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HomeMy WebLinkAbout13-Economic Development Agency / ~ITY' OF SAN BERt&RbINO - REQUEST -'dR COUNCIL ACTION From: Kenneth J. HerK:Iersal, Director I"rInoft 11'1i.ty DevelU}oWl"ld.. Marcil 2, 1989 Subject: APPR:WAL OF SMAIL HlSINESS IJ:Wl '10 ~ ANN'S ARl', FRAMIN:; AND GIFr GMZERY m '!HE A!DlNI' OF $50,000.00 ~~ Oept: Date: Synopsis of Previous Council action: on August 1, 1988, the Mayor ani 0....."'11'\ Clc:IIJ1xli1 adcpt:ed Resolutia1 NuId:ler 88-293 ~ ani authorizin] executi.cn of a small bJsiness loan ~~d.. with Miu'garet Arm's Art, Frami.n;J ani Gift Galle:ty. Recommended motion: 1ldcpt Resoluticn Supporting data attached: Ken Hemersan/Val Mahabir staff Report Phone: 5065 Contact person: Ward: 7 FUNDING REQUIREMENTS: Amount: $50,000.00 Source: (Acct. No.) 121-542-57649 (Acct. Descriotion) Small Business Loan FIm:i (aBi) Finance: ~ 111"'- Council Notes: J1:I CITY'OF SAN _R~DINO - REQUEST .Q. COUNCIL ACTION STAFF REPORT On August 1, 1988, the Mayor an:} 0 .....11'\ 0Jun::il took acticn appravin3 :Resoluticn NImi:ler 88-293 "WL'^'in3 an:} authorizin3 execution of a small b.lsiness loan ~_It between City an:} Margaret Arm's Art, Fl:'aJnin;J an:} Gift Gallery in the aDD.IIIt of $50,000 far the te%m an:} ocnll.tials set forth in Exhibit "A". said loan aDD.IIIt to be fumed with am funds. SUbsequent to the above acticn, it was deteImined that the Davis Baoan Act (prevailin3 wage requirement) woold be awlicable to the project sime as; furI:Js were bein3 utilized. Accardin;Jly, the approved loan _..........It was -oed to inc11.de within its general terms an:} ocnll.tia'lS (page 12) the follc:lWinj: "krj constructicn CXX1tracts award usin3 funds provided umer this ~...........t in exoess of $2,000 shall inc11.de a provisicn far OCIIplianoe with the Davis-Baoan Act..." It is, therefore, ~ft'l'i' to the Mayor an:} 0.....'1 0Jun::il to adept anew resolution appravin3 the attad1ed _..........d.. an:} repealin3 Resolutial NImi:ler 88-293. I reo ....-.n adqIticn of the attached resoluticn. ~jL JmVlab/1069 March 2, 1989 ..OF SAN BERNODINO - REQUEST pQ. COUNCIL ACTION STAFF REPORT I em June 16, 1988, the Ec:cnanic Devel~1t P.l.""'....... Calmittee (Em'C) met am ret' ....-'1ded to the Mayor am 0....... O::lI.D'lcU GWJ.wal. of the following loan request for the tem am date stated: caxpany: owners: I.ocatiat: Ioan Amo.Int: 'l'em: Rate: Miugaret Ann's Art, Framin;J and Gift Gallery Limen and Mazgaret. Ann Riddle 1996 Del Rcsa $50,000.00 Fifteen (15) Years Eight Pel:celtt (8%) ~""'ion of n-orr...nv '!his tusiness provides art cl"~-'!S (44% of total sales), aJStaDized r........... for art (36%), gifts, art, and BlJR)lies (20%). 'lhe principals and sole owners of this tusiness are Margaret and Linden Riddle (wife and husbaIxi) . Margaret Riddle has been a professialal artist and teadler for the put fifteen (15) years, am holds a Ryan Designated SUbject 'l'elIct1inJ Credential fraD~. She has taught adult educatiat at San Bemaxdino valley Q)llege am ~ for variCUI len;Jths of. t1D8 totalin:.J seven (7) . years. Limen Riddle is n:JW the branch manager for A.M. Lewis in PaIala and has been with that """'t"'''IY for twenty-two (22) years. His Cl.u......tt 8lIminls fraD A.M. Lewis are ~tely $30,000 per year. Mr. Riddle contrib1tes manaqeuent sJdlls am the abUity to make aJStaII l:L......... to the cxmpany. ll.mnnnt- and 1:>".,.,.,.,.,.. of T nAn 'lbe Riddles are reqJeStin;J a loan of $50,000 fraD the thmII"lity Devel~tt Department. 'lbe rums will be used for the additiat of a bathrocm to OCIIply with the City 1:W.l~ codes, erectiat of a stmet sign, a frame 1c::hqpin:.J" machine, paxkin;J lot l~, ~acin:.J of. parldrq lot, inventory and qlerlltin:.J rums. Q)llat-........ 1 'lhe """'t"'ny lists the following at their awJ.icatiat: ~ Orlainal ~ P1. sent Market value P.l. smtt !mt:gage RA 1 ance . ~~ 7/18/88 $219,892 $350,00 $214,383 EXHIlHT "A" f Inventory Total 0 0 P1. : nnt ~T:llt Market Itn'tgage oriainal ~ YAlI>> ~lancB $ 65,678 $ 57,782 $ -<>- $31. 561 $31.561 $ -<>- $317,131 $439,343 $214,383 j ImI PUmiture, Fixtures Al.Jt.c:m:'ibile Job crea~i.... 1988 - 0 1989 = 1 (Ml time art inst:ruct:or.) 1990 - 2 (part time (1/2) store help.) Affect on t'hnnoonv . A loan from the th...lItrdty 0evel..".....,.1t Department will hpact Margaret Ann's Art, F'l:aminJ and Gift Gallery in the follcwi.rYJ ways: a) With the aalltien of a bathroc:m, City codes will be met, lobic:h will allow her to CXI'NSW two (2) dU1dren's art classes CXlrISistinJ of thirteen (13) p.lpils each. 'l\1iticn will be $45.00 per mcnth per p.lpil, and does not include supplies. She pi: Ell"!litly has a waithq list of al8 huI.d1...d, three (103) d1i1dren whose parents wish to enroll them in the art c1M7es. . b) By erec:tin;J an Oltdoor street sign, the b.lsiness will be able to attract a potential clientele fran the 22, ()()()fo oort:h and saJth CXIIIII.Itirg vehicles en an average day. Specific III:tletaIy am::AJnt woold be hard to calaJlate, h1t 1npact shcW.d be significant. c) By acquir~ a "frame d1q:p~" machine, they will be able to do "in ha.1se" c:ustaa framin;J, rather than "jci:b~ alt" l<<It'k as is currently the i^L' <'eo"''''', In house ability shcW.d ;........nj..tely increase gross sales by $13,257 per year and double the gross margin en these partiallar item. 'Dle fraJnin;J portien of the b.lsiness currently CCI1tril:lutes thlrty-four percent (34%) of the b.lsiness, and twelve percent (12%) of the total gross profit, with the new~tty and the ability to use c::t-oIp<>t' raw materials, the "c:ustcm f'rlIInint' will then CCI'IStitute an estimated fifty-four ~~tt (54%) of the bisiness and thirty-seven point eight pe1;oeIlt (37.8%) of the gross profit. d) 'Dle installatien of adequate parldD;J lot lighthq will provide a sense of security for these who atten:i }U-Vi.vsed night class-es. Specific hpact is $45.00 per student per mcnth, with the capacity of ~ able to add four (4) night classes of thirteen (13) peqlle per class. e) Resurfacin;J of parJdn;J lot to prevent Mrf further problems of parldD;J facility denigratien. 7/18/88 - '. . o o f) In::rease inventory by $15,000, ld1id1 will increase aIStaIler's "H"-'Lbmity for pu:dlase. ' q) IncrelISe cash reserve SO they are able to readily meet daily luIiness activities, or act upcn aw.."I'Llate decisicl\. '!be net OII8nIll iDpct of the loan will be in the prc:wisicl\ of the capital to finish the L-'. ...1!n;, capital im_t-..t, and inventory increase ld1id1 the owners believe will ccntriJ::ut:e to the mavillli zaticl\ of their sales potential and profit. COll..t-......' 'lhis loan will be collateralized by Deed of Trust with Ass~......nt of Rents an:l Fixtures an:l owners guarantee. owners personal fi.nllncia1 statement reflects sufficient assets to be able to guarantee loan. Ileal Estate: $377,000 other: $ 25,000 1'ersa1al. Glarantee: $ 50,000 ~A .. ...uctdation I reo ....-'1d adcptial of the attached resolutiat. Kenneth J. Director of /'nma"lity IleY'el<.pllt'l.t KIlf/lab/l069 7/18/88 - - - ... o o RESOLUTION NUMBER RESOLUTION OF THE CITY OF SAN BERNARDINO AUTHORIZING AND 1 DIRECTING THE EXECUTION OF A SMALL BUSINESS LOAN AGREEMENT BETWEEN THE CITY OF SAN BERNARDINO AND MARGARET ANN'S ART, 2 FRAMING AND GIFT GALLERY, IN THE AMOUNT OF $50,000.00 AND REPEALING RESOLUTION NUMBER 88-293. 3 4 5 6 7 8 9 10 11 BE IT RESOLVED BY THE MAYOR AND COMMON COUNCIL OF THE CITY OF SAN BERNlUIDINO AS FOLLOWS: Section 1. The Mayor of the city of San Bernardino is hereby authorized to execute, on behalf of the city of San Bernardino, a small business loan agreement with Margaret Ann's Art, Framing and Gift Gallery, a copy of which loan agreement is annexed hereto as Exhibit "1" and is incorporated herein by reference as though fully set forth at length. The agreement provides for the loaning of funds from the small business loan program in the amount of $50,000.00. 