SINGLE F AMIL Y BEAUTIFICATION GRANT PROGRAM AGREEMENT (the
"Agreement") is made and entered into this 6th day of July 2009 (the "Effective Date"), by and
between the NEIGHBORHOOD HOUSING SERVICES OF THE INLAND EMPIRE, INC., a
California non-profit corporation (the "Contractor") and the REDEVELOPMENT AGENCY OF
THE CITY OF SAN BERNARDINO (the "Agency"), a public body, corporate and politic. The
Agency and the Contractor agree as follows:
RECITALS
WHEREAS, the Agency and the Contractor have previously entered into the Single
Family Beautification Loan/Grant And Mobile Home Grant Programs (Low-Moderate Housing
Fund and HOME Fund), dated as of February 7, 2005, as modified by that certain Amendment
No. I To The Single-Family Beautification Loan/Grant And Mobile Home Grant Program, dated
as of June 4, 2007, by and between the Agency and the Contractor (collectively, the "Loan and
Grant Agreement"); and
WHEREAS, the Loan and Grant Agreement provides for the following: (i) loan funds
(the "Rehabilitation Loan Program") and grant funds (the "Beautification Grant Program") to
low-moderate income homeowners who reside in the City of San Bernardino (the "City"), in the
County of San Bernardino (the "County"), in the State of California (the "State") to permit such
homeowners to undertake certain housing rehabilitation and correction work, including, without
limitation, asbestos and lead containing materials abatement work, handicap accessibility
improvements and utility energy improvements as described in the Loan and Grant Agreement,
to one family dwellings owned and occupied by such low-moderate homeowners, and (ii) grant
funds (the "Mobile Home Grant Program") to low-income owners of mobile homes who reside
in the City, in the County and in the State to permit, without limitation, such low-income mobile
home owners to make repairs and improvements to their mobile homes in accordance with the
Loan and Grant Agreement); and
WHEREAS, the Agency and the Contractor have previously entered into the Home
Agreement, dated June 4, 2007 (the "Homebuyer Education Program Agreement"), wherein the
Contractor, without limitation, administers, implements and conducts a Homebuyer Education
Program (as defined therein); and
WHEREAS, the Rehabilitation Loan Program, the Beautification Grant Program, the
Mobile Home Grant Program and the Homebuyer Education Program promote and expand the
supply of affordable housing in the City and foster the elimination and prevention of blight; and
WHEREAS, the Agency and the Contractor would like to amend the Homebuyer
Education Program Agreement pursuant to the First Amendment (as defined below) and to
4825.1757.9267.1
I
execute, to deliver and to perform under a new and separate agreement for each of the
Rehabilitation Loan Program, for the Beautification Grant Program and for the Mobile Home
Grant Program; and
WHEREAS, the Agency and the Contractor desire to terminate the Loan and Grant
Agreement and to replace the Loan and Grant Agreement with the following three (3) new and
separate agreements: (i) this Agreement which provides grant funds to low-moderate income
homeowners who reside in the City, in the County and in the State to permit such homeowners to
undertake certain housing rehabilitation and correction work as described in this Agreement, to
one family dwellings owned and occupied by such low-moderate homeowners, (ii) the Single
Family Rehabilitation Loan Program Agreement (the "Rehabilitation Loan Program
Agreement") which provides loan funds to low-moderate income homeowners who reside in the
City, in the County and in the State to permit such homeowners to undertake certain housing
rehabilitation and correction work as described therein, to one family dwellings owned and
occupied by such low-moderate homeowners, and (iii) the Mobile Home Grant Program
Agreement (the "Mobile Home Grant Program Agreement") which provides grant funds to low-
income owners of mobile homes who reside in the City, in the County and in the State to permit,
without limitation, such low-income mobile home owners to make repairs and improvements to
their mobile homes in accordance with such Mobile Home Grant Program Agreement; and
WHEREAS, the Agency and the Contractor have determined that this Agreement, the
Rehabilitation Loan Program Agreement, the Mobile Home Grant Program Agreement and the
Homebuyer Education Program Agreement, as amended, will promote and expand the supply of
affordable housing in the City and will foster the elimination and prevention of blight; and
WHEREAS, the Loan and Grant Agreement shall not be terminated until the Agency and
the Contractor have entered into and executed this Agreement, the Rehabilitation LOan Program
Agreement, the Mobile Home Grant Program Agreement and the Amendment No. I (the "First
Amendment") to the Homebuyer Education Program Agreement.
NOW, THEREFORE, IN CONSIDERATION OF THE RECITALS
MENTIONED ABOVE, THE MUTUAL PROMISES OF THE AGENCY AND OF THE
CONTRACTOR IN THIS AGREEMENT AND FOR OTHER GOOD AND VALUABLE
CONSIDERATION, THE RECEIPT AND SUFFICIENCY OF WHICH ARE HEREBY
ACKNOWLEDGED BY THE AGENCY AND BY THE CONTRACTOR, THE AGENCY
AND THE CONTRACTOR AGREE AS FOLLOWS:
Section 1. DEFINITIONS OF CERTAIN TERMS. In addition to the words and
phrases, which are defined in the Recitals of this Agreement and/or in this Agreement, the
following words and terms shall have the meaning set forth below:
"Countv Recorder's Office" means and refers to the county recorder's office for the
County of San Bernardino, State of California.
"Environmental Laws" mean and refer to all applicable federal, state, municipal and local
laws, statutes, codes, ordinances, rules, regulations, orders and judgments relating to the
4825-1757-9267.1
2
protection or clean-up of the environment, the use, treatment, storage, transportation,
generation, manufacture, processing, distribution, handling or disposal of, or emission,
discharge or other release or threatened release of hazardous substances, the preservation
or protection of waterways, groundwater, drinking water, air, wildlife, plants or other
natural resources, the health and safety of persons, or the protection of the health and
safety of employees, now or hereafter existing, as the same may be amended, modified or
supplemented from time to time, including, without limitation: the Clean Air Act, as
amended, 42 D.S.C. Section 7401 et seq.; the Federal Water Pollution Control Act, as
amended, 33 D.S.C. Section 1251 et seq.; the Resource Conservation and Recovery Act
of 1976, as amended, 42 D.S.C. Section 6901 et seq.; the Comprehensive Environment
Response, Compensation and Liability Act of 1980, as amended (including the Superfund
Amendments and Reauthorization Act of 1986, "CERCLA"), 42 D.S.C. Section 9601 et
seq.; the Toxic Substances Control Act, as amended, 15 D.S.C. Section 2601 et seq.; the
Occupational Safety and Health Act, as amended, 29 D.S.C. Section 651, the Emergency
Planning and Community Right-to-Know Act of 1986, 42 D.S.C. Section 11001 et seq.;
the Safe Drinking Water Act, as amended, 42 D.S.C. Section 300f et seq.; the California
Health and Safety Code (Section 25100 et seq., Section 25249.5 et seq., Section 39000 et
seq.); the California Water Code (Section 13000 et seq.); the California Environmental
Quality Act ("CEQA"); the California Public Resources Code; all comparable state and
local laws, laws of other jurisdictions or orders and regulations; and any and all common
law requirements, rules and bases of liability regulating, relating to or imposing liability
or standards of conduct concerning pollution or protection of human health or the
environment, as now or may at any time hereafter be in effect.
"Executive Director" means and refers to the Interim Executive Director of the Agency
and his or her authorized representatives, or designees.
"General Contractor Agreement" means and refers to the Single Family Beautification
Grant Program General Contractor Agreement by and between the Qualified Homeowner
and the contractor identified therein (the "General Contractor") as approved, in writing,
by the Contractor. The General Contractor Agreement relates, without limitation, to the
construction, installation and completion by the General Contractor of the Work
described in the General Contractor Agreement. The General Contractor Agreement
shall be executed by and between the Qualified Homeowner and the General Contractor
and shall be accepted, in writing, by the Contractor. The General Contractor Agreement
shall be substantially similar to the General Contractor Agreement attached hereto and
incorporated herein by this reference as "Exhibit "_ ".
"Grant" means and refers to each grant transaction approved, granted and made by the
Agency to or for the benefit of the Qualified Homeowner in accordance with this
Agreement. Each Grant made by the Agency to the Qualified Homeowner may not
exceed Ten Thousand Dollars ($10,000); provided, however, in connection with a Grant
in the amount of $10,000 made by the Agency to the Qualified Homeowner, for every
dollar paid by the Qualified Homeowner in excess of the $10,000 Grant Funds amount
that has been disbursed by the Agency and paid to the General Contractor or to any sub-
contactors in accordance with the Program to complete the Improvements, the Agency
4825-\757-9267.\
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shall provide a dollar-for-dollar match not to exceed an additional Five Thousand Dollars
($5,000), in the aggregate. In no event shall the Grant Funds paid by the Agency for the
benefit of the Qualified Homeowner to complete the Improvements in connection with
the Horne exceed Fifteen Thousand Dollars ($15,000), in the aggregate, without the prior
written approval of the Executive Director. The Qualified Homeowner shall pay all
amounts that exceed the Grant Funds paid by the Agency for the benefit of the Qualified
Homeowner under the Program to enable the Qualified Homeowner to complete the
Improvements in connection with the Qualified Homeowner's Horne. For each year
during the term of this Agreement, the Contractor will attempt to approve, complete,
process and finalize eighty-seventy (87) Grants.
"Grant ADDlication" means and refers to the Single Family Beautification Grant Program
Application as fully completed and executed by the Qualified Homeowner. The Grant
Application shall be submitted by the Qualified Homeowner to the Contractor and the
Contractor shall verify that the Grant Application is complete. Each Grant Application
shall contain the information relating to the Qualified Homeowner and the proposed use
of the Grant Funds by the Qualified Homeowner together with a current preliminary title
report or other proof of title acceptable to the Agency for the Horne. The Contractor shall
require all Qualified Homeowners to complete the Grant Application substantially similar
to the Grant Application attached hereto and incorporated by reference as Exhibit "_."
"Grant Disbursement Account" means and refers to a separate custodial deposit account,
which the Contractor shall establish with an FDIC-insured depository institution for the
receipt and disbursement of the Grant Funds in connection with the approval, granting
and making by the Agency to the Qualified Homeowner of the Grant under the Program
in accordance with this Agreement. Such deposit account agreement among the
Contractor, the Agency and such depository institution shall be in a form and substance
as reasonably satisfactory to the Agency. The Contractor shall create and maintain a
separate Grant Disbursement Account for each Grant approved, granted and made by the
Agency for the benefit of each Qualified Homeowner. No other funds of the Contractor
shall be deposited or co-mingled in the Grant Disbursement Account. The Contractor
shall serve as the trustee of the Agency in the administration of all of the Grant Funds or
deposit in each Grant Disbursement Account, including any interest as may accrue
thereon.
"Grant Documents" mean and refer to the following: (i) the Grant Application, (ii) the
Maintenance Grant Needs Document, (iii) the Grant Disclosure, (iv) the Grant Services
Agreement, (v) the Maintenance Agreement Covenant, (vi) the Homeowner's Release
and Waiver, and (vii) this Agreement and such other agreements, documents, instruments
and/or certifications relating to or in connection with the Grant to the Qualified
Homeowner, the Grant Funds and/or the Grant Disbursement Account.
"Grant Funds" mean and refer to the funds delivered by the Agency to or for the benefit
of a Qualified Homeowner in connection with the Grant that the Agency has approved
and granted to the Qualified Homeowner in accordance with this Agreement. Each Grant
made by the Agency to the Qualified Homeowner may not exceed Ten Thousand Dollars
4825-1757-9267.1
4
($10,000); provided, however, in connection with a Grant in the amount of $1 0,000 made
by the Agency to the Qualified Homeowner, for every dollar paid by the Qualified
Homeowner in excess of the $10,000 Grant Funds amount that has been disbursed by the
Agency and paid to the General Contractor or to any subcontactors in accordance with
the Program to complete the Improvements, the Agency shall provide a dollar-for-dollar
match not to exceed an additional Five Thousand Dollars ($5,000), in the aggregate. In
no event shall the Grant Funds paid by the Agency for the benefit of the Qualified
Homeowner to complete and perform the Improvements in connection with the Qualified
Homeowner's Home exceed Fifteen Thousand Dollars ($15,000), in the aggregate,
without the prior written approval of the Executive Director. The Qualified Homeowner
shall timely pay all amounts that exceed the Grant Funds paid by the Agency to or for the
benefit of the Qualified Homeowner under the Program in order to construct, install,
perform and/or complete the Improvements in connection with the Qualified
Homeowner's Home.
"Grant Services Agreement" means and refers to the Single Family Beautification Grant
Program Grant Services Agreement by and between the Qualified Homeowner and the
Contractor. The Grant Services Agreement, without limitation, notifies the Qualified
Homeowner that the Agency has awarded the Grant to the Qualified Homeowner, restates
and certifies the Program qualifications and guidelines, identifies the role of the
Contractor and restates the Qualified Homeowner's duties and responsibilities under the
Program. The Grant Services Agreement must be executed by the Qualified Homeowner
and by the Contractor and must be substantially similar to the Grant Services Agreement
attached hereto and incorporated herein by this reference as Exhibit "_".
"Hazardous Substances" mean and refer to any pollutant, contaminant, waste and any
toxic, carcinogenic, reactive, corrosive, ignitable, flammable or infectious chemical,
chemical compound or substance or otherwise hazardous wastes, toxic or contaminated
substances or similar materials, including, without limitation, any quantity of asbestos,
urea formaldehyde, PCBs, radon gas, lead, lead-based paint, crude oil or any fraction
thereof, all forms of natural gas, petroleum products, by-products or derivatives,
radioactive substances, methane, hydrogen sulfide or materials, pesticides, waste waters,
or sludges, any of the above of which are subject to regulation, control or remediation
under any Environmental Laws.
"Home" means and refers to the land and a one family dwelling located in the City,
owned by the Qualified Homeowner and resided in by the Qualified Homeowner as its
principal residence. For purposes of this Agreement, a Home shall not include any
duplex, triplex or four-plex dwelling located in the City.
"Homeowner's Release and Waiver" means and refers to the Homeowner's Release and
Waiver, as executed by the Qualified Homeowner and the Contractor. The Homeowner's
Release and Waiver provides, without limitation, that the Contractor shall be permitted to
display yard signs at the Qualified Homeowner's Home and that the Contractor shall be
permitted to photograph or videotape the Qualified Homeowner's Home. The
Homeowner's Release and Waiver shall be substantially similar to the Homeowner's
4825-1757-9267.1
5
Release and Waiver attached hereto and incorporated herein by this reference as Exhibit
" "
"hnorovements" mean and refer to the following types of eligible improvements
(primarily for non-health and safety code violations) to the Qualified Homeowner's
Home that will be permitted under the Program: (i) window and front door replacement,
(ii) driveway repairs, replacements or enhancements, (iii) garage door replacement, (iv)
exterior painting, (v) drought tolerant landscaping including automatic sprinklers, grass
seed, and planting materials (front yard only), (vi) replacement of existing fence with
wrought iron, vinyl, wood or block fencing (front yard only), (vii) parkway
enhancements such as stamped concrete, trees and landscape plantings, (viii) any roof
repairs or replacement, or (ix) any sewer repairs or sewer installation (the "Sewer
Repairs"). In connection with each Grant Application for Sewer Repairs, the Agency
shall have the right to determine whether or not such Sewer Repairs shall be made from
funds disbursed by the Agency from Grant Funds under the Program or from loan
proceeds disbursed by the Agency to an applicant under the Single Family Residence
Rehabilitation Loan Program, or under any other then existing loan program. Should the
Agency determine that the Sewer Repairs will need to be disbursed by the Agency from
loan proceeds pursuant to the Single Family Residence Rehabilitation Loan Program, or
any other then existing loan program, the Contractor shall advise the applicant, in writing,
that the applicant will need to prepare, to execute and to submit a new loan application to
the Contractor under the Single Family Residence Rehabilitation Loan Program, or under
any other then existing loan program, which loan application, without limitation, shall
request the Agency to make a loan to the applicant to permit the applicant to make and to
complete the Sewer Repairs.
"Laws" mean and refer to all federal, state, municipal and local laws, statutes, codes,
ordinances, regulations, rules, orders or judgments, now or hereafter in effect, as
amended from time to time, including, without limitation, the Environmental Laws, all
applicable building, plumbing, mechanical, electrical and health and safety codes and
City ordinances.
"Lead Based Paint Acknowledgment" means and refers to the "Lead Based Paint
Acknowledgment of Receipt" as executed by the Qualified Homeowner and the General
Contractor. The Lead Based Paint Acknowledgment acknowledges receipt by the
Qualified Homeowner of the Lead Based Paint Pamphlet from the General Contractor.
The Lead Based Paint Acknowledgment is attached hereto and incorporated herein by
this reference as Exhibit" ".
"Lead Based Paint Disclosure" means and refers to the "Lead Based Paint Disclosure" by
and between the Qualified Homeowner and the General Contractor. The Lead Based
Paint Disclosure is to be executed by the General Contractor and by the Qualified
Homeowner and is attached hereto and incorporated herein by this reference as Exhibit
" "
4825-1757-9267.1
6
"Low-Moderate Income Housing Funds" mean and refer to the Low-Moderate Income
Housing Funds that the Agency intends to use to make the Grant to or for the benefit of
the Qualified Homeowner in accordance with this Agreement and with Health and Safety
Code Section 33334.3 et seq. The Agency and the Contractor will offer the Grant to a
Qualified Homeowner who earns not more than 120% of the current annual median
income for the San Bernardino County area, adjusted for family size (as those terms are
defined by California Health and Safety Code Section 50053.5) as further illustrated in
Exhibit "A" of this Agreement (the "2009 Income Limits") and are subject to annual
adjustments.
