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HomeMy WebLinkAbout1995-387 1 2 3 4 5 6 RESOLUTION NO. 95-387 RESOLUTION OF THE CITY OF SAN BERNARDINO AUTHORIZING AN AGREEMENT WITH AMERICAN CEMETERY/MORTUARY CONSULTANTS, INC., TO REPRESENT THE CITY IN NEGOTIATIONS FOR THE SALE OF PIONEER CEMETERY, A CITY OWNED PROPERTY. BE IT RESOLVED BY THE MAYOR AND COMMON COUNCIL OF THE CITY OF SAN BERNARDINO AS FOLLOWS: SECTION 1. The Mayor of the city of San Bernardino is 7 hereby authorized and directed to execute on behalf of said city an 8 agreement with AMERICAN CEMETERY/MORTUARY CONSULTANTS, INC., to 9 represent the city in negotiations for the sale of pioneer 10 Cemetery, a city-owned property. 11 12 13 14 15 16 17 18 19 SECTION 2. The authorization to execute the above referenced agreement is rescinded if the parties to the agreement fail to execute it within sixty (60) days of the passage of this resolution. I HEREBY CERTIFY that the foregoing resolution was duly of the city of adopted by the Mayor and Common Council San 6th day Bernardino at a meeting thereof, held on the reqular of , 1995, by the following vote, to wit: November IIIII 20 I I I I I 21 I I I I I 22 I I I I I 23 I I I I I 24 IIIII 25 IIIII 26 I I I I I 27 I I I I I 28 IIIII ~,~ -, AGREEMENT WITH AMERICAN CEMETERY/MORTUARY CONSULTANTS, INC. 1 2 Councilmembers AYES NAYS ABSTAIN 3 NEGRETE X 4 CURLIN X 5 HERNANDEZ X 6 OBERHELMAN X 7 DEVLIN X 8 POPE-LUDLAM X ABSENT 9 MILLER 10 11 12 13 14 15 16 X ~C~k The foregoing resolution is hereby approved this 9th day of November , 1995. ~A~ Tom M1nor, Mayor City of San Bernardino Approved as to form 17 and legal content: 18 JAMES F. PENMAN City Attorney 19 By: 20 21 22 23 24 25 26 27 28 -2- :;/ c_ <' 77 ! "' -"'(/ . I l -1 _J PROPOSED SUCCESSION PlANNING PACKAGE FOR PIONEER MEMORIAL CEMETERY SAN BERNARDINO, CALIFORNIA SEPTEMBER 20, 1995 1 J j -' In (/:_-;- Q 7 . I ./'? I _.J According to a Fall, 1989 article in the Pre-Arrangement Association magazine, . . . "if you're selling your funeral home, take control of the process by building a case for your business - before talking to a single possible buyer. It's ten times more complicated to sell than to buy. If you want to set the conditions and terms for a sale that will bring the most benefits to you, then it takes a lot of work and preparation." 1 J I -.J o',~ 7'..~ 7 -.'L. I CONTENTS Page I. Summary of Proposal 1 J II. Project Description 2 I 1 III. Project Team 4 J IV. The ACMC Advantage 5 J V. Succession Planning Package and Fees 6 VI. Exclusive Succession Planning Agreement 7 1 , J I 1 J I , , --.J n - ,,(.,. "''77 . 70 I. SUMMARY OF PROPOSAL -: American Cemetery/Mortuary Consultants (ACMC) is pleased to present this proposal to the City of San Bernardino for the succession planning of Pioneer Memorial Cemetery in San Bernardino, California. Our objective is to sell the cemetery on a timely basis while maximizing the financial return to the City of San Bernardino. Accordingly, our services encompass the following: A. "Sellers Package." We will compile an information package to be distributed to potential buyers. The package will put the cemetery in the best possible light and emphasize the benefits of ownership. This 'prospectus', and who it will be sent to, will be approved by the City of San Bernardino before distribution. - .J 1 1 J ] B. National Exposure. We will achieve the maximum potential exposure for the cemetery through a two phased packaging approach that will not involve any advertising in cemetery/funeral home trade magazines. This approach will also ensure confidentiality which will help avoid disruptions in relationships with employees, customers and suppliers. Through our international reputation and contacts the initial phase will involve an offer process which will allow the potential buyers to submit an offer for the purchase of the assets/stock of Pioneer Memorial Cemetery. We believe that the offer process will create a competitive atmosphere causing the buyers to make their best offer. C. Close The Sale. After the City has identified the best offer, we will work with the buyer and seller to facilitate a smooth and expeditious close of the sale. Our professional experience will be helpful in avoiding problems and resolving issues that might otherwise impede progress and disrupt the transaction. '1 J - 1 - 4')-S'n II. PROJECT DESCRIPTION '1 ! A. Overview. The