HomeMy WebLinkAbout1984-498
.. ,
2,157-6/013IS/ks
11/20/84
RESOLUTION NO. 84-498
RESOLUTION OF THE MAYOR AND COMMON COUNCIL OF THE
CITY OF SAN BERNARDINO, CALIFORNIA. APPROVING THE
FORMATION OF THE SAN BERNARDINO-INDIO HOUSING
FINANCE AGENCY AND A CERTAIN JOINT POWERS
AGREEMENT AND AUTHORIZING THE EXECUTION OF SAID
AGREEMENT
WHEREAS, the Mayor and Common Council of the City of
San Bernardino, California (the "City"). has heretofore declared its
intent to issue single family mortgage revenue bonds pursuant to the
provisions of Health and Safety Code Section 52000, et seq. (the
"Act"). for projects to be built within the City in accordance with
an ordinance, as amended, of the City to increase the housing
supply; and
WHEREAS, it has been proposed that the City together with
the City of Indio. California, enter into a certain joint powers
agreement (the "Agreement") pursuant to the provisions of Government
Code Section 6500, et seq., and to form the San Bernardino-Indio
Housing Finance Agency (the "Housing Finance Agency") for the
purpose of combining mortgage revenue pools for qualifying
developers of single family dwellings and to obtain a higher rating
on the single family mortgage revenue bonds (the "Bonds") to be
issued by the Housing Finance Agency and a lower interest rate on
both the Bonds and the mortgage loans to be acquired by the Housing
Finance Agency with the proceeds thereof; and
- I -
. .
WHEREAS. it is now desirable for the City to consider the
adoption and execution of the Agreement as attached hereto as
Exhibit "A" and incorporated herein by reference and to appoint
three (3) members of the Common Council to serve on the Board of
Directors of the Housing Finance Agency to implement the single
family mortgage revenue bond financing program of the City.
NOW. THEREFORE. BE IT RESOLVED. DETERMINED AND ORDERED BY
THE MAYOR AND COMMON COUNCIL OF THE CITY OF SAN BERNARDINO.
CALIFORNIA. AS FOLLOWS:
Section 1.
The City hereby approves the Agreement as
attached hereto as Exhibit "A" and incorporated herein for the
purpose of establishing the Housing Finance Agency. Said Agreement
shall be executed by the Mayor and attested to by the City Clerk of
the City and shall be approved as to form by the City Attorney.
Section 2. The City hereby agrees to participate in the
financing to be undertaken by the Housing Finance Agency in the same
manner as would have been undertaken by the City acting alone
pursuant to the provisions of the Act without the assistance of the
Housing Finance Agency.
Section
Council Member Quiel
3.
The City hereby
Council Member Hernandez
appoints
.
and
Mayor W. R. Holcomb, Alternate to be members of the Board of Directors
of the Housing Finance Agency and said members of the Common Council
- 2 -
Section 6. This Resolution shall take effect upon adoption.
I HEREBY CERTIFY that the foregoing resolution was duly
,
adopted by the Mayor and Common Council of the City of San
Bernardino at an adjourned regul ar
the
27th
day of November
meeting thereof, held on
, 1984, by the following vote,
to wit:
AYES:
Council Members Castaneda, Reilly, Hernandez, Marks
Strickler
NAYS:
ABSENT :
None
Council Members Quiel, Frazier
~J?#~$
City Clerk
The foregoing resolution is hereby approved this <i;?J"If.. day
of
November
, 1984.
Approved as to form:
C~~PU~
- 4 -
.. -~
(" ,/'1"
, ,." , l '""
2, 157-5/0130Sdm
11/20/84
AGREEMENT
JOINT POWERS AGREEMENT TO CREATE THE
SAN BERNARDINO - INDIO HOUSING FINANCE AGENCY TO
EXERCISE COMMON POWERS OF THE CITY OF SAN
BERNARDINO, CALIFORNIA, AND THE CITY OF INDIO,
CALIFORNIA TO FINANCE HOME MORTGAGES PURSUANT TO
HEALTH AND SAFETY CODE SECTION 52000, ET SEQ., OF
THE STATE OF CALIFORNIA
~.