"Maintenance Agreement Covenant" means and refers to the "Residential Property
Maintenance Agreement Containing Covenants Affecting Real Property (Single Family
Beautification Grant Program) by and between the Agency and the Qualified
Homeowner. The Maintenance Agreement Covenant provides, without limitation, for
maintenance-related duties and obligations to be performed and completed by the
Qualified Homeowner in connection with the Qualified Homeowner's Home. The
Maintenance Agreement Covenant shall be executed and acknowledged by and between
the Agency and the Qualified Homeowner, and must be in recordable form for
recordation by the Contractor or by the Agency in the County Recorder's Office. The
Maintenance Agreement Covenant must be substantially similar to the Maintenance
Agreement Covenant attached hereto and incorporated herein by this reference as Exhibit
" "
"Maintenance Class" means and refers to the maintenance class conducted by the
Contractor and attended by the Qualified Homeowners after the Agency has approved the
Grant to a Qualified Homeowner. In the Maintenance Class, the Qualified Homeowner
shall leam, without limitation, to properly maintain the Qualified Homeowner's Home
and/or the Improvements to be constructed, installed, performed and completed thereon.
"Maintenance Grant Needs Document" means and refers to the Maintenance Grant Needs
Document, as fully completed and executed by the Qualified Homeowner in connection
with the Program. . The Maintenance Grant Needs Document is attached hereto and
incorporated herein by this reference as Exhibit" ".
"Program" means and refers to the program created, administered and maintained by or
for the Agency in connection with the Grant, the disbursement by the Agency to the
Contractor of the Grant Funds to or for the benefit of each Qualified Homeowner in
accordance with this Agreement and the performance and completion by the Contractor
of the Services. Upon written notice from the Agency, the Contractor shall offer the
Program to Qualified Homeowners in the specific Target Area or Target Areas as may be
designated, in writing, by the Agency to the Contractor from time to time during the term
of this Agreement. In the absence of specific direction from the Executive Director of the
Agency, the Contractor shall offer the Program on an as-needed, first-come, first-served
basis, to Qualified Homeowners throughout the City for the term of this Agreement.
However, in case of an emergency, of an urgent need or of a life-threatening situation, the
4825-1757-9267.1
7
Contractor may process a Grant Application ahead of other Grant Applications subject to
the approval by the Executive Director.
"Oualified Homeowner" means and refers to: (i) a person or household which owns and
occupies its Home as its principal residence within the City or within the Target Area or
the Target Areas of the City, as may be specifically designed, in writing, from time to
time by the Agency for at least twelve (12) continuous months preceding the date of
submission of its Grant Application and its Maintenance Needs Application Document to
the Contractor, (ii) has a personal or household income level, adjusted for family size,
during the twelve (12) months preceding the date of submission of its Grant Application
and its Maintenance Needs Application Document to the Contractor within the ranges of
income for low-moderate income households, adjusted for family size, as set forth in
Exhibit "A", (iii) must complete, execute and submit the Grant Application and the
Maintenance Needs Application Document to the Contractor, (iv) must agree to attend
the Maintenance Class conducted by the Contractor, (v) must agree to live in its Home, as
its principal residence, for not less than five (5) years after the recordation of the
Maintenance Agreement Covenant in the County Recorder's Office, (vi) must execute
and acknowledge, where appropriate, all Grant Documents, (vii) must agree to maintain
the Home pursuant to the Maintenance Agreement Covenant for a period of ten (10)
years following the recordation of such Maintenance Agreement Covenant in the County
Recorder's Office, and (viii) must not be the recipient of a loan or other grant from the
Agency for the past ten (10) years. On a case-by-case basis, the Executive Director of the
Agency, in its sole and absolute discretion, may waive this one (1) year residency
requirement.
"Services" mean and refer, without limitation, to the Program origination, the
preparation, execution and delivery of the Grant Documents, the Grant Fund
disbursement control, related accounting, Work monitor (course of construction builder .
contract) services and other services to be provided by the Contractor to or for the benefit
of the Agency in accordance with this Agreement. The various elements of the Services
are more fully set forth in the "Scope of Services" attached hereto as Exhibit "C." For
each year of the Agreement, the Contractor will attempt to approve, complete, process
and finalize eighty-seventy (87) Grants to Qualified Homeowners.
"Target Area" or "Target Areas" mean and refer to the specific area, areas, neighborhood
or neighborhoods in the City in which the Agency has instructed the Contractor to offer
the Program to Qualified Homeowners to better maximize the effectiveness of the Grant
Funds, or in any other specific area, areas, neighborhood or neighborhoods hereinafter
created by the Agency and/or throughout the City (excluding County territory), as
amended from time to time by the Agency in its sole and absolute discretion. Should the
Agency request the Contractor to offer the Program to a specific Target Area or to
specific Target Areas, the Agency shall consult with and provide in writing the Target
Area or the Target Areas to the Contractor. The Contractor shall then offer the Program
to Qualified Homeowners in the specific Target Area or Target Areas until the Contractor
is otherwise advised in writing from the Agency, as such Target Area or Target Areas
4825-1757-9267.\
8
may be adjusted and amended from time by the Agency in its sole and absolute
discretion.
In the absence of specific direction from the Executive Director of the Agency,
the Contractor shall offer the Program on an as-needed, first-come, first-served basis, to
Qualified Homeowners throughout the City. However, in the case of an emergency, of
an urgent need or of a life-threatening situation, the Contractor may process a Grant
Application ahead of other Grant Applications subject to the approval of the Executive
Director.
"Work" means and refers, without limitation, to the Improvements, or any part thereof, to
be constructed, installed, performed and/or completed by a state-licensed General
Contractor on each Home pursuant to the terms, covenants and conditions of the General
Contractor Agreement. Only the Improvements and/or the items of Work set forth in the
General Contractor Agreement shall be authorized for payment by the Contractor, up to
the maximum amount authorized under the terms of the Program for such Improvements,
or any part thereof. Any costs of Improvements and/or of Work in excess of the
maximum amount of the Program (which are not the fault of such General Contractor)
shall be paid for by the Qualified Homeowner unless approved in writing by the
Executive Director.
Section 2.
Contractor and the
Agreement.
PERFORMANCE BY CONTRACTOR AND BY AGENCY. The
Agency agree to perform the terms, covenants and conditions of this
Section 3. SCOPE OF SERVICES. The Contractor agrees to provide the Services
to the Agency as set forth herein and as described in the Scope of Services attached hereto as
Exhibit "C" for the Program.. Promptly following the date of approval of this Agreement by the
governing board of the Agency, the Contractor, without limitation, shall or will continue to:
(A) cause the Grant Disbursement Account to be established, or maintained, and the
general form of an FDIC - insured deposit account agreement acceptable to the Agency to
be fully executed by the Contractor, by the depository institution and by the Agency
within thirty (30) calendar days following the date of approval of this Agreement;
(B) continue to use the general form of the Grant Application in connection with an
application by a Qualified Homeowner for the approval by the Agency to the Qualified
Homeowner of the Grant under the Program in accordance with this Agreement. The
applicant for the Grant must submit to the Contractor federal and state income tax returns
filed by the applicant with the appropriate taxing authorities for the past two (2) years
which tax returns must be acceptable to the Contractor in its sole and absolute discretion;
(C) subject to the completion of the tasks described in Section 3(A) and in Section
3(B) above, continue the process of receiving and reviewing Grant Applications and
provide the Services as provided for in the Agreement. The Contractor shall offer the
Program to Qualified Homeowners in the Target Area or the Target Areas specifically
4825-1757-9267.1
9
determined and designated by the Agency or, if no Target Area is or no Target Areas are
specifically determined and designated by the Agency, then on an as needed, first-come,
first-served basis, to Qualified Homeowners throughout the City; provided, however, in
the case of an emergency, of an urgent need or of a life-threatening situation, the
Contractor may process a Grant Application ahead of other Grant Applications subject to
the approval of the Executive Director;
(D) transmit a copy of a completed set of the Grant Documents to the Executive
Director of the Agency, together with: (i) a recommendation from the Contractor to the
Agency to approve the Grant Application and the Grant to the Qualified Homeowner, and
(ii) a request from the Contractor to the Agency for a transfer of the Grant Funds by the
Agency for the account of the Qualified Homeowner. The Executive Director shall either
authorize the funding of such Grant or reject the request for funding on behalf of the
Agency within ten (10) business days of receipt from the Contractor. Any rejection of a
Grant Application shall be in writing and shall state the reasons for such action. Each
acceptance of a Grant Application by the Agency shall be evidenced by the signature of
the Executive Director of the Grant Documents, where designated. All Grant Documents
shall be executed, acknowledged, where designated, and completed by the Qualified
Homeowner and by the Contractor, and the disbursement of Grant Funds by the Agency
to or for the benefit of the Qualified Homeowner shall occur within sixty (60) calendar
days following the date of submission by the Contractor to the Executive Director of the
funding request, or the Grant Documents shall be of no further force or effect;
(E) no fees, charges or expenses shall be payable by any applicant to the Contractor
or to the Agency for a Grant, except from the Grant Funds, nor shall the Contractor
charge a Qualified Homeowner for any cost or service in connection with the origination
or subsequent administration of the Grant during the time the Improvements and/or the
Work is constructed, installed, perfomied and/or completed at the Home, except for the
Maintenance Class fee, or as authorized under the Program by the Executive Director;
(F) instruct the Executive Director to transfer the Grant Funds for the account of each
Qualified Homeowner to the Grant Disbursement Account as set forth in Section 3(D),
above, upon confirmation by the Contractor that the Grant Documents for the Program
are executed and complete and the Maintenance Agreement Covenant (and any other
documents to be recorded in the County Recorder's Office) are ready for recordation;
(G) deliver a fully executed and acknowledged, where designated, original set of the
Grant Documents for each Grant (except for the Maintenance Agreement Covenant
which shall be recorded by the Contractor on behalf of the Agency in the County
Recorder's Office) to the Agency upon request of funding and transfer of the Grant Funds
for the account of the Qualified Homeowner to the Grant Disbursement Account;
(H) verify that no Grant Funds are disbursed from the Grant Disbursement Account
for the account of a Qualified Homeowner except: (i) to pay a state-licensed General
Contractor and/or state-licensed subcontractor for the Improvements and/or for the Work
constructed, installed, performed and/or completed at the Home pursuant to the General
4825-1757-9267.1
10
Contractor Agreement (less a ten percent (10%) retention pending completion of the
Improvements and/or of the Work and final executed written release of all mechanics and
materials liens from the General Contractor and/or from all subcontractors). No
disbursement of the Grant Funds from the Grant Disbursement Account shall be
authorized for any building materials or equipment items which are not physically
delivered at the Home before the date of payment of such Grant Funds to the General
Contractor and/or to the subcontractor or (ii) to pay a Grant title fee or cost amount
expressly authorized in writing by the Executive Director;
(I) prepare and maintain a Grant Funds disbursement ledger for all payments
authorized and made by the Contractor to the General Contractors and/or to the
subcontractors for the account and debit to each Qualified Homeowner under each Grant
made by the Agency to or for the benefit of the Qualified Homeowner in accordance with
this Agreement. Such ledger shall show each payment by date and reference the
particular Grant, Grant Documents and name of the Qualified Homeowner to which it
corresponds. Such ledger shall also include a monthly starting and ending balance for the
Grant Disbursement Account, a final reconciliation of the adjusted balance of each Grant
upon the completion of the Improvements and/or of the Work, and such other accounting
information as the Executive Director may request. A copy of such ledger shall be
submitted to the Executive Director each month with the first such monthly submittal due
on the first day of the next month following the date of the initial deposit of the Grant
Funds by the Contractor and/or by the Agency into the Grant Disbursement Account;
(J) No Improvements and/or Work shall be authorized for payment by the Contractor
unless the Grant Documents are complete and the Contractor has received a fully
executed copy of the General Contractor Agreement by and between the General
Contractor and the Qualified Homeowner. Once the Improvements and/or the Work has
commenced on a particular Home, neither the Qualified Homeowner, the General
Contractor nor the subcontractor shall authorize an amendment or modification of such
contract to include any item of Work, which is not eligible for payment using the Grant
Funds under the terms and conditions of the Grant under the Program. Each such
contract by and between the General Contractor and the Qualified Homeowner, the
General Contractor and the subcontractor, and/or the subcontractor and the Qualified
Homeowner shall include a section, which recites the words of the first two (2) sentences
of this Section 3(J).
Section 4. TIME OF PERFORMANCE OF SERVICES. The Services to be
performed hereunder by the Contractor shall be undertaken and completed in such sequence as to
assure expeditious completion and to best carry out the purposes of the Program and this
Agreement. All Services required hereunder shall begin upon the execution of this Agreement.
Section 5. TERM OF AGREEMENT. This Agreement shall take effect upon
approval by the governing board of the Agency and the complete execution by the parties. The
Agreement shall remain in effect through July 1, 2010, subject to annual approval and
appropriation by the United States Department of Housing and Urban Development ("HUD").
4825-\757-9267.\
11
Section 6.
COMPENSATION PAYABLE BY AGENCY TO CONTRACTOR.
(A) The Agency shall annually compensate the Contractor for the performance of the
Services using the Low-Moderate Income Housing Funds in accordance with the following
schedule:
$270,400.00 Annual Program Administration Fee for
CONTRACTOR
$1,080,000 Beautification Grant Program
$1.350.400
(B) From and after the Effective Date of this Agreement and for the remaining term of
this Agreement, the annual Program Administration Fee payable by the Agency to the Contractor
as compensation for the Services performed by the Contractor under this Agreement shall be
paid by the Agency directly to the Contractor, payable in twelve (12) equal monthly installments
of$22,533.33 each during the Term of this Agreement, in the aggregate amount of $270,400.00.
The Contractor shall invoice the Agency monthly in equal installments of $22,533.33, in the
aggregate annual amount of $270,400.00.
(C) Payment of each monthly installment in the amount of $22,533.33 for the
performance by the Contractor to the Agency of the Services will be made by the Agency to the
Contractor as of the first day of each calendar month with the first such payment due on the first
day of the next calendar month following the date of the complete execution of the Agreement
by the parties.
Section 7. PERSONNEL OF CONTRACTOR. The Contractor represents that it
has, or will secure at its own expense, all personnel required to perform the Services. All of the
Services required hereunder will be performed by persons who are either employed by or under
the supervision and control of the Contractor, and all personnel engaged in the Services shall be
competent and fully qualified to perform such Services.
Section 8. INDEPENDENT CONTRACTOR. All acts of the Contractor and all
others acting on behalf of the Contractor relating to the performance of this Agreement, shall be
performed as independent contractors and not as agents, officers, or employees of the Agency.
The Contractor has no authority to bind or incur any obligation on behalf of the Agency. The
Contractor has no authority or responsibility to exercise any right or power vested in the Agency.
No agent, officer, or employee of the Agency shall be considered an agent or employee of the
Contractor. It is understood by both the Contractor and the Agency that this Agreement shall not
under any circumstance be construed or considered to create an employer-employee relationship
or a joint venture as between the Contractor and the Agency. The Contractor is and at all times
during the Term of this Agreement shall represent and conduct itself as an independent
contractor and not as an agent or employee of the Agency. The Contractor shall be responsible
to the Agency only for the requirements and results specified in this Agreement, and except as
expressly provided in this Agreement, shall not be subject to control by the Agency with respect
4825-1757-9267.1
12
to the physical action or activities of the Contractor in fulfillment of this Agreement. The
Contractor has control over the manner and means of performing the Services under this
Agreement so long as consistent with the requirements of the Program. The Contractor is
permitted to provide services to others during the same period Services are provided to the
Agency under this Agreement. If necessary, the Contractor has the responsibility for employing
other persons or firms to assist the Contractor in fulfilling the terms and obligations under this
Agreement. If in the perfomiance of this Agreement any third persons are retained as
subcontractors by the Contractor, such persons shall be entirely and exclusively under the
direction, supervision, and control of the Contractor. All terms of employment including hours,
wages, working conditions, discipline, hiring, and discharging or any other term of employment
or requirements of law shall be determined by the Contractor. The Contractor hereby agrees to
indemnifY, defend (if requested by Agency), protect and hold the Agency harmless from any and
all claims that may be made against the Agency or based upon any contention by any employee
of the Contractor or by any third party that an employer-employee relationship or joint venture
exists between any person or entity and the Agency, by reason of the performance of any of the
Services under this Agreement.
Section 9. PAYMENT OF AND TRANSFER OF GRANT FUNDS TO GRANT
DISBURSEMENT ACCOUNT. The Agency shall promptly honor each request by the
Contractor for the Agency to transfer Grant Funds to the Contractor who will in turn deposit the
Grant Funds to the Grant Disbursement Account to fund each approved Grant as submitted by
the Contractor to the Agency under Section 3(0). Within sixty (60) calendar days following
receipt of each request for remittance of the Grant Funds, the Agency shall transfer by bank
check to the Contractor such Grant Funds to use as provided herein.
Section 10. COMMERCIAL GENERAL LIABILITY INSURANCE,
AUTOMOBILE INSURANCE, WORKERS' COMPENSATION INSURANCE,
EMPLOYER'S LIABILITY INSURANCE, ERRORS AND OMISSIONS AND
PROFESSIONAL LIABILITY INSURANCE.
