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Redevelopment Agency · City of San Bernardino
300Nanh "0" s_ FounhFloor . SIIlIlaDardino, CoIifcmia 92418
(714) 384-5081 FAX (714) 888-9413
Pride ~
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APRI L 5, 1990
ORANGEHOOD ESTATES - PHASE II
Synopsis of Previous Commission/Council/Committee Action:
10-02-89 The Mayor and Common Council selected Dukes - Dukes and Associates to
build out the remialnlng seventy-slx(76) lots of of Orangewood
Estates.
Recommended Motion:
(COMMUNITY DEVELOPMENT COMMISSION)
That the Commission approve the deal points as described In the attached
proposal and to direct Agency Counsel to prepare the appropriate agreement.
Respectfully Submitted,
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Robe t J. emple, fI!. tlng Executive Director
Supporting data attached: YES
FUNDING REQUIREMENTS: see attached
Hard: 6th
Project: NH
Commission Notes:
RT:1995R
Agenda of: April 9. 1990
Item No. '1
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C I T ~ 0 F SAN B ERN A R DIN 0
COMMUNITY DEVELOPMENT DEPARTMENT
INTEROFFICE MEMORANDUM
9004-1302
TO: Redevelopment Committee
FROM: Kenneth J. Henderson
Director of Community Development
SUBJECT: Orangewood Estates - Phase II
DATE: April 4, 1990
COPIES: Mayor Holcomb; City Administrator; Director of
Finance; Executive Director, RDA; Community
Development Specialist; City Treasurer
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On October 2, 1989, the Mayor and Common Council selected
Dukes - Dukes and Associates to build out the remaining
seventy-six (76) lots of Orangewood Estates. Dukes _ Dukes
was to finance the project in its entirety at no further cost
to the City or the Redevelopment Agency.
Because Dukes - Dukes was not able to readily identify
construction financing, the Community Development Commission,
at a subsequent meeting, appropriated $1.6 million to payoff
the assessment district bonds, reimburse the City General
Fund for advances made to keep the bondholders whole and
protect the City's credit rating and to reimburse the Commu-
nity Development Department for its acquisition and weed
abatement costs, The effect of this action was to stop the
interest clock from running on the assesment bonds and limit,
to the extent possible, future costs to the project.
After months of contacts with various lenders, DUkes _ Dukes
was able to elicit support from Life Savings and Loan if the
Agency contributed an additional $800,000 of construction
financing. This amount would be added to the $750,000 Life
was prepared to lend to the project. Life would also admi-
nister the combined construction loan for a 1% - 1.5% fee,
After discussions among staff, the Mayor and representatives
from Dukes - Dukes, it was decided to try a better, more
cost-efficient approach,
Staff and Gene Wood from Wood-Husing Associates met to
discuss various alternatives, and at a subsequent meeting
with John Dukes, developed the attached deal points which are
summarized as follows:
1. Agency to sell land to Dukes - Dukes for $1.9 million
($25,000 per lot), with $300,000 profit to be split
between Agency and Community Development Department.
INTEROFFICE MEMORANDUM: 9004-1302
Orangewood Estates - Phase II
April 4, 1990
Page 2
2. The project is to be constructed in three (3) phases (27,
38, and 49 units) with Phase I to be built in two groups,
thirteen (13) and fourteen (14) units, respectively. The
timing of Phases II and III will be based upon experi-
ences derived from Phase I.
3. Agency to make construction loan of $1,156,115 for first
13 homes at 1.5 points over prime (floating), with DUkes
-Dukes to pay 1.5 points for loan fee and disbursement
administration. The cost of the three models, $275,000,
will be amortized over the entire 114 unit project, or
$2,412 per home.
4. At close of escrow for each home in Phase IA, Dukes _
Dukes will pay $88,112 to Agency.
5. Agency to make second construction loan for the remaining
14 homes in Phase IB. Dukes - Dukes to pay 1.5 points
over prime (floating), with 1.5 points for loan fee and
disbursement administration to be paid up front.
6. At close of escrow, Dukes Dukes will pay to Agency
$86,925, per home or $1,216,950.
7. Phases II and III will be structured similar to Phase I,
taking into account experiences of Phase I.
8.
Under
(10%)
Phases
loan disbursements, there will be a ten percent
retention in lieu of a completion bond throughout
I, II and III.
The deal as described above secures RDA's interest with a
mortagage against each lot, limits the Agency's and Dukes _
Dukes' financial exposure, provides the developer a normal
rate of return and adheres to commercial norms for risk, rate
of return and security.
I recommend the Committee recommend approval to the Community
Development Commission of the deal points as described herein
and in the attached proposal. If approved by the Committee
and Commission, staff recommends Agency Counsel be directed
to prepare the appropriate agreement.
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KENNETH J.
Director
Development
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Prepared by:
Wood-Busing & Associates
1180 Bast Rintb St. Ste A-6
San Bernardino, CA 92410
(714)882-2485 or 881-5596
FAX (714)381-0095
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PROPOSED AGREEMENT
SAN BERNARDINO REDEVELOPMENT AGENCY
and
DUKES-DUKES AND ASSOCIATES, INC.
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SEC'l'IOJJ I.
- BACJtGROmm. . . .
. . . . .
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!he 4 objectives governing the pro-
posed agreement.
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SEC'fIOJJ II.
- RDA LAJn) SALE FOR $1. 9 MILLIOJJ
. . .
. . . .2
RDA purchased land for $1.6 .illion.
Proposed sale for $1.9 .illion or
$25,000 per 114 lots.
SEC'fIOJJ III. - PHASE I 'flMEIJJG . . . .
. . . . . . .
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Phase I divided into Group A with 10
homes and 3 .odels and Group B with
14 hOlDes.
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SEC'fIOJJ IV. - TEMPORARY COIIS'l'ROC'fIOII LOAIl - PHASE I . . . .3
Details of 'fCL finance & repayment
at 1.5 points over prime plus 1.5
points for loan fees.
SEC'fIOJJ V. SOHKARY OF PHASE I . . . . . . . . .5
Where RDA would stand with comple-
tion of the first 27 homes in Phase
1.
SECTIOJJ VI. - PHASES II AIID III . . . . . . . . . . . . . .6
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Structure of financing for the 38
unit Phase II and 49 unit Phase III.
SEC'fIOJJ VII. - OTHER RECOMKEIIDATIOJJS . . . . . . . . . . . .7
Other items which Dukes-Dukes should
perform to secure RDA's position.
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PROPOSED AGREEMENT
SAN BERNARDXNO REDEVELOPMENT
AGENCY
and
DUKES-DUKES AND ASSOCXATES.. XNC.
SEC'l'IOlf I. -BACKGROUlfD
At the request of San Bernardino Mayor W.R. Holcomb, and Rede-
velopment Director Robert Temple, Wood-Husing & Associates has
worked with the Redevelopment Agency ("RDA"), the Community
Development Department and Dukes-Dukes and Associates, Inc.
("Dukes-Dukes") in the attempt to find how best to structure the
financing of a 114 unit affordable housing development in the
Northwest Redevelopment Area.
Four objectives governed our approach to this matter:
1. Insure that the project be built.
The Mayor and Common Council have indicated a desire
to see low and moderate housing built in the City
of San Bernardino and thus have an interest in the
successful completion of this project.
2. Design financial relationships as consistent as pos-
sible with commercial norms for risk, rate of return
and security.
The Mayor and Common Council desire that the scarce
funds available to RDA be used as efficiently as
possible, while recognizing that low and moderate
projects may require some market encouragement to
be buil t .
3. Yield the developer a normal rate of return.
If low and moderate income housing projects are to
be built, the private sector must find it profitable
to do so.
4. Structure an arrangement to which all parties agree,
In any agreement, both sides must believe they
mutually benefit. Dukes-Dukes has indicated they
believe the deal points outlined below are rea-
sonable. They are presented here for consideration
by the City and RDA.
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SEcrION II.-IDA LAID SALE FOR '1.9 MILLION
The Dukes-Dukes project envisions 114 homes built in three phases.
The first encompasses the construction of 27 homes on land
currently owned by the RDA. The second would be 38 homes on
land owned by Dukes-Dukes. The third would be 49 units again
on land owned by the RDA,
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Ilec~ndation 11: file IDA sell Dukes-Dukes the land,
upon which Phases I and III will be
built, for '1.9 .illion.
The RDA paid $1.6 million for the land upon which these Phases
I and III are to be built. The $300,000 profit on this land
would represent a return to the city of about 12' per annum over
the 18 months estimated for completion of the project. Dukes-Dukes
for its part would obtain valuable land at a reasonable price.
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llecOllllllendation '2: Dukes-Dukes pay IDA $25,000 in land cost
upon the sale of each of the 27 units
built in Phase I and 49 units built in
Phase III.
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The RDA would hold a mortgage against each lot with Phases I and
III of the project. Each parcel would be released upon the close
of escrow and payment to the City of $25,000 (76 lots at $25,000
each is $1.9 million).
This arrangement benefits the RDA in that it places an incentive
before DUkes-Dukes to sell the homes as rapidly as possible.
Dukes-Dukes is helped in that the firm does not have to borrow
funds for the land cost. That benefit is in part the reason why
the homes can be sold to low/moderate income families at prices
below market rates for equivalent properties.
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SECTION III.-PHASE I rIMING
In order to ease the pressures on both the RDA and DUkes-Dukes,
Wood-Husing recommends that the phasing of the project be amended.
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Rec~endation 13: 'l'he 27 units in Phase I of the project be
built in two groups. Group A to be com-
posed of 13 units including 3 .odels.
Group B to be cOllposed of 14 units.
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This phasing would accomplish several objectives:
1. There would not be a large influx of homes on the
market at anyone time.
2. Dukes-Dukes could employ local sub-contractors as
the size of the effort at anyone time would be
within their capability.
3. The total amount of RDA funding outstanding to
Dukes-Dukes at anyone time would be lessened,
reducing the risk to both parties.
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4. The three models would be available for use through-
out all three phases of the project and only sold at
the end of it.
The timing of Phases II and III would be left as is, subject to
the experiences of RDA and Dukes-Dukes during Phase I.
SECTION IV.-TBKPORARY CONSTRUCTION LOAN - PHASE I
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Dukes-Dukes estimates that the non-land hard and soft costs of
building the 13 units in Group A would be $1,156,115. They
estimate that for Group B those costs would be $1,216,950.
Recommendation '4: RDA make a Temporary Construction Loan
("TCL") to Dukes-Dukes for U,156,115 at
1.5 points over prime (floating). Fur-
ther that the firm pay 1.5 points up
front for a loan fee and disbursement
administration. RDA to have a secured
interest in each of the 13 homes
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Interest should be billed monthly and
paid from the construction loan disburse-
ment based upon the outstanding balance.
All disbursements should be made by the
RDA in accordance with an agreed upon
disbursement schedule.
Further, in lieu of a completion bond,
RDA should hold back 10% of the TCL loan
until completion of construction.
This TCL loan rate and loan fee are compatible with commercial
lending rates. At today's prime rate of interest, the TCL would
yield 11.5% and the loan fee would be $17,500 paid in advance.
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These terms are advantageous to RDA as they put the agency in
the same position as a commercial lender . Dukes-Dukes is assisted
as it is able to acquire this funding, at these rates, without
putting a large amount of cash into the project.
The 10% hold-back provision is an incentive to Dukes-Dukes to
complete construction while at the same time allowing the firm
to avoid the costs of a completion bond.
Wood-Husing recommends that this initial TCL loan be repaid in
two ways:
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Rec~endation '5: i'he '275,000 including interest, borrowed
for the 3 .odels, to be repaid across the
entire 114 hOlle project, with U,412 to
be paid frOll escrow as each hOlle closes
(114 homes at '2,412 yields '275,000).
i'he ~els will be the last 3 hODeS sold.
As the 3 models will be held off the market and used to sell the
other 111 homes, this process aids Dukes-Dukes' cash flow by
allowing each of the 114 homes to bear a piece of their cost.
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It is of benefit to RDA as it gives Dukes-Dukes an incentive to
complete and sell the entire 114 unit project in a timely manner.
A significant portion of the developer's profit will be tied up
in these 3 models, which will be nearly free and clear when they
are finally sold.
Recommendation '6: The '881,115 including interest, borrowed
for the 10 other Group A units to be
repaid as each home is sold, with '88,112
to be paid from escrow as each closes (10
hOlIes at '88,112 yields '881,120).
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These payments would amortize the balance of the original TCL
loan. The TCL payment on the last home will be adjusted depending
on the interest balance still owing at that time.
Recommendation '7: RDA .ake a second TeL loan to Dukes-Dukes
of '1,216,950 to build the 14 homes in
Group B of Phase I. Again, the loan
would be at 1. 5 points over prille, with
1,5 points or '18,254 for loan fee and
disbursement administration paid up
front. RDA will again have a secured
interest in each home.
This loan would be amortized across the
14 units, with '86,925 paid from escrow
as each home closes (14 hOlies at '86,925
yields '1,216,950).
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!he tiaing of disburseaents and interest
cbarges, plus provisions for lOt comple-
tion bold-back, and interest adjusQent
on the last bOlle, will be the .ue as
witb Group A.
By the time the Group B loan is made, escrow should have closed
on most of the homes in Group A. Thus, the total amount of money
which RDA would have at risk at anyone time would be minimized.
The marketing of the 14 Group B homes will benefit from the fact
that the 10 Group A homes should have already been absorbed by
the market.
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With the Group B TeL loan, RDA will continue to benefit from
receiving commercial rates on its money. Dukes-Dukes will
continue to have access to commercial rates with a minimum of
capital tied up in the project.
SBC~IO. V.-SUMMARY OF PHASE I
A summary of the cash flow to RDA from Dukes-Dukes at the close
of escrows on Group A and B homes following Phase I is a follows:
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PAJllEJl'rS .::::.....".-.:.:...,.: . :.::..::.:.:::GROUP A
Land . .25,000
Models ...':::. .:., .:. ..,:....<:>.-....-:'.:::2,412
Construet:lon. .-
......,., ... . ...... .
..... .:. ...:' ':.'::OOUP': B.....
:....' '25,000 ......
'...2.12.
~~.~;:..:.:;,;::)'.'i:.' , . '. ":';:,:,,:
IIOMBS ....
::....:2.::
TO~AL PAID .'.
''-:600,:000
...::.,:,::::::,:,:,..$7,888 .
.,,-- ---- -- --.....
':"':881,120 .
....\1,,%16,950.
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PAID'PER ': .
..... ..........--........................--....
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.."...".................".............
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So.es '. ..:..' .
'1'O~ALPAID
By the end of Phase I, 27 affordable homes will have been built,
24 sold, and the fOllowing cash flows will have been realized:
1. Altogether RDA will have made loans of $2,373,065 to
Dukes-Dukes and received $2,755,958 in loan and land
payments.
2. RDA would receive $115,524 for land, model home and
construction loans at the close of each Group A
escrow and $114,337 for these times at the close of
each Group B escrow.
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3. RDA will have received '600,000 in land payments
from 24 sales.
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4. RDA will have made the model home portion of the
Group A TCL loan of '275,000 including interest, and
been repaid $57,666 on 24 sales.
5. The balance of the Group A TCL loan of $661,115,
including interest, will have been made and repaid
over 10 Sales.
6. The Group B TCL loan of $1,216,950, including inter-
est, will have been made and repaid over 14 sales.
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BE~IO. VI. -PHASES II AJID III
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At the end of Phase I, the RDA and Dukes-Dukes will need to agree
on the timing of construction in Phases II and III, The decision
should take into account the speed with which the 24 homes sold
in Phase I were absorbed by the market place,
R.c~nc!ation '7: RDA aake Dukes-Dukes ~CL loans in Phases
II-III fOllowing the same pattern of 1.5
points over prime, with a 1.5 point loan
and disbursement administration fee paid
up front. In each case the ~CL loans
should be amortized across the number of
units to be built, with payments cOiling
at the close of each escrow.
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Further, at the close of each of the 90
phase II-III and 1I0del home escrows, RDA
should receive '2,412 to complete amorti-
zation of the 1I0del hOlle ~CL loan. And,
at the close of each of the 40 Phase III
and 3 IIOdel home escrows, it should
receive '25,000 for land.
The timing of disbursements and interest
charges, plus provisions for 101 comple-
tion hold-back and interest adjustment on
the last home, will be the same as with
Group A of Phase I.
Following this pattern, RDA will insure that it has minimized
its risk and maximized its yields while seeing that 114 affordable
homes are made available to the public. Dukes-Dukes will have
had the opportuni ty, with minimum investment risk, to successfully
complete this extensive project.
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SBCTIOR VII.-O'lHBR UCOMKDDA'l'IORS
II
Wood-Husing makes the following other recommendations to secure
RDA's relationship with Dukes-Dukes:
Recommendation '8: Dukes-Dukes provide IDA with evidence of
title, or satisfactory sub-ordination
from the owner, on the 38 lots which are
the subject of Phase II of the project.
ReCOlllDendation '9: Dukes-Dukes provide IDA with evidence of
permanent loan financing from the Cali-
fornia Rousing Finance Agency or other
such source.
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Recommendation '10: Dukes-Dukes provide IDA with liability,
comprehensive and fire insurance per IDA
legal counsel specifications.
Recommendation '11: DukeS-Dukes provide individual guarantees
if 'l'CL loans are to be ..de to a corpo-
rate entity.
Recommendation '12: Dukes-Dukes agree to pay title, legal and
related costs.
ReCOlllDendation '13: Dukes-Dukes rework all construction costs
to match the agreed upon phasing.
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