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HomeMy WebLinkAbout28-Water DepartmentORIGINAL CITY OF SAN BERNARDINO MUNICIPAL WATERDEPARTM~~~--~i1~1 ~~,_~th INTEROFFICE MEMORANDUM '04 JAN 22 A10 ~ 14 TO: Rachel Clark, City Clerk FROM: Stacey R. Aldstadt, Deputy General Manager SUBJECT: 2002-2003 AUDIT REPORT FOR WATER DEPARTMENT WATER AND SEWER UTILITIES DATE: January 22, 2004 CC: Bernard C. Kersey, David Erickson The firm of Conrad and Associates, L.L.P., has completed the Fiscal Year 2002-2003 Annual Audit of the Water Department's Water and Sewer Utilities. This report was presented to and accepted by the Board of Water Commissioners at their meeting held on January 13, 2004. Transmitted herein is one copy of the audit report for the Mayor and Common Council to "receive and file." Please contact me or David Erickson, Director of Administration and Finance, if you have questions. ,(p„ S cey R. Aldstadt ~( D uty General Manager als Attachment No. z8 a/x/oy MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Financial Statements Yeaz ended June 30, 2003 MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Financial Statements Year ended June 30, 2003 TABLE OF CONTENTS Page FINANCIAL SECTION Independent Auditors' Report 1 Management's Discussion and Analysis 5 Basic Financial Statements: Statement of Net Assets 10 Statement of Revenues, Expenses, and Changes in Net Assets 13 Statement of Cash Flows 14 Notes to Basic Financial Statements 16 SUPPLEMENTARY INFORMATION Statistical Schedules: Boazd of Water Commissioners and Organization 42 Schedule of Insurance Coverage 43 Schedule of Water System Demographics 44 Schedule of Water Production 45 Schedule of Water Rates 46 Schedule of Sundry Water Statistical Data 48 Schedule of Service Area and Customers 50 Schedule of Sewer Rates and Statistics 51 Schedule -1992 Certificates of Participation, San Bernazdino Public Safety Authority 54 Schedule -1998 Refunding Sewer Revenue Certificates of Participation, San Bemazdino Public Safety Authority 55 Series 1998A Water and Wastewater Revenue Bonds 56 Bond Schedule -General Obligation Waterworks Bonds, Series C 57 MiTNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Financial Statements Yeaz ended June 30, 2003 TABLE OF CONTENTS, (CONTINUED) Page SUPPLEMENTARY INFORMATION, (CONTINUED) Water Utility, Continued: Schedules of Distribution Maintenance Expenses 88 Schedules of Meter Shop Expenses 89 Schedules of Gazage -Vehicle Maintenance Expenses 90 Schedules of Engineering Expenses 91 Schedules of Water Quality and Backflow Connection Expenses 92 Schedules of General, Administration, and Overhead Expenses 93 Sewer Utility (Individual Fund Statements and Schedules) Statements of Net Assets 96 Statements of Revenues and Expenses 98 Statements of Changes in Net Assets 99 Statements of Cash Flows 100 Schedules of Operating Expenses 102 Schedules of Administration Expenses 103 Schedules of Engineering Services Expenses 104 Schedules of Plant Operations Expenses 105 Schedules of Bio-Solids Processing Expenses 106 Schedules of RIX Facility Operations Expenses 107 Schedules of Plant Maintenance Expenses 108 Schedules of Facilities Maintenance Expenses 109 Schedules of Electrical Instrumentation Expenses 110 Schedules of Environmental Control Expenses 111 Schedules of General, Administration, and Overhead Expenses 112 Report on Compliance and Internal Control over Financial Reporting Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards 113 I~ONRAD AND CERTIFIED PUBLIC ACCOUNTANTS 2301 DUPONT DRIVE, SUITE 200 ASSOCIATE ~ L.L.P. IRVINE, CALIFORNIA 92612 (949) 474-2020 Fax (949) 263-5520 Water Commissioners Boazd Municipal Water Department of the City of San Bemazdino, California Independent Auditors' Report We have audited the accompanying basic financial statements of the Municipal Water Department of the City of San Bemazdino, Califomia as of and for the yeaz ended June 30, 2003. These basic financial statements aze the responsibility of the management of the Municipal Water Department of the City of San Bemazdino, California. Our responsibility is to express an opinion on these basic financial statements based on our audit. We conducted our audit in accordance with auditing sandazds generally accepted in the United States of America and the Sandazds applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those sandazds require that we plan and perform the audit to obtain reasonable assurance about whether the basic financial statements aze free of material misstatements. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the basic financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. ~ As discussed in Note 1, the financial statements present only the Municipal Water Department and are not intended to present fairly, in all material respects, the financial position of the City of ' San Bemazdino, California, and the results of its operations and cash flows of its proprietary fund types, in conformity with accounting principles generally accepted in the United States of America. In our opinion, the basic financial statements referred to above present fairly, in all material respects, the financial position of the Municipal Water Department of the City of San ' Bernardino, California, as of June 30, 2003, and the results of its operations and the cash flows for the year then ended in conformity with accounting principles generally accepted in the United States of America. ' The information identified in the accompanying table of contents as management's discussion and analysis is not a required part of the basic financial statements, but is supplementary information required by the Governmental Accounting Standazds Boazd. We have applied certain ' limited procedures, which consisted principally of inquiries of management regazding the methods of measurement and presentation of the supplementary information. However, we did not audit the information and do not express an opinion on it. 1 MEMBERS OF AICPA AND CALIFORNIA SOCIETY OF CERTIFIED PUBLIC ACCOUNTANTS 1 MEMBER OF AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS PRIVATE COMPANIES PRACTICE SECTION MANAGEMENT'S DISCUSSION AND ANALYSIS MANAGEMENT'S DISCUSSION AND ANALYSIS Our discussion and analysis of the San Bernardino Municipal Water Department's financial performance provides an overview of the Department's financial activities for the year ended June 30, 2003. Please read it in conjunction with the Department's basic fmancial statements. This annual fmancial report consists of two parts -- Management's Discussion and Analysis (this section) and the Basic Financial Statements. The financial statements include notes that explain some of the information in the financial statements and provide more detailed data. In December 1998 the Governmental Accounting Standazds Boazd (GASB} issued Statement No. 33, Accounting and Financial Reporting for Non-Exchange Transactions. GASB No. 33 set new revenue recognition rules including the reporting of contributed capital as Income in the Statement of Revenues, Expenses, and Changes in Equity. In June 1999 the GASB issued Statement No. 34, Basic Financial Statements -- and Management's Discussion and Analysis -- for State and Local Governments. GASB No. 34 establishes financial reporting standazds for state and local governments, cities, villages and special purpose governments. GASB No. 34 required the following changes to the Department's financial statements: The format of the balance sheet has been changed. Assets and liabilities are now categorized as current and noncurrent. The equity section is displayed in three categories: 1) Invested in capital assets, net of related debt, 2) restricted, and 3) unrestricted. Unrestricted equiTy is no longer reserved or designated on the face of the balance sheet. 2. The statement of revenues, expenses, and changes in equity now reports contributed capital as revenue, rather than a direct change to equity. 3. The statement of cash flows now includes a summazization of the cash flows from operating activities. The statement of cash flows continues to reconcile the reasons why cash from operating activities differs from operating income. Financial HiEhli¢hts During the yeaz ended June 30, 2003, the Water Fund net assets increased $6.3 million. This is primarily ' due to a net profit of $3.1 million caused by recent rate increases (FY 2001) 3 as well as the $3.3 million in capital contributions for the yeaz. The Water Department's decrease of operating revenue ($90,386), increase of operating expense ($84,845) and decrease of nonoperating revenue ($263,762) combined to ' decrease net profit by $438,993. Net profit decreased from a $3,533,652 gain to a $3,094,659 gain from 2002 to 2003. The net profit of $3.1 million and contributed capital of $3.3 million increased net assets by $6.3 million before prior period adjustments. The Sewer Fund net assets decreased $1.2 million for the yeaz ended June 30, 2003. The Sewer Department's increase in operating revenue ($210,391), increase in operating expense ($822,383) and ' increase of nonoperating expense ($31,524) combined to increase net loss by $.7 million. Net profit decreased from a $.2 million loss to a $.9 million loss from 2002 to 2003. The net loss of $.9 million and contributed capital of $3.3 million increased net assets by 2.4 million before prior period adjustments. premiums for all purchased insurance policies as well as our self insured workers compensation expense ($227,945). The Sewer Department's non-operating revenues (expenses) increased 3.0% to ($L1 million). Capital contributed to the