(A) The Contractor shall obtain and keep in force during the term of this Agreement,
at its sole cost and expense,. the following insurance policies: (i) a commercial general liability
policy of insurance with coverage at least as broad as "Insurance Services Office Commercial
General Liability Form (G0001)", in the amount of One Million Dollars ($1,000,000) combined
single limit per occurrence, naming the Agency and the City and the elected officials, officers,
employees, attorneys and agents of each of them as additional insureds (collectively, the
"Additional Insureds") with said insurance covering comprehensive general liability including,
but not limited to, contractual liability, assumed contractual liability under this Agreement, acts
of subcontractors, premises-operations, explosion, collapse and underground hazards, if
applicable, broad form property damage, and personal injury including libel, slander and false
arrest, (ii) comprehensive automobile liability insurance covering owned, non-owned and hired
vehicles by or for the Contractor, combined single limit in the amount of One Million Dollars
($1,000,000) per occurrence, naming the Additional Insureds as additional insureds on each
automobile insurance policy, (iii) workers' compensation insurance in such insurance coverage
amounts as statutorily required, or similar insurance in form and amounts required by law, and
employer's liability insurance, combined single limit in the amount of One Million Dollars
4825-1757-9267.1
13
($1,000,000), and (iv) errors and omissions and professional liability, combined single limit in
the amount of One Million Dollars ($1,000,000) per occurrence.
(B) Any and all insurance policies required hereunder shall be obtained from
insurance companies admitted in the State of Califomia and rated at least A: XII in the most
current Best's Key Rating Insurance Guide. In no event shall the Contractor be permitted or
entitled to assign to any third party rights of action which the Contractor may have against the
Agency. All said insurance policies shall provide that they may not be canceled unless the
Agency and the City receive written notice of cancellation at least thirty (30) calendar days prior
to the effective date of cancellation. Any and all insurance obtained by the Contractor shall be
primary to and shall not be contributing with any insurance carried by the Agency or by the City
whose insurance shall be considered excess insurance only. Any insurance which the Agency
and/or City may otherwise carry, including self insurance, for all purposes of this Agreement
shall be separate and apart from the requirements of this Agreement. Legal counsel for the
Agency must approve each insurance policy required in Section 10(A) of this Agreement. The
Contractor waives subrogation and agrees that the Contractor, the Agency and the City are co-
insured. The insurer shall have no right of subrogation against the Agency, against the City or
against any of the other Additional Insureds. The Additional Insureds shall be named as
additional insureds on each insurance policy.
(C) All insurance which the Contractor shall carry or maintain pursuant to this Section
10 shall be in such form, for such amounts, for such periods of time as the Agency may require
or approve.
(D) The Contractor shall deliver or cause to be delivered to the Agency concurrently
upon the execution of this Agreement an endorsement of the insurance policies required in this
Section 10(A) of this Agreement evidencing the existence of the insurance coverage required by
the Agency under Section 10(A) of this Agreement and shall also deliver, no later than thirty
(30) calendar days prior to the expiration of any insurance policy, a certificate of insurance
evidencing each renewal policy covering the same risks.
Section 11. INDEMNIFICATION.
(A) The Contractor agrees to indemnify, defend with legal counsel reasonably
acceptable to the Agency, protect and hold the City and the Agency, and their respective elected
officials, directors, officers, members, managers, consultants, contractors, employees, agents and
attorneys, and the successors and assigns of each of them (singularly and collectively, the
"Indemnified Parties" which defined term shall also includes the City and the Agency), harmless
from and against all actions, causes of action, claims, demands, liabilities, damages, losses,
liabilities, obligations, judgments, suits, costs, expenses and fees (including, without limitation,
reasonable attorneys' fees, court costs and expert fees of any nature whatsoever), now or
hereafter arising from or related to: (i) any act or omission of the Contractor and/or of any of the
Contractor's directors, officers, members, managers, consultants, contractors, subcontractors,
materialmen, laborers, any other person or entity furnishing or supplying work, services, goods,
or supplies in connection with the performance of this Agreement, employees and agents, and the
successors and/or assigns of each of them (singularly and collectively, the "Indemnifying
4825-1757-9267.1
14
Parties" which defined term shall also include the Contractor), in performing, or failing to
perform, its obligations hereunder, (ii) any default by the Contractor under this Agreement,
subject to any applicable cure period, (iii) any violation by any of the Indemnifying Parties of
any Laws, (iv) any warranty or representation made by the Contractor to the Agency in this
Agreement that is or becomes false and untrue, (v) death, bodily injury and/or personal injury to
any person, (vi) any destruction, loss or damage to real property or personal property, (vii) the
presence of any Hazardous Substances at, on, in, above, under or about any Home owned by a
Qualified Homeowner resulting, directly or indirectly, from the acts or omissions of any
Indemnifying Parties, and/or (viii) the aggravation of any environmental condition by any
Indemnifying Parties at, on, in, above, under or about any Home owned by a Qualified
Homeowner. Without limiting the Contractor's indemnification of the Indemnified Parties, the
Contractor shal1 provide and maintain, at its sole cost and expense during the term of this
Agreement, the insurance described in Section 10(A) of this Agreement. Such insurance shall be
provided by insurer(s) satisfactory to the Agency and evidence of such insurance satisfactory to
the Agency shal1 be delivered to the Executive Director no later than the Effective Date of this
Agreement.
(B) The Agency shal1 indemnify, defend (if requested by the Contractor) and hold
harmless the Contractor, its agents, officers, and employees, from all claims, loss, demands and
liability for damages for personal injury, bodily injury or property damage suffered by reason of
any act or omission of the Agency or any of its officers or employees or agents under this
Agreement except where such action or omission giving rise to such a claim is caused by or is
the result of an action, omission or request of the Contractor and/or of any of the other
Indemnifying Parties, or is al1eged to arise out of the execution of this Agreement. The
provisions of Section 11 (A) and Section 11 (B) shal1 survive the execution, delivery,
performance, expiration or early termination of this Agreement.
Section 12. DEFAULTS AND BREACH - GENERAL. The failure or delay by
either party to perform any material term or provision of this Agreement shall constitute a default
hereunder; provided, however, that if the party who is otherwise claimed to be in default by the
other party commences to cure, correct or remedy the alleged default within thirty (30) calendar
days after receipt of written notice specifying such default and shall diligently. complete such
cure, correction or remedy, such party shall not be deemed to be in default hereunder. A default
shall also occur under this Agreement whenever a representation and/or warranty made in this
Agreement is or becomes false or untrue. A default shal1 also occur under this Agreement
whenever a party files, or has filed against it, a petition in bankruptcy, is or becomes insolvent, is
unable to pay its debts as they come due, assigns its assets for the benefit of creditors, or a
receiver, trustee or custodian is appointed by a court to exercise control over all or substantially
all of the assets of the party and such receiver, trustee or custodian is not discharged by the court
within sixty (60) calendar days after said appointment date. The party which may claim that a
default has occurred shall give written notice of default to the party in default specifying the
al1eged default. Delay in giving such notice shall not constitute a waiver of any default nor shall
it change the time of default; provided, however, the injured party shall have no right to exercise
any remedy for a default hereunder without delivering the written default notice as specified
herein. Any failure or delay by a party in asserting any of its rights and remedies as to any
default shall not operate as a waiver of any default or of any rights or remedies associated with a
4825-1757-9267.1
15
default, and the rights and remedies of the parties are cumulative and the exercise by either party
of one or more of such rights or remedies shall not preclude the exercise by it, at the same or
different times, of any other rights or remedies for the same default or any other default by the
other party. In the event that a default of either party may remain uncured for more than thirty
(30) calendar days following written notice, as provided above, a ''breach'' shall be deemed to
have occurred. In the event of a breach, the party who is not in default shall be entitled to
terminate this Agreement and seek any appropriate remedy or damages by initiating legal
proceedings. If any action or proceeding is brought to enforce the terms hereof or declare rights
hereunder, it shall be brought in the Superior Court of the County of San Bernardino, San
Bernardino District, State of California. The governing Laws to be applied in any such action or
proceeding shall be the Laws of the State of California The prevailing party in any such legal
proceedings shall be entitled to recover as an element of its costs of bringing such suit, and not as
part of its damages, its reasonable attorneys' fees, .court costs, expert witness fees and consultant
fees and costs. The costs, salary and expenses of the City Attorney and members of his office in
such action or proceeding on behalf of the Agency shall be considered as "attorneys' fees" for
purposes of this Section.
Section 13. NONDISCRIMINATION. During the Contractor's performance of the
Services, the Contractor shall not discriminate on the grounds of race, religion, creed, color,
national origin, age, ancestry, physical handicap, medical condition, marital status, sex, or sexual
orientation in the performance of the Services, including, without limitation, in the selection and
retention of employees, general contractors and subcontractors and the procurement of materials
and equipment, except as provided in Section 12940 ofthe California Government Code.
Section 14. CONFLICT OF INTEREST. The Contractor warrants, by execution of
this Agreement, that it has no interest, present or contemplated, in the Program or in any Home
benefited thereby or Work performed on any Home using the Grant and the Grant Funds. The
Contractor further warrants that it owns or possesses no interest in real property, business
interests or owner of income (other than such amounts of compensation payable by the Agency
to the Contractor for the Services under this Agreement) that will be affected by the Program or,
alternatively, if such interest exists or arises the Contractor will promptly file with the Agency an
affidavit disclosing any such interest.
Section 15. AMENDMENTS. All amendments to this Agreement shall be subject to
the approval of both parties in the sole discretion of each of them, mutual and in writing. The
Executive Director of the Agency is authorized to make non-substantive changes, clarifications,
corrections to the Agreement, including budget line item adjustments, provided such actions are
approved by legal counsel for the Agency and do not increase the Agency's monetary annual
appropriation to the Contractor as approved by the governing board of the Agency.
Section 16. TERMINATION.
(A) This Agreement may be terminated for any reason by either party who is not then
in default upon thirty (30) calendar days prior written notice to the other party. In such event, the
Contractor shall be entitled to receive compensation for Services pro-rated through the date of
such termination, provided that the Services have been rendered.
4825-1757-9267.1
16
(B) In the event of a termination of the Agreement as a result of a breach, the rights
and duties of the parties shall be as set forth in Section 12.
(C) In the event of any termination of this Agreement, the Contractor shall promptly
return all Grant Funds that have been disbursed by the Agency to the Contractor with the
exception of any Grant Funds that have been paid by the Agency to the Contractor and that have
been properly disbursed by the Contractor to or for the benefit of the Qualified Homeowner
under this Agreement, without charge or expense to the Agency.
Section 17. ASSIGNMENT. It is mutually understood and agreed that this
Agreement shall be binding upon the Agency and its successors and assigns and upon the
Contractor and its permitted successors and permitted assigns. The Agency may assign this
Agreement, without obtaining the prior consent or approval of the Contractor. The Contractor
may not assign this Agreement without obtaining the prior written consent of the Agency, which
written consent may be given or withheld by the Agency in its sole and absolute discretion. Any
assignment or attempt to assign this Agreement by the Contractor shall be void.
Section 18. NOTICES. Communications, notices, bills, invoices or reports required
by this Agreement shall be in writing and shall be deemed to have been given when actually
delivered, if given by hand delivery or transmitted by overnight courier service, or if mailed,
three (3) business days after being deposited in the United States mail, postage prepaid, to the
address noted below:
Agencv
Economic Development Agency
of the City of San Bernardino
Attention: Executive Director
201 North "E" Street, Suite 301
San Bernardino, California 92401
Phone: (909) 663-1044
Fax: (909) 888-9413
Contractor
Neighborhood Housing Services of
the lnland Empire, Inc.
Attention: Executive Director
1390 North "D" Street
San Bernardino, California 92405
Phone: (909) 884-6891
Fax: (909) 889-4085
Either party may change its address for receipt of written notice by notifying the other
party in writing of a new address for delivering notice to such party.
Section 19. REPRESENTATION AND WARRANTY OF CONTRACTOR. The
Contractor hereby represents and warrants to the Agency as follows:
(A) the Contractor is a California nonprofit corporation duly organized, existing, and
authorized to transact business in California;
(B) the corporate charter and by-laws of the Contractor authorize the Contractor to
provide the Services to the Agency and the governing board and membership of the Contractor
have previously taken all action necessary to authorize the execution of this Agreement by the
Contractor;
4825-1757-9267.1
17
(C) . the Contractor is qualified to perform the Services and shall timely perform and
complete the Services in a professional manner.
Section 20. CONDITIONS PRECEDENT. The validity and enforcement of this
Agreement is subject to the execution and delivery by the Agency and by the Contractor of the
following Agreements: (i) the Rehabilitation Loan Program Agreement, (ii) the Mobile Home
Grant Program Agreement, and (iii) the First Amendment to the Homebuyer Education Program
Agreement.
Section 21. GRANT FUNDS AND GRANT DOCUMENTS ARE THE
PROPERTY OF THE AGENCY. The Grant Documents for each Grant are the property and
asset of the Agency. The Contractor has no property interest in any such Grant Documents and
the Contractor shall not transfer, assign or pledge as collateral or claim any other security interest
in any such Grant Documents. All of the Grant Documents are the property of the Agency, and
the Contractor shall maintain all such Grant Documents in its possession as confidential
consumer business records of the Qualified Homeowner. All Grant Funds disbursed by the
Agency to the Contractor for the benefit of a Qualified Homeowner are the property of the
Agency until paid by the Contractor to the General Contractor upon the completion of the Work
at the Home for the account of the Qualified Homeowner under the applicable Grant Documents.
Section 22. NON-ELIGIBILITY OF HOMEOWNER. Once the Agency has
approved the Grant Application for the Qualified Homeowner and has disbursed the Grant Funds
to the Contactor for the benefit ofthe Qualified Homeowner under this Agreement, the Qualified
Homeowner now or hereafter shall have no right to apply for and to receive any other grant or
loan being offered by the Agency to the general public under any grant or loan program,
including, without limitation, any grant being offered by the Agency under the Mobile Home
Grant Program Agreement, or any loan being offered by the Agency under the Single Family
Rehabilitation Loan Program Agreement, until ten (10) years after the date that the Agency has
paid the last installment of the Grant Funds to the Contractor for the benefit of the Qualified
Homeowner under this Agreement.
Section 23. GENERAL PROVISIONS. This Agreement constitutes the sole
agreement between the parties. All prior conversations, agreements or representations relating
hereto are integrated in this Agreement. No oral agreement, representation or warranty shall be
binding upon the parties. If any provision of this Agreement shall be invalid, illegal or
unenforceable, the validity, legality and enforceability of the remaining portions of this
Agreement shall not in any way be affected or impaired thereby. Failure of any party to enforce
any provision of this Agreement shall not constitute a waiver of the right to compel enforcement
of the same provision or any remaining provisions of this Agreement. Headings at the beginning
of each section or subsection are solely for the convenience of the parties and are not a part of
this Agreement. Whenever required by the context of this Agreement, the singular shan include
the plural and the masculine shall include the feminine and vice versa. This Agreement shall not
be construed as if it had been prepared by one of the parties, but rather as if all parties had
prepared the same. Unless otherwise indicated, all references to sections are to this Agreement.
All exhibits referred to in this Agreement are attached hereto and incorporated herein by this
4825-1757-9267.1
18
reference. If the date on which any action is required to be performed under the terms of this
Agreement is not a business day, the action shall be taken on the next succeeding business day.
This Agreement may be executed in one or more counterparts each of which shall be an original
but all of which together shall constitute but one original Agreement. This Agreement may be
executed by facsimile signatures, and each facsimile counterpart when taken together shall be
deemed an original Agreement. Time is of the essence in this Agreement.
IN WITNESS WHEREOF, the Contractor and the Agency have caused this Agreement
to be duly executed on the date first above written.
AGENCY
Redevelopment Agency of the
City of San Bernardino,
a public body, corporate and politic
Dated:
By:
Emil A. Marzullo, Interim Executive Director
Approved as to Form:
Ag~~ry
CONTRACTOR
Date:
o -cZ9-07
Neighborhood Housing Services
otthe Inland Empire, Inc.,
:3~$OO~"ti""
Name: II~ (],. J.-I Q C>Y a....-
Title: Executive Director
By:
Name:
Title:
Date:
4825-1757-9267.1
19
EXHIBIT <<A"
2009 Income Limits
4825-1757-9267.1
20
EXHffiIT "8"
4825-1757-9267.1
21
EXHmIT "C"
SCOPE OF SERVICES
(Description of Program)
A. Contractor's Administration Annual Fee
The Agency shall annually compensate the Contractor in the total sum of Two Hundred Seventy
Thousand Four Hundred Dollars ($270,400.00) for the administration and the implementation by
the Contractor of the Program herein and for the Services rendered under this Agreement, subject
to the annual approval and appropriation by the United States Department of Housing and Urban
Development ("HUD"). The Contractor shall invoice the Agency monthly in equal installments
of Twenty-Two Thousand Five Hundred Thirty-Three Dollars and 33/100 ($22,533.33), in the
aggregate annual amount of Two Hundred Seventy Thousand Four Hundred Dollars
($270,400.00).
B. Sinl!:le Familv Beautification Grant Prol!:ram (the "Prol!:ram") ($1.350,400)
The Contractor shall accept the Grant Applications and the Maintenance Grant Needs Document
from respective Qualified Homeowner applicants to determine income and improvement
eligibility (see Exhibit "A" to this Agreement), to determine equity in the Home and to verify
ownership and length of ownership by obtaining a preliminary title report or other pertinent
documentation from a reputable title company. The Contractor shall offer the Program to
Qualified Homeowners in the Target Area or in the Target Areas specifically determined and
designated by the Agency or, if no Target Area is or no Target Areas are specifically determined
and designated by the Agency, then on an as needed, first-corne, first-served basis, to Qualified
Homeowners throughout the City of San Bernardino. However, in the case of an emergency, of
an urgent need or of a life-threatening situation, the Contractor may process a Grant Application
ahead of other Grant Applications subject to the approval by the Executive Director. The
Improvements allowed under the Program are described in Section "c" below of this Scope of
Services.
