HomeMy WebLinkAboutCDC/2000-22
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
RESOLUTION NO. CDC/2000-22
RESOLUTION OF THE COMMUNITY DEVELOPMENT COMMISSION
OF THE CITY OF SAN BERNARDINO, CALIFORNIA, APPROVING AN
AGREEMENT, AND AUTHORIZING EXECUTION THEREOF, WITH
CONRAD AND ASSOCIATES, L.L.P., TO PERFORM FINANCIAL AUDIT
SERVICES FOR THE ECONOMIC DEVELOPMENT AGENCY.
WHEREAS, the Community Development Commission ("Commission")
desires to enter into an agreement with Conrad and Associates, L.L.P., to perform
financial audit services for the Economic Development Agency of the City of San
Bernardino.
WHEREAS, said agreement with Conrad and Associates, L.L.P., will be
for a three-year period beginning with the audit of fiscal year 1999-2000, with the
option oftwo one-year extensions.
NOW, THEREFORE, BE IT RESOLVED BY THE COMMUNITY
DEVELOPMENT COMMISSION OF THE CITY OF SAN BERNARDINO,
AS FOLLOWS:
Section 1.
The Commission hereby approves and authorizes the
Chairperson of the Commission to execute an agreement with Conrad and
Associates, L.L.P., to perform [mancial audit services for the Economic
Development Agency of the City of San Bernardino for a three-year period
beginning with the fiscal year 1999-2000, with the option of two one-year
extensions, as attached hereto.
Section 2.
This Resolution shall take effect upon the date of its
adoption.
II
I
2
3
4
5
6
7
8
9
10
II
12
13
14
15
16
17
18
19
CDC/2000-22
RESOLUTION OF THE COMMUNITY DEVELOPMENT COMMISSION
OF THE CITY OF SAN BERNARDINO, CALIFORNIA, APPROVING AN
AGREEMENT, AND AUTHORIZING EXECUTION THEREOF, WITH
CONRAD AND ASSOCIATES, L.L.P., TO PERFORM FINANCIAL AUDIT
SERVICES FOR THE ECONOMIC DEVELOPMENT AGENCY.
I HEREBY CERTIFY that the foregoing Resolution was duly adopted by
the Community Development Commission of the City of San Bernardino at a
Joint
Regular meeting thereof, held on the 10th day of July, 2000,
by the following vote, to wit.
Commission Members Ayes Nays Abstain Absent
ESTRADA X
LIEN X
MCGINNIS X
-
SCHNETZ X
SUAREZ X
-
ANDERSON ~
MCCAMMACK X
20 The foregoing Resolution is hereby approved this ~day of July ,2000.
21
22
23
24
25
26
27
28
By:
J
Agency Counsel
-e.a.--
alles, Chairperson
nity Development
ission ofthe City of
ernardino
CDC/2000-22
AGREEMENT FOR AUDITING SERVICES
This Agreement for Auditing Services is made and entered into on this i I 'Yh.. day of July ~OOO
by and between the City of San Bernardino Economic Development Agency, a municipal
corporation (hereinafter referred to as "AGENCY") and Conrad and Associates, L.L.P., Certified
Public Accounts (hereinafter referred to as "AUDITORS").
WITNESSETH
WHEREAS, AUDITORS are recognized as competent and qualified certified public accountants
who were selected by the AGENCY through competitive procedures, and are duly authorized to
practice and licensed as such by the California State Board of Accountancy;
NOW, THEREFORE, in consideration of their mutual promises, obligations and covenants
hereinafter contained, the parties hereto agree as follows:
I. TERM. Unless tern1inated earlier or canceled as provided for herein, the term of this
Agreement shall be for each of the three fiscal years ending June 30, 2000 through
2002 with the option to renew for the fiscal years ended June 30, 2003, and 2004.
2. SCOPE OF SERVICES. The AUDITORS agree to provide services and perform all
work necessary in a manner satisfactory to the AGENCY as set forth in Appendix A,
the request for proposal (RFP) for audit services dated 5/2/2000, and AUDITOR'S
proposal dated 5/22/2000. These documents are attached hereto and by reference
incorporated herein and made a part hereof.
3. AGENCY'S OBLIGATIONS. For furnishing services specified in this Agreement,
AGENCY will pay and the AUDITORS shall receive the full compensation as set
forth in Appendix B attached hereto and by reference incorporated herein and made
a part hereof. Additionally, AGENCY agrees to provide AUDITORS with
supporting schedules, trial balances and reconciliations as necessary to complete the
services requested.
4. PAYMENT SCHEDULE. The AUDITORS shall submit a monthly billing based on
the percentage of audit work completed. After approval of the AGENCY'S Director
of Administrative Services, said invoice shall be paid within thirty (30) days.