Sewer Department increased to $3.3 million. The net loss of $.9 million and contributed capital of $3.3 million combined with a prior period adjustment of $3.6 million leaving a decrease of $1.2 million to net assets. Water Department's Changes in Net Assets (In Millions of Dollazs) Water Fund Sewer Fund 2003 1002 % Change 2003 1001 °6 Change Revenues: Opernting Revenues: Charges for Services 20.4 20.5 .5 17.1 16.9 1.2 Contributed Capital 3.3 3.6 (8.3) 3.3 2.3 43.5 Nonopernting Revenues: Investment Income .7 1.0 (30.0) 1.5 1.7 (11.8) Noncapital Grant Funds .8 1.0 (20.0) - - - 25.2 26.1 (3.4) 21.9 20.9 (4.8) Opernting and Nonoperating Expenses: 18.9 19.1 (1.0) 19.5 18.8 3.7 Increase in Equity 6.3 7.1 (11.3) 2.4 2.1 14.3 Prior Period Adjustment -Net 2.5 (100.0) (3.6) (4.7) (23.4) Increase in Equity after Prior Period Adjustment 6.3 9.6 (34.4) (1.2) (2.6) (53.8) Total Net Assets -Beginning of the Year 79.8 70.2 13.7 90.1 92.7 (2.8) Total Net Assets -End of the Year 86.1 79.8 7.9 88.9 90.1 (1.3) Capital Assets At June 30, 2003, the Water Fund had invested $73.8 million in capital assets net of $40.3 million of accumulated depreciation. This amount represents a net increase (including additions and deductions) of $4.5 million or 6.5% from the prior year. A $1.4 million increase in property, plant and equipment and a $4.9 million increase in construction in progress was partially offset by a $1.8 million increase in accumulated depreciation. The main cause for the $4.5 million increase in net capital assets is due to increased construction in progress for newer projects such as the Victoria Farms main replacement project and the Enhanced Reliability Schedule of Improvements projects. At June 30, 2003, the Sewer Fund had invested $114.6 million in capital assets net of $54.6 million of accumulated depreciation. This amount represents a net decrease (including additions and deductions) of $7.0 million or 5.8% from the prior year. The main cause for the significant drop in net capital assets is due to a prior period adjustment of $3.6 million that decreased property, plant and equipment for a portion of the RIX Demo project, which no longer exists. More detailed information about the Department's capital assets is presented in Note 3 to the financial statements. BASIC FINANCIAL STATEMENTS i ~' MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Statement of Net Assets (Continued) II Liabilities and net assets Liabilities: ' Current liabilities: Accounts payable Interfimd payable ' Related parties payable (note 8) Accrued expenses Accrued compensation ' Claims payable (note 10) Other deposits Current portion of notes payable (note 5) ' Total current liabilities Current liabilities payable from restricted assets: ' Current portion of certificates of - participation (note 5) Current portion of bonds payable (note 5) 1,107,662 I' Accrued interest payable 38,886 Consumer deposits 2,024,812 Total current liabilities payable from restricted assets Long-term liabilities: Notes payable (note 5) Certificates of participation (note 5) Bonds payable (note 5) Total long-term liabilities Total liabilities Net assets: Invested in capital assets, net of related debt Restricted for: Capital-related fees Deposits Debt service Unrestricted Water Sewer Totals U~ Utility Eliminations 2003 2002 1,754,839 849,245 - 2,604,084 2,504,084 - 28,790 (28,790) - - 540,416 367,801 - 908,217 762,396 16,023 8,517 - 24,540 15,611 1,811,622 651,713 - 2,463,335 2,225,215 382,899 144,680 - 527,579 373,615 563,974 7,189 - 571,163 592,033 - 1,670,365 - 1,670,365 1,614,963 5,069,773 3,728,300 (28,790) 8,769,283 8,087,917 1,624,877 - 1,624,877 1,549,467 - - 1,107,662 1,025,984 799,547 - 838,433 885,771 - - 2,024,812 1,923,296 3,171,360 2,424,424 - 5,595,784 5,384,518 - 22,380,771 - 22,380,771 24,055,161 - 31,228,730 - 31,228,730 32,853,607 2,485,164 - - 2,485,164 3,592,826 2,485,164 53,609,501 _ - 56,094,665 60,501,594 10,726,297 59,762,225 28 790 70,459,732 73,974,029 70,178,300 57,661,976 2,026,374 6,693,115 41,331 - 418,791 2,790,223 13,454,746 21,741,659 - 127,840,276 126,252,672 - 8,719,489 6,079,305 - 41,331 59,973 - 3,209,014 3,273,576 - 35,196,405 34,229,243 Total net assets $ 86,119,542 88,886,973 - 175,006,515 169,894,769 Sec accompanying notes to basic financial statements. 11 MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Statement of Revenues, Expenses, and Changes in Net Assets Yeaz Ended June 30, 2003 (With comparative totals for 2002) Operating revenues: Charges for services Other operating revenues Total operating revenues Operating expenses: Administration and customer service Engineering, operations, and distnbution administration Plant operations Maintenance Environmental control Distribution Engineering General, administration, and overhead Depreciation and amortization Total operating expenses Operating income (loss) Non-operating revenues (expenses) Water Sewer Totals Utility Utility Eliminations 2003 2002 $18,820,801 16,459,446 (30,724) 35,249,518 34,710,093 1,594,028 610,462 750111 1,454,379 1,892,513 20,414,829 17,069,908 780 840 36,703,897 36,602,606 4,783,093 - - 4,783,093 4,363,823 591,367 1,324,348 (729,754) 1,185,961 740,386 5,818,947 7,792,183 (30,729) 13,580,401 12,651,498 1,062,255 2,193,534 (20,137) 3,235,652 3,072,140 - 316,238 - 316,238 253,959 2,441,589 - (220) 2,441,369 2,709,824 1,288,902 - - 1,288,902 1,161,730 163,234 1,033,920 - 1,197,154 2,048,902 2,423,163 4,205,205 - _~g,368 6,769,157 18,572,550 16,865,428 7( 80,840) 34,657,138 33,771,419 1,842,279 204,480 - 2,046,759 2,831,187 Investment income 749,833 1,510,460 - 2,260,293 2,601,625 Rental income 69,828 28,587 - 98,415 127,660 Noncapital grant funds 794,044 - - 794,044 990,282 Gain (loss) on asset dispositions (135,495) 3,666 - (131,829) (242,317) Interest expense and fiscal charges (252,552) (2,548,367) - (2,800,919) (2,982,375) Amortization of issuance costs (20,481) (47,559) - (68,040) {74,039) Other 47,203 16,811 2,795 33,187 56,806 Total non-operating revenues (expenses) 1,252,380 (1,070,024) 2,795 185,151 477,642 Netprofit(loss) 3,094,659 (865,544) 2,795 2,231,910 3,308,829 Capital contributions Capital grants 1,159,787 - - 1,159,787 569,5]9 Acquisition fees 1,248,701 - - 1,248,701 1,750,127 ttyfees - 3,091,579 - 3,091,579 2,181,383 er caprtal restricted fees 848,921 171,581 - 1,020,502 1,416,929 Total capital contributions 3,257,409 3,263,160 - 6,520,569 5,917,958 Net assets Balance at beginning of yeaz, as restated (note 12) 79,767,474 86,489,357 2 795 166,254,036 160,667,982 Balance at end of year $86,119,542 88,886,973 - 175,006,515 169,894,769 See accompanying notes to basic financial statements. 13 II II II II i~ 1 t 1 1. MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Statement of Cash Flows (Continued) Totals Reconciliation of cash and cash equivalents to amounts reported on the balance sheet: Reported on the balance sheet: Cash and investments Restricted assets Less restricted assets not meeting the definition of cash equivalents: Investment agreements Interest and other receivables Cash and cash equivalents at end of year Reconciliation of operating income to net cash provided by (used for) operating activities: Operating income Depreciation and amortization Nonoperating miscellaneous revenue (expenses) Rental income Gain (loss) on asset dispositions Adjustments: Change in accounts receivable Change in due from other entities Change in interfand receivable Change in related parties receivable Change in inventory Change in prepaid expenses Change in accounts payable Change in interfand payable Change in related parties payable Change in accrued expenses Change in accrued compensation Change in claims payable Change in consmner deposits Change in other deposits Change in other assets Net cash provided by operating activities Water Sewer 2003 2002 $ 11,990,239 19,957,510 31,947,749 30,759,621 4,550,194 10,282,885 14,833,079 12,221,921 - (3,473,750) (3,473,750) (3,473,750) _ (80,765) (80,765) (80,765) $ 16,540,433 26,685,880 43,226,313 39,427,027 $ 1,842,279 204,480 2,046,759 2,831,187 2,423,163 4,205,205 6,628,368 6,769,157 47,203 (16,811) 30,392 56,806 69,828 28,587 98,415 127,660 (135,495) 3,666 (131,829) (242,317) 218,892 (62,049) 156,843 715,431 (1,132,763) 4,227 (1,128,536) (541,247) 72,432 - 72,432 53,512 45,183 49,625 94,808 (307,317) (48,734) - (48,734) 62,859 147,395 263,060 410,455 (154,769) 402,424 (302,424) 100,000 278,843 - (69,637) (69,637) 46,103 (143,527) 289,348 145,821 98,088 3,995 4,934 8,929 (22,064) 258,643 (20,523) 238,120 76,054 41,129 112,835 153,964 (18,061) 101,516 - 101,516 320,296 (28,059) 7,189 (20,870) 156,995 2,101,355 419,220 2,520,575 (2,126,927) $ 6,286,859 5,120,932 11,407,791 8,180,289 Noncash Investine Capital and Financine Activities During the year ended June 30, 2003, developer contributions of capital assets were made in the amount of $194,714. There were no significant noncash investing, capital and financing activities for the yeaz ended June 30, 2002. See accompanying notes to basic financial statements. 