"'~~
// '/\ /.
o
'<f
G
THIS AGREEMENT, is made this
day of
1984, by and between the City of San Bernardino, California. a
municipal corporation, duly organized and existing under its City
Charter. the Constitution and laws of the State of California,
(herein. "San Bernardino"), and the City of Indio, California. a
municipal corporation duly organized and existing under the
Constitution and laws of the State of California. (herein "Indio")
with respect to the following:
WIT N E SSE T H:
WHEREAS. San Bernardino and Indio pursuant and subject to
the provisions of Health and Safety Code Section 52000. et seq. (the
"Act"), are each authorized and empowered to provide. through
lending institutions. long-term, low interest home mortgage loans to
persons and families to finance the acquisition of homes and to
issue revenue bonds to provide the funds therefor; and
WHEREAS, the Act also provides that such powers may be
exercised by an agency created by a joint powers agreement under
Government Code Section 6500. et seq.. entered into by public
- 1 -
agencies for the express purpose of the joint exercise of such
powers; and
WHEREAS. Government Code Section 6500. et seq.. provides
(a) that two or more public agencies by agreement may jointly
exercise any powers common to the contracting parties. and (b) that
the agency provided by the agreement to administer or execute the
agreement may be a separate commission or board constituted pursuant
to the agreement; and
WHEREAS. San Bernardino and Indio have determined (a) that
the public interest and economy will be served by. and require. the
joint exercise of their common powers under the Act. and (b) to
create a separate agency. which agency shall have and exercise said
common powers.
NOW. THEREFORE. IT IS AGREED. as follows:
Section 1. Formation. San Bernardino and Indio
pursuant to Government Code Section 6500 et seq. and pursuant to the
Act. hereby form. establish and create the SAN BERNARDINo-INDIO
HOUSING FINANCE AGENCY (the "Agency"). which shall constitute a
separate and distinct public entity.
Section 2. Purpose. The Agency is formed for the
purpose of exercising any and all of the common powers of
San Bernardino and Indio relating to the financing of home mortgages
- 2 -
pursuant to the Act and resulting in the issuance of the
San Bernardino-Indio Housing Finance Agency Residential Mortgage
Revenue Bonds. Issue of 1984 (the "Bonds"). In addition. certain
lendtng institutions have been given the opportunity to participate
in the home mortgage financing programs of San Bernardino and Indio
(as evidenced by documentation duly on file) and the Agency shall be
authorized to execute agreements with such of these lending
institutions as it shall select with respect to home mortgages to be
acquired with proceeds of the Bonds to be issued by the Agency under
the Act.
Section 3. Internal Orqanization. The Agency shall
have a governing body designated as the Board of Directors of the
SAN BERNARDINO-INDIO HOUSING FINANCE AGENCY (the "Board"). which
shall consist of five (5) members. San Bernardino shall. by
resolution. designate three (3) members of its Common Council to
serve as members of the Board. Indio shall. by resolution.
designate two (2) members of its City Council to serve as members of
the Board.
(a) Duties of the Board of Directors. The duties of the
Board shall be:
(1) To make all policy decisions and exercise all of
the powers of the Agency;
- 3 -
(2) To submit full and regular reports to each of the
parties to this Agreement; and
(3) To adopt from time to time such rules and
regulations for the conduct of Agency affairs as may be required.
(b) Officers. The Agency shall have a President and
Vice-President periodically elected by and from among the members of
the Board. and shall have a Secretary and a Treasurer who shall be
appointed by the Board.
(c) Duties of Officers.
duties to their office; and
Officers shall perform normal
(1) The President shall sign all contracts on behalf
of the Agency and perform such other duties as may be imposed by
the Board.
(2) The Vice-President shall act in the absence of
the President.
(3) The Secretary shall countersign all contracts on
behalf of the Agency; perform such other duties as may be
required by the Board; and keep minutes of all meetings and
cause a copy of the minutes to be forwarded to each of the
members of the Board and each of the parties to this Agreement.
