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HomeMy WebLinkAboutR33-Economic Development Agency ECONOMIC DEVELOPMENT AGENCY OF THE CITY OF SAN BERNARDINO FROM: 'Maggie Pacheco, Deputy DirectorlDirector Housing and Conununity Development SUBJECT: COMMUNITY INVESTMENT CORPORATION (CIC)-MICRO BUSINESS LOAN PROGRAM DATE: November 8, 2001 IIn'D 11"'" ' . :." Ullllil.iJwt. ",.w-MIL. Synopsis of Previous Commission/Council/Committee Action(s): On October 18, 2001, the Redevelopment Committee reconunended that this item be forwarded to the Mayor and Conunon Council without a reconunendation because of potential conflicts by respective Redevelopment Committee members. Recommended Motion(s): (Mavor and Common Council) MOTION: RESOLUTION OF THE MAYOR AND COMMON COUNCIL APPROVING AND AUTHORIZING EXECUTION OF AMENDMENT NO, I TO THE OCTOBER 18, 1999 COMMUNITY DEVELOPMENT BLOCK GRANT AGREEMENT ('CDBG') BETWEEN THE CITY OF SAN BERNARDINO AND COMMUNITY INVESTMENT CORPORATION (CIC) Contact Person(s): Gary Van OsdellMaggie Pacheco Phone: 663-1044 1-7 Project Area(s) All Ward(s): Supporting Data Attached: 0 Staff Report 0 Resolution(s) 0 Agreement(s)/Contract(s) 0 Map(s) 0 LetterlMemo FUNDING REQUIREMENTS Amount: $ 101,349 Source: CDBG ~)y? (]~ Maggie Pacheco. Deputy DirectorlDirector Housing and Conununity Development --c~;n;;;iss-i~DJC~uncii-N~te~;--------------------------------------------------------.--.--------------------------------------------.------------,--,---------------------- SIGNATURE: 1999-2001 Budget Rr-so.f} '2<C<'>/- 3-S,+ GVO:MP:lag:ll-05-01 CIC COMMISSION MEETING AGENDA Meeting Date: 11/19/2001 Agenda Item Number: f(~ ECONOMIC DEVELOPMENT AGENCY STAFF REPORT Amendment No.1 To The Al!reement Between The City Of San Bernardino And Community Investment Corporation (CIC)-Micro Business Loan Prol!ram BACKGROUND The Community rnvestment Corporation (Cre) is a non-profit organization, established in 1994, for the purpose of promoting business expansion and new job opportunities for small businesses. Under the existing 1999 Agreement between the City and crc, crc administers a Micro Business Loan Program funded by community development block grant funds (CDBG) (the "Program") which includes providing loans, mentoring, coaching and counseling to City of San Bernardino small businesses. The original contract amount for the Program was $250,000. Per the original Agreement, these funds were budgeted as follow: $37,500 for program administration; $25,000 for mentoring and coaching of small businesses; and the $187,500 for a revolving loan fund to small businesses. The loan program is intended to assist new or existing for profit businesses with five or fewer employees. At least 51 % of the jobs created or retained, must be made available to low/moderate income persons who meet the HUD low/moderate income guidelines; businesses can apply for loans of up to $25,000 at a fixed 10% rate, with a seven (7) year term, These loans can be used for: working capital, equipment and capital improvements. crc determines eligibility of applicants through its own underwriting criteria. Loans range from unsecured, partially secured, to fully secured and are made depending on the credit worthiness of the applicant. crc spends a tremendous amount of time and effort in helping businesses prepare fiscal and business plans, counseling and mentoring. crc has their own board that reviews and approves all loans funded by crc. Once the loan is approved, crc has the responsibility of preparing all loan documents, ensuring execution and recordation, collection of loan payments, and setting up revolving loan accounts. CURRENT ISSUE To date, crc has had an overwhelming interest in the program and has mentored and coached sixty-four (64) small businesses thereby exhausting all funds allocated for administration, mentoring and coaching of $62,500. In fact, given the amount of time and counseling that each business or prospective business requires, crc has quantified the amount of staffing