15 MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Notes to Basic Financial Statements (Continued) (1) Summary of Significant Accounting Policies, (Continued) when earned and expenses are recorded at the time liabilities aze incurred. The Department applies all applicable GASB pronouncements in accounting and reporting for its proprietary operations and applicable FASBs that occurred prior to November 30, 1989, Cash and Investments Investments aze reported in the accompanying balance sheet at fair value, except for certain certificates of deposit and investment contracts that aze reported at cost because they are not transferable and they have terms that are not affected by changes in mazket vnterest rates. ' Changes in fair value that occur during a fiscal year aze recognized as investment income reported for that fiscal year. Investment income includes interest earnings, changes in fair value and any gains or losses realized upon the liquidation or sale of investments. Cash for the Department is pooled with the City of San Bernazdino for investment purposes in order to maximize interest earnings. Such earnings aze credited to the various funds within the City of San Bernardino based upon average monthly cash balances. The investment policies and the associated risk factors as they relate to the Department aze included in the City's Comprehensive Annual Financial Report. For the purpose of the statement of cash flows, cash and cash equivalents include all highly liquid investments (including restricted assets) with maturity of three months or less when purchased. Receivables Trade receivables aze shown net of an allowance for uncollectible accounts based on management's estimate. Interfund Receivables and Payables Transactions between funds that aze representative of lending/bonowing arrangements outstanding at the end of the fiscal yeaz aze referred to as either "interfitnd receivables/payables" (i.e., the current portion of interfimd loans) or "advances to/from other funds" (i.e., the non-current portion of interfimd loans). All interfimd transactions aze eliminated for financial reporting purposes. 17 MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Notes to Basic Financial Statements (Continued) (1) Summary of Significant Accounting Policies, (Continued) Office equipment 5 to 20 yeazs Communication equipment 8 to 10 yeazs Computer equipment 3 to 5 yeazs Automotive equipment 3 to 8 years ' Equipment leased under capital leases is recorded at cost, and amortization has been provided for using the straight-line method over the estimated useful life. Amortization is included in depreciation expense. 1 Compensated Absences ' Employees gain a vested right to accumulated unpaid vacation based on years of service but cannot accumulate more than two years of accrued vacation. Once each fiscal year, employees with at least three weeks of accrued vacation have the option of receiving payment at their regulaz rate of pay for one week of accumulated unpaid vacation (two weeks for managers and mid-management employees). Employees' vacation benefits aze recognized as a liability of the Department. ' Sick leave is accumulated without limit for each employee at the rate of 3.7 hours per pay period. Leave with pay is provided when employees are absent for health reasons. Upon temunation employees aze entitled to 25 percent of accumulated sick leave with five yeazs of service and a minimum of 480 hours of accumulated sick leave. Upon retirement or death, employees are entitled to 50 percent of accumulated sick leave up to a ' maximum of 1,152 hours. Accrued sick leave benefits aze recognized as a liability of the Department. Classification of Revenues and Expenses ' Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing ' and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenues of the Department's enterprise funds aze chazges to customers for services. The Department also recognizes as operating revenue the cost of connecting new customers to the system. Operating expenses for the enterprise funds include the cost of services, administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition aze reported as nonoperating ' revenues and expenses. 19 MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Notes to Basic Financial Statements (Continued) (2) Cash and Investments, (Continued) Cash and investments held by the Department consisted of the following at June 30: 2003 2002 Petty cash $ 5,400 5,550 Demand deposits 66,619 73,847 Internal investment pool with City of San Bernardino 42,678,292 38,757,205 Investments with fiscal agent 3,949,752 4,064,175 Total $46.700.063 42.900.777 The Department maintains substantially all of its operating funds in the City of San Bernardino Treasury (an internal investment pool). These funds aze reported at estimated fair value. Investment earnings are proportionately shared by all funds in the internal investment pool of the City. The Department is generally authorized under provisions of the City of San Bernazdino's investment policy and Section 53601 of the Government Code to invest in investment instruments so long as the investment is appropriate when investment objectives and policies aze taken into consideration. Investment instruments may include: - Securities of the U.S. Government or its agencies - Treasury notes, bonds - Negotiable certificates of deposit - (30% max) - Banker's acceptances - (40% max) - Commercial paper - (25% max) - Repurchase agreements - Local Agency Investment Fund (state pool) deposits - a special fund of the California State Treasury through which local governments may pool investments. - Money Market Accounts - (20% max) 21 MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Notes to Basic Financial Statements (Continued) (2) Cash and Investments, (Continued) The Department's investments aze categorized as either (1) insured or registered or for which the securities are held by the Department or its agent in the Department's name, (2) uninsured and unregistered for which the securities are held by the broker's or dealer's trust department or agent in the Department's name, or (3) uninsured and unregistered for which the securities aze held by the broker or dealer or by its trust department or agent but not in the Department's name. Category 3 also includes securities held by the same party (bond trustee) that acts as both the custodian and the counterparty for the investment transaction. The Department's investments in the Local Agency Investment Fund and money mazket funds have not been categorized because securities aze not used as evidence of the investments but aze an ownership interest in pooled investment funds: As of June 30, 2003, investments were categorized as follows: Form of Investment Category 1 2 3 Can'y1nQ Amount Investments held by fiscal agent: U.S. Treasury notes Investments not subject to categorization: Mutual funds Investment agreements Internal investment pool with the City of San Bernazdino Total investments 23 35,255 35,255 35,255 35,255 440,747 3,473,750 42,678,292 $46,628,044 MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Notes to Basic Financial Statements (Continued) (3) Capital Assets Capital asset activity for the yeaz ended June 30, 2003 is as follows: . Capital projects, not being depreciated: Land and easements Construction in progress Total capital assets, not being depreciated Capital assets, being depreciated: Water rights, wells and pumping plants ' Distribution systems Building, plants and store yards Tools and equipment Autos ' Office leasehold improvements Office, computer, engineering equipment Radio and interoffice communication equipment ' Telemetry system and equipment Miscellaneous Total capital assets, being depreciated Less accumulated depreciation for: Water rights, wells and pumping plants Distribution systems Building, plants and store yards Tools and equipment Autos Office leasehold improvements Office, computer and engineering equipment Radio and interoffice computer equipment Telemetry system and equipment Miscellaneous Balance at June 3Q 2002, Balance a[ as restated ` Additions Deletions June 30, 2003 14,871,556 9,397,218 24,268,774 38,757,956 53,797,957 146,616,286 5,326,446 3,151,647 112,594 3,010,018 301,217 7,033,868 7,335,085 127,732 777,773 345,331 213,941 743,427 576,803 - 15,172,773 2 010 702 14,420,384 (2,010,702) 29.593,157 - 38,885,688 (298,149) 54,277,581 (357,089) 146,604,528 (16,041) 5,524,346 (327,637) 3,567,437 112,594 (178,402) 3,408,419 260,101 2,764 - 262,865 539,058 59,982 (14,092) 584,948 426,549 426,549 251,998,612 2,847,753 1191410 253,654,955 (15,690,166) (1,013,105) - (16,703,271) (20,056,956) (656,226) 300,301 (20,412,881) (46,677,283) (3,780,182) 9,243 (50,448,222) (3,089,413) (250,205) 6,157 (3,333,461) (1,898,509) (238,908) 253,948 (1,883,469) (54,001) (4,464) - (58,465) (994,556) (604,109) 111,676 (1,486,989) (206,952) (28,883) - (235,835) (102,154) (39,959) 215 (141,898) (193,449) 12 327 (205,776) Total accumulated depreciation (88,963,439) 6 628 368 681,540 (94,910,267) Total capital assets, being depreciated, ne[ 163,035,173 (3,780,615) (509,870) 158,744,688 Net property, plant and equipment 187.303.947 3.884.470 •820"872) 188.337.845 * Beginning capital assets and accumulated depreciation have been restated to properly account for individual RIX facility capital assets. See footnote 12 for further details. Depreciation expense for the yeaz was $6,628,368. 