- 4 -
(4) The Treasurer and
duties and obligations set
Section 6505.5.
the Auditor
forth in
shall have the
Government Code
(d) Meetinqs. Regular meetings of the Board shall be held
on each Tuesday of each month at 3:00 P.M. in the Council Chambers.
Ci ty of San Bernardino Ci ty Hall. 300 North "D" Street.
San Bernardino. California 92481.
(e) Ralph M. Brown Act. All meetings held by the Board.
including regular. adjourned regular and special meetings. shall be
called. not iced. held and conducted in accordance with the
provisions of the Ralph M. Brown Act. Government Code Sections 54950
and 54961.
(f) Quorum. Three members of the Board shall constitute a
quorum and any action of the Board shall require the affirmative
vote of not less than three (3) members.
(g) Compensation. The members of the Board shall receive
no compensation for their services.
Section 4. Aqency to Administer Aqreement. As
established by this Agreement. the SAN BERNARDINo-INDIO HOUSING
FINANCE AGENCY is hereby designated as a public entity separate from
the parties hereto. and is hereby designated as the entity to
administer this Agreement. The Agency shall exercise its powers in
- 5 -
the manner and subject to the restrictions of the laws of the State
of California.
Section 5.
its dwn name to:
Powers. The Agency shall have the power in
(a) Finance home mortgages pursuant to the provisions of
the Act; and
(b) Make and enter contracts; adopt a seal; employ agents.
employees and consultants. including legal. fiscal and paying
agents; acquire. construct. manage. maintain and operate buildings.
works and improvements; acquire. hold and dispose of property; incur
debts. liabilities and obligations; sue and be sued; and to do all
other things reasonably necessary for the accomplishment of its
purposes and the exercise of its powers.
Section 6. Obliqations. The debts. liabilities and
obligations of the Agency shall be the debts. liabilities and
obligations of the parties to the Agreement in proportion to and
arising out of the mortgages provided in their respective
jurisdictions.
Section 7.
Finances.
(a) Budqet. The Agency shall prepare an annual budget of
revenues and expenses in each fiscal year. which shall be from
- 6 -
July 1 to June 30. Such budget shall also show the revenues and
expenses anticipated in connection with each project for which
reve~ue bonds. notes and other evidences of indebtedness are
outstanding.
(b) Accountability of Funds. Reports and Audits. There
shall be strict accountability of all funds and a report of all
receipts and disbursements of the Agency. The Auditor shall cause
annual audits of the accounts and records of the Agency to be
prepared by an independent certified public accountant to be filed
annually with the Treasurer of each party hereto. The annual audits
shall conform to generally accepted auditing standards. the minimum
requirements of which shall be as prescribed by the State Controller
for special districts under Government Code Section 26909. The
Agency shall establish and maintain all necessary funds and accounts
which shall be open to inspection at all reasonable times by each of
the parties hereto.
(c) Bondinq Person Havinq Access to Property. The
officers who have charge of. handle. or have access to any property
of the Agency. shall be required to file an official bond with the
Agency in such amount as may be established by the Board. Should an
exist!ng bond of any of said officers be extended to cover the
obligation provided herein. said bond shall be the official bond of
said officers required to be posted herein. The premium on any such
bond or bonds shall be an appropriate expense of the Agency.
Section 8.
Amendment. This Agreement may be amended by
the mutual consent of the parties hereto, duly authorized by the
designated representatives of the respective legislative bodies
thereof; provided that no amendment shall be to the detr iment of
,
holders of outstanding bonds. notes or other evidences of
indebtedness.
Section 9.
Period of Aqreement.
This Agreement shall
continue until rescinded or terminated by either mutual consent of
the parties hereto duly authorized by resolution of the respective
legislative bodies thereof, or by unilateral withdrawal by one of
the parties hereto duly authorized by resolution of its legislative
body; provided that this Agreement shall be irrevocable as long as
the Agency has bonds. notes or other evidences of indebtedness
outstanding.
Section 10.
Disposition
of
Property.