necessary to counsel the City's business community at approximately $159,000. Out of the 64 businesses assisted, five (5) businesses were approved for a micro loan, expending $86,151 of the $187,500 loan line item. Their loan efforts have assisted and resulted in twenty-three (23) jobs created and GYO:MP:lag:ll-05-01 CIC COMMISSION MEETING AGENDA Meeting Date: 11/19/2001 Agenda Item Number: 1133 Economic Development Agency Staff Report CIC-Amendment No.1 October 22,2001 Page Number -2- retained for our community. A list of the businesses that benefited from CIC's services and the loan program is attached. The attached report also shows that CIC has responded to over 102 inquires from individuals searching for assistance to either start a business, expand or leam to prepare themselves fiscally for business opportunity. Due to the overwhelming mentoring, coaching and counseling that is required by CIC for the implementation of the Micro Business Loan Program, CIC is requesting the transfer of the remaining $101,349 from the Loan Item to help CIC fund their expenses for mentoring, coaching, service delivery and administration of the Program. In exchange for approving the transfer request, CIC has been successful in securing $900,000 in private funds, through its partnerships with Community Development Financial Institutions and has agreed to provide a minimum of $200,000 of these loan funds to San Bernardino businesses. The reason for this request is because counseling small businesses requires extensive amounts of time from CIC and CIC is unable to use their private loan funds to pay for administration. The private loan funds can only be used for loans to small businesses. ENVIRONMENTAL The requested action is "exempt" under the National Environmental Policy Act (NEPA) guidelines. FISCAL IMPACT There will be no additional fiscal impact on the CDBG Program, as the $101,349 will be transferring funds from one line item to another. $101,349 will be transferred to line item: mentoring, coaching and service delivery. RECOMMENDATION That the Mayor and Common Council adopt the attached Resolution. J:l2 P(2~~IDIRct" Housing and Community Development GVO:MP:lag:ll-05-01 ere COMMISSION MEETING AGENDA Meeting Date: 11/19/2001 Agenda Item Number: /(?J ".. Community Investment Corporation 4250 Brockton Avenue, Suite 100 Riverside, CA 92501 (909) 786.1370 FAX (909) 786.0050 October 2, 2001 Maggie Pacheco, Director Housing and Community Development City of San Bemardino Economic Development Agency 201 North E. Street, Suite 301 San Bernardino, CA 92401 Dear Ms. Pacheco: The City of San Bernardino, hereinafter referred to as "City," entered into an Agreement on October 11, 1999 Economic Development Micro Business Loan Program CDBG Sub-Recipient Agreement, hereinafter referred to as "Program," with Community Investment Corporation, hereinafter referred to as "CIC". Funding was approvedfor CIC to operate a micro loan program. Operations entailed making micro loans to business concerns who meet the program criteria; creating or retainingjobs where 51% of which would befilled by low to moderate income persons; provide mentoring and coaching, i,e" business technical assistance; and marketing the program, and fielding inquiries. Initial funding was allocated in the following manner: " 537,500 $25,000 $187,500 Activity Delivery to be billed over twelve months @ 53.125. Mentoring and Coaching to be billed over twelve months @ $2,038.33 Micro Loans Request For Contract Amendment The annual amount allocatedfor activity delivery and mentoring and coaching has been expended. Of the $187,500 allocatedfor micro loans, $85,000 has been expended by CIC to fund requests leaving $102,500, Community Investment Corporation requests that the remaining funds be reallocated in the following manner: 1 $61,500 $41,000 Business Mentoring and Coaching - November 2001 through October 2002 Activity Delivery - November 2001 through October 2002 The City will benefit from approving this amendment by gaining greater access to loanfimdsfor micro business. This amendment will allow CIC to maximize its ability to leverage funds on behalf of the City and to fimnel them into the community assisting economic development, As a Community Development Financial Institution (CDFI), acting in its capacity as a financial intermediary, alternative sources will channel micro loanfimds through CIC concurrently with the community's funds for CIC to perform the activities necessary to deliver a comprehensive micro loan program, including individual entrepreneurial mentoring and coaching. CIC Community Lending Specialists ..