25 MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Notes to Basic Financial Statements (Continued) (5) Long-Term Debt, (Continued) ' Notes Payable San Bemazdino Valley Municipal Water District ' Original amount: $5,084,729 Maturity date: 2013 Interest rate: 7.25% ' Repayment provisions: Annual principal and interest payments of $456,250 Balance $ 3,167,802 State Water Resources Control Boazd (SWRCB) Original amount: $4,015,216 Maturity date: 2011 Interest rate: 3.3% ' Repayment provisions: Annual principal and interest payments of $279,293 Balance 1,935,974 State Water Resources Control Boazd (SWRCB) Original amount: $25,978,599 Maturity date: 2016 Interest rate: 2.8% Repayment provisions: Annual principal and interest payments of $1,761,739 Balance 18,947,360 24 051 136 , , ' Less current portion (1,670,365) Long-term portion $ 22.380.771 The State Revolving Fund loans between the State Water Resources Control Boazd and the Santa Ana Watershed Authority provided funding for the construction of the San Bernazdino/Colton Rapid Infiltration Extraction (RI3~ Project. The loan agreements were ' amended in Apri12001 to transfer the loan obligations to the successors in interest, being The and the City of Colton d of Water Commissioners B di B f . , oaz ernar no San the City o loans require the Department to establish a Wastewater Capital Reserve Sinking Fund (WCRF) for expansion, major repair or replacement of wastewater treatment works at Th f ' e ten yeazs. one-half of one percent of the total loan amount over a period o Department has decided to use the revenues of the Sewer Utility Fund towazds repayment of the loans. ' 27 I~ MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Notes to Basic Financial Statements (Continued) (5) Long-Term Debt, (Continued) Bonds Payable Annual Interest Issue Maturity Original Principal Rates Date Date Amount Installments Balance 1998 Water and Wastewater 3.75% 1998 2005 $8,610,000 860,000 Revenue Bonds to to 4.40% $1,260>000 $3,615,000 Waterworks Bonds, 7.75% 1988 2013 $150,000 $5,000 Series C to $15,000 95,000 Total bonds payable 3,710,000 Less unamortized discount and deferred advance refunding charge (117,174) 3,592,826 Less current portion payable from restricted assets, net of unamortized discount and deferred advance refunding charge of $57,338 (1,107,662' Long-term portion, net of unamortized discount and deferred advance refunding charge of $59,836 2 4 164 The Department has covenanted to set aside Water revenues to make installment payments on the Bonds as due. A financial guaranty insurance policy has been issued, and accordingly, no cash reserve balance is required to be established. 29 MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Notes to Basic Financial Statements (Continued) ' (5) Long-Term Debt, (Continued) Prior Yeaz Defeasance of Debt As of June 30, 2003, approximately $3,451,000 of outstanding 1990 Water Facilities Certificates of Pazticipation aze considered in substance defeased through the issuance of the Series 1998A Water and Wastewater Revenue Bonds (see Bonds Payable) and aze not included as a liability of the Depaztment in these financial statements. (6) Defined Benefit Pension Plan ' Qualified employees aze covered under amultiple-employer contributory retirement plan maintained by an agency of the State of California, California Public Employees' retirement System (PERS). ' Plan Description The Department is a part of the City of San Bernardino. The City contributes to PERS, an agent multiple-employer public employee retirement system defined benefit pension plan administered by PERS. All employees who work 1,000 hours or more are eligible to pazticipate. The plan provides retirement and disability benefits, annual cost-of-living adjustments, and death benefits to plan members and beneficiaries. Benefit provisions aze established by state statutes, as legislatively amended, within the Public Employees' ' Retirement Law. PERS issues a sepazate comprehensive annual financial report that includes financial statements and required supplementary information. Copies of the PERS annual financial report may be obtained from the PERS Executive Office, 400 "P" Street, Sacramento, California 95814. PERS also issues a separate report on the actuarial ' valuation of the plan of the City of San Bernazdino, which is available at the Department. Additional information regazding the City's participation in PERS can be found in the City's financial statements. (7) Post-Retirement Health Caze Benefits ' In addition to the pension benefits described in note 6, the Department provides the minimum monthly premium for post-retirement medical-health caze benefits to each retiree that meets the Public Employees Retirement System eligibility criteria for ' coverage under their medical health plan. The retirees may continue to participate in the health caze plan provided the retirees make the arrangements for premmms to be paid through the retirement program. This benefit is dependent upon the continued approval ' of the insurance cattier. 31 MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Notes to Basic Financial Statements (Continued) (8) Related Party Transactions, (Continued) Expenses 2003 2002 Citv of San Bernazdino 10% water revenue $1,888,704 1,835,251 Sewer collection system maintenance 1,222,992 1,217,717 Worker's compensation -administration charges 77,408 68,631 Printing services 16,663 8,110 Purchases - 6,282 Postage 11,955 9,524 City Hall rent 176,353 183,720 Phone charges 109,511 111,887 Refuse disposal service 83,549 82,437 Civil service 45,000 45,000 Legal services/affirmative action 105,000 105,000 Rideshaze coordination 3,000 3,000 Employee assistance 15,351 Payroll services - 15,450 Data processing services 417,800 337,680 Engineering and other services 8,793 15,780 Miscellaneous chazges 8,771 17,422 Economic Development Agency Consulting services 1,091 1,847 Total expenses to related parties 4 191 941 4.064.738 Receivables Citv of San Bernardino Finance Department $ 647,674 742,482 Total receivables from related parties 647 674 742.482 Payables Citv of San Bernardino Finance Department $ 908,217 762,396 Total payables to related parties 908 217 762.396 The Department wllects and transmits to the City of San Bernardino ten percent of collections on gross water revenue and one hundred percent of collections on sewer collection system maintenance chazges from Sewer U61ity customers. These remittances aze included in the related party expense shown above. 33 MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Notes to Basic Financial Statements (Continued) (9) Joint Venture, (Continued) Colton/San Bernardino Regional Tertiarv Treatment and Water Reclamation Authority On August 2, 1994, the City of San Bernardino, through the Department, formed a joint powers authority with the City of Colton to construct, operate, use, and maintain tertiary wastewater treatment, disposal, and water reclamation systems, including the Regional Rapid Infiltration and Extraction Facility (RIX). The Colton/San Bernardino Regional Tertiary Treatment and Water Reclamation Authority is governed by a separate boazd consisting of four members, two of whom are appointed by the City of San Bernazdino through the Department's Boazd of Water Commissioners and two appointed by the City Council of the City of Colton. Construction of the project was administered by the Santa Ana Watershed Project Authority (SAWPA) and was substantially completed during 1996. Administration and operation of the project was turned over to the Colton/San Bernardino Regional Tertiary Treatment and Water Reclamation Authority at that time. Title to the property will be transferred upon final resolution of construction issues. Each of the cities, San Bernardino and Colton, has an undivided interest in the real property and any related debt of the RIX project based on a split of 80 percent and 20 percent, respectively. The Departments' investment in the joint venture is included in the property, plant, and equipment of the Department. The financial statements are available at the Department. The joint venture is not experiencing fiscal stress. (10) Construction and Other Significant Commitments Commitments Commitments in the form of signed contracts for costs to complete construction projects or other improvements amounted to $396,567 and $56,784 at June 30, 2003 and June 30, 2002, respectively. ' Risk Management The Department's risk management activities aze recorded in both of the utility funds. ' Significant losses are covered by commercial insurance for all major events except workers' compensation, for which the Department retains risk of loss in conjunction with the City of San Bernazdino's risk management program for workers' compensation. For ' insured events, there have been no significant reductions in insurance coverage. Settlement amounts have not exceeded insurance coverage for the current yeaz or the three prior yeazs. 35 MiTNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Notes to Basic Financial Statements (Continued) (11) Contingencies, (Continued) Litigation The Depaztment has filed a complaint against the United States of America, Department of Army, in connection with alleged contamination of Camp Ono site. This lawsuit is in the discovery phase and an estimate of recoveries, if any, azising out of this claim cannot be made at this time. Upon resolution, a consent decree is expected that will address several issues, including ownership of the improvements currently being constructed under a cooperative agreement with the U.S. Environmental Protection Agency (EPA). Ownership of such assets is generally determined by which entity has responsibility for managing the infrastructure asset (responsibility for maintenance, replacement, pro-rata entitlement to proceeds of sale, etc.). Assets reported on the accompanying balance sheet at June 30, 2003 include approximately $8 million of improvements subject to EPA reimbursement. An additional $20 million (approximate amount) of improvements constructed directly by the EPA aze not reported on the accompanying balance sheet. The Department is a defendant in various other lawsuits. Although the outcome of these lawsuits is not presently determinable, it is the opinion of the Department's counsel that resolution of these matters will not have a material adverse effect on the financial condition of the Department. (12) Restatement of Beginning Net Assets The accompanying financial statements reflect adjustments, which resulted in a restatement of beginning net assets of the Sewer Utility Fund. The Department closely examined the RIX facility capital assets and properly accounted for and depreciated assets on an individual basis rather than a group basis. That detailed analysis provided for a more precise determination of capital assets and accumulated depreciation. 