C. Eligible Improvements Permitted under the Prol!:Tam
The following types of Improvements are permitted in connection with the Program: (i)
window and front door replacement, (ii) driveway repairs, replacements or
enhancements, (iii) garage door replacement, (iv) exterior painting, (v) drought tolerant
landscaping including automatic sprinklers, grass seed, and planting materials (front yard
only) in accordance with the Agency Landscaping Guidelines, (vi) replacement of
existing fence with wrought iron, vinyl, wood or block fencing (front yard only), (vii)
parkway enhancements such as stamped concrete, trees and landscape plantings, (viii)
roof repairs and replacement, or (ix) the Sewer Repairs. In connection with each Grant
Application for Sewer Repairs, the Agency shall have the right to determine whether or
not such Sewer Repairs shall be made from funds disbursed by the Agency from Grant
Funds under the Program or from loan proceeds disbursed by the Agency to an applicant
4825-1757-9267.\
22
under the Single Family Residence Rehabilitation Loan Program, or under any other then
existing loan program. Should the Agency determine that the Sewer Repairs will need to
be disbursed by the Agency from loan proceeds pursuant to the Single Family Residence
Rehabilitation Loan Program, or any other then existing loan program, the Contractor
shall advise the applicant, in writing, that the applicant will need to prepare, to execute
and to submit a new loan application to the Contractor under the Single Family Residence
Rehabilitation Loan Program, or under any other then existing loan program, which loan
application, without limitation, shall request the Agency to make a loan to the applicant
to permit the applicant to make and to complete the Sewer Repairs.
The maximum amount of the Grant permitted under the Program is the sum of Ten Thousand
Dollars ($10,000) per Home; provided, however, in connection with a Grant in the amount of
$10,000 made by the Agency to the Qualified Homeowner, for every dollar paid by the Qualified
Homeowner in excess of the $10,000 Grant Funds amount that has been disbursed by the Agency
and paid to the General Contractor or to any sub-contactors in accordance with the Program to
complete the Improvements, the Agency shall provide a dollar-for-dollar match not to exceed an
additional Five Thousand Dollars ($5,000), in the aggregate. In no event shall the Grant Funds
paid by the Agency to or for the benefit of the Qualified Homeowner to complete the
Improvements in connection with the Qualified Homeowner's Home exceed Fifteen Thousand
Dollars ($15,000), in the aggregate, without the prior written approval of the Executive Director.
D. Applicant Eli2ibilitv Reauirements for the Pro2ram
1. Qualified Homeowner must be an owner and occupant of the Home, as its principal
residence, for a minimum period of one (I) year; on a case-by-case basis, and depending on the
circumstances, this one (1) year requirement may be waived by the Executive Director or hislher
designee; the Contractor shall obtain evidence of ownership and length of ownership and
residency.
2. Qualified Homeowner must execute and complete a Grant Application and a
Maintenance Grant Needs Document and must deliver and submit the Grant Application and the
Maintenance Grant Needs Document, as fully executed and completed, to the Contractor. The
Contractor shall receive, review, verify and approve or reject the Grant Application and the
Maintenance Grant Needs Document. If the Grant Application and/or the Maintenance Grant
Needs Document is not acceptable to the Contractor, the Contractor shall notify the applicant in
writing within ten (10) business days from the receipt by the Contractor of the Grant Application
and/or of the Maintenance Grant Need Document and the Contractor shall provide the applicant
with the reasons for the rejection by the Contractor.
3. Qualified Homeowner must have a personal or household income level, adjusted for
family size, during the twelve (12) months preceding the date of submission of the Grant
Application and the Maintenance Grant Needs Document to the Contractor within the ranges of
income for low-moderate income households, adjusted for family size, as set forth in Exhibit "A"
to this Agreement.
4825-1757-9267.1
23
4. Qualified Homeowner must agree to: (i) attend a Maintenance Class conducted by the
Contractor and (ii) live in the Qualified Homeowner's Home, as its principal residence, for not
less than five (5) years after the recordation of the Maintenance Agreement Covenant in the
County Recorder's Office.
5. Qualified Homeowner must execute and acknowledge, where appropriate, the Grant
Documents. The Qualified Homeowner, without limitation, shall execute and notarize the
Maintenance Agreement Covenant and the Contractor or the Agency shall record, or shall cause
the recordation of, the Maintenance Agreement Covenant in the County Recorder's Office. The
Maintenance Agreement Covenant shall provide, without limitation, that the Qualified
Homeowner shall maintain the Home as provided therein for a period often (10) years from the
date of the recordation of the Maintenance Agreement Covenant in the County Recorder's
Office.
6. Qualified Homeowner must not be the recipient of a grant or of a loan from the Agency
for the past ten (10) years.
E. Guidelines
The Contractor shall conduct, administer, implement, comply with and perform the following
guidelines in connection with the Program:
1. The Contractor shall administer and implement the Program herein and shall utilize the
applicable and pertinent sections of the Agency's Grant Policies and Procedures Manual for
guidance on processing and packaging all Grants under this Agreement, if applicable, under the
direction of the Executive Director.
2. The Contractor shall accept the Grant Applications and the Maintenance Grant Needs
Documents from respective Qualified Homeowner applicants to determine income and
improvement eligibility, to determine equity in the Home, and to verify ownership and length of
ownership by obtaining a preliminary title report or other pertinent documentation from a
reputable title company. The Contractor shall offer the Program to Qualified Homeowners in the
Target Area or the Target Areas specifically determined and designated by the Agency or, if no
Target Area or no Target Areas are specifically determined and designated by the Agency, then
on an as needed, first-come, first-served basis, to Qualified Homeowners throughout the City of
San Bernardino. However, in the case of an emergency, of an urgent need or of a life-
threatening situation, the Contractor may process a Grant Application on an urgent basis ahead
of other Grant Applications subject to the approval of the Executive Director.
3. The Contractor shall inspect eligible Homes and properties to determine the type of
health and safety and code violation repair work needed, including asbestos and lead-based paint
removal and/or remediation, the age and overall condition of the Home and to ensure that all
Homes repaired or improved under the Program when completed are aesthetically pleasing and
in compliance with all Laws. If the Contractor determines that the Improvements to be
completed are related more to health, safety and/or code violations, the Contractor shall advise
4825-1757-9267.1
24
the Qualified Homeowner applicant to complete, execute and deliver an application under the
Rehabilitation Loan Program.
4. The Contractor shall prepare and complete Work write-ups, cost estimates, and bid
packages for the Improvements to be constructed, installed, performed and completed for each
Qualified Homeowner's Home.
5. The Contractor shall ensure that all Improvements and/or Work constructed, installed,
performed and/or completed in connection with the Qualified Homeowner's Home shall be
constructed, installed, performed and completed by pre-qualified State licensed General
Contractors and/or State licensed subcontractors. The Contractor shall also require that each
General Contractor and/or subcontractor constructing, installing, performing and/or completing
the Improvements and/or the Work in connection with the Qualified Homeowner's Home under
the Program shall possess a current business license in the City and shall possess a current
license with the State of California Contractor's License Board. The Contractor shall be
required, whenever feasible, to obtain a minimum of three (3) bids from General Contractors for
all Improvements and/or for all Work to be constructed, installed, performed and/or completed in
connection with the Qualified Homeowner's Home. All bids shall be made available by the
Contractor to the Qualified Homeowner for review. All Improvements and/or Work constructed,
installed, performed and/or completed by General Contractors and/or by subcontractors in
connection with the Qualified Homeowner's Home shall be approved and authorized by the
Qualified Homeowner, and shall be completed within a specified timeframe acceptable to the
Qualified Homeowner and the General Contractors and/or the subcontractors.
6. The Contractor shall solicit bids for the construction, installation, performance and/or the
completion of the Improvements and/or of the Work in connection with the Qualified
Homeowner's Home from a list of pre-approved General Contractors. The Contractor shall
assist the Qualified Homeowners with the selection of a General Contractor, and shall assist the
Qualified Homeowner in connection with the execution of the General Contractor Agreement,
including, without limitation, a determination as to the scope of the Improvements and/or of the
scope of Work to be constructed, installed, performed and/or completed by the General
Contractor, any schedule of performance, other schedules, conduct pre-construction and walk-
through conferences.
7. Prior to the execution of the General Contractor Agreement and prior to any funding by
the Contractor of any Grant Funds to the General Contractor for the proposed Improvements
and/or Work to be constructed, installed, performed and/or completed, the Contractor, the
Qualified Homeowner, the General Contractor and the members of the Agency application
review committee (the "Application Review Committee") appointed and assigned by the Agency
to approve, administer and oversee the construction, the installation, the performance and/or the
completion of the Improvements and/or of the Work shall meet at regular intervals to discuss the
Improvements and/or the Work to be constructed, installed, performed and/or completed in
connection with the Qualified Homeowner's Home and the methodology used or to be used to
identify, quantify and assist the Qualified Homeowner.
4825-1757-9267.1
25
8. The Agency and the Qualified Homeowner must review, approve, execute and
acknowledge, where designated, the Grant Documents. The Grant Documents shall include,
without limitation, the Maintenance Agreement Covenant which document must be executed and
acknowledged by the Agency and by the Qualified Homeowner and must be recorded by the
Contractor or by the Agency in the County Recorder's Office. The General Contractor and/or
any subcontractor cannot commence the construction, the installation, the performance and/or
the completion of the Improvements and/or of the Work in connection with a Qualified
Homeowner's Home until: (i) the Grant Documents have been executed and acknowledged,
where appropriate, by the Agency and by the Qualified Homeowner, and (ii) all recordable
instruments, documents and/or agreements in connection with the Grant, including, without
limitation, the Maintenance Agreement Covenant have been recorded by or for the Contractor or
the Agency in the County Recorder's Office.
9. The General Contractor shall obtain one or more permits as required by applicable Laws
to construct, to install, to perform and/or to complete the Improvements and/or the Work at the
Qualified Homeowner's Home. At the time that the Contractor submits an invoice to the Agency
for payment of all or a portion of the Grant Funds in connection with the Grant made by the
Agency to the Qualified Homeowner, the Contractor shall provide the Agency with a copy of
each permit that is or will be required to construct, to install, to perform and/or to complete the
Improvements and/or the Work in connection with the Qualified Homeowner's Home. The
Agency shall have no obligation to pay any invoice submitted by the Contractor to the Qualified
Homeowner until the Agency has received and approved each permit issued for the
Improvements and/or for the Work completed by the General Contactor and/or by the
subcontractor and identified in the invoice.
10. The Contractor shall inspect and monitor the Improvements and/or the Work while in
progress and shall supervise the payment invoice procedures to ensure that all General
Contractors and subcontractors are meeting obligations and that progress payments and
retentions are paid in a timely manner.
II. The Contractor shall receive and collect from the General Contractors and/or from the
subcontractors an executed lien release under one of the following lien releases, as appropriate:
(i) an unconditional waiver and release upon progress payment or (ii) an unconditional waiver
. and release upon final payment. The Contractor shall not make the final payment of the
remaining Grant Funds to any General Contractor until the General Contractor and/or all
subcontractors have executed and the Contractor has received the conditional waiver and release
upon final payment or the unconditional waiver and release upon final payment.
12. The Contractor shall coordinate final inspection and payment of the General Contractor
Agreement retention with the Qualified Homeowner, with the General Contractor and with the
Agency. The contract retention shall not be paid by the Contractor to the General Contractors
and/or to the subcontractors until all time periods for filing liens have expired and no liens have
been filed under applicable Laws.
13. Prior to the payment by the Contractor of the Grant Funds, or any portion thereof, to the
General Contractor, for the construction, for the installation, for the performance and/or for the
4825-1757-9267.1
26
completion of the Improvements and/or of the Work in connection with a Qualified
Homeowner's Home, the Contractor shall notify the Agency that the Contractor has received an
invoice for payment. Within ten (10) business days from receipt by the Contractor of the
invoice, the Contractor and the Agency shall inspect and approve the Improvements and/or the
Work identified in the invoice and constructed, installed, performed and/or completed by the
General Contractor and/or by any subcontractor. The Contractor shall not pay any such invoice
for the construction, installation, performance and/or completion of the Improvements and/or of
the Work until the Contractor and the Agency have inspected and approved, in writing, the
Improvements and/or the Work constructed, installed, performed and/or completed by the
General Contractor and/or by any subcontractors. The Agency reserves the right to approve
payment of an invoice in circumstances when no physical inspection is needed as determined by
the Agency in its sole and absolute discretion (Le., fumigation for termites).
14. The Contractor shall maintain accurate records for inspection by the Agency concerning
income and program occupancy of all persons obtaining assistance from the Contractor pursuant
to this Agreement including, but not limited to, the Grant Application and the other Grant
Documents, proof of ownership, income verification, comparables or appraisals and/or Work
write-ups. The original Grant Documents shall be executed and acknowledged, where
appropriate, by the Agency and by the Qualified Homeowner, shall be for the benefit of the
Agency and shall be delivered by the Contractor to the Agency in connection with each Grant
made by the Agency to the Qualified Homeowner.
15. The Contractor shall also provide quarterly reports to the Agency, or as otherwise
required by the Agency, upon the request of the Executive Director to the Contractor.
16. From time to time, the Agency and the Contractor shall coordinate inspection of the
Improvements and/or of the Work at the Qualified Homeowner's Home to ensure that the
Improvements and/or the Work are performed, installed, constructed and completed in a good
workmanlike manner and in accordance with all applicable Laws.
17. The Contractor shall provide any and all services required by the Executive Director in
order to effectively implement and complete the Services under this Agreement.
4825-1757-9267.1
27
REDEVELOPMENT AGENCY OF THE CITY OF
SAN BERNARDINO
MOBILE HOME GRANT PROGRAM AGREEMENT
(HOME Funds)
THIS MOBILE HOME GRANT PROGRAM AGREEMENT (the "Agreement") is made
and entered into this 6th day of July, 2009 (the "Effective Date"), by and between the
NEIGHBORHOOD HOUSING SERVICES OF THE INLAND EMPIRE, INC., a California
non-profit corporation (the "Contractor") and the REDEVELOPMENT AGENCY OF THE
CITY OF SAN BERNARDINO (the "Agency"), a public body, corporate and politic. The
Agency and the Contractor agree as follows:
RECITALS
WHEREAS, the Agency and the Contractor have previously entered into the Single
Family Beautification Loan/Grant And Mobile Home Grant Programs (Low-Moderate Housing
Fund and HOME Fund), dated as of February 7, 2005, as modified by that certain Amendment
No.1 To The Single-Family Beautification Loan/Grant And Mobile Home Grant Program, dated
as of June 4, 2007, by and between the Agency and the Contractor (collectively, the "Loan and
Grant Agreement"); and
WHEREAS, the Loan and Grant Agreement provides for the following: (i) loan funds
(the "Rehabilitation Loan Program") and grant funds (the "Beautification Grant Program") to
low-moderate income homeowners who reside in the City of San Bernardino (the "City"), in the
County of San Bernardino (the "County"), in the State of California (the "State") to permit such
homeowners to undertake certain housing rehabilitation and correction work, including, without
limitation, asbestos and lead containing materials abatement work, handicap accessibility
improvements and utility energy improvements as described in the Loan and Grant Agreement,
to single family residential dwelling units owned and occupied by such low-moderate
homeowners, and (ii) grant funds (the "Mobile Home Grant Program") to low-income owners of
mobile homes who reside in the City, in the County and in the State to permit, without limitation,
such low-income mobile home owners to make repairs and improvements to their mobile homes
in accordance with the Loan and Grant Agreement); and
WHEREAS, the Agency and the Contractor have previously entered into the Home
Agreement, dated June 4, 2007 (the "Homebuyer Education Program Agreement"), wherein the
Contractor, without limitation, administers, implements and conducts a Homebuyer Education
Program (as defined therein); and
WHEREAS, the Rehabilitation Loan Program, the Beautification Grant Program, the
Mobile Home Grant Program and the Homebuyer Education Program promote and expand the
supply of affordable housing in the City and foster the elimination and prevention of blight; and
WHEREAS, the Agency and the Contractor would like to amend the Homebuyer
Education Program Agreement pursuant to the First Amendment (as defined below) and to
execute, to deliver and to perform under a new and separate agreement for each of the
4812.7014-0931.4
1
Rehabilitation Loan Program, for the Beautification Grant Program and for the Mobile Home
Grant Program; and
WHEREAS, the Agency and the Contractor desire to terminate the Loan and Grant
Agreement and to replace the Loan and Grant Agreement with each of the following three (3)
new and separate agreements: (i) the Single Family Beautification Grant Program Agreement
(the "Beautification Grant Program Agreement") which provides grant funds to low-moderate
income homeowners who reside in the City, in the County and in the State to permit such
homeowners to undertake certain housing rehabilitation and correction work as described in the
Beautification Grant Program Agreement, to single family residential dwelling units owned and
occupied by such low-moderate homeowners, (ii) the Single Family Rehabilitation Loan
Program Agreement (the "Rehabilitation Loan Program Agreement") which provides loan funds
to low-moderate income homeowners who reside in the City, in the County and in the State to
permit such homeowners to undertake certain housing rehabilitation and correction work as
described therein, to single family residential dwelling units owned and occupied by such low-
moderate homeowners, and (iii) this Agreement which provides grant funds to low-income
owners of mobile homes who reside in the City, in the County and in the State to permit, without
limitation, such low-income mobile home owners to make repairs and improvements to their
mobile homes in accordance with this Agreement; and
WHEREAS, the Agency and the Contractor have determined that this Agreement, the
Rehabilitation Loan Program Agreement, the Beautification Grant Program Agreement and the
Homebuyer Education Program Agreement, as amended, will promote and expand the supply of
affordable housing in the City and will foster the elimination and prevention of blight; and
WHEREAS, the Loan and Grant Agreement shall not be terminated until the Agency and
the Contractor have entered into and executed this Agreement, the Rehabilitation Loan Program
Agreement, the Beautification Grant Program Agreement and the Amendment No. I (the "First
Amendment") to the Homebuyer Education Program Agreement.