Properties
acquired by the Agency shall be held and managed by the Agency and
shall not be disposed of, distributed to, or divided between the
parties hereto, except in accordance with their directions. duly
authorized by resolution of the respective legislative bodies
thereof; provided that no disposition, distribution or division
shall be made of properties acquired and/or constructed from the
proceeds of outstanding bonds, notes or other evidences of
indebtedness except in accordance with the resolution authorizing
such bonds, notes or other evidences of indebtedness.
- 8 -
Section 11.
Surplus.
After the completion of the
purposes of this Agreement. any surplus money held by the Agency
shall be paid to the respective parties hereto in proportion to
their participation.
.
Section 12.
Further Assurance. San Bernardino and Indio
shall execute all documents and do all things necessary to enable
the Agency to execute its powers and accomplish its purposes.
IN WITNESS WHEREOF. the parties hereto have caused this
Agreement to be executed by their officers thereunto duly authorized
the day and year first above written.
CITY OF SAN BERNARDINO. CALIFORNIA
By:
Mayor
APPROVED AS TO FORM:
ATTEST:
City Attorney
City Clerk
(SEAL)
- 9 -
ATTEST:
City Clerk
(SEAL)
CITY OF INDIO, CALIFORNIA
By:
Mayor
APPROVED AS TO FORM
City Attorney
- 10 -
Toll Free Califomia
(Consulting) (eo<J) 542-6032
(Sales) (eo<J) 542-6288
505 LolT\lls Santa Fe Drive.
Suite 100
(619) 48].5894
Miller & Schroeder Municipals, Inc.
Post Office Box 946. Solono Beech. California 92075-0819
November 20, 19B4
Ms. Glenda Saul
Executive Director
Redevelopment Agency of the
City of San Bernardino
City Hall
300 North "0" Street, Room 320
San Bernardino, California 9241B
Dear Ms. Saul:
With respect to the contemplated fonnation of a joint powers authority
combining the citles of San Bernardlno and Indlo for the purpose of issulng
slng1e family mortgage revenue bonds, this letter will address the reasons for
and benefits of establishing such a joint powers authorlty.
One lmportant factor ln structuring a successful mortgage revenue bond
issue is to obtain an acceptable investment agreement. Prior to the funding
of mortgage loans it ls necessary that the bond proceeds be invested with a
financlal institution paying an lnterest rate generally equal to the bond
yield. Such lnterest earnlngs are uti11zed to make tlme1y payments of
interest to the bondholders. The problem at hand 15 that currently, short
term lnterest rates are lower than long term lnterest rates making lt
lmpossib1e to secure an investment agreement providlng a rate of return equal
to the bond yield.
One potentla1 method to alleviate or reduce thl5 lnterest rate
dlfferentia1 ls to lmprove the ratlng on the bonds. As orlglnal1y proposed, a
$20,000,000 City of San Bernardino mortgage revenue bond issue would likely
rec.eive an "A" ratlng from Moody's Investor's Service, and, due to, among
other factors, the geographic concentratlon of the houslng unlts, munlcipa1
bond insurance firms lnitia11y indlcated an unwi111ngness to lnsure such a San
Bernardlno lssue. A c0l1lll1tment of such munlcipa1 bond insurance secures a
"AAA" bond ratlng.
Headquarters; Minneapolis. Minnesota
Branch Offices: Downtown Minneapolis. SoWIna Beach, California. Northbrook.IUinois. St Paul, Minnesota. Naples. Florida. Carson City. Nevada
(!\ember of the Securities Investor Protection Corporetion
On the other hand, two mun1c1pal bond 1nsurance f1rms expressed an
interest in providing an insurance conm1tment for a financing comb1n1ng the
cities of San Bernardino and Ind1o. Besides diversifying the geographic
locat10n of the housing units, the increased size of the mortgage pool
inherently strengthens the cash flows compared to solely a San Bernardino
issue.
Obtaining a "AAA" rating will enable the bonds to be sold at 1nterest
rates approximately .50% less than an "A" rated bond issue. Such would not
only substantially improve the potent1al of securing an acceptable investment
agreement, but would also provide a mortgage loan interest rate approximately
.25% less than could be achieved assum1ng an "A" rated bond 1ssue. Moreover,
establishing a San Bernard1no-Ind1o joint powers authority would result in
lower developer fees due to the economy of scale provided by a larger bond
issue.