37 MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Notes to Basic Financial Statements (Continued) (13) Net Assets, (Continued) Amounts restricted for debt service is calculated as follows: Cash and investments restricted for debt service Cash and investments with fiscal agent restricted for debt service Interest receivable Less interest payable Water Sewer $ 16,930 - 440,747 3,509,005 - 80,765 3( 8,886) 799 547 418 791 2,790,223 39 SUPPLEMENTARY INFORMATION 41 II ' MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Schedule oflnsurance Coverage As of June 30, 2003 ' l i d b i s summar ze e ow: Insurance coverage for the Department at June 30, 2003 ' Pacific Indemnity Company, Policy #78357989; boiler and machinery coverage - Apri130, 2002 to July 1, 2003 Per occurrence limit $ 10,000,000 t Multiple insurance companies and policies; all-risk property coverage, including earthquake and flood - Apri130, 2002 to July 1, 2003 Primary limit: ' Commonwealth Insurance Company, Policy #US4570 5,000,000 Excess limits: Great American Insurance Company, Policy #CCP5905318 3,500,000 Great American Insurance Company, Policy #CCP5905318 1,500,000 Arch Specialty Insurance Company, Policy #72ESP2591300 5,000,000 Clazendon Insurance Company, Policy#PCA11070 10,000,000 ' Essex Insurance Company, Policy #ESPW2228 10,000,000 Royal Surplus Lines Company, Policy #K2HD407933 10,000,000 AXA ReProperty Casualty, Policy #AXA331597 5,000,000 ' Royal Surplus Lines Company, Policy #K2HD406123 75,000,000 ' American Protection Insurance Co, Policy #3QX11434900; general liability, including bodily injury and property damage, personal injury and advertising injury, professional liability and wrongful acts - October 30, 2002 to June 30, 2003 Per Occurrence 25,000,000 BUPD Aggregate 35,000,000 ' American Protection Insurance Co., Policy #3QX11434900; business automobile coverage -October 30, 2002 to June 30 ,2003 ' Liability limit 25,000,000 Hired/nonowned liability 25,000,000 Uninsured/IJnderinsured motorists 1,000,000 ' American International Specialty Lines, Policy #PLS2673997; pollution liability -October 30, 2001 to October 30, 2004 (each incidenUaggregate) Third-Party Claims, On-Site Bodily Injury and Property Damage 5,000,000 ' Third-Party Claims, Off-Site Clean-Up Resulting from New Conditions 5,000,000 Third-Party Claims, Off-Site Bodily Injury and Property Damage 5,000,000 Lloyd's London, Policy #0001565LR2; employment practices liability - ' October 30, 2002 to October 30, 2003 1,000,000 1 Hartford Fire Insurance Company, Policy #72BPEAK4746; crime 2000 until cancelled es - Mazch 25 covera , g Employee theft (each incident) 250,000 Theft, disappeazance and destruction ' 250,000 bilit i li com The Department is self-insured through the City of San Bernardino for workers y pensat on a and material damage to rolling stock. 43 ' MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA SCHEDULE OF WATER PRODUCTION June 30, 2003 2002-2003 2001-2002 2000-2001 Total Water Total Water Total Water Per 1,000 Per 1,000 Per 1,000 Amount Cubic Feet Amount Cubic Feet Amount Cubic Feet Summary of total water production and purchased cost Total production, purchases, and 2,126,715 2,231,004 2,117,575 supplemental Production and pumping expenses $5,659,161 $5,074,987 $4,241,241 Total expense before depreciation 5,659,161 $2.66099 5,074,987 $2.27475 4,241,241 $2.00288 Depreciation of plant facilities Totals Summary of costs per acre foot Acre feet Cost per acre feet before depreciation Cost per acre feet including depreciation of plant facilities 1,043,319 0. 49058 915,121 0. 41018 807,493 0. 38133 $6,702,480 $3. 15156 $5,990,108 $2. 68494 $5,048,734 $2. 38421 $115.91 $137.28 48,822.657 $99.09 $116.96 51,216.808 $87.25 $103.86 48,612.839 45 1 MUNICIPAL WATER DEPARTMENT OF THE CITY OF ' SAN BERNARDINO, CALIFORNIA SCHEDULE OF WATER RATES (Continued) Commercial, Landscape, and Industrial Users ' Minimum Monthly Chazge Meier Effective Dates Size January 1, 2002 April 1, 2000 5/8" $8.05 $7.60 3/4" $10.75 $10.10 1" $12.85 $12.15 1-1/2" $23.05 $21.75 2~~ $32.20 $30.35 3" $54.75 $51.65 4'~ $92.95 $87.70 6" $167.35 $157.90 g" $251.00 $236.80 10" $313.75 $296.00 12~~ $376.55 $355.25 All water usage per month is at the rate of $0.88 and $0.83 per 100 cubic feet effective January 1, 2002, and April 1, 2000, respectively with no minimum allowance. ~ Municipal Water Users Effective July 1, 1995, water famished for municipal use to the City of San Bemazdino is exempt from all water service charges as long as water usage does not exceed 110 percent of the fiscal yeaz 1994/1995 water usage. Water usage in excess of this amount is chazged at $0.288 per 100 cubic foot. Water famished for use by the City of San Bernardino for landscape assessment districts or funded from other than the City's general fund is chazged at $0.288 per 100 cubic foot. All other rates remained Energy Surchazge Effective July 5, 2001, all consumption, except municipal, shall be chazged $0.05 per cubic foot to offset the increased power costs. 47 2000-2001 1999-2000 1998-1999 Production Percent Production Percent Production Percent in Cubic Feet Production in Cubic Feet Production in Cubic Feet Production 84,590,700 3.94% 108,724,200 5.02% 83,555,100 4.01% 16,913,200 0.79% 30,763,900 1.42% 33,485,800 1.61% 110,704,500 5.16% 178,164,100 8.23% 155,952,000 7.48% 100,532,800 4.68% 73,289,300 3.38% 119,104,800 5.71% 90,029,660 4.19% 130,228,570 6.01% 107,871,930 5.17% 595,230,100 27.74% 651,768,900 30.09% 530,532,200 25.43% 3,669,800 0.17% 5,607,000 0.26% 4,084,800 0.20% 1,483,900 0.07% 433,200 0.02% 16,437,500 0.79% 96,952,100 4.52% 84,710,800 3.91% 123,904,000 5.94% 30,756,500 1.43% 15,075,100 0.70% 40,226,700 1.93% 62,404,600 2.91% 62,890,300 2.90% 43,621,500 2.09% 85,137,800 3.96% 110,895,200 5.12% 238,430,635 11.43% 16,497,900 0.77% 21,138,300 0.98% 28,969,900 1.39% 19,177,500 0.89% 23,771,900 1.10% 20,915,000 1.00% 159,374,100 7.42% 134,181,500 6.20% 166,982,400 8.00% 150,736,400 7.02% 146,759,900 6.78% 80,904,000 3.88% 82,548,300 3.84% 89,972,100 4.15% 105,386,500 5.05% 1,637,900 0.08% 0 0.00% 8,395,500 0.40% 3,255,400 0.15% 487,300 0.02% 27,558,400 1.32% 162,600 0.01% 480,200 0.02% 25,123,000 1.20% 126,792,300 5.90% 114,075,400 5.27% 61,746,500 2.96% 71,341,400 3.32% 77,771,300 3.59% 34,669,100 1.66% 14,487,800 0.67% 193,100 0.01% 4,033,200 0.19% 87,412,200 4.07% 104,445,500 4.82% 24,299,200 1.16% ~ 2,011,829,460 93.70% 2,165,827,070 100.00% 2,086,189,665 100.00% 1 89,351,500 83,879,400 112,211,100 2,101,180,960 100.00% 2,249,706,470 100.00% 2,198,400,765 100.00% 1 49 ' MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Schedule of Sewer Rates and Statistics Classification Rates effective as of June 1, 1995: Residential Commercial: Multi-family, mobile home parks (4 or more units) Retail, commercial, light industrial (non-office, bakeries, markets, theaters, dry cleaners) Auto repair, car wash Offices, motels (without restaurants) Restaurants, hotels (hoteVmotels with restaurants) Laundromats Hospitals, convalescent homes Schools, churches, nursery schools, daycazes Industry Regional Facilities and Collection Treatment System Total monthly Charge Chazge City Chazge $13.25 per month $1.35 per month $14.60 $0.75/HCF* $0.15/HCF* $0.90/I-ICF* $1.10/HCF* $0.15/I-ICF* $1.25/HCF* $1.20/HCF* $0.15/I-ICF* $1.35/HCF* $0.95/HCF* $0.15/HCF* $1.10/HCF* $1.70/HCF* $0.15/HCF* $1.85/I-ICF* $0.90/I-ICF* $0.15/HCF* $1.05/I-ICF* $0.80/HCF* $0.15/HCF* $0.95/HCF* $0.50/HCF* $0.15/HCF* $0.65/I-ICF* $826.67/MG $264.22/1,000 LBS BOD (Dischazge flow) $324.28/1,000 LBS SS Rates effective as of Januazy 1, 1994: Residential Commercial: Multi-family, mobile home parks (4 or more units) Retail, commercial, light industrial (non-office, bakeries, markets, theaters, dry cleaners) Auto repay, caz wash Offices, motels (without restaurants) Restaurants, hotels (hoteVmotels with restaurants) Laundromats Hospitals, convalescent homes Schools, churches, nursery schools, daycares Industry $13.SSpermonth $1.35 per month $14.90 $0.80/I-ICF* $0.15/HCF* $0.95/I-ICF* $1.15/HCF* $0.15/I-ICF* $1.30/HCF* $1.25/HCF* $0.15/HCF* $1.40/I-ICF* $1.00/HCF* $0.15/I-ICF* $L15/HCF* $1.75/HCF* $0.15/HCF* $1.90/I-ICF* $0.95/HCF* $0.15/HCF* $Ll0/HCF* $0.85/HCF* $0.15/HCF* $1.00/I-ICF* $0.55/HCF* $0.15/HCF* $0.70/HCF* $908.33/MG $264.22/1,000 LBS BOD (Discharge flow) $324.28/1,000 LBS SS *HCF =Per 100 cubic feet of water usage. 