NOW, THEREFORE, IN CONSIDERATION OF THE RECITALS
MENTIONED ABOVE, THE MUTUAL PROMISES OF THE AGENCY AND OF THE
CONTRACTOR IN THIS AGREEMENT AND FOR OTHER GOOD AND VALUABLE
CONSIDERATION, THE RECEIPT AND SUFFICIENCY OF WHICH ARE HEREBY
ACKNOWLEDGED BY THE AGENCY AND BY THE CONTRACTOR, THE AGENCY
AND THE CONTRACTOR AGREE AS FOLLOWS:
Section 1. DEFINITIONS OF CERTAIN TERMS. In addition to the words and
phrases, which are defined in the Recitals of this Agreement and/or in this Agreement, the
following words and terms shall have the meaning set forth below:
"County Recorder's Office" means and refers to the county recorder's office for
the County of San Bernardino, State of California.
"Environmental Laws" mean and refer to all applicable federal, state, municipal
and local laws, statutes, codes, ordinances, rules, regulations, orders and
4812-7014-0931.4
2
judgments relating to the protection or clean-up of the environment, the use,
. treatment, storage, transportation, generation, manufacture, processing,
distribution, handling or disposal of, or emission, discharge or other release or
threatened release of hazardous substances, the preservation or protection of
waterways, groundwater, drinking water, air, wildlife, plants or other natural
resources, the health and safety of persons, or the protection of the health and
safety of employees, now or hereafter existing, as the same may be amended,
modified or supplemented from time to time, including, without limitation: the
Clean Air Act, as amended, 42 V.S.C. Section 7401 et seq.; the Federal Water
Pollution Control Act, as amended, 33 V.S.C. Section 1251 et seq.; the Resource
Conservation and Recovery Act of 1976, as amended, 42 V.S.C. Section 6901 et
seq.; the Comprehensive Environment Response, Compensation and Liability Act
of 1980, as amended (including the Superfund Amendments and Reauthorization
Act of 1986, "CERCLA"), 42 V.S.C. Section 9601 et seq.; the Toxic Substances
Control Act, as amended, 15 V.S.C. Section 2601 et seq.; the Occupational Safety
and Health Act, as amended, 29 V.S.C. Section 651, the Emergency Planning and
Community Right-to-Know Act of 1986, 42 V.S.C. Section 11001 et seq.; the
Safe Drinking Water Act, as amended, 42 V.S.C. Section 300f et seq.; the
California Health and Safety Code (9 25100 et seq., 9 25249.5 et seq., 9 39000 et
seq.); the California Water Code (9 13000 et seq.); the California Environmental
Quality Act ("CEQA"); the California Public Resources Code; all comparable
state and local laws, laws of other jurisdictions or orders and regulations; and any
and all common law requirements, rules and bases of liability regulating, relating
to or imposing liability or standards of conduct concerning pollution or protection
of human health or the environment, as now or may at any time hereafter be in
effect.
"Executive Director" means and refers to the Interim Executive Director of the
Agency and his or her authorized representatives.
"General Contractor Agreement" means and refers to the Mobile Home Grant
Program General Contractor Agreement by and between the Qualified
Homeowner and the contractor identified therein (the "General Contractor") as
approved, in writing, by the Contractor. The General Contractor Agreement
relates, without limitation, to the construction, installation and completion by the
General Contractor of the Work described in the General Contractor Agreement.
The General Contractor Agreement shall be executed by and between the
Qualified Homeowner and the General Contractor and shall be accepted, in
writing, by the Contractor. The General Contractor Agreement shall be
substantially similar to the General Contractor Agreement attached hereto and
incorporated herein by this reference as Exhibit "_"
"Grant" means and refers to each grant transaction approved, granted and made
by the Agency to or for the benefit of the Qualified Homeowner in accordance
with this Agreement. Each Grant made by the Agency to the Qualified
Homeowner may not exceed Five Thousand Dollars ($5,000). The Qualified
4812-7014-0931.4
3
4812.7014-0931.4
Homeowner shall pay all amounts that exceed the Grant Funds paid by the
Agency for the benefit of the Qualified Homeowner under the Program to enable
the Qualified Homeowner to complete the Improvements in connection with the
Qualified Homeowner's Mobile Home. For each year during the term of this
Agreement, the Contractor will attempt to approve, complete, process, conduct
and finalize a minimum of thirty-two (32) Grants.
"Grant Application" means and refers to the Mobile Home Grant Program
Application as fully completed and executed by the Qualified Homeowner. The
Grant Application shall be submitted by the Qualified Homeowner to the
Contractor and the Contractor shall verify that the Grant Application is complete.
Each Grant Application shall contain the information relating to the Qualified
Homeowner and the proposed use of the Grant Funds by the Qualified
Homeowner. The Contractor shall require all Qualified Homeowners to complete
the Grant Application substantially similar to the Grant Application attached
hereto and incorporated by reference as Exhibit "_."
"Grant Approval Agreement" means and refers to the Mobile Home Grant
Program Work Approval and Fund Release Agreement by and between the
Qualified Homeowner and the Contractor. The Grant Approval Agreement,
without limitation, notifies the Qualified Homeowner that the Agency has
awarded the Grant to the Qualified Homeowner. The Grant Approval Agreement
must be executed by the Qualified Homeowner and by the Contractor and must be
substantially similar to the Grant Approval Agreement attached hereto and
incorporated herein by this reference as Exhibit "_".
"Grant Disbursement Account" means and refers to a separate custodial deposit
account, which the Contractor shall establish with an FDIC-insured depository
institution for the receipt and disbursement of the Gtant Funds in connection with
the approval, granting and making by the Agency to the Qualified Homeowner of
the Grant under the Program in accordance with this Agreement. Such deposit
account agreement among the Contractor, the Agency and such depository
institution shall be in a form and substance as reasonably satisfactory to the
Agency. The Contractor shall create and maintain a separate Grant Disbursement
Account for each Grant approved, granted and made by the Agency for the benefit
of each Qualified Homeowner. No other funds of the Contractor shall be
deposited or co-mingled in the Grant Disbursement Account. The Contractor
shall serve as the trustee of the. Agency in the administration of all of the Grant
Funds or deposit in each Grant Disbursement Account, including any interest as
may accrue thereon.
"Grant Documents" mean and refer to the following: (i) the Grant Application,
(ii) the Mobile Home Repairs Document, (iii) the Grant Approval Agreement, and
(iv) this Agreement and such other agreements, documents, instruments and/or
certifications relating to or in connection with the Grant to the Qualified
Homeowner, the Grant Funds and/or the Grant Disbursement Account.
4
4812-7014-0931.4
"Grant Funds" mean and refer to the funds delivered by the Agency to or for the
benefit of a Qualified Homeowner in connection with the Grant that the Agency
has approved and granted to the Qualified Homeowner in accordance with this
Agreement. Each Grant made by the Agency to the Qualified Homeowner may
not exceed Five Thousand Dollars ($5,000). The Qualified Homeowner shall
timely pay all amounts that exceed the Grant Funds paid by the Agency to or for
the benefit of the Qualified Homeowner under the Program in order to construct,
install, perform and/or complete the Improvements in connection with the
Qualified Homeowner's Mobile Horne.
"Hazardous Substances" mean and refer to any pollutant, contaminant, waste and
any toxic, carcinogenic, reactive, corrosive, ignitable, flammable or infectious
chemical, chemical compound or substance or otherwise hazardous wastes, toxic
or contaminated substances or similar materials, including, without limitation, any
quantity of asbestos, urea formaldehyde, PCBs, radon gas, lead, lead-based paint,
crude oil or any fraction thereof, all forms of natural gas, petroleum products, by-
products or derivatives, radioactive substances, methane, hydrogen sulfide or
materials, pesticides, waste waters, or sludges, any of the above of which are
subject to regulation, control or remediation under any Environmental Laws.
"HOME Funds Program" means and refers to that certain Home Investment
Partnership Program as set forth at 24 Code of Federal Regulations, part 92, et
seq., from which the Agency will make and will fund the Grant to and for the
benefit of the Qualified Homeowner. The Agency and the Contractor will offer
the Grant to a Qualified Homeowner who eams not more than eighty percent
(80%) of the current annual median income for the San Bernardino County area,
adjusted for family size (as those terms are defined by California Health and
Safety Code Section 50053.5) as further illustrated in Exhibit "A" of this
Agreement (the "2009 Income Limits") and subject to annual adjustments.
"Improvements" mean and refer, without limitation, to the following types of
eligible improvements to the Qualified Homeowner's Mobile Horne that will be
permitted under the Program: (i) roof replacement (metal aluminum, composition
shingle, including carport and awnings), and (ii) replacement of siding and
skirting, patios and porches, stair units (carpet and handrails), carport columns,
water heaters, HV AC, evaporative cooling units, ceilings paneling (interior), sub-
flooring repair and finished floors, refrigeration units and counter tops, handicap
fixtures and units, appliances (limited to stovetops, wall ovens, exhaust hoods),
doors and windows.
"Laws" mean and refer to all federal, state, municipal and local laws, statutes,
codes, ordinances, regulations, rules, orders or judgments, now or hereafter in
effect, as amended from time to time, including, without limitation, the
Environmental Laws, all applicable building, plumbing, mechanical, electrical
and health and safety codes and City ordinances.
5
4812-7014-0931.4
"Lead Based Paint Acknowledgment" means and refers to the "Lead Based Paint
Acknowledgment of Receipt" as executed by the Qualified Homeowner and the
General Contractor. The Lead Based Paint Acknowledgment acknowledges
receipt by the Qualified Homeowner of the Lead Based Paint Pamphlet from the
General Contractor. The Lead Based Paint Acknowledgment is attached hereto
and incorporated herein by this reference as Exhibit "_".
"Lead Based Paint Disclosure" means and refers to the "Lead Based Paint
Disclosure" by and between the Qualified Homeowner and the General
Contractor. The Lead Based Paint Disclosure is to be executed by the General
Contractor and by the Qualified Homeowner and is attached hereto and
incorporated herein by this reference as Exhibit "_".
"Low Income Housing Funds" mean and refer to the Low Income Housing Funds
that the Agency intends to use to make the Grant to or for the benefit of the
Qualified Homeowner in accordance with this Agreement. The Agency and the
Contractor will offer the Grant to a Qualified Homeowner who earns not more
than eighty percent (80%) of the current annual median income for the San
Bernardino County area, adjusted for family size (as those tenns are defined by
California Health and Safety Code Section 50053.5) as further illustrated in
Exhibit "A" ofthis Agreement and subject to annual adjustments.
"Mobile Home" means and refers to the mobile home unit (the "Mobile Home
Unit") owned by the Qualified Homeowner and the land on which the Mobile
Home is located, whether such land is owned, leased or used by the Qualified
Homeowner. The Mobile Home Unit must be built on or after 1980, the Mobile
Home must be located in the City and the Qualified Homeowner must reside in
the Mobile Home as its principal residence.
"Mobile Home Repairs Document" means and refers to the Mobile Home Repairs
Document, as fully completed and executed by the Qualified Homeowner in
connection with the Program. The Mobile Home Repairs Document is attached
hereto and incorporated herein by this reference as Exhibit "_".
"Program" means and refers to the program created, administered and maintained
by or for the Agency in connection with the Grant, the disbursement by the
Agency to the Contractor of the Grant Funds to or for the benefit of each
Qualified Homeowner in accordance with this Agreement and the performance
and completion by the Contractor of the Services. Upon written notice from the
Agency, the Contractor shall offer the Program to Qualified Homeowners in the
specific Target Area or Target Areas as may be designated, in writing, by the
Agency to the Contractor from time to time during the tenn of this Agreement. In
the absence of specific direction from the Executive Director of the Agency, the
Contractor shall offer the Program on an as-needed, first-come, first-served basis,
to Qualified Homeowners throughout the City for the term of this Agreement.
6
4812-7014-ll931.4
However, in case of an emergency, of an urgent need or of a life-threatening
situation, the Contractor may process a Grant Application ahead of other Grant
Applications subject to the approval by the Executive Director.
"Oualified Homeowner" means and refers to: (i). a person or household which
owns the Mobile Home Unit and occupies the Mobile Home as its principal
residence within the City or within a Target Area of the City, as may be
specifically designed, in writing, from time to time by the Agency for at least
twelve (12) continuous months preceding the date of submission of its Grant
Application and its Mobile Home Repairs Document to the Contractor, (ii) has a
personal or household income level, adjusted for family size, during the twelve
(12) months preceding the date of submission of its Grant Application and its
Mobile Home Repairs Document to the Contractor within the ranges of income
for low income households, adjusted for family size, as set forth in Exhibit "A",
(iii) must complete, execute and submit the Grant Application to the Contractor,
(iv) must agree to live in its Mobile Home, as its principal residence, for not less
than one (1) year after the execution by the Qualified Homeowner of the Grant
Documents, (v) must execute and acknowledge, where appropriate, all Grant
Documents, (vi) must have received written notice from the Agency, from the
City or from any other governmental authority, including, without limitation, the
City's Building and Safety Division, advising the Qualified Homeowner that the
Mobile Home Unit owned by the Qualified Homeowner is in violation of Title 25
of the Mobile Home Park Act and/or is in violation of any other applicable
legislation, local codes or other Laws, and (vii) must not be the recipient of a loan
or other grant from the Agency for the past ten (10) years. On a case-by-case
basis, the Executive Director of the Agency, in its sole and absolute discretion,
may waive this one (1) year residency requirement.
"Services" mean and refer, without limitation, to the Program origination, the
preparation, execution and delivery of the Grant Documents, the Grant Fund
disbursement control, related accounting, Work monitor (course of construction
builder contract) services and other services to be provided by the Contractor to or
for the benefit of the Agency in accordance with this Agreement. The various
elements of the Services are more fully set forth in the "Scope of Services"
attached hereto as Exhibit "C." For each year of the Agreement, the Contractor
will attempt to approve, complete, process, conduct and finalize thirty-two (32)
Grants to Qualified Homeowners.
"Target Area" or "Target Areas" mean and refer to the specific area, areas,
neighborhood or neighborhoods in the City in which the Agency has instructed
the Contractor to offer the Program to Qualified Homeowners to better maximize
the effectiveness of the Grant Funds, or in any other specific area, areas,
neighborhood or neighborhoods hereinafter created by the Agency and/or
throughout the City, excluding County territory, as amended from time to time by
the Agency in its sole and absolute discretion. Should the Agency request the
Contractor to offer the Program to a specific Target Area or Target Areas, the
7
Agency shall consult with and provide in writing the Target Area or Target Areas
to the Contractor. The Contractor shall then offer the Program to Qualified
Homeowners in the specific Target Area or Target Areas until the Contractor is
otherwise advised in writing from the Agency, as such Target Area or Target
Areas may be adjusted and amended from time by the Agency in its sole and
absolute discretion. In the absence of specific direction from the Executive
Director of the Agency, the Contractor shall offer the Program on an as-needed,
first-come, first-served basis, to Qualified Homeowners throughout the City.
However, in the case of an emergency, of an urgent need or of a life-threatening
situation, the Contractor may process a Grant Application ahead of other Grant
Applications subject to the approval of the Executive Director.
"Work" means and refers, without limitation, to the hnprovements, or any part
thereof, to be constructed, installed, performed and/or completed by a state-
licensed General Contractor on, at or in connection with each Mobile Home
pursuant to the terms, covenants and conditions of the General Contractor
Agreement. Only the Improvements and/or the items of Work set forth in the
General Contractor Agreement shall be authorized for payment by the Contractor,
up to the maximum amount authorized under the terms of the Program for such
Improvements, or any part thereof. Any costs of hnprovements and/or of the
Work in excess of the maximum amount of the Program which are not the fault of
such General Contractor shall be paid for by the Qualified Homeowner unless
approved in writing by the Executive Director.
Section 2. PERFORMANCE BY CONTRACTOR AND BY AGENCY. The
Contractor and the Agency shall perform the terms, covenants and conditions of this Agreement.