12 13 Section 2. Resolution Number 88-293 adopted in connection with this small business loan fund transaction is hereby repealed 14 in its entirety. 15 16 17 18 19 20 I HEREBY CERTIFY that the foregoing resolution was duly adopted by the Mayor and Common Council of the City of San Bernardino at a meeting thereof, held on the , 1989, by the following vote day of to wit: 21 22 23 24 25 26 27 28 AYES: Councilpersons NAYES: ABSENT: City Clerk KJHjlabj0680 March 2, 1989 1 1 The foregoing resolution is hereby approved this 2 3 4 5 6 7 8 9 10 11 ...... 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 - RESOLUTION BE~ CITY AND MARGARET ANN'S ART,r-\AMING AND GIFT GALLERY A~ORIZING SMALL BUSINESS WAN AGll!fMENT. day of , 1989. Mayor, City of San Bernardino Approved,as to form and legal content: KJH/lab/0680 March 2, 1989 2 ~O o CITY OF SAN BERNARDINO COMMUNITY DEVELOPMENT DEPARTMENT "Economic Development Program" (CDBG-Financed) MARGARET ANN AND LINDEN RIDDLE dha: BORROWER: MARGARET ANN'R ART, FRAMING AND GIFT GALLERY PROJECT TITLE: REHABILITATION PROJECT ADDRESS: 1996 DEL RORA AVENUE RAN BERNARDINO, CA 92404 LOAN IS NUMBER CONTRACTS. 118-002 OF COMMUNITY DEVELOPMENT I<JH/lab/0256 Section Number SECTION I S101. S102. S103. S104. S105. SECTION II S201. S202. S203. S204. fO ~ TABLE OF ~Q~!!~!~ Title PARTIES, TERMS, CONDITIONS PRECEDENT AND INDEPENDENT STATUS Parties to the Agreement Representatives of the Parties and Service of Notices Term of this Agreement Conditions Precedent Independent Contractor Status of the Borrower PURPOSE OF AGREEMENT AND LOAN, LOAN TERMS, AND PROMISSORY NOTE Purpose of the Agreement Purpose of the Loan Terms of the Loan Promissory Note SECTION III REPRESENTATIONS AND COVENANTS OF BORROWER, AND DEFAULT S301. S302. S303. SECTION IV S401. S402. S403. S404. Representations of the Borrower Covenants of the Borrower Default REPORTS, RECORDS AND AUDITS Reporting Requirements Maintenance of Records Audits and Inspections Validity of Financial Documentation Submissions i Page. 2 2 3 3 3 4 4 4 5 6 7 9 10 11 11 11 Section Number S405. S406. SECTION V S500. S500.1 S500.2 S500.3 S501. S502. S503. S504. S505. S506. S507. S508. S509. S510. S511. S512. S513. S514. (C) <0 TABLE OF CONTENTS (Cont...) Title Paqe 12 12 Release of Funds from Escrow Reconveyance Fee GENERAL TERMS AND CONDITIONS Prevailinq Waqe Requirement Accomplishment of Work Ineliqible Contractors Inspection of Work Indemnification and Insurance Requirements 12 12 13 13 13 15 15 15 15 16 18 18 18 18 18 18 Plan Prohibition Aqainst Assiqnment Limitation of Corporate Acts Amendments and Waivers Compliance with Statutes and Requlations Conflict of Interest Political Activity Prohibited Lobbyinq Prohibited Installation of Financial Assistance Siqn Press Releases Discrimination Prohibited Nondiscrimination, Equal Employment Practices, and Affirmative Action Employment Opportunities for Business and Lower Income Persons 19 Participation of Minorities, Women and Small Businesses 20 ii 8ection Number 8515. 8516. 8517. 8518. 8519. SECTION VI S601. 8602. KJH/lab/0257 (fC co TABLE OP CONTENTS (Cont...) Title Captions Effect of Leqal Judgment Choice of Law Governinq this Aqreement Prohibition of Leqal Proceedinqs Riqhts and Remedies ENTIRE AGREEMENT Complete Aqreement Number of paqes and Attachments Execution (Siqnature) paqe ATTACHMENTS Attachment I -- Employment Action Plan Attachment II -- Insurance Requirements Hi Paqe 20 20 20 21 21 21 21 22 - co (0 AGREEMENT NUMBER Rfl-001CR (COBG-Financed) BE'I'WEEN THE CITY OF SAN BERNARDINO AND THE MARGARl!T AlOI'S AIlT. FRAMIRG AIm GIFT GALLERY (RELATING TO) THE CONMERICAL REHABILITATIOR (Leasehold I...,roveaents) PROJECT ------------------------------------------------------------------- THIS AGREEMENT is made and entered into by and between the City of San Bernardino, a municipal corporation, hereinafter call "City", and MAllGARET AlOI AIm URDU RIDDLE hereinafter called the "Borrower". , !!!T!!!~S!!!! WHEREAS, the city has entered into a Grant Agreement with the United States Department of Housing and Urban Development, hereinafter called the Grantor, pursuant to Title I of the Housing and Community Development Act of 1974, as amended, hereinafter referred to as HCOBG, to address the community development needs of the City; and WHEREAS, the Community Development Department, hereinafter called the "COD", has been designated by the City to provide for proper planning, coordination and administration of the City's programs as described in the City'S Grant Agreement with the Grantor, and of certain projects funded by the City; and WHEREAS, the COD cooperates with private individuals and organizations, other agencies of the city and agencies of other governmental jurisdictions in carrying out certain functions and programs which are its responsibility; and WHEREAS, the project which is the subject of this agreement meets the requirements of the above described program; and WHEREAS, Borrower has applied to the City of a loan to help finance the project, and WHEREAS, the City is willing to lend monies to the Borrower on the terms and conditions set forth herein; NOW, THEREFORE, in consideration of and in reliance upon the foregoing and upon the covenants, agreements, representations and warranties herein contained, the City and the Borrower agree as follows: 1 fC (Q ~~R!!!!E!!! SECTION I. PARTIES, TERM, CONDITIONS PRECEDENT, AND INDEPENDENT STATUS S101. S102. Parties to the Agreement. The parties to this Aqreement are: 1. The City of San Bernardino, a municipal corporation, havinq its principal office at 300 North "D" Street, Bernardino, California 92418. 2. The Borrower, HARGAllET ARB AND LIlmEN RIDDLE havinq its principal address at 1996 DEL ROSA AVElmE SAN BERNARDINO. CA 92407 The Borrower is ( a) SOLE PROPRIETORSHIP (fictitious name enterprise, individual, California Corporation/qeneral partnership/limited partnerShip.) Representatives of the Parties and Service of Notices. The representatives of the respective parties who are authorized to administer this Aqreement and to whom formal notices, demands and communications shall be qiven are as follows: San , 1. The representative of the City shall be, unless other- wise stated in the Aqreement: Kenneth J. Henderson, Director Community Development Department 300 North "D" Street, Fifth Floor San Bernardino, CA 92418 2. The representative of the Borrower shall be: HARCAllET ARB AND LIlmEN RIDDJ..E 5628 ACACIA SAN BERJlARDINO. CA 92407 3. Formal notices, demands and communications to be qiven hereunder by either party shall be made in writinq and may be effected by personal delivery or by reqistered or certified mail, postaqe prepaid, return receipt re- quested and shall be deemed communicated as of the date of mailinq. 2 8103. 8104. A. B. C. S105. - - - (;0 (,0 4. If the name of the person designated to receive the notices, demands or communications or the address of such person is changed, written notice shall be given, in accord with this section, within five (5) working days of said change. Term of this Agreement. This Agreement shall remain in full force and effect from the date of execution by Borrower of the Promissory Note, until such time as said Promissory Note is paid according to its terms, subject to the provisions of S303 herein. Conditions Precedent. In the event that Borrower is a corporation, then prior to the execution of this Agreement, the Borrower shall provide the City with copies of the following documents: 1. Borrower's Articles of Incorporation, and all amendments thereto, as filed with the Secretary of State. 