succession planning for the cemetery as proposed by ACMC, will consist of preparing a Seller's Package, conducting an offer procedure, and assisting in negotiations with the buyer leading to a close of the sale. B. Seller's Package Elements. The sellers package will feature important information about the cemetery both historical and financial information, which will help to widen the field of qualified buyers. The package includes: , , . ; 1. A written prospectus. This written document will summarize in an orderly manner, the detailed financial information on the cemetery. The financial data will include historical results and pro-forma projections of various scenarios for the future. The format will be easy to follow and the projections will enable the buyer to readily understand the earning potential of the property. c. Identify the Buyer. 1. Qualify the Buyer. ACMC will discuss this opportunity with existing contacts as well as new contacts to identify those prospects with the highest levels of interest and the capability to buy the cemetery. The Seller's Package will only go to those deemed to be "qualified" buyers (subject to approval by the City). 2. Offer procedure. Only those prospects who have signed a Non- Disclosure Agreement will be allowed to participate in the offer process. Prospects will be sent the complete Seller's Package including the written prospectus. In addition, prospects will receive information that sets forth the terms for the negotiation process. Among other things, this information will establish a time limit for acceptance of offers. Buyers will be instructed to submit their offers in the form of a Letter of Intent with the understanding that the seller reserves the right not to accept any offer. J I Once the offers have been received, ACMC will meet with the City to review all offers and determine the best offer considering price and qualifications of the buyer. Also as part of this process, ACMC will meet with qualified buyers and give tours of the property. ~ , - 2 - (h-. ;:"::; ',' ../.;...' 1 1 II. PROJECT DESCRIPTION (CONTINUED) D. Assist in Negotiating and Closing the Sale. 1. Professional help in structuring the sale. ] 1 1 J ] 1 J J I . Support with legal documents. The customary representations and warranties in an acquisition agreement can be subdivided into six major areas: 1) Financial statements and accounting issues 2) Legal organization and capital structure 3) Condition and title of assets that will cover environmental issues including underground storage tanks, hazardous waste, etc. 4) Contractual relationships 5) Employment and labor-related issues including union contracts, pension plans, and health benefits 6) Lawsuits and taxes. . Stock sale vs. asset sale. When a buyer acquires the stock of the corporation, it takes over the entity with whatever liability the corporation is subject to. In an asset transaction the buyer acquires only the assets subject to the liabilities that it is willing to assume. . Counsel the City of San Bernardino on issues relating to timing of the sale. . Inform potential buyer of pertinent cemetery and funeral laws of California. . Help draft any management contracts needed to retain key people. 2. Assist in negotiations between seller and buyer. . As quoted from American Cemetel)' Magazine. June 1990, on acquisitions, "The degree of responsibility a seller and buyer willingly assume depends on the bargaining leverage of the parties. It is hoped, that with assistance from experienced professionals, both sellers and buyers will be in better positions to negotiate transactions and avoid some of the problem areas.' . Meet with the City when necessary. . Provide ongoing stimulus to the buyer by providing recommendations for enhancing the operations of the property. i I _I - 3 - {j C 2' <:>., . , -/0 I' III. PROJECT TEAM -, I I A. Project Management · American Cemetery/Mortuary Consultants, Chicago, Illinois. ACMC will manage the project ACMe's project team consists of: , i · Lawrence C. Anspach, President and Chief Operating Officer of ACMC and formerly Vice-President and owner of Chicago's Cedar Park Cemetery and Funeral Home. Mr. Anspach has been active with national, state, and regional associations in the death care industry since 1973. He has been featured in the Wall Street lournal. U.S. News and World Report. US Magazine. USA Today. and many