Section 3. SCOPE OF SERVICES. The Contractor agrees to provide the Services
to the Agency as set forth herein, as described in the Scope of Services. Promptly following the
date of approval of this Agreement by the governing board of the Agency, the Contractor,
without limitation, shall or will continue to:
(A) cause the Grant Disbursement Account to be established, or maintained, and the
general form of an FDIC - insured deposit account agreement acceptable to the Agency to be
fully executed by the Contractor, by the depository institution and by the Agency within thirty
(30) calendar days following the date of approval of this Agreement;
(B) continue to use the general form of the Grant Application in connection with an
application by a Qualified Homeowner for the approval by the Agency to the Qualified
Homeowner of the Grant under the Program in accordance with this Agreement. The applicant
for the Grant must submit to the Contractor federal and state income tax returns filed by the
applicant with the appropriate taxing authorities for the past two (2) years which tax returns must
be acceptable to the Contractor in its sole and absolute discretion;
(C) subject to the completion of the tasks described in Section 3(A) and in Section
3(B) above, continue the process of receiving and reviewing Grant Applications and provide the
4812-7014-0931.4
8
Services as provided for in the Agreement. The Contractor shall offer the Program to Qualified
Homeowners in the Target Area or in the Target Areas specifically determined and designated by
the Agency or, if no Target Area is or no Target Areas are specifically determined and
designated by the Agency, then on an as-needed, first-come, first-served basis, to Qualified
Homeowners throughout the City; provided, however, in the case of an emergency, of an urgent
need or of a life-threatening situation, the Contractor may process a Grant Application ahead of
other Grant Applications subject to the approval of the Executive Director;
(D) transmit a copy of a completed set of the Grant Documents to the Executive
Director of the Agency, together with: (i) a recommendation from the Contractor to the Agency
to approve the Grant Application and the Grant to the Qualified Homeowner, and (ii) a request
from the Contractor to the Agency for a transfer of the Grant Funds by the Agency for the
account of the Qualified Homeowner. The Executive Director shall either authorize the funding
of such Grant or reject the request for funding on behalf of the Agency within ten (10) business
days of receipt from the Contractor. Any rejection of a Grant Application shall be in writing and
shall state the reasons for such action. Each acceptance of a Grant Application by the Agency
shall be evidenced by the signature of the Executive Director of the Grant Documents, where
designated. All Grant Documents shall be completed by the Qualified Homeowner and by the
Contractor, and the disbursement of Grant Funds by the Agency to or for the benefit of the
Qualified Homeowner shall occur within sixty (60) calendar days following the date of
submission by the Contractor to the Executive Director of the funding request, or the Grant
Documents shall be of no further force or effect;
(E) no fees, charges or expenses shall be payable by any applicant to the Contractor
or to the Agency for a Grant, except from the Grant Funds, nor shall the Contractor charge a
Qualified Homeowner for any cost or service in connection with the origination or subsequent
administration of the Grant during the time the Improvements and/or the Work is constructed,
installed, performed and/or completed at the Home, or as authorized under the Program by the
Executive Director;
(F) instruct the Executive Director to transfer the Grant Funds for the account of each
Qualified Homeowner to the Grant Disbursement Account as set forth in Section 3(D), above,
upon confirmation by the Contractor that the Grant Documents for the Program are executed,
acknowledged, where designated, and complete.
(G) deliver a fully executed and acknowledged, where designated, original set of the
Grant Documents for each Grant to the Agency upon request of funding and transfer of the Grant
Funds for the account of the Qualified Homeowner to the Grant Disbursement Account;
(H) verify that no Grant Funds are disbursed from the Grant Disbursement Account
for the account of a Qualified Homeowner except: (i) to pay a state-licensed General Contractor
and/or state-licensed subcontractor for the Improvements and/or for the Work constructed,
installed, performed and/or completed at the Mobile Home pursuant to the General Contractor
Agreement, less a ten percent (10%) retention pending completion of the Improvements and/or
of the Work and final executed written release of all mechanics and materials liens from the
General Contractor and/or from all subcontractors. No disbursement of the Grant Funds from
48) 2-70 14.()93 1.4
9
the Grant Disbursement Account shall be authorized for any building materials or equipment
items which are not physically delivered at the Mobile Home before the date of payment of such
Grant Funds to the General Contractor and/or to the subcontractor or (ii) to pay a Grant title fee
or cost amount expressly authorized in writing by the Executive Director;
(I) prepare and maintain a Grant Funds disbursement ledger for all payments
authorized and made by the Contractor to the General Contractors and/or to the subcontractors
for the account and debit to each Qualified Homeowner under each Grant made by the Agency to
or for the benefit of the Qualified Homeowner in accordance with this Agreement. Such ledger
shall show each payment by date and reference the particular Grant, Grant Documents and name
of the Qualified Homeowner to which it corresponds. Such ledger shall also include a monthly
starting and ending balance for the Grant Disbursement Account, a final reconciliation of the
adjusted balance of each Grant upon the completion of the Improvements and/or of the Work,
and such other accounting information as the Executive Director may request. A copy of such
ledger shall be submitted to the Executive Director each month with the first such monthly
submittal due on the first day of the next month following the date of the initial deposit of the
Grant Funds by the Contractor and/or by the Agency into the Grant Disbursement Account;
(J) No Improvements and/or Work shall be authorized for payment by the Contractor
unless the Grant Documents are complete and the Contractor has received a fully executed copy
of the General Contractor Agreement by and between the General Contractor and the Qualified
Homeowner. Once the Improvements and/or the Work has commenced on a particular Mobile
Home, neither the Qualified Homeowner, the General Contractor nor the subcontractor shall
authorize an amendment or modification of such contract to include any item of Work, which is
not eligible for payment using the Grant Funds under the terms and conditions of the Grant under
the Program. Each such contract by and between the General Contractor and the Qualified
Homeowner, the General Contractor and the subcontractor, and/or the subcontractor and the
Qualified Homeowner shall include a section, which recites the words of the first two (2)
sentences of this Section 3(J).
Section 4. TIME OF PERFORMANCE OF SERVICES. The Services to be
performed hereunder by the Contractor shall be undertaken and completed in such sequence as to
assure expeditious completion and to best carry out the purposes of the Program and this
Agreement. All Services required hereunder shall begin upon the execution of this Agreement.
Section 5. TERM OF AGREEMENT. This Agreement shall take effect upon
approval by the governing board of the Agency and the complete execution by the parties. The
Agreement shall remain in effect through June 30, 2010, subject to annual approval and
appropriation by the United States Department of Housing and Urban Development ("HUO").
Section 6.
COMPENSATION PAYABLE BY AGENCY TO CONTRACTOR.
(A) The Agency shall annually compensate the Contractor for the performance of the
Services using the Low Income Housing Funds in accordance with the following schedule:
4812-7014-!J9JI.4
10
$40,000.00 Annual Program Administration Fee for
CONTRACTOR
$160,000.00 Annual Mobile Horne Grant Program
$200.000.00
(B) From and after the Effective Date of this Agreement and for the remaining term of
this Agreement, the Program Administration Fee payable by the Agency to the Contractor as
compensation for Services performed by the Contractor under this Agreement shall be paid by
the Agency directly to the Contractor, payable in twelve (12) equal monthly installments of
$3,333.33 each during the Term of this Agreement, in the aggregate annual amount of $40,000.
The Contractor shall invoice the Agency monthly in equal installments of$3,333.33.
(C) Payment of each monthly installment in the amount of $3,333.33 for the
performance by the Contractor to the Agency of the Services will be made by the Agency to the
Contractor as of the first day of each calendar month with the first such payment due on the first
day of the next calendar month following the date of the complete execution of the Agreement
by the parties.
Section 7. PERSONNEL OF CONTRACTOR. The Contractor represents that it
has, or will secure at its own expense, all personnel required to perform the Services. All of the
Services required hereunder will be performed by persons who are either employed by or under
the supervision and control of the Contractor, and all personnel engaged in the Services shall be
fully competent and qualified to perform such Services.
Section 8. INDEPENDENT CONTRACTOR. All acts of the Contractor and all
others acting on behalf of the Contractor relating to the performance of this Agreement, shall be
performed as independent contractors and not as agents, officers, or employees of the Agency.
The Contractor has no authority to bind or incur any obligation on behalf of the Agency. The
Contractor has no authority or responsibility to exercise any right or power vested in the Agency.
No agent, officer, or employee of the Agency shall be considered an agent or employee of the
Contractor. It is understood by both the Contractor and the Agency that this Agreement shall not
under any circumstance be construed or considered to create an employer-employee relationship
or a joint venture as between the Contractor and the Agency. The Contractor is and at all times
during the Term of this Agreement shall represent and conduct itself as an independent
contractor and not as an agent or employee of the Agency. The Contractor shall be responsible
to the Agency only for the requirements and results specified in this Agreement, and except as
expressly provided in this Agreement, shall not be subject to control by the Agency with respect
to the physical action or activities of the Contractor in fulfillment of this Agreement. The
Contractor has control over the manner and means of performing the Services under this
Agreement so long as consistent with the requirements of the Program. The Contractor is
permitted to provide services to others during the same period Services are provided to the
Agency under this Agreement. If necessary, the Contractor has the responsibility for employing
other persons or firms to assist the Contractor in fulfilling the terms and obligations under this
Agreement. If in the performance of this Agreement any third persons are retained as
4812-7014.{)931.4
11
subcontractors by the Contractor, such persons shall be entirely and exclusively under the
direction, supervision, and control of the Contractor. All terms of employment including hours,
wages, working conditions, discipline, hiring, and discharging or any other term of employment
or requirements of law shall be determined by the Contractor. The Contractor hereby agrees to
indemnify, defend (if requested by Agency), protect and hold the Agency harmless from any and
all claims that may be made against the Agency or based upon any contention by any employee
of the Contractor or by any third party that an employer-employee relationship or joint venture
exists between any individual or entity and the Agency, by reason of the performance of any of
the Services under this Agreement.
Section 9. PAYMENT OF AND TRANSFER OF GRANT FUNDS TO GRANT
DISBURSEMENT ACCOUNT. The Agency shall promptly honor each request by the
Contractor for the Agency to transfer Grant Funds to the Contractor who will in turn deposit the
Grant Funds to the Grant Disbursement Account to fund each approved Grant as submitted by
the Contractor to the Agency under Section 3(D). Within sixty (60) calendar days following
receipt of each request for remittance of the Grant Funds, the Agency shall transfer by bank
check to the Contractor such Grant Funds to use as provided herein.
Section 10. COMMERCIAL GENERAL LIABILITY INSURANCE, AUTOMOBILE
INSURANCE, WORKERS' COMPENSATION INSURANCE, EMPLOYER'S
LIABILITY INSURANCE, ERRORS AND OMISSIONS AND PROFESSIONAL
LIABILITY INSURANCE.
(A). The Contractor shall obtain and keep in force during the term of this Agreement,
at its sole cost and expense, the following insurance policies: (i) a commercial general liability
policy of insurance with coverage at least as broad as "Insurance Services Office Commercial
General Liability Form (GOOOI)", in the amount of One Million Dollars ($1,000,000) combined
single limit per occurrence, naming the Agency and the City and the elected officials, officers,
employees, attorneys and agents of each of them as additional insureds (collectively, the
"Additional Insureds") with said insurance covering comprehensive general liability including,
but not limited to, contractual liability, assumed contractual liability under this Agreement, acts
of subcontractors, premises-operations, explosion, collapse and underground hazards, if
applicable, broad form property damage, and personal injury including libel, slander and false
arrest, (ii) comprehensive automobile liability insurance covering owned, non-owned and hired
vehicles by or for the Contractor, combined single limit in the amount of One Million Dollars
($1,000,000) per occurrence, naming the Additional Insureds as additional insureds on each
automobile insurance policy, (iii) workers' compensation insurance in such insurance coverage
amounts as statutorily required, or similar insurance in form and amounts required by law, and
employer's liability insurance, combined single limit in the amount of One Million Dollars
($1,000,000), and (iv) errors and omissions and professional liability, combined single limit in
the amount of One Million Dollars ($1,000,000) per occurrence.
(B) Any and all insurance policies required hereunder shall be obtained from
insurance companies admitted in the State of Califomia and rated at leaSt A: XII in the most
current Best's Key Rating Insurance Guide. In no event shall the Contractor be permitted or
entitled to assign to any third party rights of action which the Contractor may have against the
4812-7014-0931.4
12
Agency. All said insurance policies shall provide that they may not be canceled unless the
Agency and the City receive written notice of cancellation at least thirty (30) calendar days prior
to the effective date of cancellation. Any and all insurance obtained by the Contractor shall be
primary to and shall not be contributing with any insurance carried by the Agency or by the City
whose insurance shall be considered excess insurance only. Any insurance which the Agency
and/or City may otherwise carry, including self insurance, for all purposes of this Agreement
shall be separate and apart from the requirements of this Agreement. Legal counsel for the
Agency must approve each insurance policy required in Section 10(A) of this Agreement. The
Contractor waives subrogation and agrees that the Contractor, the Agency and the City are co-
insured. The insurer shall have no right of subrogation against the Agency, against the City or
against any of the other Additional Insureds. The Additional Insureds shall be named as
additional insureds on each insurance policy.
(C) All insurance which the Contractor shall carry or maintain pursuant to this Section
10 shall be in such form, for such amounts, for such periods of time as the Agency may require
or approve.
(D) The Contractor shall deliver or cause to be delivered to the Agency concurrently
upon the execution of this Agreement an endorsement of the insurance policies required in this
Section 10(A) of this Agreement evidencing the existence of the insurance coverage required by
the Agency under Section 10(A) of this Agreement and shall also deliver, no later than thirty
(30) calendar days prior to the expiration of any insurance policy, a certificate of insurance
evidencing each renewal policy covering the same risks.
Section 11. INDEMNIFICATION.
(A) The Contractor agrees to indemnify, defend with legal counsel reasonably
acceptable to the Agency, protect and hold the City and the Agency, and their respective elected
officials, directors, officers, members, managers, consultants, contractors, employees, agents and
attorneys, and the successors and assigns of each of them (singularly and collectively, the
"Indemnified Parties" which defined term shall also include the City and the Agency), harmless
from and against all actions, causes of action, claims, demands, liabilities, damages, losses,
liabilities, obligations, judgments, suits, costs, expenses and fees (including, without limitation,
reasonable attorneys' fees, court costs and expert fees of any nature whatsoever), now or
hereafter arising from or related to: (i) any act or omission of the Contractor and/or of any of the
Contractor's directors, officers, members, managers, consultants, contractors, subcontractors,
materialmen, laborers, any other person or entity furnishing or supplying work, services, goods,
or supplies in connection with the performance of this Agreement, employees and agents, and the
successors and/or assigns of each of them (singularly and collectively, the "Indemnifying
Parties" which defined term shall also include the Contractor), in performing, or failing to
perform, its obligations hereunder, (ii) any default by the Contractor under this Agreement,
subject to any applicable cure period, (iii) any violation by any of the Indemnifying Parties of
any Laws, (iv) any warranty or representation made by the Contractor to the Agency in this
Agreement that is or becomes false and untrue, (v) death, bodily injury and/or personal injury to
any person, (vi) any destruction, loss or damage to real property or personal property, (vii) the
presence of any Hazardous Substances at, on, in, above, under or about any Mobile Home
4812-7014-0931.4
13
resulting, directly or indirectly, from the acts or omissions of any Indemnifying Parties and/or
(viii) the aggravation of any environmental condition by any Indemnifying Parties at, on, in,
above, under or about any Mobile Home. Without limiting the Contractor's indemnification of
the Indemnified Parties, the Contractor shall provide and maintain, at its sole cost and expense
during the term of this Agreement, the insurance described in Section 10(A) of this Agreement.
Such insurance shall be provided by insurer(s) satisfactory to the Agency and evidence of such
insurance satisfactory to the Agency shall be delivered to the Executive Director no later than the
Effective Date of this Agreement.
(B) The Agency shall indemnify, defend (if requested by the Contractor) and hold
harmless the Contractor, its agents, officers, and employees, from all claims, losses, demands
and liability for damages for bodily injury, personal injury, bodily injury or property damage
suffered by reason of any act or omission of the Agency or any of its officers or employees or
agents under this Agreement except where such action or omission giving rise to such a claim is
caused by or is the result of an action, omission or request of the Contractor and/or of any of the
other Indemnifying Parties, or is alleged to arise out of the execution of this Agreement. The
provisions of Section 11 (A) and Section 11 (B) shall survive the execution, delivery,
performance, expiration or early termination of this Agreement.
Section 12. DEFAULTS AND BREACH - GENERAL. The failure or delay by
either party to perform any material term or provision of this Agreement shall constitute a default
hereunder; provided, however, that if the party who is otherwise claimed to be in default by the
other party commences to cure, correct or remedy the alleged default within thirty (30) calendar
days after receipt of written notice specifying such default and shall diligently complete such
cure, correction or remedy, such party shall not be deemed to be in default hereunder. A default
shall also occur under this Agreement whenever a representation and/or warranty made in this
Agreement is or becomes false or untrue. A default shall also occur under this Agreement
whenever a party files, or has filed against it, a petition in bankruptcy, is or becomes insolvent, is
unable to pay its debts as they mature, assigns its assets for the benefit of creditors, or a receiver,
trustee or custodian is appointed by a court to exercise control over all or substantially all of the
assets of the party and such receiver, trustee or custodian is not dismissed or discharged by the
court within sixty (60) calendar days after said appointment date. The party which may claim
that a default has occurred shall give written notice of default to the party in default specifying
the alleged default. Delay in giving such notice shall not constitute a waiver of any default nor
shall it change the time of default; provided, however, the injured party shall have no right to
exercise any remedy for a default hereunder without delivering the written default notice as
specified herein. Any failure to delay by a party in asserting any of its rights and remedies as to
any default shall not operate as a waiver of any default or of any rights or remedies associated
with a default, and the rights and remedies of the parties are cumulative and the exercise by
either party of one or more of such rights or remedies shall not preclude the exercise by it, at the
same or different times, of any other rights or remedies for the same default or any other default
by the other party. In the event that a default of either party may remain uncured for more than
thirty (30) calendar days following written notice, as provided above, a "breach" shall be deemed
to have occurred. In the event of a breach, the party who is not in default shall be entitled to
terminate this Agreement and seek any appropriate remedy or damages by initiating legal
proceedings. If any action or proceeding is brought to enforce the terms hereof or declare rights
4812-7014-0931.4
14
hereunder, it shall be brought in the Superior Court of the County of San Bernardino, San
Bemardino District, State of California. The governing Laws to be applied in any such action or
proceeding shall be the Laws of the State of California. The prevailing party in any such legal
proceedings shall be entitled to recover as an element of its costs of bringing such suit, and not as
part of its damages, its reasonable attorneys' fees, court costs, expert witness fees and consultant
fees and costs. The costs, salary and expenses of the City Attorney and members of his office in
such action or proceeding on behalf of the Agency shall be considered as "attorneys' fees" for
purposes of this Section.
Section 13. NONDISCRIMINATION. During the Contractor's performance of the
Services, the Contractor shall not discriminate on the grounds of race, religion, creed, color,
national origin, age, ancestry, physical handicap, medical condition, marital status, sex, or sexual
orientation in the performance by the Contractor of the Services, including, without limitation, in
the selection and retention of employees, general contractors and subcontractors and the
procurement of materials and equipment, except as provided in Section 12940 of the California
Government Code.