2. Borrower's BY-laWS, and all amendments thereto, as adopted by the Borrower and properly attested. 3. Resolutions of other corporate actions of the Borrower's Board of Directors, properly attested or certified, which specify the name Cs) of the personCs) authorized to obligate the Borrower and execute contractual docu- ments. 4. Certificate of Good Standing from California Secretary of State. In the event that Borrower is a partnership, then prior to the execution of this Agreement, the Borrower shall provide the City with copies of the Borrower's partnership Agree- ment, and evidence of filing thereof with appropriate filing official. In the event that Borrower is an individual doing business. under fictitious name, a copy of the Fictitious Name State- ment and evidence of proper filing thereof. Independent Contractor Status of the Borrower. The parties agree that the Borrower is an independent contractor and that no employees of the Borrower have been, are, or shall be employees of the city by virtue of this Agreement, and the Borrower shall so inform each employee organization and each employee who is hired or retained by it. 3 . - (0 (0 SECTION II. PURPOSE OF AGREEMENT AND LOAN, LOAN TERMS, AND PROMISSORY NOTE S201. S202. S203. A. Purpose of the Aqreement. The purpose of this Agreement is to provide PInY THOUSAND ARB 00/100--------------------------------------------------- Dollars ($50,000.00 ) of EDP funds to be loaned by the city to the Borrower, hereinafter called the "Loan", for the purpose and under the terms and conditions set forth herein. Purpose of the Loan. The purpose of the Loan is to provide financial assistance to enable the Borrower to: Rehabilitate property located at 1996 Del Rosa Avenue, San Bernardino California, 92404, in accordance with the scope of work signed and dated May 10, 1988. Terms of the Loan. The city agrees to lend the Borrower, and the Borrower agrees to borrow from the city,' an amount not to exceed PInY THOUSASMD ARB 00/100----------------- DOLLARS, ($ 50,000.00 ), such transaction hereinafter referred to as the "Loan". The Loan is to be evidenced by, and made against delivery of a Promissory Note executed by the Borrower, hereinafter called the "Note" and by this reference incorporated herein. B. The Note shall (a) be dated as of the closing, (b) bear interest on the unpaid principal at the rate of eight percent ( 81. ) per annum, (c) be for a term of fifteen years (15) years, and (d) provide for payment of the principal amount 4 - - - (,0 co thereof and the interest thereon in one-hundred. eiJl;hty ( 180) equal monthly installments of POUK IlUllDRED. EIGRTY- SEYER ARB 80/l00----------------------------------------------DO~ ($ 487.80 ), each including principal and interest, and continuing until said principal and interest are paid in full. C. Each monthly installment shall be applied first to the payment of interest then accrued to the date the payment is received, and the balance, if any, to the reduction of the principal. S204. Promissory Note. A. The obligation of the City to make the Loan is subject to receipt by the City of the Note and, at the City's sole discretion, to the following additional conditions precedent: 1. The representations and warranties made herein by the Borrower shall be true and correct at the time of consideration by the COlDIDunity Development Department of the city of San Bernardino with the same effect as though made at the Closing. 2. Receipt by the City from the Borrower of all executed documents in connection with this Agreement; satisfac- tory in form and substance to the City. 3. If matching funds constitute a part of this Agreement, then Borrower shall obtain matching funds in an amount equal to the amount of this loan and, as required by the City, deposit said matching funds into an account with Escrow Agency. B. The Note is to be secured as follows: Personal Guarantee. Deed of Trust with Assign.ent of Rents. Security Agreement for Pixtures. C. Borrower shall have the right, without penalty, to prepay the Note together with the accrued interest thereon as of the date of such prepayment. D. The Borrower aCknowledges and agrees that the amount being provided under this loan shall be for a total of PIFTY 5 - (0 (0 TBOUSAIID ARD OO/lOO-------------------------DOLLARS, ($ 50.000.00 ), and additional funds to cover additional projects costs, anticipated or unanticipated, incurred as a result of cost overruns or expenses in financing this project, are available under this Agreement. SECTION III. REPRESENTATIONS AND COVENANTS OF BORROWER, AND DEFAULT S301. Representations of the Borrower. To induce City to enter into this Agreement, Borrower covenants and represents to City that: 1. The execution, delivery and performance of the Note and this Agreement by Borrower have been duly authorized by Borrower. This Agreement constitutes a legal, valid and binding obligation of Borrower, enforceable in accordance with its terms. The execution and delivery of this Agreement and the note, and consummation of the transactions herein contemplated, will not conflict with, or result in a breach of, any of the terms, provisions or conditions of any indenture, contract, instrument or agreement, including any partnership agreement, to which Borrower or any of its officers is a party. No approval, consent or authorization of any governmental authority is necessary for the execution, delivery or performance by the Borrower of this Agreement or of any of the terms and conditions. 2. Borrower has good and marketable title to the real property identified in S204(B) of this Agreement, located at 1996 Del Rosa Avenue , San Bernardino, California, and it is free and clear from all liens except as set forth herein: Johu Collins aud Htiua CouUs. husband aud wife. as co..unity property $215.000 (estimated value of property is $350.000). 3. Borrower is in compliance with all applicable statutes, laws, regulations, and executive orders of the United States of America and all states, foreign countries, other governmental bodies and agencies having jurisdiction over its business or properties, including (without limitation) all tax laws and Borrower has not received notice of any violation of such statutes, laws, regulations or orders which have not been remedied prior to the date of this Agreement. Borrower possesses all licenses, tradenames, trademarks, and permits as are required for conduct of its business without conflict 6 ro 60 with the riqhts of others. D. There is not pendinq or threatened aqainst Borrower, or any of its officers, any actions, suits, proceedinqs or investiqations at law or in equity or before or by any Federal, state, municipal or qovernmental department, commission, board, bureau, aqency or instrumentality which, if determined adversely, would be likely to have a materially adverse effect on the business or properties of Borrower. E. Each and every financial statement, document and record delivered by Borrower to the City in connection with this Aqreement and the proposed transaction hereunder is a true and complete copy of said financial statement, document or record, and fairly and accurately reflects the information it purports to portray. There has been no chanqe in the condition, financial or otherwise, of Borrower as shown in the financial statements dated Dec:.ber. 1987 , except chanqes in the ordinary course of business, none of which, individually or in the aqqreqate, has been materially adverse. S302. Additional Covenants of the Borrower. Borrower covenants and aqrees that, from the date hereof, until payment in full on the Note and the interest thereon, that it will: 1. Pay the principal and interest on the Note accordinq to its terms. 