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HomeMy WebLinkAbout2007-035
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RESOLUTION NO. 2007-1~
RESOLUTION OF THE MAYOR AND COMMON COUNCIL OF THE CITY OF SAN
BERNARDINO ADOPTING AMENDMENT NO. ONE TO THE CALTRANS
DISADVANTAGED BUSINESS ENTERPRISE (DBE) RACE-NEUTRAL
IMPLEMENTATION PROGRAM AGREEMENT FOR FEDERAL FINANCIAL
ASSISTANCE PROJECTS.
BE IT RESOLVED BY THE MAYOR AND COMMON COUNCIL OF THE
CITY OF SAN BERNARDINO AS FOLLOWS:
WHEREAS, 49 CFR Part 23 heretofore requires a Disadvantaged Business Enterprises
(DBE) Program for recipients of Federal Department of Transportation funds; and.
WHEREAS, the City of San Bernardino, in order to be eligible, adopted the California
Department of Transportation's Disadvantaged Business Enterprise Race-Neutral
Implementation Agreement (hereafter "AGREEMENT" ), effective May 1,2006, pursuant to
City Resolution No. 2006-239; and
WHEREAS, effective November 15, 2006, the Division of Local Assistance has
required that local agencies either execute an amendment to the existing AGREEMENT, or
execute a new updated Agreement reflecting the changes in Local Programs Procedure (LLP),
LPP 06-06, "Deletion of DBE Availability Advisories and other Technical Changes", released
November /4,2006, to be eligible for Federal funds; and
WHEREAS, the City of San Bernardino intends to be a sub-recipient of Federal
Department of Transportation funds;
NOW THEREFORE, BE IT RESOLVED BY THE MAYOR AND COMMON
COUNCIL OF THE CITY OF SAN BERNARDINO AS FOLLOWS:
I. The City of San Bernardino hereby adopts "AMENDMENT NO. ONE TO THE
DISADVANTAGED BUSINESS ENTERPRISE RACE-NEUTRAL IMPLEMENTATION
AGREEMENT", and the City Engineer is hereby authorized to execute said amendment,
attached hereto and incorporated in this resolution as Exhibit A.
/II
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RESOLUTION OF THE MAYOR AND COMMON COUNCIL OF THE CITY OF SAN
BERNARDINO ADOPTING AMENDMENT NO. ONE TO THE CAL TRANS
DISADVANTAGED BUSINESS ENTERPRISE (DBE) RACE-NEUTRAL
IMPLEMENTATION PROGRAM AGREEMENT FOR FEDERAL FINANCIAL
ASSISTANCE PROJECTS.
I HEREBY CERTIFY that the foregoing Resolution was duly adopted by the Mayor
joint
and Common Council of the City of San Bernardino at a regular meeting thereof, held on the
day of Feb. 5th ,2007, by the following vote, to wit:
Council Members: AYES NAYS ABSTAIN ABSENT
ESTRADA X
BAXTER X
BRINKER X
-
DERRY X
KELLEY X
JOHNSON X
MC CAMMACK X
~~
h_~
City Clerk
/ -r-A
The foregoing resolution is hereby approved this _ \g day of February, 2007.
~~S,MaYOr
City of San Bernardino
App.roved as to form
AMENDMENT NO. ONE
TO THE
DISADVANTAGED BUSINESS ENTERPRISE RACE-NEUTRAL
IMPLEMENTATION AGREEMENT
For the City of San Bernardino. hereinafter referred to as "RECIPIENT."
Baek2round:
A. RECIPIENT executed the California Department ofTransportation's Disadvantaged
Business Enterprise Implementation Agreement ( hereinafter referred to as
"AGREEMENT" ) on July 10,2006, per Resolution No. 2006-239, as a condition of
receiving federal-fmancial assistance.
B. Due to the modification of the California Disadvantaged Business Enterprise
Program Plan the AGREEMENT requires amending.
C. This Amendment is the fllSt amendment to the AGREEMENT.
The RECIPIENT agrees to amend their obligations in the existing AGREEMENT and
RECIPIENT agrees to keep, perform, and fulfill the promises, conditions and agreements
below:
Amendment:
I. The AGREEMENT is amended as follows:
Section V: Race-Neutral Means of Meeting the Annual DBE Goal ( ~26.51 )
of the AGREEMENT is hereby amended to read identically to the
Federal Code of Regulations, 49 CFR, Part 26.51.
No Other Chanl!e:
2. Except as otherwise expressly provided in this Amendment, all of the terms
and conditions of the AGREEMENT remain unchanged and in full force and effect.