Section 14. CONFLICT OF INTEREST. The Contractor warrants, by execution of
this Agreement, that it has no interest, present or contemplated, in the Program or in any Mobile
Home benefited thereby or Work performed on any Mobile Home using the Grant and the Grant
Funds. The Contractor further warrants that it owns or possesses no interest in real property,
business interests or owner of income, other than such amounts of compensation payable by the
Agency to the Contractor for the Services under this Agreement, that will be affected by the
Program or, alternatively, if such interest exists or arises the Contractor will promptly file with
the Agency an affidavit disclosing any such interest.
Section 15. AMENDMENTS. All amendments to this Agreement shall be subject to
the approval of both parties in the sole discretion of each of them, mutual and in writing. The
Executive Director of the Agency is authorized to make non-substantive changes, clarifications,
corrections to the Agreement, including budget line item adjustments, provided such actions are
approved by legal counsel for the Agency and do not increase the Agency's monetary annual
appropriation to the Contractor as approved by the governing board of the Agency.
Section 16. TERMINATION.
(A) This Agreement may be terminated for any reason by either party who is not then
in default upon ten (10) calendar days prior written notice to the other party. In such event, the
Contractor shall be entitled to receive compensation for the Services pro-rated through the date
of such termination, provided that the Services have been rendered.
(B) In the event of a termination of the Agreement as a result of a breach, the rights
and duties of the parties shall be as set forth in Section 12.
(C) In the event of any termination of this Agreement, the Contractor shall promptly
return all Grant Funds that have been disbursed by the Agency to the Contractor with the
exception of any Grant Funds that have been paid by the Agency to the Contractor and that have
4812-7014'()93\.4
15
been properly disbursed by the Contractor to or for the benefit of the Qualified Homeowner
under this Agreement, without charge or expense to the Agency.
Section 17. ASSIGNMENT. It is mutually understood and agreed that this
Agreement shall be binding upon the Agency and its successors and assigns and upon the
Contractor and its successors and assigns. The Agency may assign this Agreement, without
obtaining the prior consent or approval of the Contractor. The Contractor may not assign this
Agreement without obtaining the prior written consent of the Agency, which written consent
may be given or withheld by the Agency in its sole and absolute discretion. Any assignment or
attempt to assign this Agreement by the Contractor shall be void.
Section 18. NOTICES. Communications, notices, bills, invoices or reports required
by this Agreement shall be in writing and shall be deemed to have been given when actually
delivered, if given by hand delivery or transmitted by overnight courier service, or if mailed,
three (3) business days after being deposited in the United States mail, postage prepaid, to the
address noted below:
Agencv
Economic Development Agency
of the City of San Bernardino
Attention: Executive Director
201 North "E" Street, Suite 301
San Bernardino, California 92401
Phone: (909) 663-1044
Fax: (909) 888-9413
Contractor
Neighborhood Housing Services of
the Inland Empire, Inc.
Attention: Executive Director
1390 North "D" Street
San Bernardino, California 92405
Phone: (909) 884-6891
Fax: (909) 889-4085
Either party may change its address for receipt of written notice by notifying the other
party in writing of a new address for delivering notice to such party.
Section 19. REPRESENTATION AND WARRANTY OF CONTRACTOR. The
Contractor hereby represents and warrants to the Agency as follows:
(A) The Contractor is a California nonprofit corporation duly organized, existing, and
authorized to transact business in California;
(B) the corporate charter and by-laws of the Contractor authorize the Contractor to
provide the Services to the Agency and the governing board and membership of the Contractor
have previously taken all action necessary to authorize the execution of this Agreement by the
Contractor;
(C) the Contractor is qualified to perform the Services and shall timely perform and
complete the Services in a professional manner.
Section 20. CONDITIONS PRECEDENT. The validity and enforcement of this
Agreement is subject to the execution and delivery by the Agency and by the Contractor of the
following Agreements: (i) the Rehabilitation Loan Program Agreement, (ii) the Beautification
4812-7014-0931.4
16
Grant Program Agreement, and (iii) the First Amendment to the Homebuyer Education Program
Agreement.
Section 21. OTHER PROGRAM REOUlREMENTS.
(A) The Contractor must carry out all activities in compliance with all federal laws
and regulations described in Subpart H of 24 CFR 92 and outlined hereinafter, except that the
Contractor does not assume the Agency's or the City's responsibility for environmental review
in Section 92.352 or the intergovernmental review process in Section 92.357. These federal laws
and regulations must be complied with as follows:
1. Eaual Opportunitv. No person shall be excluded from participation in, be
denied the benefits of, or be subjected to discrimination under any program or activity funded in
whole or in part with HOME funds. In addition, HOME funds must be made available in
accordance with all laws and regulations listed in Section 92.350(a).
2. Fair Housing. In accordance with the certification made with its housing
strategy, each participating jurisdiction must affirmatively further fair housing. Actions
described in Section 570.904(c) of Title II of the Cranston-Gonzales National Affordable
Housing Act will satisfy this requirement.
3. Affirmative Marketing. The Contractor must adopt affirmative marketing
procedures and requirements for HOME-assisted housing projects of five (5) units or more, if
applicable. These must include:
i. Methods for informing the public;
ii. Requirements and practices that the Contractor must adhere to in
order to carry out the affirmative marketing procedures and
requirements of the Agency and of the City;
iii. Procedures used by the Contractor. to inform and solicit
applications from persons in the housing market area who are not
likely to apply without special outreach;
IV. A description of how the Contractor will assess the success of
affirmative marketing actions and what corrective actions will be
taken where affirmative marketing requirements are not met.
4. Displacement. Relocation. and Acauisition. Consistent with the other
goals and objectives of this Subpart H of24 CFR 92, the Contractor must ensure that it has taken
all reasonable steps to minimize the displacement of persons (families and individuals) as a result
of any project assisted with HOME funds. Moreover, the Contractor agrees that it will not
undertake any project activity that will cause displacement of any homeowner in accordance
with Section 92.353, without the approval of the City.
4812-7014.0931.4
17
5. Conflict of Interest. The Contractor will hereby comply with all
requirements set forth regarding conflict of interest provisions as they apply in Section 92.356.
6. Debarment and SusDension. As required in Section 92.357, the Contractor
will comply with all debarment and suspension certifications.
7. Flood Insurance. Under the Flood Disaster Protection Act of 1973,
HOME funds may not be used with respect to the acquisition or rehabilitation of a project
located in an area identified by the Federal Emergency Management Agency (FEMA) as having
special flood hazards, unless:
1. The community in which the area is situated is participating in the
National Flood Insurance Program, or less than a year has passed
since FEMA notification regarding such hazards; and
11. Flood insurance is obtained as a condition of approval of the
commitment. If the Mobile Home Unit is located in an area
identified by FEMA as having special flood hazards, upon
notification by the Agency or FEMA, the Contractor is responsible
for assuring that flood insurance under the National Flood
Insurance Program is obtained and maintained on each Mobile
Home Unit assisted with Grant Funds.
Section 22. GRANT FUNDS AND GRANT DOCUMENTS ARE THE
PROPERTY OF THE AGENCY. The Grant Documents for each Grant are the property and
asset of the Agency. The Contractor has no property interest in any such Grant Documents and
the Contractor shall not transfer, assign or pledge as collateral or claim any other security interest
in any such Grant Documents. All of the Grant Documents are the property of the Agency, and
the Contractor shall maintain all such Grant Documents in its possession as confidential
consumer business records of the Qualified Homeowner. All Grant Funds disbursed by the
Agency to the Contractor for the benefit of a Qualified Homeowner are the property of the
Agency until paid by the Contractor to the General Contractor upon the completion of the Work
at the Mobile Home for the account of the Qualified Homeowner under the applicable Grant
Documents.
Section 23. NON-ELIGIBILITY OF OUALIFIED HOMEOWNER. Once the
Agency has approved the Grant Application and the Mobile Home Repairs Document for the
Qualified Homeowner and has disbursed the Grant Funds to the Contractor for the benefit of the
Qualified Homeowner under this Agreement, the Qualified Homeowner now or hereafter shall
have no right to apply for and to receive any other grant or loan being offered by the Agency to
the general public under any grant or loan program, including, without limitation, any grant
being offered by the Agency under the Single-Family Beautification Grant Program Agreement
or any loan being offered by the Agency under the Single-Family Rehabilitation Loan Program
Agreement, until ten (I 0) years after the date that the Agency has paid the last installment of the
Grant Funds to the Contractor for the benefit ofthe Qualified Homebuyer under this Agreement.
4812-7014'{)931.4
18
Section 24. GENERAL PROVISIONS. This Agreement constitutes the sole
agreement between the parties. All prior conversations, agreements or representations relating
hereto are integrated in this Agreement. No oral agreement, representation or warranty shall be
binding upon the parties. If any provision of this Agreement shall be invalid, illegal or
unenforceable, the validity, legality and enforceability of the remaining portions of this
Agreement shall not in any way be affected or impaired thereby. Failure of any party to enforce
any provision of this Agreement shall not constitute a waiver of the right to compel enforcement
of the same provision or any remaining provisions of this Agreement. Headings at the beginning
of each section or subsection are solely for the convenience of the parties and are not a part of
this Agreement. Whenever required by the context of this Agreement, the singular shall include
the plural and the masculine shall include the feminine and vice versa. This Agreement shall not
be construed as if it had been prepared by one of the parties, but rather as if all parties had
prepared the same. Unless otherwise indicated, all references to sections are to this Agreement.
All exhibits referred to in this Agreement are attached hereto and incorporated herein by this
reference. If the date on which any action is required to be performed under the terms of this
Agreement is not a business day, the action shall be taken on the next succeeding business day.
This Agreement may be executed in one or more counterparts each of which shall be an original
but all of which together shall constitute but one original Agreement. This Agreement may be
executed by facsimile signatures, and each facsimile counterpart when taken together shall be
deemed an original Agreement. Time is of the essence in this Agreement.
4812-7014-0931.4
19
IN WITNESS WHEREOF, the Contractor and the Agency have caused this Agreement
to be duly executed on the date first above written.
AGENCY
Redevelopment Agency of the
City of San Bernardino,
a public body, corporate and politic
Dated:
By:
Emil A. Marzullo, Interim Executive Director
Approved as to Form and Content:
\/~Ji~
Agency Co s I
CONTRACTOR
Neighborhood Housing Services
of the Inland Empire, Inc.,
a California nonprofit corporation
Date: Iv /d9-09
BY~
Name: Cf. f/(>-e-rc..
Title: Executive Director
Date:
By:
Name:
Title:
4812-7014-0931.4
20
EXHffiIT "A"
2009 Income Limits
4812-7014-0931.4
21
EXHIBIT "B"
4812-7014-0931.4
22
EXHIBIT "C"
SCOPE OF SERVICES
(Description of Program)
A. Contractor's Administration Annual Fee
The Agency shall annually compensate the Contractor the total sum of Forty Thousand Dollars
($40,000.00) for the administration and the implementation by the Contractor of the Program
herein and for the Services rendered under this Agreement, subject to the annual approval and
appropriation by the United States Department of Housing and Urban Development ("HUD").
The Contractor shall invoice the Agency monthly in equal installments of Three Thousand Three
Hundred Thirty-Three Dollars and 33/100 ($3,333.33), in the aggregate annual amount of Forty
Thousand Dollars ($40,000.00).
B. Mobile Home Grant Prol!ram (the "Prol!ram") ($200.000)
The Contractor shall accept the Grant Applications and the Mobile Home Repairs Document
from respective Qualified Homeowner applicants to determine income and improvement
eligibility (see Exhibit "AU to this Agreement), to determine equity in the Mobile Home and to
verify ownership and length of ownership. The Contractor shall offer the Program to Qualified
Homeowners in the Target Area or in the Target Areas specifically determined and designated by
the Agency or, if no Target Area is or no Target Areas are specifically determined and
designated by the Agency, then on an as-needed, first-come, first-served basis, to Qualified
Homeowners throughout the City of San Bernardino. However, in the case of an emergency, of
an urgent need or of a life-threatening situation, the Contractor may process a Grant Application
ahead of other Grant Applications subject to the approval by the Executive Director. The
Improvements allowed under the Program are described in Section "c" below of this Scope of
Services.
C. EIil!ible Improvements Permitted under the Prol!ram
The following types of Improvements, without limitation, are permitted in connection with the
Program: (i) roof replacement (metal aluminum, composition shingle, including carport and
awnings), and (ii) replacement of siding and skirting, patios and porches, stair units (carpet and
handrails), carport columns, water heaters, HV AC, evaporative cooling units, ceilings paneling
(interior), sub-flooring repair and finished floors, refrigeration units and counter tops, handicap
fixtures and units, appliances (limited to stovetops, wall ovens, exhaust hoods), doors and
windows.
The maximum amount of the Grant permitted under the Program is the sum of Five Thousand
Dollars ($5,000) per Mobile Home without the prior written approval of the Executive Director.
4812-7014-0931.4
23
D. Applicant Elilrlbilitv Reauirements for the Prol!:ram
I. Qualified Homeowner must be an owner and occupant of the Mobile Home Unit, as its
principal residence, for a minimum period of one (I) year; on a case-by-case basis, and
depending on the circumstances, this one (1) year requirement may be waived by the Executive
Director or his/her designee; the Contractor shall obtain evidence of ownership and length of
ownership and residency. The Mobile Home Unit must be built on or after 1980.
2. Qualified Homeowner must execute and complete a Grant Application and a Mobile
Home Repairs Document and must deliver and submit the Grant Application and the Mobile
Home Repairs Document, as fully executed and completed, to the Contractor. The Contractor
shall receive, review, verify and approve or reject the Grant Application and the Mobile Home
Repairs Document. If the Grant Application and/or the Mobile Home Repairs Document is not
acceptable to the Contractor, the Contractor shall notify the applicant in writing within ten (10)
business days from the receipt by the Contractor of the Grant Application and/or of the Mobile
Home Repairs Document and the Contractor shall provide the applicant with the reasons for the
rejection by the Contractor.
3. Qualified Homeowner must have a personal or household income level, adjusted for
family size, during the twelve (12) months preceding the date of submission of the Grant
Application and the Mobile Home Repairs Document to the Contractor within the ranges of
income for low income households, adjusted for family size, as set forth in Exhibit "A" to this
Agreement, subject to annual adjustment.
4. Qualified Homeowner must agree to live in the Qualified Homeowner's Mobile Home, as
its principal residence, for not less than one (1) year after the execution by the Qualified
Homeowner of the Grant Documents.
5. Qualified Homeowner must execute and acknowledge, where designated, the Grant
Documents. The Qualified Homeowner, without limitation, shall execute and notarize all
recordable Grant Documents, if any, and the Contractor or the Agency shall record, or shall
cause the recordation of all such recordable Grant Documents, if any, in the County Recorder's
Office.
6. Qualified Homeowner must have received written notice from the Agency, from the City
or from any other governmental authority (including, without limitation, the City's Building and
Safety Division) advising the Qualified Homeowner that the Mobile Home Unit owned by the
Qualified Homeowner is in violation of Title 25 of the Mobile Home Park Act and/or is in
violation of any other applicable legislation, local codes or other Laws.
7. The Qualified Homeowner must not be the recipient of a grant or of a loan from the
Agency for the past ten (10) years.
4812.7014'()931.4
24
E. Guidelines:
The Contractor shall conduct, administer, implement, comply with and perform the following
guidelines in connection with the Program:
I. The Contractor shall administer and implement the Program herein and shall utilize the
applicable and pertinent sections of the Economic Development Agency's (the "EDA") Grant
Policies and Procedures Manual for guidance on processing and packaging all Grants under this
Agreement, if applicable, under the direction of the Executive Director.
2. The Contractor shall accept the Grant Applications from respective Qualified
Homeowner applicants to determine income and improvement eligibility, to determine equity in
the Mobile Home, and to verify ownership and length of ownership. The Contractor shall offer
the Program to Qualified Homeowners in the Target Area or Target Areas specifically
determined and designated by the Agency or, if no Target Area is or no Target Areas are
specifically determined and designated by the Agency, then on an as-needed, first-come, first-
served basis, to Qualified Homeowners throughout the City of San Bernardino. However, in the
case of an emergency, of an urgent need or of a life-threatening situation, the Contractor may
process a Grant Application on an urgent basis ahead of other Grant Applications subject to the
approval of the Executive Director.
3. A mobile home certified inspector for the City of San Bernardino, State of California
shall inspect eligible Mobile Homes and properties to determine the type of health and safety and
code violation repair work needed, including asbestos and lead-based paint removal, the age and
overall condition of the Mobile Home and to ensure that all Mobile Homes repaired or improved
under the Program when completed are aesthetically pleasing and in compliance with all Laws,
including, without limitation, Title 25 of the California Development Code, Chapter 2, Articles
I-II.
4. The Contractor shall prepare and complete Work write-ups, cost estimates, and bid
packages for the Improvements to be constructed, installed, performed and completed for each
Qualified Homeowner's Mobile Home.
5. The Contractor shall ensure that all Improvements and/or Work constructed, installed,
performed and/or completed in connection with the Qualified Homeowner's Mobile Home shall
be constructed, installed, performed and completed by pre-qualified State licensed General
Contractors and/or State licensed subcontractors. The Contractor shall also require that each
General Contractor and/or subcontractor constructing, installing, performing and/or completing
the Improvements and/or the Work in connection with the Qualified Homeowner's Mobile Home
under the Program shall possess a current business license in the City and shall possess a current
license with the State of California Contractor's License Board. The Contractor shall be
required, whenever feasible, to obtain a minimum of three (3) bids from General Contractors for
all Improvements and/or for all Work to be constructed, installed, performed and/or completed in
connection with the Qualified Homeowner's Mobile Home. All bids shall be made available by
the Contractor to the Qualified Homeowner for review. All Improvements and/or Work
constructed, installed, performed and/or completed by General Contractors and/or by
4812.7014.0931.4
25
subcontractors in connection with the Qualified Homeowner's Mobile Home shall be approved
and authorized by the Qualified Homeowner, and shall be completed within a specified
timefrarne acceptable to the Qualified Homeowner and the General Contractors and/or the
subcontractors.