2. Pay any other amounts that may be due or become due and owinq to the city under or pursuant to the terms of this Aqreement or the Note. 3. Execute and deliver all instruments, and perform such acts, as the City may reasonably deem necessary or desireable to confirm and secure to the city all riqhts and remedies conferred upon the City by the terms of this Aqreement and Note. . 4. In the event that Borrower shall qrant the City a se- curity interest in Real Property as collateral under S204(B) herein, then Borrower aqrees to maintain at Borrower's sole expense a policy of title insurance coveraqe equal to the amount of the loan. 5. Give notice to the City of any event that constitutes an Event of Default as set forth in Section 303 of this Aqreement or that would, with notice, or lapse of time or both, constitute an Event of Default under this 7 ~ c') Agreement. Notice shall specify the nature of such Event of Default. 6. Not enter into any agreement or other commitment the performance of which would constitute a breach of any of the covenants contained in this Agreement. 7. Use the Loan proceeds only for the purposes stated in this Ag~eement and for no other purpose. or purposes. 8. Observe all applicable federal, state and local statutes and regulations as well as City of San Bernardino ordinances as further defined and set forth in Section 505 of this Agreement. 9. In the event that Borrower is a corporation, then Borrower shall do or cause to be done all things neces- sary to preserve and keep in full force and effect its corporate existence, rights and franchises. 10. Not violate any laws, ordinances, governmental rules or regulations to which it is subject and not fail to obtain any licenses, permits, franchises or other governmental authorization necessary to conduct its business, which violation or failure to obtain might have a material adverse effect on the business, pro- spects, profits or condition (financial or otherwise) of Borrower. 11. Maintain adequate insurance with respect to the col- lateral and the (proprietorship, partnership or cor porate) business which is the subject of this Agreement with reputable insurance companies. The Borrower shall maintain insurance in such amounts and against such risks as is customary with companies in the same or similar business. In addition, said insurance coverage(s) shall be in accordance with the general insurance provisions of this Agreement as specified in 5501(8).5, including " fire, hazard and general compre- hensiveliability insurance, worker's compensation, construction/rehabilitation. liability, to protect such business and all property securing the City's loan. Said insurance shall be maintained throughout the term of this loan. The City shall be named as an individual insured, and the policy or pOlicies shall not be subject to cancellation, reduction or non-renewal without thirty (30) days prior written notification to the City " Attorney and the Director of Community Developent by certified mail. ! 12. Pay all indebtedness and obligations pro~ptly in accor- dance with normal terms and promptly pay and discharge 8 8303. A. r-9 (0 or cause to be paid and discharged all taxes, assess- ments and governmental charges or levies imposed upon it or upon its income and profits or upon any of its property, real, personal or mixed, or upon any part thereof, respectively, before the same shall become in default. Defaul.t. The entire unpaid principal of the Note, and interest then accrued thereon, shall become and be forthwith due and . payable upon written demand by the City or the City's assigns, without any other notice or demand of any kind or any presentment or protest, if anyone of the following events (herein called an "Event of Default") shall occur and be continuing at the time of such demand, whether voluntarily or involuntarily, or, without limitation, occurring or brought about by operation of law or pursuant to or in compliance with any judgment, decree or order of any court of any order, rule or regulation or any governmental body, provided however that such sum shall not be payable if Borrower's payments have been expressly extended by the City or the city's assigns. "Events of Default" shall include: " 1. Payment of any installmlJnt of principal ,or interest on the Note that is not paid when due and such payment remains unpaid for ~irty (30) days. , 2. Borrower fails to pay when due, or declared due, the obligations secured under this Agreement. 3. Borrower fails to perform or comply with any terms, conditions, or covenants as provided in this Agreement orin any instruments securing or related to this Agreement. 4. If any representation or warranty made by the Borrower in this Agreement shall prove to be untrue in any material respect, or if any report, financial statement or financial schedule or other instrument delivered under or pursuant to this Agreement or the transactions contemplated herein, to the City or to any other holder of the Note shall prove to be untrue in any material respect as of the date as of which made.' 5. A court enters a decree or order for relief in respect of the Borrower in an involuntary case under any appli- cable bankruptcy, insolvency or other si.ilar law now or hereafter in effect, or appoints a receiver, liquidator, assignee, custodian, trustee, sequestrator (or similar Official) of the Borrower or for any substantial part of 9 ~ ~ its property, or orders the winding up or liquidation of its affairs and such decree or order remains unstayed and in effect for a period of sixty (60) consecutive days. 6. The occurrence (i) of Borrower's becoming insolvent or bankrupt, or ceasing, being unable, or admitting in writing its inability to pay its debts as they mature, or making a general assig~ent for the benefit of, or entering into any composition or arrangement with creditors; (ii) of proceedings for the "appointment of a receiver, trustee Or liquidator of Debtor, or of a substantial part o~ its assets, being authorized or instituted by or against it; or (iii) of! proceedings under any bankruptcy, reorganization, readjustment of debt, insolvency, dissolution, liquidation or other similar law of any jurisdiction being authorized or instituted by or against the Borrower. 7. A cessation or substantial reduction of operations in the business which is the subject of this Agreement under circumstances indicative to the city of a lack of intention or ability to provide continuing employment and economic benefits for the area in which the business is located. 8. The loss, theft, substantial damage, destruction, abandonment, sale of encumbrance to or of any of the collateral securing payment of the Note, in any manner not fully covered by insurance, or the making of any levy, seizure or attachment thereof or thereon. B. If Borrower shall at any time default in making any payment of principal or interest on the Note, Borrower shall to the full extent permitted by law, pay to the City or other holder of the Note, in addition to any other amounts that may be due from Borrower to such holder, an amount equal to the reasonable costs and expenses incurred by such holder, in its efforts to protect its collateral, secure payment, or otherwise defend its interests hereunder in any judicial or administrative proceeding. SECTION IV. REPORTS, RECORDS AND AUDITS S401. Reporting Requirements. A. At such times and in such forms as the City may require, there shall be furnished to the City such statements, records, reports, data and information as the city may request pertaining to matters covered by this Agreement. 