51 June 30, 2002 June 30, 2001 Residential Nonresidential Total Residential Nonresidential Total 30,692 5,135 35,827 30,354 5,105 35,459 16,525 1,125 17,650 16,266 1,112 17,378 3,864 558 4,422 3,717 556 4,273 51,081 6,818 57,899 50,337 6,773 57,110 $5,419,223 $4,933,439 2,817,331 1,708,931 603,941 745,394 $8,840,495 $7,387,764 $10,352,662 $5,358,697 $4,845,227 $10,203,924 4,526,262 2,668,842 1,694,211 4,363,053 1,349,335 564,432 796,555 1,360,987 $16,228,259 $8,591,971 $7,335,993 $15,927,964 $451,602 $411,120 $862,722 $446,558 $403,769 $850,327 234,778 142,411 377,189 222,404 141,184 363,588 50,328 62,116 112,444 47,036 66,380 113,416 $736,708 $615,647 $1,352,354 $715,998 $611,333 $1,327,331 53 MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Schedule - 1998 Refunding Sewer Revenue Certificates of Participation, San Bernardino Public Safety Authority June 30, 2003 Principal Principal Unamortized Payments Interest Date Due Payments Discounts (Net) Interest Total Rate 8-1-2003 786,884 786,884 4.10% 2-1-2004 $ 1,650,000 8,604 1,641,396 786,884 2,428,280 4.10% 8-1-2004 753,059 753,059 4.15% 2-1-2005 1,730,000 8,176 1,721,824 753,059 2,474,883 4.15% 8-1-2005 717,161 717,161 4.25% 2-1-2006 1,815,000 7,727 1,807,273 717,161 2,524,434 4.25% 8-1-2006 678,593 678,593 4.30% 2-1-2007 1,910,000 7,257 1,902,743 678,593 2,581,336 4.30% 8-1-2007 637,528 637,528 5.00% 2-1-2008 2,010,000 6,760 2,003,240 637,528 2,640,768 5.00% 8-1-2008 587,278 587,278 4.50% 2-1-2009 2,125,000 6,238 2,118,762 587,278 2,706,040 4.50% 8-1-2009 539,465 539,465 4.70% 2-1-2010 2,240,000 5,687 2,234,313 539,465 2,773,778 4.70% 8-1-2010 486,825 486,825 5.00% 2-1-2011 2,365,000 5,105 2,359,895 486,825 2,846,720 5.00% 8-1-2011 427,700 427,700 4.75% 2-1-2012 2,510,000 4,492 2,505,508 427,700 2,933,208 4.75% 8-1-2012 368,088 368,088 4.85% 2-1-2013 2,650,000 3,840 2,646,160 368,088 3,014,248 4.85% 8-1-2013 303,825 303,825 4.75% 2-1-2014 2,805,000 3,152 2,801,848 303,825 3,105,673 4.75% 8-1-2014 237,206 237,206 5.25% 2-1-2015 2,965,000 2,424 2,962,576 237,206 3,199,782 5.25% 8-1-2015 159,375 159,375 5.00% 2-1-2016 3,155,000 1,655 3,153,345 159,375 3,312,720 5.00% 8-1-2016 80,500 80,500 5.00% 2-1-2017 3,220,000 836 3,219,164 80,500 3,299,664 5.00% $ 33,150,000 71,953 33,078,047 13,526,974 46,605,021 ss MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Bond Schedule -General Obligation Waterworks Bonds, Series C June 30, 2003 ' Date Due Interest Payments Interest Total Rate 9-1-2003 $ - 3,681 3,681 7.75% 3-1-2004 5,000 3,681 8,681 7.75% 9-1-2004 - 3,488 3,488 7.75% 3-1-2005 5,000 3,488 8,488 7.75% 9-1-2005 - 3,294 3,294 7.75% 3-1-2006 10,000 3,294 13,294 7.75% 9-1-2006 - 2,906 2,906 7.75% 3-1-2007 10,000 2,906 12,906 7.75% 9-1-2007 - 2,519 2,519 7.75% 3-1-2008 10,000 2,519 12,519 7.75% 9-1-2008 - 2,131 2,131 7.75% 3-1-2009 10,000 2,131 12,131 7.75% 9-1-2009 - 1,744 1,744 7.75% 3-1-2010 10,000 1,744 11,744 7.75% 9-1-2010 - 1,356 1,356 7.75% 3-1-2011 10,000 1,356 11,356 7.75% 9-1-2011 - 969 969 7.75% 3-1-2012 10,000 969 10,969 7.75% 9-1-2012 - 580 580 7.75% 3-1-2013 15,000 580 15,580 7.75% $ 95,000 45,336 140,336 Bonds related to water system improvements for South San Bernardino Water District, which was acquired by the Department in 1991. 57 ~- ~i WATER UTILITY I I 1 L L 1 1 59 MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Water Utility Statements of Net Assets (Continued) Increase 2003 2002 ecrease Liabilities and net assets Liabilities: Current liabilities: Accounts payable Related parties payable Accrued expenses Accrued compensation Claims payable Other deposits Total current liabilities 1,754,839 1,352,415 402,424 540,416 683,943 (143,527) 16,023 12,028 3,995 1,811,622 1,552,979 258,643 382,899 341,770 41,129 563,974 592,033 (28,059) 5,069,773 4,535,168 534,605 Current liabilities payable from restricted assets: Current portion of bonds payable 1,107,662 1,025,984 81,678 Accrued interest payable 38,886 50,247 (11,361) Consumer deposits 2,024,812 1,923,296 101,516 Total current liabilities payable from restricted assets Long-term liabilities: Bonds payable 3,171,360 2,999,527 171,833 2,485,164 3,592,826 (1,107,662) Total long-term liabilities Total liabilities Net Assets: Retained earnings 2, 485 ,164 3,592,826 (1,107,662) 10, 726 ,297 11,127,521 (401,224) 86 ,119 ,542 79,767,474 6,352,068 Total net assets $ 86,119,542 79,767,474 6,352,068 61 MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Water Utility Statement of Changes in Net Assets Years ended June 30, 2003 and 2002 Balance at beginning of yeaz Prior period adjustment Accumulated depreciation Net income Capital contributions Balance at end of yeaz 2003 $ 79,767,474 79,767,474 3,094,659 3,257,409 2002 70,169,785 250,815 2,213,766 72,634,366 3,533,652 3,599,456 $ 86,119,542 79,767,474 63 MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Water Utility Statements of Cash Flows (Continued) ' 2003 2002 Reconciliation of cash and cash equivalents to amounts reported on the balance sheet: Reported on the balance sheet: Cash and investments $ 11,990,239 11,828,758 Restricted assets 4.550.194 3.887.081 Cash and cash equivalents at end of year 16,540,433 15,715,839 Reconciliation of operating income (loss) to net cash provided by (used for) operating activities: Operating income (loss) 1,842,279 2,017,510 Depreciation and amortization 2,423,163 2,469,143 Nonoperating miscellaneous revenue (expenses) 47,203 59,760 Rental income ositions Gain (loss) on asset dis 69,828 (135 495) 98,808 (235 804) p , , Adjustments: Change in accounts receivable 218,892 367,252 Change in due from other entities (1,132,763) (428,139) ' Change in interfund receivable 72,432 53,512 Change in related parties receivable 45,183 (151,038) Change in inventory (48,734) 62,859 Change in prepaid expenses 147,395 (50,419) Change in accounts payable 402,424 105,756 Change in related parties payable Change in accrued expenses (143,527) 3,995 84,593 (7,908) Change in accmed compensation 258,643 23,780 ' Change in claims payable 41,129 (2,832) Change in consumer deposits 101,516 338,710 Change in other deposits (28,059) 156,995 Change in other assets 2,101,355 (2,157,634) Net cash provided by operating activities $ 6,286,859 2,804,904 r 65 1 UNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNI Water Utility Schedules of Boazd of Water Commissioners Expenses Years ended June 30, 2003 and 2002 2003 2002 Personnel: Productive salaries $ 900 900 Fringe benefits 17,848 15,965 18,748 16,865 Maintenance and operation: Travel, meals, and conventions 4.583 2 678 4,583 2,678 Total $ 23,331 19,543 67 MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Water Utility Schedules of Safety and Loss Control Expenses Yeazs ended June 30, 2003 and 2002 2003 2002 Personnel: Productive salaries $ 136,048 133,775 Nonproductive salaries 28,886 27,876 Fringe benefits 20,446 18,106 185,380 179,757 Maintenance and operation: Travel, meals, and conventions 4,686 1,704 Training materials and fees 14,352 16,510 Employee reimbursements 275 322 Uniform rental and cleaning 202 177 Safety clothing and supplies 9,289 17,256 Employee physical exams and x-rays 3,481 1,655 Memberships and dues 418 553 Printed materials 106 252 Books and publications 404 19 Office equipment maintenance 108 - Postage and delivery chazges 57 4 Subscriptions 1,420 1,195 Telephone 4,692 3,830 Contract services 32,961 9,819 Minor office equipment purchases 92 1,838 Office furniture 162 - Computer equipment 2,398 389 Noninsurable accidents expense - 919 Materials and supplies 5 - Small tools and equipment 58 - General office supplies 758 922 75,924 57,364 Total $ 261,304 237,121 69 MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Water Utility Schedules of Finance and Accounting Expenses Years ended June 30, 2003 and 2002 2003 2002 Personnel: Productive salaries $ 442,436 414,496 Nonproductive salazies 108,464 61,674 Fringe benefits 59,857 50,155 610,757 526,325 Maintenance and operation: Travel, meals, and conventions 3,901 3,123 Training materials and fees 2,438 18,417 Employee reimbursements 1,733 8,516 Memberships and dues 394 489 Printed materials 4,082 5,195 Office equipment maintenance 122 710 Subscriptions 851 425 Postage and delivery chazges 83 72 Telephone 6,748 6,275 Contract services 17,013 63,574 Safety clothing and supplies 147 - Minor office equipment purchases 706 777 Computer equipment 3,211 - Softwaze 86 - Office fiuniture 499 632 General office supplies 4,209 2,710 46,223 110,915 Total $ 656,980 637,240 71 I I MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Water Utility I Schedules of Purchasing and Stores Expenses I Years ended June 30, 2003 and 2002 I 2003 2002 Personnel: Productive salaries $ 292,896 307,701 I Nonproductive salaries 63,589 77,201 Fringe benefits 41,575 42,914 I 398,060 427,816 I Maintenance and operation: Travel, meals, and conventions 2,062 504 Training 388 1,647 I Employee reimbursements 125 130 Safety clothing and supplies 344 587 Memberships and dues 656 290 I Uniform rental and cleaning 1,263 1,238 Printed materials 4,604 3,233 Books and publications 73 112 I Office equipment maintenance 681 510 Postage and delivery charges 604 I Advertising 3,198 6,602 Telephone 7,160 6,716 Materials and supplies 2,732 897 I Small tools and equipment 1,068 4,510 Equipment maintenance 370 Minor office equipment purchases 363 449 I Computer Equipment 2,311 481 Software 539 Office furniture 253 I Freight charges 6,018 8,199 Subscriptions 709 Contract services 721 543 I General office supplies 4,243 1,416 I 39,776 38,773 Total $ 437,836 466,589 I 73 I I I I I I I I I I I I I I I I I I I I MUNICIP AL WATER DEPARTMENT OF TIIE CITY OF SAN BERNARDINO, CALIFORNIA Water Utility Schedules of Customer Services Expenses Years ended June 30, 2003 and 2002 2003 2002 Personnel: Productive salaries $ 427,375 430,323 Nonproductive salaries 85,485 59,220 Fringe benefits 63,770 60,967 576,630 550,510 Maintenance and operation: Travel, meals, and conventions 48 13 Training materials and fees 974 112 Employee reimbursements 287 102 Safety clothing and supplies 59 Printed materials 5,796 2,663 Books and publications 79 66 Office equipment maintenance 2,445 2,823 General office supplies 1,159 3,331 Telephone 19,753 29,489 Contract services 14,244 5,302 Legal services 49 Computer equipment 4,790 Minor office equipment purchases 2,390 4,763 52,024 48,713 Total $ 628,654 599,223 7S ,-- I I I I I I I I I I I I I I I I I I I MUNICIP AL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Water Utility Schedules of Cashiering Expenses Years ended June 30,2003 and 2002 2003 2002 Personnel: Productive salaries $ 184,940 156,702 Nonproductive salaries 38,695 27,756 Fringe benefits 35,154 25,031 258,789 209,489 Maintenance and operation: Travel, meals, and conventions 93 Training materials and fees 170 Safety clothing and supplies 47 General office supplies 3,053 2,454 Printed materials 506 50 Office equipment maintenance 183 Telephone 1,291 1,375 Contract services 174 525 Office furniture 645 Equipment maintenance 10,355 9,993 Computer equipment 1,236 Minor office equipment purchases 653 599 17,761 15,641 Total $ 276,550 225,130 77 I I MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Water Utility I Schedules of Water Utility Administration I Years ended June 30, 2003 and 2002 I 2003 2002 I Personnel: Productive salaries $ 218,366 180,250 Nonproductive salaries 61,976 34,713 I Fringe benefits 27,849 18,022 I 308,191 232,985 Maintenance and operation: I Travel, meals, and conventions 3,763 1,364 Training materials and fees 1,451 1,109 Employee reimbursements 1,213 385 Safety clothing and supplies 11 I Memberships and dues 160 1,242 Postage and delivery 241 1,254 General office supplies 8,385 440 I Printed materials 2,041 2,247 Books and publications 17,760 457 Subscriptions 214 I Office equipment maintenance 31 120 Telephone 7,525 4,833 Minor office equipment purchases 931 317 I Computer equipment 1,469 Software 29,312 1,265 Office furniture 4,436 4,675 I Software support services 17,544 Computer maintenance 989 Security services 878 I Permits and fees 248 420 Radio maintenance 388 Materials and supplies 6,396 I Facility maintenance 127 Contract services 184,197 20,320 I 283,176 46,982 I Total $ 591,367 279,967 I 79 I I MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Water Utility I Schedules of Production and Pumping Expenses I Years ended June 30, 2003 and 2002 2003 2002 I Personnel: Productive salaries $ 405,144 383,430 Nonproductive salaries 80,438 67,229 I Fringe benefits 66,270 58,228 551,852 508,887 I Maintenance and operation: Travel, meals, and conventions 868 1,215 I Training materials and fees 202 40 Employee reimbursements 1,725 1,223 Safety clothing and supplies 1,982 620 I Memberships and dues 241 150 Uniform rental and cleaning 2,199 2,516 General office supplies 101 29 I Printed materials 542 Telephone 2,666 2,805 Contract services 1,302 3,642 I Security services 527 Permits and fees 16,295 12,546 Utilities - natural gas 369 427 I Utilities - electricity 3,636,621 3,440,236 Materials and supplies 20,319 17,296 Small tools and equipment 1,583 1,888 I Fuel and lube - vehicles and equipment 3,467 Equipment maintenance 30,849 32,746 Radio maintenance 94 I Minor office equipment purchases 715 282 Software 586 Office furniture 407 I Chlorine 53,190 59,383 Polymers 73,316 53,702 Granular activated carbon 317,203 349,732 I Extractions and purchases 628,084 348,434 Water stock assessments 95,056 50,927 Water extraction fees 27,635 I 4,914,583 4,383,400 I Total $ 5,466,435 4,892,287 I 81 II I I I I I I I I I I I I I I I I I I MUNICIPAL WATER DEPARTMENT OF TIffi CITY OF SAN BERNARDINO, CALIFORNIA Water Utility Schedules of Plant and Facilities Maintenance Expenses Years ended June 30, 2003 and 2002 2003 2002 Personnel: Productive salaries $ 231,871 220,189 Nonproductive salaries 96,341 52,289 Fringe benefits 52,647 48,122 380,859 320,600 Maintenance and operation: Travel, meals, and conventions 874 9 Training materials and fees 202 Employee reimbursements 504 797 Safety clothing and supplies 1,281 1,102 Uniform rental and cleaning 1,869 1,822 Telephone 2,314 2,481 Software 586 Contract services 73,463 127,056 Permits and fees 1,400 Materials and supplies 65,252 36,773 Small tools and equipment 3,429 2,918 Equipment maintenance 2,275 3,629 Equipment rental 619 1,153 Vandalism repairs 54 1,195 Dump fees 2,043 2,203 Chlorine 51 186 Landscape services 26,780 20,754 181,596 203,478 Total $ 562,455 524,078 83 I I I I I I I I I I I I I I I I I I I ,- MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Water Utility Schedules of Electrical Repair Expenses Years ended June 30, 2003 and 2002 2003 2002 Personnel: Productive salaries $ 128,618 116,066 Nonproductive salaries 5,658 4,826 Fringe benefits 3,840 6,320 138,116 127,212 Maintenance and operation: Safety clothing and supplies 14 31 Contract services 7,801 22, 140 Materials and supplies 110,187 76,410 Small tools and equipment 29 365 118,031 98,946 Total $ 256,147 226,158 85 I I I I I I I I I I I I I I I I I I I MUNICIP AL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Water Utility Schedules of Service and Repair Expenses Years ended June 30,2003 and 2002 2003 2002 Personnel: Productive salaries $ 406,772 606,311 Nonproductive salaries 174,573 152,587 Fringe benefits 103,033 108,586 684,378 867,484 Maintenance and operation: Travel, meals, and conventions 18 Training materials and fees 404 175 Employee reimbursements 1,263 891 Safety clothing and supplies 5,374 8,199 Physical examinations 3 Memberships and dues 50 General office supplies 325 Uniform rental and cleaning 3,816 3,882 Printed materials 121 120 Telephone 4,058 3,510 Software 1,172 Janitorial supplies 6 Contract services 1,092 163,176 Dump fees 13,576 Materials and supplies 100,837 226,149 Small tools and equipment 13,859 10,514 Equipment rental 225 Equipment maintenance 9,662 Chlorine 16 18 141,926 430,585 Total $ 826,304 1,298,069 87 I I MUNlCIP AL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Water Utility I Schedules of Meter Shop Expenses I Years ended June 30,2003 and 2002 I I 2003 2002 Personnel: I Productive salaries $ 199,300 232,145 Nonproductive salaries 65,456 54,145 Fringe benefits 44,490 39,624 I 309,246 325,914 I Maintenance and operation: Employee reimbursements 360 411 I Safety clothing and supplies 1,905 644 Uniform rental and cleaning 1,598 1,397 II General office supplies 334 Printed material 7 112 Telephone 2,924 1,917 I Contract services 21,850 5,342 Security services 439 Materials and supplies 24,552 40,552 I Small tools and equipment 5,613 4,424 Equipment maintenance 1,871 18 I 61,119 55,151 I Total $ 370,365 381,065 I I I 89 I I I I I I I I I I I I I I II I I I I I MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Water Utility Schedules of Engineering Expenses Years ended June 30, 2003 and 2002 2003 2002 Personnel: Productive salaries $ 287,293 328,811 Nonproductive salaries 67,094 49,220 Fringe benefits 39,575 48,574 393,962 426,605 Maintenance and operation: Travel, meals, and conventions 295 III Training materials and fees 2,894 4,657 Employee reimbursements 280 1,592 Safety clothing and supplies 70 177 Memberships and dues 197 82 Uniform rental and cleaning 1,245 902 Physical examination 50 General office supplies 11,482 Books and publications 1,650 418 Printed materials 10,848 8,585 Office equipment maintenance 3,728 4,671 Postage delivery and charges 641 91 Telephone 15,744 15,909 Contract services 192,137 183,430 Legal services 47 Pennits and fees 550 Materials and supplies 5,248 27,088 Smail tools and equipment 3,559 1,441 Equipment rental 381 Radio maintenance 108 Facility maintenance 241 Minor office equipment purchases 553 2,631 Computer equipment and software 25,010 8,683 Office furniture 2,214 1,988 Subscriptions 169 279,100 262,697 Total $ 673,062 689,302 91 -- ----.--....-- -------------- I I MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Water Utility I Schedules of General, Administration, and Overhead Expenses I Years ended June 30,2003 and 2002 2003 2002 Personnel: I Disability insurance $ 93,251 78,736 Unemployment benefits 4,446 I Retiree medical insurance 65,057 44,379 Administrative cost - group medical 3,644 3,122 I 166,398 126,237 Maintenance and operation: I Travel, meals, and conventions 64 57 Miscellaneous employee supplies 11,074 10,007 Books and publications 1,343 1,445 I General office supplies 25,878 32,204 Printed materials 6,712 4,767 Contract services 29,641 35,036 I Office equipment maintenance 2,786 1,668 Postage delivery and charges 17 I Computer equipment 940 City hall office rent 155,191 162,000 General office maintenance 7,127 I Office furniture 18,234 Uncollectible chargeoffs 5,797 35,455 I Liability insurance 194,982 151,535 Property insurance 99,794 80,799 Workers' compensation 305,501 209,133 I Noninsurable accidents and losses 14,157 10,398 Miscellaneous insurance and bonds 1,863 2,773 Property taxes 6,658 6,661 I Other taxes and penalties 1,807 Advertising 3,577 3,502 I Legal services 788.144 1.184.565 1,654,119 1,959,173 I Overhead applied property, plant, and equipment (1,657,283) (799,276) Total $ 163,234 1,286,134 I I 93 I I I I I I I I I I I I I I I I I I I SEWER UTILITY 95 I I MUNICIPAL WATER DEPARTMENT OF TIIE CITY OF SAN BERNARDINO, CALIFORNIA I Sewer Utility Statements of Net Assets (Continued) I Increase 2003 2002 (pecrease ) II Liabilities and net assets Liabilities: I Current liabilities: Accounts payable $ 849,245 1,151,668 (302,423) I Interfund payable 28,790 98,427 (69,637) Related parties payable 367,801 78,453 289,348 I Accrued expenses 8,517 3,583 4,934 Accrued compensation 651,713 672,236 (20,523) Claims payable 144,680 31,846 112,834 I Other deposits 7,189 7,189 Current portion of notes payable 1,670,365 1,614,963 55,402 I Total current liabilities 3,728,300 3,651,176 77,124 Current liabilities payable from restricted assets: I Current portion of certificates of participation 1,624,877 1,549,467 75,410 Accrued interest payable 799,547 835,524 (35,977) I Total current liabilities payable from restricted assets 2,424,424 2,384,991 39,433 I Long-term liabilities: Notes payable 22,380,771 24,055,161 (1,674,390) I CertificMesofparticipation 31,228,730 32,853,607 (1,624,877) Total long-term liabilities 53,609,501 56,908,768 (3,299,267) I Total liabilities 59,762,225 62,944,935 (3,182,710) I Net Assets: Retained earnings 88,886,973 90,130,090 (1,243, II 7) I Total net assets $ 88,886,973 90,130,090 (1,243, 117) I I 97 ;------- I I I I I I I I I I I I I I I I I I I MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Sewer Utility Statement of Changes in Net Assets Years ended June 30,2003 and 2002 Balance at beginning of year 2003 2002 $ 90,130,090 92,729,197 (3,640,733) 10,735 (4,706,316) 86,489,357 88,033,616 (865,544) (222,028) 3,263,160 2,318,502 $ 88,886,973 90,130,090 Prior period adjustment Accumulated depreciation Net income (loss) Capital contributions Balance at end of year 99 I I MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA I Sewer Utility Statements of Cash Flows (Continued) I 2003 2002 Reconciliation of cash and cash equivalents to amounts I reported on the balance sheet: Reported on the balance sheet: I Cash and investments $ 19,957,510 18,930,863 Restricted assets 10,282,885 8,334,840 Less restricted assets not meeting the definition of I cash equivalents: Investment agreements (3,473,750) (3,473,750) Interest and other receivables (80,765) (80,765) I Cash and cash equivalents at end of year $ 26,685,880 23,711,188 I Reconciliation of operating income (loss) to net cash provided by (used for) operating activities: I Operating income 204,480 816,472 Depreciation and amortization 4,205,205 4,300,014 II Nonoperating miscellaneous revenue (expenses) (16,811) (2,954) Rental income 28,587 28,852 Gain (loss) on asset disposition 3,666 (6,513) I Adjustments: Change in accounts receivable (62,049) 348,179 I Change in due from other entities 4,227 (113,108) Change in related parties receivable 49,625 (156,279) Change in prepaid expenses 263,060 (104,350) I Change in accounts payable (302,424) 173,087 Change in interfund payable (69,637) 46,103 I Change in related parties payable 289,348 13,495 Change in accrued expenses 4,934 (14,156) Change in accrued compensation (20,523) 52,274 I Change in claims payable 112,835 (15,229) Change in consumer deposits (18,414) Change in other deposits 7,189 I Change in other assets 419,220 27,912 I Net cash provided by operating activities $ 5,120,932 5,375,385 101 I I I I I I I I I I I I I I I I I I I I MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Sewer Utility Schedules of Administration Expenses Years ended June 30,2003 and 2002 2003 2002 Personnel: Productive salaries $ 187,737 176,839 Nonproductive salaries 41,695 30,315 Fringe benefits 32,144 28,116 261,576 235,270 Maintenance and operation: Training materials and fees 3 688 Memberships and dues 631 505 General office supplies 1,493 2,090 Printed materials 3,786 2,792 Books and publications 274 Subscriptions 522 Office equipment maintenance 3,777 3,506 Computer equipment maintenance 300 191 Postage and delivery charges 4 Telephone 11,912 11 ,203 Utilities - natural gas 936 409 Utilities - electricity 51,806 49,118 Billing and collection administration 729,754 692,729 Minor office equipment purchases 1,001 1,570 806,195 764,805 Total $ 1,067,771 1,000,075 103 I I MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Sewer Utility I Schedules of RIX Facility Expenses Years ended June 30, 2003 and 2002 I 2003 2002 Personnel: Productive salaries $ 290,620 227,659 I Nonproductive salaries 51,137 40,531 Fringe benefits 49,335 36,379 I 391,092 304,569 Maintenance and operation: Training materials and fees 1,040 400 I Employee reimbursements 520 Safety clothing and supplies 1,433 3,654 Uniform rental and cleaning 1,381 1,293 I General office supplies 2,916 4,260 Printed materials 300 320 Office equipment maintenance 578 1,145 Computer equipment maintenance 969 I Postage and delivery charges 4,871 5,872 Telephone 11,000 7,449 Janitorial supplies 231 473 I Janitorial services 308 Contract services 172,846 218,312 Legal services 80,793 I Software support services 20,115 Landscape services 8,354 7,648 Permits and fees 76,763 12,959 I Dump fees 185 Hazardous waste disposal 550 8,060 Utilities - electricity 687,463 790,968 Utilities - water 512 I Materials and supplies 91,506 336,837 UV Lamps 171,208 Small tools and equipment 2,975 4,749 I Equipment rental 5,995 42,307 Fuels and lubricants - vehicle and equipment 41,023 33,940 Equipment maintenance 39,373 53,859 I Minor office equipment purchases 390 1,224 Other chemicals 193,883 22,837 Outside laboratory testing 173,609 128,940 Travel, meals, and conventions 2,094 359 I Memberships and dues 172 435 Liability insurance 15,000 15,000 Property insurance 25,000 25,000 I Contingency fees 182.892 190.788 2,018,248 1,919,088 I Total $ 2,409,340 2,223,657 107 I I I I I I I I I I I I I I I I I I I I I MUNICIPAL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Sewer Utility Schedules of Facilities Maintenance Expenses Years ended June 30,2003 and 2002 2003 2002 Personnel: Productive salaries $ 197,883 188,291 Nonproductive salaries 55,822 33,717 Fringe benefits 37,049 31,137 290,754 253,145 Maintenance and operation: Training materials and fees 70 Employee reimbursement 25 Uniform rental and cleaning 1,864 2,470 Safety clothing and supplies 1,430 2,751 General office supplies 37 91 Computer supplies 311 Computer equipment maintenance 81 43 Telephone 4,334 2,362 Contract services 124,926 118,239 Landscape services 12,178 10,002 Materials and supplies 29,886 25,319 Small tools and equipment 2,112 3,531 Janitorial services 10,789 7,407 Equipment rental 1,397 3,316 Equipment maintenance 366 2,880 189,711 178,506 Total $ 480,465 431,651 109 I I I I I I I I I I I I I I I I I I I MUNICIP AL WATER DEPARTMENT OF THE CITY OF SAN BERNARDINO, CALIFORNIA Sewer Utility Schedules of Environmental Control Expenses Years ended June 30, 2003 and 2002 2003 2002 Personnel: Productive salaries $ 177,002 152,467 Nonproductive salaries 36,543 29,764 Fringe benefits 38,144 32,706 251,689 214,937 Maintenance and operation: Training 1,240 1,060 Employee reimbursements 271 Uniform rental and cleaning 643 436 Safety clothing and supplies 693 1,016 Memberships and dues 1,018 631 General office supplies 2,775 2,677 Printed materials 899 Subscriptions 95 Office equipment maintenance 503 Computer equipment maintenance 414 1,653 Telephone 8,251 5,550 Materials and supplies 9,191 7,533 Small tools and equipment 2,595 2,311 Minor office equipment purchases 1,465 887 Office furniture 1,030 Equipment maintenance 1,039 719 Hazardous waste disposal 4,986 Laboratory sampling and testing 27,944 14,046 64,549 39,022 Total $ 316,238 253,959 111 I I I I I I I I I I I I I I I I I I I CONRAD AND ASSOCIATES, L.L.p. CERTIFIED PUBLIC ACCOUNTANTS 2301 DUPONT DRIVE, 5UlTE 200 IRVINE, CALIFORNIA 92612 (9491474-2020 Fax (949) 263-5520 Water Commissioners Board Municipal Water Department of the City of San Bernardino, California Report on Compliance and Internal Control Over Financial Reportine; Based on an Audit of Financial Statements Performed in Accordance with Government Auditine; Standards We have audited the basic financial statements of the Municipal Water Department of the City of San Bernardino ("Department") as of and for the year ended June 30, 2003, and have issued our report thereon dated October 22, 2003. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Compliance As part of obtaining reasonable assurance about whether the Department's basic financial statements are free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, and contracts, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. Providing an opinion on compliance with those provisions was not an objective of our audit, and, accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance that are required to be reported under Government Auditing Standards. Internal Control over Financial Reportine; In planning and performing the audit, we considered the Department's internal control over financial reporting in order to determine our auditing procedures for the purpose of expressing our opinion on the basic financial statements, rather than to provide assurance on the internal control over financial reporting. Our consideration of the internal control over financial reporting would not necessarily disclose all matters in the internal control over financial reporting that might be material weaknesses. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements in the amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. We noted no matters involving the internal control over financial reporting and its operation that we consider to be material weaknesses. This report is intended solely for the information and use of the Water Commissioners Board and management of the Department and is not intended to be and should not be used by anyone other than these specified parties. 4-<.../--/ ~fJh"'~ L..t..r.J October 22, 2003 113 MEMBERS OF AICPA AND CALIFORNIA SOCIETY OF CERTIFIED PUBLIC ACCOUNTANTS MEMBER OF AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS PRIVATE COMPANIES PRACTICE SECTION t:'~'{~.,.. .~'::"~:-;::r4'I::~"":~;"'='f<',~".~<"~:'.<-~;;' I I I I I I I I I I I I I I I I I I I "',~r"~'.I';i.~:~.;:'Y.'.:,,':"',,~,'~;;;,,:~v,;.:~::"r;'5l,.~,';l!'~>ID'_~",~,:u:"",w~...._.-~.~~~~i~~<;Yj'?!;~71'3f(i~~~~~~?"~1':F'~'~~7?'7:1,l;:'<x,rY..'-' ,'.<p, _.;. ". .