5. COMPLETION OF AUDIT AND DELIVERY OF AUDIT OPINIONS.
A. AUDITORS shall complete all work by the dates provided in Appendix A of
each fiscal year included in the term of this Agreement.
B. AUDITORS shall deliver their final typed audit opinions and other reports
as set forth in Appendix A for each fiscal year included in the term of this
Agreement provided AGENCY furnishes the information to AUDITORS
pursuant to Section 3 herein above in a timely manner.
6. TERMINATION.
A. Termination Without Cause. AGENCY and AUDITORS shall have the right
to terminate this Agreement, by giving not less than thirty (30) days written
notice of termination to the other party. On the date of termination stated in
the written notice, AUDITORS shall discontinue performance of the services,
preserve the product of the services, and turn over to AGENCY the product
of the services in accordance with written instructions of AGENCY. If
AGENCY terminates the Agreement under this Subsection A of Section 6,
AGENCY shall compensate AUDITORS within thirty (30) days following
the effective date of termination a fee for all services satisfactorily provided
prior to the effective date of termination based on the amounts and rates set
forth in Appendix B. If AUDITORS terminate the Agreement under this
Subsection A of Section 6, AGENCY shall compensate AUDITORS in the
same amount AGENCY would compensate AUDITORS in the event
AGENCY terminated the Agreement under this Subsection A of Section 6,
less any costs AGENCY pays other auditors to review or re-perform the
services provided by AUDITORS prior to the date of termination. In the
event of termination without cause by either party, AGENCY's payment as
provided herein shall constitute full satisfaction of AGENCY's obligations
under this Agreement.
B. Termination by AGENCY for Cause.
I. AGENCY may, by written notice to AUDITORS, immediately
terminate the whole or any part of this Agreement in any of the
following circumstances:
a. AUDITORS fail to perform the services required by this
Agreement within the time specified herein, or within any
extension of that time;
b. AUDITORS fail to perform satisfactorily the services called
for by this Agreement, or otherwise breaches any provision of
this Agreement, and do not correct such failure within a
period of ten (10) days or such longer period as AGENCY
may authorize in writing after notice is given by AGENCY
specifying such failure of breach;
2
c. AUDITORS make a general assignment for the benefit of
their creditors, files or have filed against them a petition in
bankruptcy, or have a receiver appointed on account of their
insolvency; or
d. AUDITORS fail to maintain the insurance required pursuant
to Section 10.
2. Immediately upon receiving written notice of termination,
AUDITORS shall discontinue performing services, preserve the
product of the services, and turn over to AGENCY the product of the
services in accordance with written instructions of AGENCY. In the
event AGENCY terminates this Agreement in whole or in part as
provided above in Paragraph I of this Subsection B of Section 6,
AGENCY shall pay AUDITORS a fee for all services satisfactorily
provided by AUDITORS prior to the effective date of termination
based on the amounts and rates set forth in Appendix B, less any fees
AGENCY pays other auditors to review or re-perform the services
provided by AUDITORS prior to the date of termination. Said
payment shall constitute full satisfaction of AGENCY's obligations
under this Agreement.
C. Termination by AUDITORS for Cause. AUDITORS may immediately
terminate this Agreement if AGENCY is in breach of the Agreement and
does not correct such breach within a period often ten (l0) days (or such
longer period as AUDITORS may authorize in writing) after notice is given
by AUDITORS specifying such failure of breach. If AUDITORS terminate
the Agreement pursuant to this Subsection C of Section 6, AGENCY shall
compensate AUDITORS within thirty (30) days following the effective date
of termination a fee for all services satisfactorily provided prior to the
effective date of termination based on the amounts and rates set forth in
Appendix B, and such payment shall constitute full satisfaction of
AGENCY's obligations under this Agreement.
7. NOT OBLIGATED TO THIRD PARTIES. The AGENCY shall not be obligated or
liable hereunder to any party other than the AUDITORS.
8. PROHIBITION AGAINST SUBCONTRACTING OR ASSIGNMENT. The
experience, knowledge, capability and reputation of AUDITORS, its principals and
employees were a substantial inducement for the AGENCY to enter into this
Agreement. Therefore AUDITORS shall not contract with any other entity to
perform in whole or in part the services required hereunder without the express
written approval of the AGENCY. In addition, neither this Agreement nor any
3
interest herein may be transferred, assigned, conveyed, hypothecated or encumbered
voluntarily or by operation of law, whether for the benefit of creditors or otherwise,
without the prior written approval of AGENCY. Transfers restricted hereunder shall
include the transfer to any person or group of persons acting in concert of more than
twenty-five percent (25%) of the present ownership and/or control of AUDITORS,
taking all transfers into account on a cumulative basis. In the event of any such
unapproved transfer, including in any bankruptcy proceeding this Agreement shall
be void. No approved transfer shall release any surety of AUDITORS of any liability
hereunder without the express written consent of AGENCY.