10 co (0 B. Borrower will provide its financial and accounting statements to the city for the period ending December 1988 and annually thereafter during term of this Agreement, but not later than three (3) months following the expiration of any such period, and at each other time and in such form as the City may prescribe. S402. Maintenance of Records. A. Records, in their original form, shall be maintained in accordance with the requirements prescribed by the Grantor and the City with respect to all matters covered by this Agreement. Such records shall be retained for a period of six (6) years after termination of this Agreement and after all other pending.matters are closed. "Pending Matters" in- clude, but are not limited to, an audit, litigation, or other actions involving records. The city may, at its discretion, take possession of and retain said records. B. Records in their original form pertaining to matters covered by this Agreement shall at all times be retained within the City of San Bernardino, or some other location specifically authorized in writing by the Director of Community Development, unless authorization to remove them is granted in writing by the City. S403. Audits and Inspections. A. At any time during normal business hours and as often as the Grantor, the U.S. Comptroller General, Auditor General of the State of California or the City may deem necessary, the Borrower shall make available to the City for examination, all of its records with respect to all matters covered by this Agreement. The city, Auditor General of the State of California, Grantor, and the U.s. Comptroller General shall have the authority to audit, examine and make excerpts or transcripts from records, including all contracts, invoices, materials, payrolls, records of personnel, conditions of employment and other data relating to all matters covered by this Agreement. B. The City shall have the authority to make physical inspec- tions and to require such physical safeguarding devices as locks, alarms, safes, fire extinguishers, sprinkler system, etc., to safeguard property and/or equipment funded or secured by this Agreement. Notwithstanding such inspection authority, Borrower is soley responsible for the provision of security and for the safe guarding of the business and its property. S404. Validity of Financial Documentation Submissions. 11 ~ o Financial reports required to be prepared and submitted by the Borrower to the City shall be accurate and correct in all respects. S405. Release of Funds from Escrow. A. All loan proceeds shall be deposited into an escrow account with an escrow company designated by the City. Disbursement 'of funds shall be jointly authorized by the Borrower and the city. Each disbursement shall be in accordance with S202 "Purpose of the Loan" and shall be properly supported by invoices, vouchers, executed payrolls, time records or other documentation evidencing an expenditure and/or encumbrance of funds. B. The costs associated with the loan such as escrow fees, credit reports (TRW), Title Reports, or other similar costs shall be delineated in the escrow instructions and disbursed from the loan proceeds upon opening of the escrow account. S406. Reconveyance Fee. In the event that real property is used to secure this Loan, then Borrower agrees to pay any costs incident to title reconveyance, including, if applicable, trustee's fees, attorney fees, document preparation fees, recording fees or any other related expenses. SECTION V. GENERAL TERMS AND CONDITIONS Prevailing Wage Requirement. Any construction contracts awarded using funds provided under this agreement in excess of $2,000 shall include a provision for compliance with the Davis-Bacon Act (40.U.S.C. 276(a) to 276(a) 7) and as supplemented by Department of Labor Regulations (29 CFR). Under this Action, contractors shall be required to pay wages to laborers and mechanics at a rate not less than once a week. Community Development Department shall place a copy of the current prevailing wage determination issued by the Depart- ment of Labor in each solicitation made pursuant to this Agreement and the award of a contract shall be conditioned upon the acceptance of the wage determination. Borrower shall report all suspected or reported violations to COD. 5500.1 Accomplishment of Work. 5500. The Borrower agrees to carry out all rehabilitation work 12 ~ o specified in the application and its supporting documenta- tion with all practicable dispatch in a sound, economical and efficient manner, either personally or through written contract let by him/her with the prior concurrence of the City or its designee. In accomplishing such rehabilitation, the Borrower will comply with the applicable Property Rehabilitation Standards (PRS)and, to the extent that these are not controlling, with the work write-up submitted with the loan application. S500.2 Ineligible Contractors. The Borrower agrees not to award any contract or purchase order for rehabilitation work, other services, materials, equipment, or supplies, to be paid for, in whole or in . part, with the proceeds of the loan, to any contractor or subcontractor whom the Borrower has been advised is unac- ceptable for City assisted contracts by the City of San Bernardino, or its designee, or delegate. S500.3 Inspection of Work. .The city or its designee shall have the right to inspect all rehabilitation work financed, in whole or in part, with the proceeds of the loan and will inform the Borrower of any non-compliances with respect to the contract for the rehabilitation work. The Borrower will take all steps necessary to assure that the City or its designee is permitted to examine and inspect the rehabilitation work and all contracts, materials, equipment, payrolls and conditions of employment pertaining to the work, including all relevant data and records. S501. Indemnification and Insurance Requirements. A. Indemnification: The Borrower undertakes and agrees to defend, indemnify and hold harmless the city and any and all of the City's officers, agents, employees, assigns, and successors in interest from and against all suits and causes of action, claims, cost of litigation, damage or liability of any nature whatsoever, for death or injury to any person, including Borrower's employees and agents, or damage or destruction to any property of either party hereto or third persons in any manner arising by reason of or incident to the performance of this Agreement on the part of the Borrower or sub borrower of any tier whether or not contributed to by any act or omission, active or passive, negligent or otherwise, except for the sole negligence of the City, or the sole negligence of any of the City's officers, agents or employees. City approval of the 13 cO (0 Borrower's performance, or failure to object, shall be no defense to Borrower concerning its undertaking herein to defend and indemnify City and others. B. Insurance: 1. The Borrower shall provide and maintain at its own expense throughout the term of this agreement the insurance requirements specified herein. Evidence of insurance shall be submitted for approval by the City. The City special endorsement forms, referenced hereto and incorporated by reference, are the preferred form of evidence of insurance. Alternatively, Borrower may submit two (2) certified copies of the full policy containing the appropriate cancellation notice language and additional insured/loss payee language as specified. 