In add1t10n, in connection w1th obtaining a workable investment agreement,
a key determ1nate is the average life of the mortgage money. That 1s, the
average length of time which the financial institution providing the
investment agreement will have to utili ze the mortgage money before funding
mortgage loans pursuant to developer takedown schedules. The longer a
financial institution has to utilize/invest the mortgage money, the better
(higher) the 1nvestment agreement interest rate. The Ind10 developers
generally intend to drawdown their mortgage funds later than the San
Bernardino developers. Combining the San Bernard1no and Ind10 developer
drawdown schedules provides an average life for such funds which 1s
approximately three months longer than the average life of the San Bernardino
mortgage money per the San Bernardino developer's drawdown schedules. The
longer average life of the mortgage money achieved by including the Ind10
developers w1ll enable us to secure higher investment agreement rates than San
Bernardino could obtain as the sole issuer. Moreover, the larger mortgage
pool and reserve fund amounts will improve the attract1veness of the
investment agreement producing more compet1t1on in the b1dd1ng process among
financial 1nst1tut10ns wh1ch would likely result in more favorable 1nvestment
agreement rates.
Another factor to cons1der is that San Bernard1no's $20,000,000 allocat1on
to issue mortgage revenue bonds expires on December 31, 1984. The 1nmed1acy
of this deadline further necessitates the development of an issue structure
and bond program which provides a viable housing finance program meet1ng the
object1ves of the developers and issuers by increasing the supply of
affordable housing units with mortgage loans at below-market interest rates.
The status of the municipal bond market and certain market, legal and t1m1ng
requirements are important factors which must be evaluated in determ1n1ng the
optimal bond structure/program. Considering the factors discussed here1n, the
formation of a joint powers authority comb1n1ng San Bernardino and Ind10 for
the purpose of issuing single family mortgage revenue bonds is the most
feasible and beneficial issue structure/program to enable San Bernardino to
successfully complete its pend1ng mortgage revenue bond 1ssue.
We apprec1ate the C1ty's cooperat1on and w1ll1ngness to pursue the
format1on of the jo1nt powers author1ty. If you have any quest10ns regard1ng
the subject matter of th1s letter, or 1f we can prov1de you w1th add1tional
1 nformati on regard1ng the sUbject housing financ1ng, please feel free to
contact us.
Very truly yours,
~
Gregory B. Ballenger
Ass1stant V1ce Pres1dent
GBB:sko
fA-
. --
2. 157-10/0133S/ds
11/25/84
NOTICE OF THE FORMATION OF THE SAN BERNARDINO-
INDIO HOUSING FINANCE AGENCY
Pursuant
to
Government
Code
Section 6503.5
the
San Bernardino-Indio Housing Finance Agency (the "Agency") hereby
causes notice of the execution of a certain agreement. dated
November 21. 1984 (the "Agreement"). creating said Agency to be
filed with the Secretary of State of the State of California.
The following public agencies are parties to said Agreement:
(i) City of San Bernardino. a municipal corporation being
a charter city duly organized and existing pursuant to the
Constitution and laws of the State of California; and
(ii) City of Indio. a municipal corporation duly organized
and existing pursuant to the laws of the State of California.
The Agreement authorizes the Agency to exercise any and all
of the common powers of the City of San Bernardino and the City of
Indio relating to the financing of home mortgages pursuant to the
provisions of Health and Safety Code Section 52000. et seq. (the
"Act"). and resulting in the issuance of the San Bernardino-Indio
- 1 -
t_._.-li'
Housing Finance Agency. Single Family Mortgage Revenue Bonds.
1984 Series A (the "Bonds").
The Agency is also authorized to
execute any agreements which may be necessary or convenient in
connection with the Agreement. the Act and the Bonds.
THIS NOTICE IS GIVEN this
day of
. 1984.
SAN BERNARDINO-INDIO HOUSING
FINANCE AG
By:
By:
. ~
By: ~~~. !fLd
Director
,
,
By:
Director
- 2 -