9. INDEPENDENT CONSULTANT. Neither the AGENCY nor any of its employees
shall have any control over he manner, mode or means by which the AUDITORS,
its agents or employees perform the services required herein, except as otherwise set
forth. The AGENCY shall have no voice in the selection, discharge, supervision or
control of AUDITORS' employees, servants, representatives or agents, or infixing
their number, compensation or hours of service. AUDITORS agree to maintain
continuity of managerial personnel assigned to the engagement except for reasons
beyond AUDITORS' control. AUDITORS shall perform all services required herein
as an independent contractor of AGENCY and shall remain at all times to the
AGENCY a wholly independent consultant with only such obligations as are
consistent with that role. AUDITORS shall not at any time or in any manner
represent that it or any of its agents or employees are agents or employees of
AGENCY. AGENCY shall not in any way or for any purpose become or be deemed
to be a partner of AUDITORS in its business or otherwise of a joint venture or a
member of any joint enterprise with AUDITORS.
10. INSURANCE. The AUDITORS shall procure and maintain at its cost,
comprehensive general liability and property damage insurance, including
automobile and excess liability insurance, against all claims for injuries against
persons or damages to property resulting from AUDITORS' negligent acts or
omissions rising out of or related to AUDITORS' performance under this Agreement.
AUDITORS shall also carry Workers' Compensation Insurance in accordance with
State Workers' Compensation laws. said Workers' Compensation Insurance shall be
through its business services firm Conrad Business Services, Inc. AUDITORS agree
to maintain professional liability insurance to protect AGENCY from AUDITORS'
negligent acts, errors or omissions of a professional nature. If any claim related to
the performance hereunder be asserted against either party hereto, the party claimed
against shall receive all reasonable assistance from the other. The requirements
herein for subrogation may be waived by the AGENCY with respect to such
professional liability insurance.
4
10. INSURANCE. (CONTINUED)
The insurance required hereunder shall be kept in effect during the term of this
Agreement and shall not be subject to reduction in coverage below the limits
established herein, nor cancellation or termination without thirty (30) days prior
written notice by registered letter to the AGENCY. The insurer shall waive the right
of subrogation against AGENCY, its officers, employees and agents, and the
coverage shall be primary for losses arising out of AUDITORS' performance
hereunder and neither the AGENCY nor its insurers shall be required to contribute
to any such loss. A certificate evidencing the foregoing and naming the AGENCY
as an additional insured shall be delivered to and approved by the AGENCY prior to
commencement of the services hereunder. The procuring of such insurance or the
delivery of policies or certificates evidencing the same shall not be construed as a
limitation of AUDITORS' obligation to indemnify the AGENCY, its officials and
employees.
The amount of insurance required hereunder shall be as follows:
I. Workers' Compensation to statutory limits;
'"
J.
Commercial General Liability:
Each occurrence
Personal injury
Aggregate limit
Hired Auto and Non-Owned Auto Liability:
Each occurrence
Aggregate limit
Professional Liability:
Each claim and in the aggregate
$1,000,000
$1,000,000
$2.000,000
2.
$1,000,000
$1,000,000
4.
$1,000,000
] I. PREY AILING P ARTY. If any court action occurs as a result of a dispute between
the parties concerning any element of this Agreement, the prevailing party shall be
entitled to reasonable attorney's fees. The costs, salary and expense of the City
Attorney and members of his office in enforcing this Agreement on behalf of the City
shall be considered as "attorney's fees" for the purpose of this paragraph.
12. NOTICE. All written notices to the parties hereto shall be sent by United States
mail, postage prepaid by registered or certified mail addressed as follows:
AGENCY:
Gary Van Osdel, Executive Director
City of San Bernardino Economic Development Agency
201 North E Street, Suite 301
San Bernardino, California 92401
5
AUDITORS: Michael A. Harrison, Partner
Conrad and Associates, L.L.P.
1100 Main Street, Suite C
Irvine, California 92614
13 AUTHORITY TO EXECUTE AGREEMENT. Both AGENCY and AUDITORS do
covenant that each individual executing this Agreement on behalf of each party is a
person duly authorized and empowered to execute agreements for such party.
IN WITNESS WHEREOF, the parties hereto have caused this instrument to be executed the day and
year first written above.
CITY OF SAN BERNARDINO ECONOMIC DEVELOPMENT AGENCY
a es, Chair
unity Development Commission
CONRAD AND ASSOCIATES, L.L.P.
/1J,tA~ ~~
Michael A. Harrison, Partner
6