2. No release of funds from the Escrow Account shall be made to the Borrower until such time as- the Borrower has complied with all insurance and bonding requirements under this Agreement. The City'S Additional Insured Endorsement form, or a form approved by the City, - stating that the Borrower is so insured, must accompany any demand for funds unless said form has been pre- viously submitted and approved by the city. (Certifi- cation of insurance shall be procured, filed and approved in strict compliance with City rules and regulations. ) 3. With respect to the interests of the city, such in- surance shall not be cancelled, reduced iri coverage or limited or non-renewed, except after thirty (30) days written notice by receipted delivery has been given to the Director of the Community Development Department, 300 North "0" street, fifth floor, San Bernardino, California 92418 and Office of the City Attorney, City Hall, 300 North "0" street, sixth floor, San Bernardino, California 92418. Policies of insurance and fidelity bonds, except for policies covering Worker's Compensation and Employees' and Volunteer's OWned and/or Leased Vehicles, shall name the City as an Additional Insured and said endorsements or other evidence of - insurance shall so indicate. Fidelity bonds shall name the City as loss payee or additional insured. In the event of any cancellation, non renewal, reduction or limitation of coverage, or notice that such will be effected, City may, but is not required to, obtain insurance to protect its interests, in which event the cost thereof shall be reimbursed by Borrower forthwith. Any failure to forthwith reimburse such expense shall constitute an Event of Default. 14 8502. A. B. 8503. 8504. 8505. A. ro ~ 4. The City reserves the right at any time during the term of this Agreement to change the amounts and types of insurance required hereunder by giving Borrower ninety (90) days written notice. 5. The Borrower shall maintain minimum insurance coverages prescribed in Attachment II of this Agreement, which by this reference is incorporated herein. Prohibition Against Assignment. The Borrower shall not assign this Agreement, nor assign or transfer any interest or obligation in this Agreement (whether by assignment or novation) without prior written consent of the city. No part of the property securing this Agreement shall be assigned or transferred (except sales of inventory in the ordinary course of business), nor shall such property be pledged, without the prior written consent of City. The Borrower shall not enter into any agreement with any other party under which such other party shall become the recipient of claims due or to become due to the Borrower from the city without prior written consent of the city. Limitation of Corporate Acts. In the event that Borrower is a corporation then the Borrower shall not amend its Articles of Incorporation or Bylaws, move to dissolve, transfer any assets derived from funds provided under this Agreement, or take any other steps which may materially affect its operations within the performance of this Agreement without first notifying the City in writing. The Borrower shall notify the city immediately in writing of any change in the Borrower's corporate name. Amendments and Waivers. This Agreement may not be changed or amended orally, and no waiver hereunder may be oral, but any change or amendment hereto or any waiver hereunder must be in writing and signed by the party or parties against whom such change, amendment, or waiver is sought to be enforced. Compliance with statutes and Regulations. The Borrower warrants and certifies that in the performance of this Agreement, it shall comply with all applicable statutes, rules, regulations and orders of the United states, the 8tate of California, the County and City of San Bernardino including laws and regulations pertaining to 15 ~ ~ 5506. labor, wages, hours and other conditions of employment and the City's anti discrimination provisions and Affirmative Action Plan which by this reference is incorporated herein. Borrower further warrants and certifies that it shall comply with new, amended, or revised laws, regulations, and/or procedures that apply to the performance of this Agreement, upon being provided notice thereof. Borrower covenants that the Davis-Bacon Act as amended, the Contract Work Hours and Safety Standards Act, and the Copeland "Anti-Kickback Act" shall be a part of all con- struction contracts awarded by the Borrower pursuant to this Agreement and all sub contracts thereto. Conflict of Interest. A. The Borrower covenants that none of its directors, officers, employees, or agents shall participate in selecting sub contractors, or administering subcontracts supported (in whole or in part) by Federal funds where such person is a director, officer, employee or agent of the subcontractor, or where such person knows or should have known that: 1. A member of such person's immediate family , or partner, or organization has a financial interest in the sub contract: 2. The subcontractor is someone with whom such person has negotiated or is negotiating any prospective employment: or 3. The participation of such persons would be prohibited by the California Political Reform Act, California Government Code Section 87100 et seq., if such person were a public officer, because such person would have a "financial or other interest" in the subcontract. B. Definitions: 1. The term "immediate family" includes, but is not limited to, those persons related by blood or marriage, such as husband, wife, father, mother, brother, sister, son, daughter, father-in-law, motherin-law, brother-in-law, son-in-law and daughter-in-law. 2. The term "financial or other interest" includes, but is not limited to: a. Any direct or indirect financial interest in the specific contract, including a commission or fee, a share of the proceeds, prospect of a promotion or 16 co o future employment, a profit, or any other form of financial reward. b. Any of the following interests in the subcontracting entity: partnership interest or other beneficial interest of five percent (5\) or more of the stock; employment in-a managerial capacity; or membership on the board of directors or governing body. This provision shall not apply to serving on the_board or governing body of a non profit corporation for which no salary is paid or other compensation. C. The Borrower further covenants that no officer, director, employee or agent shall solicit or accept gratuities, favors, or anything of monetary value, from an actual or potential subcontractor, supplier, a party to a sub agreement, (or persons who are otherwise in a position to benefit from the actions of any officer, employee or agent). D. The Borrower shall not subcontract with a former director, officer, or employee within a one (1) year period following the termination of the relationship between said person and the Borrower. E. Prior to obtaining the city's approval of any subcontract, the Borrower shall disclose to the city any relationship, financial or otherwise, direct or indirect, of the Borrower or any of its officers, directors or employees of their immediate family with the proposed subcontractor and its officers, directors or employees. F. For further clarification of the meaning of any of the terms used herein, the parties agree that references shall be made to the guidelines, rules and laws of the City of San Bernardino, State of California, and Federal regulation regarding conflict of interest. G. The Borrower warrants that it has not paid or given and will not payor give to any third person any money or other consideration for obtaining this Agreement. H. The Borrower covenants that no member, officer, employee of Borrower shall have any interest, direct or indirect, in any contract or subcontract of the proceeds thereof for work to be performed in connection with this project during hiS/her tenure as such employee, member or officer or for one (1) year thereafter. I. The Borrower shall incorporate the foregoing subsections of this section into every agreement that it enters into in connection with this project and shall substitute the term 17 5507. 