/1//1//1/1/1/1//1/1/1//1/1//1 /I /I /1/ I /1/ II /1/ /1/ /I /1/ II /1/ I /1/ I /1/ II /1/ /11111 /1/ I /1/ I /1/ /1111 /1/ /I /1/ /1/ /1/ II /1/ I /I /II /1/ /II
Response to change. to CALTRANS DBE PROGRAM pct UJ> 06-06
November 14, 2006
Amendment to DOE Race-Neutnlllmplementalion AGREEMENT
Page 2
AeeeDtaDee:
REaPIENf:
By
lAte: ;J -6 -p1
LANCAS1ER
City Engineer I Deputy Directoc ofDevelqmm Services
DBE Liaisoo Officer (DBELO)
300 N. ''!Y' Street, 3M Floor
San Bernardino, CA 92418-000 I
E-mail: lancaster_ma@cLsan-bemardino.ca.us
Phone Nwnber: (909) 384-5125
This amendment to the California Department of Transportation's Disadvantaged Business
Enterprise Program Plan Implementation Agreement is accepted by:
f-l--y--
S YEUNG
Local Assistance Engineer (DLAE)
Caltrans District 8
Date: :J./Jd / (17
Response 10 change. to CALTR.\NS DBE PROGRAM per LLP 06-06
November 14, 2006
Ma~ 31 06 02:07p'
Authorized User
909-384-5573
p.3
EXHIIlIT 9A
ux.\! A.~..i:il.Ull.:C Pt"OL'(..cJurcs MUlu.,1
DISADVANTAGED BUSINESS ENTERPRISE RACE-NEUTRAL
IMPLEMENTATION AGREEMENT
For the Citv of San Bernardino, hereinafter referred to as "RECIPIENT."
Definition of Terms
The terms used in this agreement have the meanings defined in 49 CFR ~ 26.5.
II OBJECTIVE/POLICY STATEMENT (~2611. 26/23)
c
c.
The RECIPIENT intends to receive federal financial assistance from the U. S. Deparlment of
Transportation (DOn through the California Department of Transportation (Caltrans), and as a
condition of receiving this assistance, the RECIPIENT will sign the California Department of
Transportation's Disadvantaged Business En\I:rprise Implementation Agreement (hereinafter referred to
< as Agreement). The RECIPIENT agrees to implement the State of California, Department of
Transportation Disadvantaged Business Enterprise (DBE) Program Plan (hereinafter referred to as the
DBE Program Plan) as it pertains to local agencies. The DBE Program Plan is based on U.S.
:. __Department of Transportation (DOn, 49 CFR, Part 26 requirements.
It is the policy of the RECIPIENT to ensure that DBEs, as defmed in Part 26, have an equal opportunity
to receive and participate in DOT-assisted contracts. It is also their policy:
. To ensure nondiscrimination in the award and administration of DOT-assisted contracts.
. To create a level playing field on which DBE's can compete fairly for DOT-assisted contracts.
. To ensure that their annual overall DBE participation percentage is narrowly tailored, in
accordance with applicable law.
. To ensure that only fmos that fully meet 49 CFR, Part 26 eligibility standards are permitted to
participate as DBEs.
,To help remove barrien; to the participation ofDBEs in DOT-assisted contracts.
. To assist the development of firms that can compete successfully in the market place outside
the ORE Program.
/II Nonditcrimination (~26. 7)
RECIPIENT will never exclude any person from participation in, deny any person the benefits of, or
otherwise discriminate against anyone in connection with the award and performance of any contract
covered by 49 CFR, Part 26 on the basis of race, color, sex, or national origin. In administering the
local agency components of the DIlE Program Plan, the RECIPIENT will nol, directly. or through
contractual or other arrangements, use criteria or methods of administration that have the effect of
defeating or substantially impairing accomplishment of the objectives of the DBE Program Plan with
respect to individuals of a particular race, color, sex, or national origin.
1.l.I'Ci,...OJ
Mo\y 1, l:>ot',
Hal:! 31 06 02:09p
Aut.ho...i%"d US"...
909-384-5573
p.9
F XHIIIIT Q,\
L()c~u A~,.'~fitano.' Proc.'t'\iure,. Mmu:.\1
XVII1 Confidentiality
RECIPIENT will safeguard from disclosure to third parties, informalion that may reasonably be regarded as
'.Iii"f;;W6__"'~: y3/-06
MARK LANCASTER
City Engineer I Deputy DireclDr of Development Services
DBE Liaison Officer (DBELO)
300 N. "0" Street, 3" Floor
San Bernardino, CA 92418-000 I
E-mail: lancaster_ma@cLsan-bemardino.ca.us
Phone Number: (909) 384-5125
This California Department of Transportation's ~isadvantaged Business Enterprise Program Plan
Implemenlation Agreement is accepted by:
J.e- ~
r S NYEUNG
Local Assistance Engineer (DLAE)
Callrans District 8
Date:
6/?/1/6
OisuibatioCl: (I) Original-ot.AE
121 Copy-locAIlC""Y ....., ti..", br IlLAE
DaE a..........II~.......i... A_1or1.ocol Apci,,(Ol1011ll61
!.I.POi..CI
f\.'b~' I ~ lCCb
I \IIIBII ".Il
I.nt'a) Assislance 1)n.H..'l'dun:~ \lilllLlal
2006-239
Exhibit 9.0 Local Agency DOE Annual Submittal Form
TO: CAL TRANS DISTRICT 8
District Local Assistance Engineer
The amount of the Annual Anticipated DBE Participation Level (AADPL) and methodology are presented
herein, in accordance with Title 49 of the Code of Federal Regulations, Part 26, and the State of Cali fomi a,
Department ofTransportation Disadvantaged Business Enterprise (DB E) Program Plan.
The CITY OF SAN BERNARDINO, submits our AADPL information. We have established an AADPL
of ...i. % for the Federal Fiscal Year 200612007, beginning on October I. 2006, and ending on September
30. 2007.
MethodolollV
See A11'AOiMENf "B" to this document.
Disadvanta2ed Business Enterprise Liaison Officer fDBELO):
The DBE Liaison Officer for the coming Federal Fiscal Year is:
Mark Lancaster, City Engineer I Deputy Director of Development Services
300 N. "0" Street. 3111 Floor
San Bernardino, CA 92418-0001
Phone Number: (909) 384-5125 Fax: (909) 384-5155
E-mail: lancaster_ma@ci.san-bernardino.ca.us
Promot Pav
Federal regulation (49 CFR 26.29) requires one of three methods be used in federal-aid contracts to ensure
prompt and full payment of any retainage, kept by the prime contractor or subcontractor, to a subcontractor.
Altached is a listing of the three methods, on which the City of San Bernardino has designated method of prompt
payment provision that will be used.
SUbmitted~: /,
IIJdl
MAR LANCASTER
City Engineer I Deputy Director of Development Services
OBE Liaison Officer (DBELO)
dz(
Date: 74(1 -ex,
Reviewed by Caltrans:
( -'-' y~
/ AN YEUNG
Local Assistance Engineer (OLAE)
Caltrans District 8
Date: 1/ pZ ~/./ I.
~ .
Distribution: (I) Original-DLAE DBE Annual Submittal Form (OSlO 1106)
(2) Copy-local agency after signing by DLAE
l.Itl' :>,-:l
~'L,,' I. 2:C6
1'.\IIIIlIT'I-1l
1,lll'al Assisli.tllc..: Pn>e..:durcs Manual
2006-239
(Attachment)
Promot PlVment of Withheld Funds to Subcontractors
Federal regulation (49 CFR 26.29) requires one of the following three methods be used in federal-aid
contracts to ensure prompt and full payment of any retainage kept by the prime contractor or subcontractor
to a subcontractor.
Please check the box of the method chosen by the local agency to ensure prompt andfuU payment of any
retainage.
., No retainage will be held by the agency from progress payments due to the prime contractor.
Primecontractors and subcontractors are prohibited from holding retainage from subcontractors.
Any delay or postponement of payment may take place only for good cause and with the agency's
prior written approval. Any violation of these provisions shall subject the violating contractor or
subcontractor to the penalties, sanctions, and other remedies specified in Section 7108.5 of the
California Business and Professions Code. This requirement shall not be construed to limit or
impair any contractual, administrative, or judicial remedies, otherwise available to the contractor or
subcontractor in the event of a dispute involving late payment or nonpayment by the contractor,
deficient subcontractor performance, and/or noncompliance by a subcontractor. This clause applies
to both DBE and non-DBE subcontractors
[1 No retainage will be held by the agency from progress payments due the prime contractor. Any
retainage kept by the prime contractor or by a subcontractor must be paid in full to the earning
subcontractor in 30-days after the subcontractor's work is satisfactorily completed. Any delay or
postponement of payment may take place only for good cause and with the agency's prior written
approval. Any violation of these provisions shall subject the violating contractor or subcontractor to
the penalties, sanctions, and remedies specified in Section 7108.5 of the California Business and
Professions Code. This requirement shall not be construed to limit or impair any contractual,
administrative, or judicial remedies, otherwise available to the contractor or subcontractor in the
event of a dispute involving late payment or nonpayment by the contractor, deficient subcontractor
performance, and/or noncompliance by a subcontractor. This clause applies to both DBE and non-
DBE subcontractors.
II The agency shall hold retainage from the prime contractor and shall make prompt and regular
incremental acceptances of portions, as determined by the agency of the contract work and pay
retainage to the prime contractor based on these acceptances. The prime contractor or subcontractor
shall return all monies withheld in retention from all subcontractors within 30 days after receiving
payment for work satisfactorily completed and accepted including incremental acceptances of
portions of the contract work by the agency. Any delay or postponement of payment may take place
only for good cause and with the agency's prior written approval. Any violation of these provisions
shall subject the violating prime contractor to the penalties, sanctions, and other remedies specified
in Section 7108.5 of the California Business Professions Code. This requirement shall not be
construed to limit or impair any contractual, administrative, or judicial remedies otherwise available
to the contractor or subcontractor in the event of: a dispute involving late payment or nonpayment
by the contractor; deficient subcontractor performance and/or noncompliance by a subcontractor.
This clause applies to both DBE and non-DBE subcontractors.
I.pp :frC J
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