- Maggie Pacheco October 2,2001 Page Two of Four Cu"ently, the City has $102,500 available for micro loans. These funding sources have made available to CIC a minimum of $200,000 for loan capital, which can be used in the City. Their expectation is that the local community will provide funds to CIC to operate the program, To date, CIC has raised approximately $900, 000 for micro loans. Based on cu"ent loan capital raised, the City could leverage its $102,500 minimally at a rate of 4: 1. Further, CIC is on track to raise twice this amount over the next two years. CIC Funding Participation Community Investment Corporation financially contributed to delivering the program by making up the difference for the actual amount that it cost to operate the program for the first year under the contract, It cost approximately $83,000 to deliver the program compared to the estimated $62,500. The difference of$20, 496 was paid by CIC from the resources that it raisedfrom private sources, Further, CIC carried the cost of operating the program for an additional nine months at $76,076, which it paidfrom the private funds it raised. The City has received a total of$96,572 in direct funding support from CIC to operate the program over the past twenty one months, Additionally, CIC provided $20,000 of its own loan capital. The funds CIC has provided for program operations and loans totals $116,572. This is compared to the $151,500 expended by the City for the program. The program cost to operate reached $83, 000 the first year, The increase in cost compared to the projection was due to the increased staffing level required to deliver the program. The activity generated by the marketing activities produced a higher level of inquires than anticipated. The inquires were very labor intensive because the referral sources were getting a feel for what would work with the program. Also, the increased volume coupled with the severely remedial micro entrepreneurs seriously impacted CIC's resources. Community Investment Corporation out sourced the drawing of its loan documents, loanjimdings, booking, boarding, billing, collecting and servicing of its loans to Bank of America. The cost of doing this was traditionally borne by the borrower through the payment of 10 an fees at closing. Bank of America ceased to service all community development loan programs, This necessitated CIC to develop the internal capability to perform all of the tasks once done by Bank of America, The increase in the complexity and volume of activity in CIC 's fiscal area produced the need to create and to fill fiscal related positions. This was not foreseen nor budgeted. Also, San Bernardino does not allow CIC to collect loan fees at closing from borrowers. These fees were included in the revenue projections. Leverage The cu"ent agreement, which we are requesting to be amended, was developed based on the assumption that no private loan capital would come available during the early stage of the program. ,,- Maggie Pacheco October 2,2001 Page Three of Four In addition, staff requested CIC to recommend a level of fimding sufficient to deliver the program to meet the growing micro business activity in San Bernardino. A short and long range strategy to make the program available at the projected level has been devised In the near term, the City would make $102,500 available for mentoring, coaching and activity delivery from November 2001 to October 2002 at a rate of$8, 642 per month (twelve months). Further, CIC will use the City's resources to leverage more fimds for the program. This will be done by recruiting a combination of private and other public sources. Participants have committed and others who are considering making a commitment, have expressed willingness to make funds available for loan capital, but are reluctant to fund operations. These participants also want mentoring and coaching to be provided This necessitates the City to fund mentoring, coaching and related program delivery. The City could do this by reallocating the remaining micro loan funds amilable under the current contract, thus leveraging its funds to obtain access to greater amounts of loan capital. Projected Program Expenditures at Desired Program Level 11/01 -10/02 12 Mos Program Cost Mentoring, Coaching & Activity Delivery $155,000 ($12,917per Mo) San Bernardino Request (minimum) $102,500 ($8,542 per Mo) CIC Contribution Mentoring & Coaching & Activity Delivery $ 52,500 Leverage 2.46: 1 CIC Contribution Loan Capital $200,000 CIC's funders and others considering participating, expect the program to be delivered in its entirety. They view a micro loan program as having the ability to provide mentoring and coaching for entrepreneurs throughout the cycle of the conception of their idea to the realization of a profitable business to the graduation to conventionalfinancing. These sources, i.e., private lenders, CDFI Fund, and the SBA, consider themselves partners with the City and CIC. In exchange for their participation by making loan capital available for thc riskicst busincss borrowers, they expect the City to fund CIC to deliver an integrated loan program. Mentoring and coaching. pre and post loan, is critical for micro entrepreneurs to bridge the gap to reach mainstreamfinancial quality. Further, intense, one on one mentoring and coaching is the tactic that "... Maggie Pacheco October 2,2001 Page Four of Four is needed to obtain desired repayment, Without this approach, participating parties are reluctant to make loan capital available. The partnership between the City and C1C was forged in 1999. The purpose was to provide non corrventional sources of capital to businesses that wanted to form or expand in the City. Participating with C1C would also enable the City to bring outside resources to its business community such as the CDF1 Fund Program. San Bernardino would benefit from having a CDFI as a compliment to its economic development tools. In summary, CIC was incorporated in 1994, obtained jimding and hired its first director in 1995, began providing mentoring and coaching and making micro loans in 1996. Certification as a CDFI was obtained in March, 1998. Began delivering its program in San Bernardino in late 1999. Economic Impact " In 2000, CIC funded the first loan, under its first contract with the City. In one year CIC has made 5 loans totaling $109,485, estimated to create 23 jobs. The City of San Bernardino positively affected these jobs at a cost to create of$3, 891 per job. Mentoring and coaching of over 80 local entrepreneurs was performed at an average rate of$781 per client. The City leveraged its $62,500 for the mentoring and coaching aspect of the program at a rate of 2.66: 1 by generating $166,000 in economic impact. The program has grown and is at that juncture. Sources are willing to provide loan capital at an amount greater than the $102,500. Amending the current contract will produce the funds needed to leverage these new resources. Amendment to the above referenced Agreement for Economic Development Micro Business Loan Program CDBG Sub-Recipient Agreement dated October II, 1999, is respectjitlly requested Please contact me in order for us to proceed (909) 786-1370. Respectfully Submitted, 4tc-~ Pat Watson Executive Director c: Musibau Arogundade Colin Strange Accompaniments: Allocated Expensesfor 2000-2001 Proposed Expenses for 2001-2002 Sources of Leveraged Funds '::>:1".1.1(1-2001 10:01 FFOi'1: TO: 9C966322'~4 P.002 -002 ..~~QQ1i2 -..r.n--_ tII__MMM oQja:::i(S;;:: c: .. " .... g8~~~~ o~~~~~ E,.....,...-mN <Ct.rio<Jiciu:i C-NNNN flS"-'6o't6o't6o't... .s :e8$$:g :b~H9~ . 0)u)U"l1O (7) co co co!~ ~ ex;) tr'l tr'lt92 1;1. o~~g~~ f(1)eO)O)(J) u i3 i ~ " ~ = ." ~ c ::J LL .. c .. " .... " c: ;; ~ .. E .. m c .. VI ~ ~ <.> _COOeD ~';';;;$) NNNNN c)O'JO'JO'Jcn ,; ,; .. .. .. 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"OrtJ :1:1(/)"';1.. ... - ~ ~ m ~ vVllllllUlllLY IIIVC;:)LIIICIIL vVljJV'ClLlVl1 City of San Berliardino Micro Enterprise Loan Program "- Loans Funded Business Tvpe Date Originated Loan Number Amount Funded Jobs Location Restaurant 9/14/00 33 $15,750,00 5 San Bernardino Nanny Service 01/31/01 37 $26.259,00 2 San Bernardino Restaurant 01/31/01 38 $26,150,00 13 San Bernardino Restaurant 5/31/01 41 $20.925 . San Bernardino Restaurant 8/9/01 44 I $20,405 3 San Bernardino Total 5 I $109,489.00 23 Pipeline: Applications in Process # Business Type Jobs Created/ Retained Amount 1 Auto Repair 6 $25,000 2 Skateboard Shop 1 $20,000 3 Auto Wreckino 8 $25,000 4 Restaurant 4 $18.000 Total 19 $88.000.00 Icro- oan rOlec Ion UIV , - une , Projected No. of Loans Projeeted Loan Amount Job "Mentoring and Coaching Inquiries Referrals Creation/Retention 10 $220,000.00 46 70 102 41 M' L P f J I 01 2001 J 30 2002 .. . ,"-"'" -- 2 3 4 5 6 7 8 9 10 11 12 13 I""'" 14 "- 15 16 17 18 19 20 21 22 - ........ RESOLUTION NO. RESOLUTION OF THE MAYOR AND COMMON COUNCIL APPROVING AND AUTHORIZING EXECUTION OF THE AMENDMENT NO.1 TO THE OCTOBER 18, 1999 COMMUNITY DEVELOPMENT BLOCK GRANT ("CDBG") AGREEMENT BETWEEN THE CITY OF SAN BERNARDINO AND COMMUNITY INVESTMENT CORPORATION (CIC) WHEREAS, the Mayor and Common Council on October 18, 1999, approved Community Development Block Grant ("CDBG") Agreement by and between the City of S Bernardino (the "City") and Community Investment Corporation ("CIC") (the "Agreement") fo the purpose of developing a loan program entailing counseling, mentoring and coaching by CI with the objective of promoting business expansion, new job opportunities and business retentio for City of San Bernardino small businesses (the "Program"); and Whereas, the Mayor and Common Council have delegated the implementation an administration responsibilities of the CDBG Program to the Redevelopment Agency of the Cit of San Bernardino (the "Agency") including overseeing the administration of the CDB Contract between the City and CIe. WHEREAS, pursuant to the Agreement and the Program Budget, the Mayor an Common Council allocated $250,000 for the Program as follows: $62,500 for mentoring coaching. counseling and administration (the "Administration Line Item") and $187,500 t provide small business loans (the "Loan Line Item") and the parties desire to amend (th "Amendment No. I ") the Agreement to transfer funds from the Loan Line Item to th Administration Line Item in exchange for CIC providing working capital for the City Program. 23 NOW, THEREFORE, THE MAYOR AND COMMON COUNCIL OF THE CITY 0 SAN BERNARDINO DOES HEREBY RESOLVE, DETERMINE AND ORDER AS FOLLOWS: 24 25 -1- e33 .... .... ^I - '--" 2 3 4 5 6 12 13 IIII r' \..... 14 IIII 15 IIII 16 IIII 17 IIII 18 IIII 19 IIII 20 IIII 21 IIII 22 IIII 23 IIII 24 IIII 25 IIII ."._., '-' SECTION 1. The Mayor and Common Council hereby approve the transferring 0 $102,500 from the Loan Line Item to the Administration Line Item as stated in the Amendmen No.1 attached hereto and incorporated herein by reference, SECTION 2. The Executive Director of the Agency, or his or her designee ~the "Agency Director") is directed to insure execution of the Amendment No.1 and is hereby authorized and charged with the administration and implementation of the Agreement and the Amendment No. I 7 on behalfofthe City. 8 SECTION 3. The Agency Director is hereby authorized to make changes, clarifications, 9 interpretations to the Agreement, provided said changes are agreed to by Agency Counsel and 10 are not substantive in nature and do not increase the financial contribution of the City pursuant to 11 the Agreement and Amendment No. I. SECTION 4. This Resolution shall become effective immediately upon its adoption. -2- -- I "- 2 3 4 5 6 7 8 9 10 11 12 RESOLUTION OF THE MAYOR AND COMMON COUNCIL APPROVING AND AUTHORIZING EXECUTION OF THE AMENDMENT NO. I TO THE OCTOBER 18, 1999 COMMUNITY DEVELOPMENT BLOCK GRANT ("CDBG") AGREEMENT BETWEEN THE CITY OF SAN BERNARDINO AND COMMUNITY INVESTMENT CORPORATION (CIC) I HEREBY CERTIFY that the foregoing Resolution was duly adopted by the Mayor an Common Council of the City of San Bernardino at a meeting thereof, hel on the day of ,2001, by the following vote to wit: Council Members: Aves Navs ESTRADA LIEN MCGINNIS SCHNETZ SUAREZ ANDERSON MC CAMMACK 13 ,... '- 14 15 16 The foregoing resolution is hereby approved this 17 18 19 Approved as to form and Legal Content: 20 By: L? f~ 21 lj'ity Attorney 22 23 24 25 -- --. Abstain Absent Rachel G. Clark, City Clerk day of ,2001. Judith Valles, Mayor, City of San Bernardino -3- - '- 2 3 4 5 6 7 c -- '"-, AMENDMENT NO.1 TO THE COMMUNITY DEVELOPMNT BLOCK GRANT (CDBG) AGREEMENT DATED OCTOBER 18,1999 BETWEEN THE CITY OF SAN BERNARDINO AND COMMUNITY INVESTMENT CORPORATION (CIC)- MICRO BUSINESS LOAN PROGRAM THIS AMENDMENT NO.1 ("Amendment No, 1") dated as of this 19TH day of November 2001, to the Agreement, dated October 18, 1999, (the "Agreement"), by and between the City of San Bernardino, a Municipal Corporation ("City"), and Community Investment Corporation, a California non-profit corporation, ("CIC") in view of the facts set forth in the 8 following Recitals; 9 RECITALS 10 WHEREAS, the City and crc have previously entered into the Agreement for the 11 purpose of developing and implementing a loan program entailing counseling, mentoring and 12 coaching by crc with the objective of promoting business expansion, new job opportunities and 13 business retention for City of San Bernardino small businesses (the "Micro Business Loan 14 Program") as more specifically described in the Agreement; and; 15 WHEREAS, the Mayor and Common Council have delegated the implementation and 16 administration responsibilities of the CDBG Program to the Redevelopment Agency of the City 17 of San Bernardino (the "Agency") including overseeing the administration of the CDBG Contract between the City and crc; and 18 19 WHEREAS, the City and crc desire to amend Sections 1,4,5 and 12 of the Agreement 20 in order to transfer funds from the Loan Line Item in the remaining amount of $101,349 to the 21 Administration Line Item in exchange for crc contributing not less than $200,000 from their 22 own resources to make loans to San Bernardino small businesses pursuant to the Agreement and 23 pursuant to Section 3 of this Amendment No. 1. All other provisions of the Agreement shall 24 remain unchanged and in full force and effect. 25 -1- P:\Fonns\Housing Forms\Housing Misc\CIC Amend I.doc - NOW, THEREFORE, IN CONSIDERATION OF THE MUTUAL COVENANTS .--. 2 HEREIN SET FORTH AND THE MUTUAL BENEFITS TO BE DERIVED THEREFROM, - "- 21 22 23 24 25 .~ ....... 3 THE PARTIES HERETO AGREE AS FOLLOWS: 4 Section 1. The meaning of the words and phrases as used in this Amendment No. I 5 shall be the same as set forth in the Agreement. 6 Section 2. CIC and the City mutually acknowledge and agree that as of the date of 7 approval of this Amendment No. I, no default exists under the Agreement, nor is either party 8 aware of any fact, with the giving of notice and the passage of time, would constitute a default 9 under the Agreement. 10 Section 3. Amendment No. I shall modify Section I (Award of Funds) of the 11 Agreement as follows: 1- Award of City Funds/CIC, Business Loan 12 CommitmenURepavment of Business Loans: 13 The original 1999 Award of Funds in the amount of $250,000 shall be used to operate City's 14 Micro Business Loan Program, principally as follows: 15 $163,849 ($62,500 of this $163,849 has already been expended pursuant to the 16 Agreement) shall be used for mentoring, coaching, counseling to small businesses or borrowers, 17 administration and loan portfolio servicing and management (the "Administration Line 18 Item"). The City shall use the Administration Line Item to pay crc monthly for their services 19 performed under the Agreement and Amendment No. I commencing on October 18, 1999 to 20 October 30, 2002. $86,151 has been used for loans to small businesses (the "1st Revolving Loan Line Item") in accordance with Exhibit I of the Agreement. CIC agrees to contribute not less than $200,000 (the "2nd Revolving Loan Line Item") of their own resources to loan to San Bernardino small businesses in accordance with Exhibit I .2- P:\Forms\Housing Fonns\Housing Misc\CIC Amend I.doc - '-- c 15 16 17 18 19 20 21 22 23 24 25 -- ........ of the Agreement in return for the City increasing the amount of funds in the Administration 2 Line rtem, 3 In totality, crc will use both the I" Revolving Loan Line Item and the 2nd Revolving 4 Loan Line Item amounts of not less than $286,151 to make Business Loans during the Term of 5 this Agr~ement (the "Business Loan"). As crc collects the Business Loan repayments of not 6 less than $286,151, crc shall continue to loan said funds to qualifying San Bernardino 7 businesses pursuant to the Agreement. A complete full cycle of the Business Loans shall occur 8 when the 1" Revolving Loan Line Item and 2nd Revolving Loan Line Item of not less than 9 $286,151 has been fully loaned and fully repaid. 10 Section 5. Term of Agreement, Section 4, of the Agreement shall be modified as 11 follows: The Term of the Al!reement shall begin upon the date of execution of the original 12 Agreement, or commencing October 18, 1999 and continue thereafter for one full cycle of the 13 Business Loan fund of not less than $286,151, or' for a period of seven (7) years, whichever 14 occurs first. Section 6. Section 5, Payment of Funds, paragraph 1 and items a-c shall be removed in its entirety and modified as follows: Payment of CDBG funds to crc for operations and loans pursuant to the Agreement and Amendment No. 1 will be carried out as a budgeted expense not to exceed the amount of $250,000 awarded by the City pursuant to this Agreement. Payments will be made by City as follows: (1) $86,151 has been disbursed by City to crc for Micro Business Loans; and (2) $101,349 out of$163,849 ($62,500 has been disbursed) will be used by the City to pay crc for mentoring, coaching assistance to inquirers, applicants and borrowers, administration services, loan servicing and loan collection and management in accordance with Exhibit I, Scope of Services. Section d through g of Section 5, shall become Section a thru d. Section d (iv) shall be modified as follows: "crc shall establish a Special and Separate Bank Account and shall deposit all funds received by crc from City in that account, -3- P:\Forms\Housing Fonns\Housing Misc\CIC Amend I.doc 1- I including the 2nd Revolving Loan Line Item amount being provided by crc pursuant to Section 3 '- 2 of this Amendment No. I. Section d (v) shall be modified as follows: crc shall maintain said 3 Special and Separate Bank Account in such a manner as to permit the tracking of all funds received 4 by crc from City and the 2nd Revolving Loan Line Item to their final disbursement or expenditure 5 and to permit the submittal of such reports as may be required by City concerning such funds. 6 Records shall be maintained to show the distribution of all funds referenced in Section 3 of this 7 Amendment No. I, Section d (vi) shall remain unchanged. 8 Section 7: Section 12, Amendments or Variations, of the Agreement shall be modified to 9 read as follows: No part of the Agreement or Amendment No. I shall be modified, altered, amended, 10 waived or changed without the express written consent of all parties. Notwithstanding, the II Executive Director of the Agency, shall be authorized to make non-substantive changes, 12 clarifications, corrections to the Agreement and this Amendment No. I, including budget line item 13 adjustments, provided such actions or changes are agreed to by agency counsel and do not increase <I~ '- 14 the City's Award of Funds pursuant to Section I of this Amendment No.1. 