5508. 5509. 5510. 5511. 5512. - ~ lb - '\'-:-,,~"" ( o "subcontractor" for the term "Borrower" and "Sub contractor" for "Subcontractor". Political Activity Prohibited. None of the funds, materials, property or services provided directly or indirectly under this Agreement shall be used for any partisan pOlitical activity, or to further the election or defeat of any candidate fOr public office. Lobbying Prohibited. None of the funds provided under this Agreement shall be used for any purpose designed to support or defeat any pending legislation or administrative regulation. Installation of Financial Assistance Plan. The Borrower shall install, or cause to be installed, for public display upon the project premises a sign, with design approved by City, identifying the Borrower as receiving financial assistance from the City, if such a sign is requested by the Director of Community Development Department. Press Releases. In all communications with the press, television, radio or any other means of communicating with the general community, the Borrower shall make specific reference to the city of San Bernardino Community Development Department as the sponsoring agency of the project. Discrimination Prohibited. No person shall on the grounds of race, religion, ancestry, color, national origin, sex, age, or physical handicap, be excluded from participation in, be denied the benefit of, or be subjected to discrimination under this program/pro- ject. For purposes of this Section, Title 24, Code of Federal Regulations Section 570.601(b) defines specific discriminatory actions which are prohibited and correction action which shall be taken in situations as defined therein. Nondiscrimination, Equal Employment Practices and Affirma- tive Action Program. The Borrower shall comply with the nondiscrimination and affirmative action provisions of the laws of the United States of America, the State of California, and the City. In performing this Agreement, the Borrower shall not dis- 18 S51.3. FO c criminate in its employment practices against any employee, or applicant for employment because of person's race, religion, ancestry, color, national origin, sex, age or physical handicap. Any subcontract entered into by the Borrower relating to this Agreement, to the extent allowed hereunder, shall be subject to the provisions of this paragraph. Employment Opportunities for. Business and Lower Income Persons. Any project/program funded in part or in whole with Com- munity Development funds shall comply with the following provisions (referred to as a Section 3 clause:) 1. The work to be performed under this contract (Agreement) is on a project assisted under a program providing direct Federal financing assistance from the Department of Housing and Urban Development and is subject to the requirements of Section 3 of the Housing and Urban Development Act of 1968, as amended, 12 USC 1701u. Section 3 requires that to the greatest extent feasible opportunities for training and employment be given to lower income residents of the project area and contracts (Agreements) for work in connection with the project be awarded to business concerns which are located in, or owned in substantial part by persons residing in the area of the project. 2. The parties to this contract (Agreement) will comply with the provisions of said Section 3 and the regula- tions issued pursuant thereto by the Secretary of Housing and Urban Development set forth in Title 24 CFR, Part 135, and all applicable rules and orders of the Department issued thereunder prior to the execution of this contract (Agreement) certify and agree that they are under no contractual or other disability which would prevent them from complying with these requirements. 3. The Borrower will send to each labor organization or representative of workers with which he/she has a collective bargaining agreement or other contract or understanding, if any, a notice advising the said labor organization or worker's representative of its commitments und~r this Section 3 clause and shall post copies of the notice in conspicuous places available to employees and applicants for employment and training. 4. The Borrower will include this Section 3 clause in every subcontract for. work in connection with the project and will, at the direction of the applicant for or recipient of Federal financial assistance, take appropriate action 19 5514. 5515. 5516. 5517. (0 ~ pursuant to the subcontract upon a finding that the subcontractor is in violation of regulations issued by the Secretary of Housing and Urban Development, 24 CFR, Part 135. The Borrower will not subcontract with any subcontractor where it has notice of knowledge that the latter has been found in violation of regulations under Title 24, CFR Part 135 and will not let any subcontract unless the subcontractor has first provided it with a preliminary statement of ability to comply with the requirements of these regulations. 5. Compliance with the provisions of Section 3, the regu- lations set forth in Title 24 CFR, Part 135, and all applicable rules and order of the Department issued thereunder prior to the execution of the contract (Agreement), shall be a condition of the Federal finan- cial assistance provided to the project, binding upon the applicant or recipient for such assistance, its successors, and assigns. Failure to fulfill these requirements shall subject the applicant or recipient, its Contractors and subcontractors, its successors and assigns to those s~nctions specified by the grant or loan agreement or contract through which Federal assis- tance is provided, and to such sanctions as are spec- ified by Title 24 CFR, Part 135. Participation of Minorities, Women and Small Businesses. To the fullest extent possible in the administration of this Agreement, Borrower agrees to provide opportunities for minorities, women and small businesses to participate in procurements under this Agreement. Captions. The section headings appearing herein shall not be deemed to govern, limit, modify or in any way affect the scope, meaning or intent of these conditions. Effect of Legal Judgment. Should any covenant, condition or provision herein contained be held to be invalid by final judgment in any court of competent jurisdiction, the invalidity of such covenant, condition or provision shall not in any way affect any other covenant, condition or provision herein contained. Choice of Law Governing this Agreement. This Agreement shall be governed by and construed and in accordance with the laws of the State of California. 20 SS18. SSi9. <0 , ..