6. The Contractor shall solicit bids for the construction, installation, performance and/or the
completion of the Improvements and/or of the Work in connection with the Qualified
Homeowner's Mobile Home from a list of pre-approved General Contractors. The Contractor
shall assist the Qualified Homeowners with the selection of a General Contractor, and shall assist
the Qualified Homeowner in connection with the execution of the General Contractor
Agreement, including, without limitation, a determination as to the scope of the Improvements
and/or of the scope of Work to be constructed, installed, performed and/or completed by the
General Contractor, any schedule of performance, other schedules, conduct pre-construction and
walk-through conferences.
7. Prior to the execution of the General Contractor Agreement and prior to any funding by
the Contractor of any Grant Funds to the General Contractor for the proposed Improvements
and/or Work to be constructed, installed, performed and/or completed, the Contractor, the
Qualified Homeowner, the General Contractor and the members of the Agency application
review committee (the "Application Review Committee") appointed and assigned by the Agency
to approve, administer and oversee the construction, the installation, the performance and/or the
completion of the Improvements and/or of the Work shall meet on one or more occasions to
discuss the Improvements and/or the Work to be constructed, installed, performed and/or
completed in connection with the Qualified Homeowner's Mobile Home and the methodology
used or to be used to identifY, quantify and assist the Qualified Homeowner.
8. The Agency and the Qualified Homeowner must review, approve, execute and
acknowledge, where designated, the Grant Documents. The General Contractor and/or any
subcontractor cannot commence the construction, the installation, the performance and/or the
completion of the Improvements and/or of the Work in connection with a Qualified
Homeowner's Mobile Home until: (i) the Grant Documents have been executed and
acknowledged, where appropriate, by the Agency and by the Qualified Homeowner, and (ii) all
other recordable Grant Documents in connection with the Grant, if any, have been recorded by or
for the Contractor or the Agency in the County Recorder's Office.
9. The General Contractor shall obtain one or more permits as required by applicable Laws
to construct, to install, to perform and/or to complete the Improvements and/or the Work at the
Qualified Homeowner's Mobile Home. At the time that the Contractor submits an invoice to the
Agency for payment of all or a portion of the Grant Funds in connection with the Grant made by
the Agency to the Qualified Homeowner, the Contractor shall provide the Agency with a copy of
each permit that is or will be required to construct, to install, to perform and/or to complete the
Improvements and/or the Work in connection with the Qualified Homeowner's Mobile Home.
The Agency shall have no obligation to pay any invoice submitted by the Contractor to the
Qualified Homeowner until the Agency has received and approved each permit issued for the
Improvements and/or for the Work completed by the General Contactor and/or by the
subcontractor and identified in the invoice.
4812.7014'()9JI.4
26
10. The Contractor shall inspect and monitor the Improvements and/or the Work while in
progress and shall supervise the payment invoice procedures to ensure that all General
Contractors and subcontractors are meeting obligations and that progress payments and
retentions are paid in a timely manner. The Contractor shall approve all change orders relating
to and in connection with the construction and the completion of the Improvements at the Mobile
Home. All change orders must relate to the construction and to the completion of the
Improvements permitted under the Grant approved and made by the Agency in favor of the
Qualified Homeowner. Should the costs and fees in connection with the change order, in the
aggregate, exceed ten percent (10%) of the amount of the Grant Funds awarded by the Agency to
the Qualified Homeowner, the Agency will also need to approve, in writing, the change order.
II. The Contractor shall receive and collect from the General Contractors and/or from the
subcontractors an executed lien release under one of the following lien releases, as required by
the Agency: (i) an unconditional waiver and release upon progress payment, or (ii) an
unconditional waiver and release upon final payment. The Contractor shall not make the final
payment of the remaining Grant Funds to any General Contractor until the General Contractor
and/or all subcontractors have executed and the Contractor has received the conditional waiver
and release upon final payment or the unconditional waiver and release upon final payment.
12. The Contractor shall coordinate final inspection and payment of the General Contractor
Agreement retention with the Qualified Homeowner, with the General Contractor and with the
Agency. The contract retention shall not be paid by the Contractor to the General Contractors
and/or to the subcontractors until all time periods for filing liens have expired and no liens have
been filed under applicable Laws.
13. Prior to the payment by the Contractor of the Grant Funds, or any portion thereof, to the
General Contractor, for the construction, for the installation, for the performance and/or for the
completion of the Improvements and/or of the Work in connection with a Qualified
Homeowner's Mobile Home, the Contractor shall notify the Agency that the Contractor has
received an invoice for payment. Within ten (10) business days from receipt by the Contractor
of the invoice, the Contractor and the Agency shall inspect and approve the Improvements and/or
the Work identified in the invoice and constructed, installed, performed and/or completed by the
General Contractor and/or by any subcontractor. The Contractor shall not pay any such invoice
for the construction, installation, performance and/or completion of the Improvements and/or of
the Work until the Contractor and the Agency have inspected and approved, in writing, the
Improvements and/or the Work constructed, installed, performed and/or completed by the
General Contractor and/or by any subcontractors. The Agency reserves the right to approve
payment of an invoice in circumstances when no physical inspection is needed as determined by
the Agency in its sole and absolute discretion (i.e., fumigation for termites).
14. The Contractor shall maintain accurate records for inspection by the Agency concerning
income and program occupancy of all persons obtaining assistance from the Contractor pursuant
to this Agreement including, but not limited to, the Grant Application and the other Grant
Documents, proof of ownership, income verification, comparables or appraisals and/or Work
write-ups. The original Grant Documents shall be executed and acknowledged, where
4812-7014-0931.4
27
appropriate, by the Agency and by the Qualified Homeowner, shall be for the benefit of the
Agency and shall be delivered by the Contractor to the Agency in connection with each Grant
made by the Agency to the Qualified Homeowner.
15. The Contractor shall also provide quarterly reports to the Agency, or as otherwise
required by the Agency, upon the request of the Executive Director to the Contractor.
16. From time to time, the Agency and the Contractor shall coordinate inspection of the
Improvements and/or of the Work at the Qualified Homeowner's Home to ensure that the
Improvements and/or the Work are performed, installed, constructed and completed in a good
workmanlike manner and in accordance with all applicable Laws.
17. The Contractor shall provide any and all services required by the Executive Director or
his/her designee, in order to effectively implement and complete the Services under this
Agreement.
4812-7014-lJ931.4
28
AMENDMENT NO.1
HOME AGREEMENT
(2007-2010 HOME Funds)
(Neighborhood Housing Services ofthe Inland Empire, Inc.)
THIS AMENDMENT NO. I (the "First Amendment"), dated as of July 6, 2009, by and
between the Redevelopment Agency of the City of San Bernardino, a public body, corporate and
politic (the "Agency") and the Neighborhood Housing Services of the Inland Empire, Inc., a
California nonprofit corporation ("NHS" or NHSIE") amends the HOME Agreement, dated June
4,2007 (the "Original Agreement"), by and between the Agency and "NHS". The Agency and
NHS agree as follows:
RECITALS
WHEREAS, the Agency and NHS have previously entered into the Original Agreement
(which Original Agreement includes Exhibit "A" attached thereto) wherein NHS has agreed,
without limitation, to develop, manage and support the Homebuyer Education Program for low-
and moderate-income households in the City of San Bernardino (the "City"), in the County of
San Bernardino (the "County"), in the State of California (the "State"), in accordance with and
pursuant to the terms, covenants and conditions of the Agreement; and
WHEREAS, the Agency and NHS desire to amend the Original Agreement pursuant to
the terms, covenants and conditions of this First Amendment (the Original Agreement, as
amended by this First Amendment shall collectively be referred to as the "Agreement"); and
WHEREAS, the Agency and NHS have determined and agreed that this First
Amendment benefits both the Agency and NHS.
NOW, THEREFORE, IN CONSIDERATION OF THE RECITALS MENTIONED
ABOVE, THE MUTUAL PROMISES OF THE AGENCY AND NHS IN THIS AGREEMENT
AND FOR OTHER GOOD AND VALUABLE CONSIDERATION, THE RECEIPT AND
SUFFICIENCY OF WHICH ARE HEREBY ACKNOWLEDGED BY THE AGENCY AND
BY NHS, THE AGENCY AND NHS AGREE AS FOLLOWS:
1. Recitals. The above Recitals of this First Amendment shall be incorporated
herein by this reference.
2. Definitions. Initially capitalized terms in this First Amendment shall have the
meanings provided for in the Original Agreement except for those terms specifically defined in
this First Amendment.
3. Title of the Original Agreement. The title of the Original Agreement shall be
changed from: "2007 HOME AGREEMENT (2007-2010 HOME Funds)" to "2007
HOMEBUYER EDUCATION PROGRAM AGREEMENT (2007-2010 HOME Funds)."
4846-9953-4851.1 1
4. Introductorv Paragraph. In line one (I) on page one (1) of the introductory
paragraph to the Original Agreement, the words "THIS HOME AGREEMENT ("Agreement") is
made and entered into this 4th day of June 2007, by" shall be deleted in their entirety and
replaced by the following words: "THIS HOMEBUYER EDUCATION PROGRAM
AGREEMENT (the "Agreement") is made and entered into this 4th day of June 2007, by".
5. Hold Harmless. In Article II, Scope of Services and Compensation, Section C,
Other Program Requirements, Hold Harmless, Page 3 of the Original Agreement, the "Hold
Harmless" provision shall be deleted in its entirety and replaced by the following:
"Indenrnification. NHS agrees to indemnify, defend with legal counsel reasonably
acceptable to the Agency, protect and hold the City and the Agency, and their respective
directors, officers, members, managers, consultants, contractors, employees, agents and
attorneys, and the successors and assigns of each of them (singularly and collectively, the
"Indenrnified Parties" which defined term shall also includes the City and the Agency), harmless
from and against all actions, causes of action, claims, demands, liabilities, damages, losses,
liabilities, obligations, judgments, suits, costs, expenses and fees (including, without limitation,
reasonable attorneys' fees, court costs and expert fees of any nature whatsoever), now or
hereafter arising from or related to: (i) any act or omission of NHS and/or of any of NHS's
directors, officers, members, managers, consultants, contractors, subcontractors, materialmen,
laborers, any other person or entity furnishing or supplying work, services, goods, or supplies in
connection with the performance of this Agreement, employees and agents, and the successors
and/or assigns of each of them (singularly and collectively, the "Indenrnifying Parties" which
defined term shall also include NHS), in performing, or failing to perform, its obligations
hereunder, (ii) any default by NHS under this Agreement, subject to any applicable cure period,
(iii) any violation by any of the Indenrnifying Parties of any applicable federal, state, municipal
or local laws, stat1ltes, codes, regulations, ordinances, rules, decrees, orders, or any requirements
of any government authority, now or hereafter in existence, as amended from time to time,
including, without limitation, any laws environmental laws (collectively, the "Laws"), (v) any
warranty or representation made in this Agreement that becomes false and untrue, (vi) death,
bodily injury and/or personal injury to any person, and/or (vii) any destruction, loss or damage to
real property or personal property. This indenrnitication provision shall survive the execution,
delivery, performance and/or termination of this Agreement. Without limiting NSH's
indemnification of the Indenrnified Parties, NHS shall provide and maintain, at its sole cost and
expense during the during of this Agreement, the insurance described below covering, without
limitation, the operations ofNHS. Such insurance shall be provided by insurer(s) satisfactory to
the Agency and evidence of such insurance satisfactory to the Agency shall be delivered to the
Interim Executive Director of the Agency and/or to his designee no later than the effective date
of this Agreement."
6. General Liabilitv. In Article II, Scope of Services and Compensation, Section C,
Other Program Requirements, General Liability, Page 3 of the Original Agreement, the "General
Liability" provision shall be deleted in its entirety and replaced by the following:
4846.99534851.1
2
"Insurance. No later than the effective date of this Agreement, NHS shall pay,
procure and maintain during the term of this Agreement the insurance policies and insurance
coverage provided for herein and shall furnish, or shall cause to be furnished, to the Agency
duplicate originals or appropriate certificates of the following insurance: (i) commercial
indemnity and liability insurance in the amount of One Million Dollars ($1,000,000.00)
combined single limit per occurrence, naming the Agency and the City and the elected officials,
officers, employees, attorneys and agents of each of them as additional insureds (collectively, the
"Additional Insureds") with said insurance covering comprehensive general liability including,
but not limited to, contractual liability, acts of subcontractors, premises-operations, explosion,
collapse and underground hazards, if applicable, broad form property damage, and personal
injury including libel, slander and false arrest, (ii) comprehensive automobile liability insurance
covering owned, non-owned and hired vehicles, combined single limit in the amount of One
Million Dollars ($1,000,000.00) per occurrence, (iii) workers' compensation insurance in such
insurance coverage amounts as statutorily required and employer's liability insurance, combined
single limit in the amount of$I,OOO,OOO, and (iv) errors and omissions and professional liability
insurance, combined single limit in the amount of One Million Dollars ($1,000,000) per
occurrence. Any and all insurance policies required hereunder shall be obtained from insurance
companies admitted in the State of California and rated at least A: XII in the most current Best's
Key Rating Insurance Guide. All said insurance policies shall provide that they may not be
canceled unless the Agency and the City receive written notice of cancellation at least thirty (30)
calendar days prior to the effective date of cancellation. Any and all insurance obtained by NHS
shall be primary to any and all insurance which the Agency and/or City may otherwise carry,
including self insurance, which for all purposes of this Agreement shall be separate and apart
from the requirements of this Agreement. Appropriate insurance means those insurance policies
approved by Agency Counsel consistent with the foregoing. Any and all insurance required
hereunder shall be maintained and kept in force during the term of this Agreement. NHS waives
subrogation and agrees that NHS and the Agency and the City are co-insured. NHS will cause
each insurance carrier obtained by it to waive any subrogation claim. The insurer shall have no
right of subrogation against the Agency, against the City or against any other Additional
Insureds. The Agency, the City and the other Additional Insureds shall be named as additional
insureds on each insurance policy."
7. Attornev's Fee. In Article III, Section D, Attorney's Fees, Page 5 of the Original
Agreement, all references to the word "attorney's" shall be deleted in their entirety and replaced
with the following word: "attorneys"'.
8. Exhibit "A". In Article I, Section A, Page 7 of the Original Agreement the
number "227" shall be deleted in its entirety and replaced by the number "300".
9. Exhibit "A". In Article I, Section B, Page 7 of the Original Agreement, the last
sentence in Section B shall be deleted in its entirety and replaced with the following last
sentence: "A total of not less than nine (9) public or private businesses and/or organizations per
year will be targeted in the City of San Bernardino."
10. Exhibit "A". In Article I, Section D, Page 7 of the Original Agreement, Section D
will be deleted in its entirety and replaced by the following: "NHS shall train a minimum of one
4846.9953-4851.1
3
thousand two hundred (1,200) potential homebuyers per year. From this total a minimum of
three hundred (300) participants shall be trained who either reside in or work in the City of San
Bernardino."
11. Exhibit "A". On Page 7 of the Original Agreement, the following new Section
"E" shall be added to Article I of Exhibit "A". .
"Section E. NHS shall heavily target and market to San Bernardino residents and
shall regularly track the number of Homebuyer Education Program participants who eventually
become homeowners within the City of San Bernardino. NHS shall provide the City and the
Agency with monthly reports detailing, without limitation, the participants and the families
completing the Homebuyer Education Program and their current relationship to the City with
respect to their employment and/or to their residence within the City. Such monthly reports shall
be reasonably acceptable to the Agency and to the City and shall include, without limitation, the
number offamilies purchasing a home within the City."
12. Miscellaneous Provisions. This Agreement cancels and supersedes the HOME
Agreement (2000-2003), dated January 22, 2001, as executed by and between the Agency and
NHS, as amended by the Amendment No.1 HOME Agreement (2000-2003), dated January 20,
2004, as executed by and between the Agency and NHS, as further amended by the Amendment
No.2 HOME Agreement (2000-2003), dated May 21, 2007, as executed by and between the
Agency and NHS. Further, the Agency and NHS restate and reaffirm the Original Agreement
except as modified by this First Amendment. All terms of the Original Agreement remain in full
force and effect except as modified by this First Amendment. In the event of any inconsistency,
contradiction or ambiguity in the Original Agreement and in the First Amendment, the
inconsistency, contradiction or ambiguity shall be resolved in favor of the First Amendment.
The Agency and NHS have the authority to execute, deliver and perform this First Amendment
and the parties executing this First Amendment on behalf of the Agency and NHS have the
authority to bind the Agency and NHS to this First Amendment.
IN WITNESS WHEREOF, the parties have caused this Amendment No. I to the Original
Agreement to be executed as of the day and year first written above.
NHS
Dated/'?,~9 fur;
Neighborhood Housing Services of the
Inland Empire, Inc.,
a California nonprofit corporation
~
By'
N~e: e' ~
Its: &" ;(. '" r.....li Ji-
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Novye...
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4846-9953-4851.1
4
Dated:
A~iilmdCM'~'
Agency A 0 Y
4846-9953-4851.1
AGENCY
Redevelopment Agency of the
City of San Bernardino,
a public body, corporate and politic
By:
Emil A. Marzullo, Interim Executive Director
5