15 Section 8: This Amendment No. I shall take effect following its approval by the Mayor and 16 Common Council. 17 /1/ 18 //1 19 //1 20 /1/ 21 /1/ 22 //1 23 /1/ 24 /1/ 25 /1/ 26 /1/ ,..- 27 /1/ "- 28 //1 -4- /~> '- 2 3 4 5 6 7 8 9 IN WITNESS WHEREOF, the parties have caused this Amendment No. I to the Agreement to be executed as of the day and year first written above. ATTEST: 10 11 Rachel Clark, City Clerk 12 APPROVED AS TO FORM AND 13 LEGAL CONTENT: """ '- 14 15 16 17 18 19 20 21 22 23 24 25 I""" \.- CITY OF SAN BERNARDIN9, A Municipal Corporation By: Judith Valles, Mayor City of San Bernardino COMMUNITY INVESTMENT CORPORATION (CIe), A CALIFORNIA NON-PROFIT CORPORATION By: P:\Forms\Housing Forms\Housing Misc\CIC Amend I.doc Pat Watson, Executive Director Sub-Recepient .5- CITY OF SAN BERNARDINO Interoffice Memorandum CITY CLERK'S OFFICE Records and Information Management (RIM) Program DATE: November 27, 2001 TO: Lisa Gomez, Staff Assistant FROM: Michelle Taylor, Senior Secretary RE: Transmitting Documents for Signature - Resolution 2001-354 At the Mayor and Common Council meeting of November 19, 2001, the City of San Bernardino adopted Resolution 2001-354 - Resolution approving and authorizing execution of Amendment No, 1 to the October 18, 1999 Community Development Block Grant (CDBG) between the City of San Bernardino and Community Investment Corporation (CIC), Enclosed is one (1) original agreement. Please obtain signatures in the appropriate locations and return the original agreement to the City Clerk's Office as soon as possible, to my attention. If you have any questions, please do not hesitate to contact me at ext. 3206. Thank you. Michelle Taylor Senior Secretary I hereby acknowledge receipt of the above mentioned documents. Signed: Please sign and return Date: CITY OF SAN BERNARDINO Interoffice Memorandum CITY CLERK'S OFFICE Records and Information Management (RIM) Program DATE: November 30, 2001 TO: Finance FROM: Michelle Taylor, Senior Secretary RE: Resolution 2001-354- Community Investment Corporation (CIC) CC: Attached is a fully executed copy of Amendment No.1 to the October 18, 1999 Community Development Block Grant (CDBG) between the City of San Bernardino and Community Investment Corporation (CIC). The original agreement is on file in the City Clerk's Office. If you have any questions, please call me at ext. 3206. . " ** FOR OFFICE USE ONLY - NOT A PUBLIC DOCUMENT ** RESOLUTION AGENDA ITEM TRACKING FORM Meeting Date (Date Adopted): ~ Item # l2. 33 Resolution # Vote: Ayes ,-5, f) Nays k Abstain -G- Change to motion to amend original documents: 2.<::0 I - 3.S If Absent (, Reso. # On Attachments: ~ Contract term: - NullNoid After: - Note on Resolution of Attachment stored separately: -=- Direct City Clerk to (circle 1): PUBLISH. POST. RECORD W/COUNTY By:- Date Sent to MaYOr:f>'r ~ Date of Mayor's Signature: ~ Date ofClerk/CDC Signature: ~ Reso, Log Updated:_.,,/' Seal Impressed: ~ Date Memo/Letter Sent for Signature: I \ I~ 0 I 60 Day Reminder Letter Sent on 30th day: 90 Day Reminder Letter Sent on 45th day: See Attached: / Date Returned: 1[- ~ 9 -0 \ See Attached: See Attached: Request for Council Action & Staff Report Attached: Yes L Updated Prior Resolutions (Other Than Below): Yes Updated CITY Personnel Folders (6413, 6429, 6433,10584,10585,12634): Yes Updated CDC Personnel Folders (5557): Yes Updated Traffic Folders (3985, 8234, 655, 92-389): Yes No By No / By No -.L By No Y By No/ B Copies Distributed to: City Attorney / Parks & Rec, Code Compliance Dev. Services EDA /' Finance ./ MIS Police Public Services Water Olhers: Notes: BEFORE FILING. REVIEW FORM TO ENSURE ANY NOTATIONS MADE HERE ARE TRANSFERRED TO THE YEARLY RESOLUTION CHRONOLOGICAL LOG FOR FUTURE REFERENCE (Contract Term. etc.) Ready to File: nrr Date: 11- 8Cl-01 Revised 01/12/01