(0 Prohibition of Legal Proceedings. The Borrower is prohibited from using Grant funds .received under this Agreement, or funds realized as a result of this Agreement, for the purpose of instituting legal proceedings against the City or its official representative. Rights and Remedies. In the event any party fails to perform, in whole or in part, any promise, covenant, or agreement herein, or should any representation made by it be untrue, any aggrieved party may avail itself to all rights and remedies, at law or equity, in the courts of law. Said rights and remedies are in addition to those provided for herein. SECTION VI. ENTIRE AGREEMENT S601. S602. IIII Complete Agreement. This Agreement contains the full and complete Agreement between the two parties. No verbal agreement or conversa- tion with any officer or employee of either party shall effect or modify any of the terms and conditions of this Agreement. Number of Pages and Attachments. This Agreement is executed in three (3) duplicate originals, each of which is deemed to be an original. This Agreement includes, twenty-two (~) pages and two ( 2 ) attachments which constitute the entire understanding and agreement of the parties. IIII 21 (:0 ,- . o f. '. IN WITNESS WHEREOF, the city Borrower have caused this Agreement authorized representatives on this , 19_. ATTEST: City Clerk Approved as to form and legal content: ~) flab 0986 of San Bernardino to be executed by day of and thee their duly CITY OF SAN BERNARDINO Mayor, City of San Bernardino (CORPORATION) BY (President) BY (Corporate Secretary) WITNESS: BY 22 €o p ATTACHMENT I "EMPLOYMENT ACTION PLAN" Economic Development Program Employment Action Plan statement of Borrower Borrower does hereby state that the funds ~esulting from the Loan Agreement entered into on behalf of the City of San Bernardino (hereinafter "City") and Borrower shall be used solely for furthering the purpose of the Economic Development Program (EOP). The purpose of EOP assistance is to benefit the low and moderate income residents of the City of San Bernardino through the creation and/or retention of jobs to said per- sons. Pursuant to the purpose of the EOP the Borrower agrees to comply with the following Employment Action Plan: Borrower understands and agrees that in order to deter- mine that said program purpose is being met, an Annual Employment Report shall be filed with the City. Borrower understands that failure to meet the objectives set forth in this Employment Action Plan or failure to comply with the requirements of filing the Annual Employment Report may result in the entire outstanding balance of the loan plus interest, being due upon written demand by the City, pursuant to Section 302 of the Loan Agreement and this Statement. XJH/lab/0254 Economic Development Program (-~b (0 ATTACHMENT II INSURANCE REQUIREMENTS (Instructions for completing, executing and submitting Evidence of Insurance to the City of San Bernardino.) Insured: (Contractor, Lessee, Permittee, Borrower, Etc.) Agreement/Reference No. .' Date: A. INSURED 1. To expedite completion of the insurance requirements, plea.e give your insurance agent or broker a copy of the Insurance Requirements Sheet along with these instructions and endorsement forms. 2. If your agreement requires Workers' Compensation coverage and you have been authorized by the State of California to Self-insure Workers' Compensation, then a copy of the certificate from the State consenting to self-insurance will meet the evidence requirements. 3. All questions relating to insurance should be directed to the person or office responsible for your contract, lease, permit, or other agreement. (See items 9 and 10 below.) B. INSURANCE AGENT OR BROKER 1. Acceptable Evidence -- The appropriate City Special Endorse- ments are the preferred form of evidence. No modifications to the form are permitted. Alternatively, certified copies of the full policy containing additional insured and thirty (30) day cancellation notice language will be accepted subject to review by the City Attorney. Certificates, Verifications, Memoranda of Xnsurance and other non-binding documents submitted along are not acceptable as evidence of ' insurance. Binders are acceptable as interim evidence until policies are available. 2. Multiple Policies -- More than one (1) insurance policy may be required to comply with the insurance requirements. Endorsement forms appropriate to your insured's agreement, contract, lease or permit have been provided. 3. Signature -- Please have an authorized representative of the insurance company manually sign completed endorsement forms. Signatures must be originals as the City Attorney will not accept facsimile (rubber stamp, photocopy, etc.) or ini- tialed signatures. 1 ~ p 4. Underwriter -- The name and address of the insurance company underwriting the coverage must be noted on the endorsement form. In the case of syndicates or subscription policies, indicate lead underwriters or managing agent and attach a schedule of subscribers, including their percent participa- tion. 5. Document Reference ~- Include reference to either the specific City agreement (bid, contract, lease, etc.) or indicate that all such agreements are covered. Insurance Requirements: 6. Coverage and Limits -- The coverages and limits for each type of insurance are specified on the insurance requirement sheet. When coverage is on a scheduled basis, a separate sheet may be attached to the endorsement listing such scheduled locations, vehicles, etc., so covered. 7. Excess Insurance -- Endorsements to excess policies will be required when primary insurance is insufficient to comply with the requirements. 8. Additional Pages -- If there is insufficient space on the reverse side of the form to note pertinent information, such as inclusions, exclusions or specific provisions, etc., attach separate sheets and note this on the endorsement form. 9. Person to Contact -- Completed endorsements, correspondence and questions relating to the required insurance are to be directed to the following representatives: 10. Technical Assistance -- Improperly completed endorsements will be returned to your insured for correction. 11. Delay in submitting properly completed endorsement forms may delay your insured's intended occupancy or operation. 12. Renewals -- For extensions or renewals of insurance policies which have the City'S endorsement form(s) attached, we will accept a renewal endorsement or a certificate (with an original signature) as evidence of continued coverage if it includes the statement that the insurance protection afforded the City of San Bernardino has been renewed under the same terms and conditions as previously approved. 2 (,:0 <:":'.. ~:'(J INSURANCE REQUIREMENTS (Attachment II) NAME AGREEMENT/REFERENCE NUMBER DATE The following coverages noted with an "X" are required with the Combined Single Limits (CSL) as noted on the right. Limits Worker's Compensation Employers Liability ( ) Broad Form All States Endorsement ( ) Voluntary Compensation Endorsement ( ) Longshoremen's and Harbor Workers' Compensation Act Endorsement ( ) Statutory $ 100.000 General Liability ( ) Premises and Operations ( ) Contractual Liability ( ) Independent Contractors ( ) Products/Completed Operations ( ) Broad Form Property Damage ( ) Personal Injury ( ) Broad Form Liability Endorsement ( ) Fire Legal Liability ( ) Watercraft Liability ( ) Incidental Medical Malpractice (if applicable) ( ) Explosion Hazard ( ) Collapse Hazard ( ) Underground Hazard ( ) Garagekeepers Legal Liability ( ) Hangar Reeps Legal Liability ( ) owned Automobiles ( ) Nonowned Automobiles ( ) Hired Automobiles ( ) Sl. 000. '000 Automobile Liability (if auto is used for this contract.) Professional Liability (if applicable) $1.000.000 $ 500.000 Property Insurance 90% value of buildina ( ) Extended coverage ( ) Vandalims and Malicious Mischief ( ) Flood ( ) Earthquake $ 3 t~~O ( ) Debris Removal ( ) sprinkler Leakaqe ( ) Windstorm ( ) Other Aircraft Liability (bodily injury and property damaqe.) ( ) passenqer Liability (per seat) $ Ocean Marine Ocean Marine Liability ( ) Protection and Indemnity ( ) Runninq Down Clause ( ) Pollution ( ) Jones Act ( ) Wharfinqers Liability ( ) Carqo ( ) Inchmaree Clause ( ) Charter's Leqal Liability ( ) (0 . Fire Leqal Liability Fidelity Bond KJH/lab/0255 4 $ $ $ 90t of cost of renlace- Dlent.. $ 25.000 minimum