others. He is a past board member of the Board of Directors of the American Cemetery Association and the Pre- Arrangement Association. -1 .J I 1 .J ] . Mr. William C. Henning, who founded ACMC in 1961 and has served leading cemeteries and funeral homes in the United States and abroad with appraisal, brokerage, operational analysis' and general business consultation. · William N. Anspach, CPA, is past treasurer of the American Cemetery Association and its auditor for twenty five years, Mr. Anspach currently is Chairman of the Cemetery Care Advisory Board of the State of Illinois. He has advised many management groups, as well as federal and state taxing authorities on cemetery tax and other matters. . Richard B. Paskin, CPA has seventeen years of experience in management consulting, much of it with Touche Ross & Company. He has served companies of various sizes in diversified industries including Sears, United Airlines, and Bekin Van lines. J · William N. Anspach, Jr. is an attorney who specializes in pensions and corporate law. He has drafted stock and asset purchase agreements, for buyers and sellers in the death care industry. - 4 - Irs - 3.:n 1 i IV. THE ACMC ADVANTAGE Our proposed succession planning package offers the City of San Bernardino the following important advantages: 1. Extensive experience in the death care industry. . Our project team has many years of experience in the death care industry. This proven expertise offers assurance that the "sellers package" will reflect the highest standards of quality available. The impressive credentials of our principals include multiple national and state held offices in the death care industry. ACMC has been in business for 35 years and has performed over 1,000 cemetery and funeral home appraisals and brokered over $300,000,000 in sales. J 1 1 :] J 2. Proven results in acquisition/succession planning. . Our project team has successfully completed acquisitions for local and national buyers. This also results in smooth transitions for employees and business associates as well as avoiding disruption in day to day operations. Experience of American Cemetery/Mortuary Consultants over the years has indicated that sellers get better results by using professional assistance. As a rule this is best accomplished by using the broker in his fullest capacities. The larger the field of prospects, the stronger the likelihood that simultaneous interest can be created, which usually leads to a better offer(s). A professional broker can deal objectively with all buyers, whereas the seller is usually a "prejudiced party" in any negotiations. 3. Extensive management experience. J . Our project team possesses a breath and depth of management experience beyond that required to help selllbuy specific businesses. These backgrounds en.ompass executive and management level positions with organizations such as Touche Ross & Company (now Oeloitte & Touche). This experience in managing the 'bigger picture' ensures that the entire package will achieve its objectives and be delivered in the established guidelines. 4. Added value for the dollars invested. . Our proposed package will significantly increase the price of the stock. .~ - 5 - ~ ,/')- :SJ>7 VI. EXCLUSIVE SUCCESSION PLANNING AGREEMENT l The American Cemetery/Mortuary Consultants, Inc. hereinafter referred to as Agents, are , , hereby employed to sell the cemetery known as Pioneer Memorial Cemetery located in San , J Bernardino, California, hereinafter referred to as Seller, together with the control of all trust 1 l funds, all undeveloped land, and all other assets owned or controlled by said cemetery. The cemetery shall be offered for sale on the following terms and conditions: Cash For their services, the BUYER shall pay the Agents a commission according to the attached fee schedule of the gross sale, said commission to be paid when a sales contract has been executed by the Buyer and the transaction has been closed. It is understood and agreed that the Agents have the exclusive right to sell the above named cemetery for a period of three months from the date of this agreement . ) I J It is further understood and agreed that if negotiations have been started by Agents with a prospective purchaser any time before this agreement has expired that this agreement will be automatically extended to cover the full period of time necessary to complete negotiations and consummate a sale. _J - 7 - t; l.,--~ ;>, 7 - ->e; VI. EXCLUSIVE SUCCESSION PLANNING AGREEMENT (CONTINUED) -1 , : It is further understood and agreed by the parties hereto that if at any time within three months after the expiration of this agreement should the Seller make a sale to any prospective Buyer with whom Agents had previously negotiated for the sale of the cemetery, the Agents shall be paid their full commission on the gross selling price the same as if the transaction had been closed during the term of this Agreement. ] I 1 J ] It is further agreed that the seller is to furnish the Agents with copies of Articles of Incorporation, current financial statements, and any other information which, in the judgement of the agents, is needed to properly interest a prospective purchaser. Such information is to be regarded as confidential and is to be shown only to interested prospects for the purchase of the property. Witnesseth our hands this fit dayof~.191r . ., I By: EMETVY/M RTU TS, I , , fi, '\ Y J SELLER ~1-7jlt/7~ y - Authorized Officer - 8 - r, s-" _~ J3 7 ATTACHMENT v. SUCCESSION PlANNING PACKAGE AND FEES J ACMC will sell Pioneer Memorial Cemetery as described in Section II and summarized below. As part of ACMe's package, all travel expenses, the prospectus, any other expenses, and time of the project team are included in the following fee schedule, the BUYER will pay our fee: Sale up to $1,000,000 Fee of 6% of gross Sale Price Fee of 6% of first $1,000,000; plus 5% of any amount between $1,000,000 - $2,000,000 of gross sales price ) J ] Sale between $1,000,000 - $2,000,000 Sale between $2,000,000 - $3,000,000 Above schedule; plus 4% of any amount between $2,000,000 - $3,000,000 of gross sales price Sale between $3,000,000 - $4,000,000 Above schedule; plus 3% of any amount between $3,000,000 - $4,000,000 of gross sales price Sale between $4,000,000 - $5,000,000 Above schedule; plus 2% of any amount between $4,000,000 - $5,000,000 of gross sales price Sale over $5,000,000 Above schedule; plus 1 % of any amount over $5,000,000 of gross sales price J ~ - 6 - i'). , mI .~ . . ~ ACMe American Cemetery/Mortuary Consultants 848 West Eastman Street. Suite 205. Chicago. IL 60622 (800) 888-8602 (312) 440-0031 FAX (312) 951-1285 Lawrence C. Anspach President September 20, 1995 Personal and Confidential (C(Q)[Plf Mr. Fred Wilson, Assistant City Administrator City of San Bernardino 300 North D Street San Bernardino, California 92418 Dear Mr. Wilson: Pursuant to our telephone conversation of today, this letter confirms our understanding of the terms and objectives of our engagement and the nature and limitations of the services provided by ACMe. Based upon information provided, we will compile a fair market value of Pioneer Memorial Cemetery in San Bernardino, California. We understand the purpose of this appraisal is for evaluating a proposed divestiture. The appraisal includes the following: 1.) a site visit, 2.) review of the books and records and financial statements, 3.) review of the facilities, administrative and sales operation, and 4.) an appraisal report. Our engagement cannot be relied upon to disclose errors, irregularities, or illegal acts, including fraud or defalcations, that may exist However, if we find evidence of the above, we will so advise you. Our fee basis is as follows: L. Anspach R. Paskin Staff $150 per hour against $750 per 5 hour day $100 per hour against $500 per 5 hour day $50 to $75 per hour Most appraisals average $3,500-$4,500 for fees, depending on the condition of records and availability of maps, etc. The above does not include travel expenses. Normally, we should be able to fly in and back on the same day. We have enclosed an appraisal questionnaire which should be completed as thoroughly as possible before our arrival. /"; .. September 20, 1995 Mr. Fred Wilson Page 2 Of course, all information relating to your operation will remain confidential. We have also enclosed our brochure and several articles that may be of interest to you. If the foregoing is in accordance with your understanding, please sign a copy of this letter in the space provided and return it to us in the enclosed, self-addressed envelope. If you have any questions, please contact us at our toll free number. We look forward to hearing fr m you. YO.lf.,, " i )!) t11--- C. Anspach LCA/jar Enclosure Acknowledged by Date: