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HomeMy WebLinkAbout1999-271
,
1
2 RESOLUTION OF THE CITY OF SAN BERNARDINO RATIFYING THE
EXECUTION BY THE MAYOR OF THE CITY OF SAN BERNARDINO OF A
3 CONTRACT BETWEEN SAN BERNARDINO COUNTY AND THE CITY OF SAN
4 BERNARDINO PARKS, RECREATION AND COMMUNITY SERVICES
DEPARTMENT TO PROVIDE YOUTH MENTORING SERVICES FOR THE PERIOD
5 JULY 1, 1999 THROUGH JlINE 30, 2000.
RESOLUTION NO.
1999-271
6 WHEREAS, Resolution 1999-147, dated June 21, 1999, authorized the Mayor of the
7
City of San Bernardino to execute a contract between the County of San Bernardino and the
8
City of San Bernardino Parks, Recreation and Community Services Department to provide
9
10 Youth Mentoring Services for the period of July 1, 1999 through June 30, 2000; and
11 WHEREAS, the Mayor of the City of San Bernardino executed said contract on June
12 24, 1999, but the County of San Bernardino was unable to execute the contract within the 60
13
day deadline, thus rescinding said resolution and authorization;
14
15
16 COUNCIL OF THE CITY OF SAN BERNARDINO AS FOLLOWS:
NOW, THEREFORE, BE IT RESOLVED BY THE MAYOR AND COMMON
17 SECTION 1. The Mayor and Common Council of the City of San Bernardino hereby
18 ratifies the execution by the Mayor of the City of San Bernardino of a contract with San
19
Bernardino County relating to the provision of youth mentoring services as part of a
20
Community Challenge for the period of July 1, 1999 through June 30, 2000, a copy of which
21
22 is attached hereto, marked Exhibit" A" and incorporated herein by reference as fully as though
23 set forth at length.
24 I HEREBY CERTIFY that the foregoing Resolution was duly adopted by the Mayor
25 and Common Council of the City of San Bernardino at a joint regular
Meeting,
26
27
thereof, held on the 1st
day of November
, 1999, by the following vote to
wit:
28
I
.
1999-271
1
RESOLUTION OF THE CITY OF SAN' BERNARDINO RATIFYING THE
2 EXECUTION BY THE MAYOR OF THE CITY OF SAN BERNARDINO OF A
CONTRACT BETWEEN SAN BERNARDINO COUNTY AND THE CITY OF SAN
3 BERNARDINO PARKS, RECREATION AND COMMUNITY SERVICES
4 DEPARTMENT TO PROVIDE YOUTH MENTORING SERVICES FOR THE PERIOD
JULY 1, 1999 THROUGH JUNE 30, 2000.
AYES
NAYS
ABSTAIN ABSENT
x
x
x
x
x
x
18
19
20
21
22
Approved as to form and Legal content:
~~, r:~~
Rachel Clark, City C:ak
The foregoing resolution is hereby approved thi~ay of November
, 1999,
23
/. '(€<.-/
/ Ju ith alles, Mayor
~ C" y of San Bernardino
James F, Penman
24 City ttorney
25
26
27
28
')
~
. 1999 147
1999-271
E New Vendor Code Dept. Contract Number
M Change Be A 99-856
x Cancel .
County Department Dept. Orgn. Contractor's License No.
Public Health PHL 3305
County Department Contract Representative Ph.Ext. Amount of Contract
Colleen A Tracy 387-6222 $49,275
Fund Dept. Organization Appr. Obj/Rev Source Activity GRC/PROJ/JOB Number
AAA PHL 3305 200 2445 93470
,
Commodity Code Estimated Payment Total by Fiscal Year
FY Amount I/O FY Amount 110
Project Name 99/00 $49,275 -
-
Focus Project - -
- -
FOR COUNTY USE ONL Y
County of San Bernardino
FAS
STANDARD CONTRACT
THIS CONTRACT is entered into in the State of California by and between the County of San Bernardino, hereinafter
called the County, and
Name
City of San Bernardino
Address
300 North D Street
hereinafter called
Contractor
San Bernardino, CA 92418
Phone Birth Date
Federal 10 No. or Social Security No.
IT IS HEREBY AGREED AS FOLLOWS:
(Use space below and additional bond sheets. Set forth service to be rendered, amount to be paid, manner of payment, time for
performance or completion, determination of satisfactory performance and cause for termination, other terms and conditions, and
attach plans, specifications, and addenda, if any.)
This agreement is made and entered into by City of San Bernardino, a political subdivision of the State of
California, hereinafter referred to as Contractor, and the County of San Bernardino, a political subdivision of
the State of California, hereinafter referred to as County. The San Bernardino County Department of Public
Health will hereinafter be referred to as Department.
Whereas, the County has been awarded grant funds from the State Office of Community Challenge Grant,
(hereinafter referred to as AChallenge Grant=);
Whereas, the above named parties desire to set forth in writing the specific terms mutually agreed to regarding
the provision of services to at-risk youth residing in the City of San Bernardino;
Now, therefore, it is mutually agreed and covenanted that:
I. Contractor, through the Department of Parks and Recreation, will provide services as set forth in the
Scope of Work which is incorporated hereto as Attachment A, consisting of eight (8) pages, in
accordance with the terms and conditions contained in this agreement.
Page --L- of ---2-
, .
1999-271
1!l99 147
2. All work done as part of this agreement, either by Contractor or its agents, will comply fully with all the
administrative and other requirements established by applicable Federal and State laws, rules and
regulations. Contractor assumes responsibility for full compliance with all such laws, rules, and
regulations and agrees to fully reimburse the County for any loss of funds or resources resulting from
non-compliance by Contractor, its staff, agents or subcontractors, as revealed in any subsequent audits.
3. Contractor, its officers, agents, employees, and subcontractors shall possess and maintain all necessary
licenses, permits, approvals, certificates, waivers, and exemptions necessary for the provision of services
described herein.
4. Contractor will comply with Federal and State laws, rules and regulations relative to nondiscrimination
in client and client service practices because of political affiliation, religion, race, color, sex, handicap,
age, or national origin.
5. Contractor's Warrantv of Adherence to Countv's Child Support Compliance Program. Contractor
acknowledges that County has established a goal of ensuring that all individuals who benefit financially
from County through contract are in compliance with their court-ordered child, family and spousal
support obligations in order to mitigate the economic burden otherwise imposed upon County and its
taxpayers. As required by County's Child Support Compliance Program (County Code Section
110.0101 et seq.) and without limiting Contractor's duty under this contract to comply with all
applicable provisions of law, Contractor warrants that it is now in compliance and shall during the term
of this contract maintain compliance with employment and wage reporting requirements as required by
the Federal Social Security Act (42USC Section 653a) and California Unemployment Insurance Code
Section 1088.5, and shall implement all lawfully served Wage and Earning Withholding Orders or
District Attorney Notices of Wage and Earning Assignment for Child or Spousal Support, pursuant to
Code of Civil Procedure Section 706.031 and Family Code Section 5246(b). Contractor hereby certifies
that it has submitted to the County a completed Principal Owner Information (POI Form) and Child
Support Compliance Program Certification (CSCP Certification).
Termination for Breach of Warrantv to maintain Compliance with Countv's Child Support Compliance
Program. Failure of Contractor to maintain compliance with the requirements set forth in the preceding
paragraph shall constitute a default by Contractor under this contract. Without limiting the rights and
remedies available to County under law or under any other provision of this contract, failure to cure such
default within 90 days of notice by the San Bernardino County District Attorney shall be grounds upon
, which the County Board of Supervisors may terminate this contract.
6. Contractor shall formalize in a contract (written agreement) any arrangement for the conduct of activities
pursuant to this agreement which are to be subcontracted to a third party. The contract shall, as
applicable, state the activities to be performed, the time schedule, the grant policies and procedures that
are applicable to the third party, other policies and procedures to be followed, and the maximum amount
of money for which Contractor may become liable to the third party under the agreement. Contractor
will be responsible for ensuring that each of its subcontractors comply with all applicable Federal and
State laws, rules and regulations, and with all terms and conditions of this agreement, including
maintenance of expenditure documentation, collection of data as required, and timely filing of fiscal and
programmatic reports.
7. Contractor will submit progress reports on a quarterly basis. The content of these reports will be a)
progress accomplished with regard to Scope of Work, b) data on client services during the three month
reporting period, c) other information as required to meet the Challenge Grant program requirements.
Report format will be specified by the Department not less than 21 calendar days prior to the report due
date. The County reserves the right to revise report format or require additional reports as required
during the contract period to meet Challenge Grant program needs.
Page ~ of--L
1999-271
8. Contractor will be subject to periodic audit by the Department to determine whether internal accounting
and other control systems provide reasonable assurance that a) financial operations are properly
conducted; b) financial reports are presented fairly and accurately; c) applicable laws, regulations, and
grant terms have been complied with; d) resources are managed and used in an economical and efficient
manner; and e) objectives are being achieved in an effective manner. Any or all of these elements may
be reviewed at the discretion of the Department.
9. Contractor will maintain documentation for each expenditure claimed for reimbursement by the County
under this agreement. If the allowability of expenditures cannot be determined because records or
documentation are nonexistent or inadequate, according to generally accepted accounting principles, the
questionable cost will be disallowed by the County.
10. Contractor will comply with the audit requirements of the "Standards for Audit of Governmental
Organizations, Programs, Activities and Functions," issued by the U.S. Comptroller General. Within
fourteen (14) days of receipt of the audit report, City shall forward a copy of the audit report to the
Department.
II. Contractor agrees to maintain and preserve, until three years after termination of Contract 99-85642 and
final payment from the State, and to permit the State, the County, or any duly authorized representative
to have access to, examine or audit any pertinent books, documents, papers and records related to the
contract. If any litigation, claim, or audit is started before the expiration of the three year period, the
records shall be retained until all litigation, claims, or audit findings involving the records have been
resolved.
12. The County agrees to reimburse Contractor a maximum of $49,275 for services provided pursuant to this
agreement by Contractor and its subcontractors from Challenge Grant Number 99-85642. Expenditures
submitted by Contractor for reimbursement must be consistent with the budget, consisting of one (I)
page, incorporated herein as Attachment B. Requests for carryover of funds from any budget period to
a subsequent budget period must be submitted in writing, and are subject to approval by the County.
Reimbursement will be rendered in accordance with invoices submitted to the Department on a monthly
basis. Invoices will be submitted in the format incorporated herein as Attachment C.
13. Contractor shall request a budget amendment in writing in advance of expenditures when a) a change in
the personnel line item will affect the Scope of Work, b) expenditures are expected to exceed a
budgeted line item by more than ten percent (10% ), c) a new line item is to be added, or d) expenditures
are expected to exceed the budgeted amount for an object class category (e.g. personnel). The request
must specifY the changes requested by service category, line item, and amount, and must include a
justification. The Department shall approve or deny budget change requests in writing within thirty
(30) calendar days of receipt.
14. The term of this agreement is from July I, 1999 through June 30, 2000. This agreement may be
terminated without cause by either party upon thirty (30) days advance written notice to the other party.
Such notification shall state the effective date of termination. The obligation of County under this
agreement is contingent upon the availability of Challenge Grant Number 99-85642 for the
reimbursement of County's expenditures, as set forth in term one, above. In the event the State of
California notifies County that such funding is terminated or reduced, the County shall determine
whether this Agreement will be terminated or County's maximum obligation reduced. County shall
provide Contractor with written notification of such determination.
15. The Director of Public Health shall exercise full County rights under the terms of this contract.
16. The agreement shall not be assigned by Contractor, either in whole or in part, without prior written
consent of the County.
Page ~ of-L
. 1999 147
1999-271
17. This agreement, together with all Attachments hereto, is the full and complete agreement between the
County and Contractor. No alteration or variation of the terms of this Agreement shall be valid unless
made in writing and signed by the parties hereto, and no oral understanding or agreement not
incorporated herein, shall be binding on any of the parties thereto.
18. Contractor and Contractor's employees shall have no interest, and shall not acquire any interest, direct
or indirect, which shall conflict in any manner or degree with the performance of services required under
this agreement. Contractor shall establish written policy guidelines on conflict of interest and the
avoidance thereof, to assure that employees, consultants, and members of the governing body do not use
their positions for purposes that are, or give the appearance of being, motivated by a desire for private
financial gain for themselves or others such as those whom they have family, business, or other ties.
These guidelines should reflect federal grant policy and State and local laws, and must cover financial
interests, gifts, gratuities and favors, nepotism, and bribery.
19. The parties hereto recognize that each is a separate and independent entity, and neither is the agent,
employee, or servant of the other. It is expressly understood that neither party nor any of its respective
employees shall be in any event entitled to any benefit accruing to the other party.
20. The parties hereto agree that Challenge Grant related activities and expenditure of Challenge Grant
funds shall comply with all requirements of Chapter 197, Statutes of 1996, Sections 18993 - 18993.9 of
the Welfare and Institutions Code, and all terms and conditions of the Community Challenge Grant
award, as specified in Attachment D.
21. Contractor agrees to indemnify, defend, and hold harmless the Department, the County, and their
authorized agents, officers, volunteers and employees against any and all claims or actions arising from
the Contractor's negligent acts or omissions and for any costs or expenses incurred by the Department,
County, or Contractor on account of any claim therefore.
22. The County agrees to indemnify, defend, and hold harmless Contractor and its authorized agents,
officers, volunteers and employees against any and all claims or actions arising from County's negligent
acts or omissions and for any costs or expenses incurred by the Department, County, or Contractor on
account of any claim therefore.
23. Contractor shall protect the right of privacy of persons receiving services pursuant to this agreement and
shall protect from unauthorized disclosure names and other identifying information concerning persons
receiving services, except for statistical information that does not identify an individual client.
24. Contractor shall obtain prior approval from the Department before making any statements or releasing
any information to the newspapers, radio, or television stations in relation to services provided under this
agreement. This includes news conferences panel shows, interview programs, public service
announcements, and paid advertisements. Draft copies of proposed public service announcements and
paid advertisements will be submitted to the Department for review. The Department reserves the right
to approve or disapprove any publicity.
25. When issuing statements, press releases, educational or promotional materials, or other docwnents
describing projects or programs funded in whole or in part with Challenge Grant money, Contractor
shall clearly state a) the percentage of total cost of the project or program which will be funded with
Challenge Grant money, b) the dollar amount of State funds for the project or program, and c)
percentage and dollar amount of the total cost of the project or program that will be financed by
nongovernmental sources.
Page ~ of---L-
1999-271
-..19991.i7
26. All correspondence and notices required or contemplated by this agreement shall be delivered to the
respective parties at the addresses set forth below and are deemed submitted one day after their deposit
in the United States mail, postage prepaid.
County
Thomas J. Prendergast, Jr., MD, MPH
Department of Public Health
351 North Mountain View Ave.
San Bernardino, CA 92415-0010
Contractor .
Annie F. Ramos, Director
Parks, Recreation, and Community Services Department
300 North D Street
San Bernardino, CA 92418
27. The parties hereby represent that the individuals whose signatures appear on their behalf below are
legally authorized to execute this contract.
COUNTY OF SAN BERNARDINO
~
Jon
dJ
.
ame of corporation, company, contractor, etc.)
ikels, Chairman, Board of Supervisors
uthorized signature - sign in blue ink)
Dated:
SEP 1 4 1999
Na e es
'_ ( tint or type name of person signing contract)
rJ1 ~
~rint or Type) b /;
(J~ 'I, 99
f)FfICE OF THE CiTY CLi;hK
P. 0, BOX 131B
;',:.lil f.c::.Nt:\HIJINO, CA 92402
Title
Dated:
Add ress
Reviewed by Contract Compliance
Reviewed for Processing
~
~
Agency Administrator/CAD
Date
ouns~/ p(' 9;
Date
Date
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Attachment B
FOCUS PROJECT BUDGET
CITY OF SAN BERNARDINO
PARKS, RECREATION, AND COMMUNITY SERVICES DEPARTMENT
JULY, 1 1999 THROUGH JUNE 3D, 2000
PERSONNEL
Mentor Coordinator
Mentor Coordinator Assistant (20 hr/week)
Recreation Leaders
18,168
10,400
13,032
41,600
2,179
$ 43,779
SUBTOTAL PERSONNEL
FRINGE BENEFITS
TOTAL PERSONNEL
OPERATING EXPENSES
TRAVEL AND PER DIEM
$
621
SUBCONTRACTS
$
OTHER COSTS
Mentor Program Incidentals (Incentives, supplies)
4,875
INDIRECT COSTS
$
$
$
4,875
TOTAL OTHER COSTS
TOTAL PROJECT COSTS
49,275
MATCH
15,625
1999-271
Attachment C
FOCUS PROJECT INVOICE
CITY OF SAN BERNARDINO
PARKS, RECREATION, AND COMMUNITY SERVICES DEPARTMENT
Invoice Period:
Expended This Expended
Total Budget Period Year.To.Date
PERSONNEL
Mentor Coordinator $ 18,168 $ $
Mentor Coordinator Assistant (20 hr/week) $ 10,400 $ $
Recreation Leaders $ 13,032 $ $
SUBTOTAL PERSONNEL $ 41,600 $ $
FRINGE BENEFITS $ 2,179 $ $
TOTAL PERSONNEL $ 43,779 $ $
OPERATING EXPENSES $ $ $
TRAVEL AND PER DIEM $ 621 $ $
SUBCONTRACTS $ $ $
OTHER COSTS $ $ $
Mentor Program Incidentals $ 4,875 $ $
TOTAL OTHER COSTS $ 4,875 $ $
INDIRECT COSTS $ $ $
TOTAL PROJECT COSTS $ 49,275 $ $
MATCH $ 15,625 $ $
Signature of Agency Officer
Date
:>.
1999-271
Attachment D
STATE OF CALIFORNIA
DEPARTMENT OF HEALTH SERVICES
ADDITIONAL PROVISIONS
,
(FOR STATE FUNDED SUBVENTION AID/LOCAL ASSISTANCE
COST REIMBURSEMENT CONTRACTS/GRANTS)
1. TRAVEL AND PER DIEM
Any reimbursement for l)ecessary travel and per diem shall be at rates currently in effect, as .
established by the Department of Personnel Administration, for similar state employees.
Exceptions to these rates may be approved by the State upon the verification of a statement
submitted by the Contractor indicating that such rates are not available to the Contractor. No travel
outside the State of California shall be reimbursed unless prior written authorization is obtained from
the State.
2. PURCHASING/PROCUREMENT RULES
a. Units of local government and public entities (including the Universities of California
and California State University and auxiliary organizations/foundations thereof) and
state and federal agencies, whether acting as a contractor and/or subcontractor, may use
their existing procurement systems to secure all articles, supplies, equipment (e.g.,
nonexpendable items with a unit cost of $500 or more and a useful life expectancy of four or
more years, including EDPIADP, telecommunications, and motor vehicles) and services
related to such purchases that are required in performance of this contract, without regard to
dollar limit, subject to the provisions in paragraphs e through i of this section. The
provisions in paragraphs b, c, and d of this section maya/so apply, if purchases are
subdelegatr:d to subcontractors that are nonprofit organizations, for-profit entities. or private
vendors.
b. All other entities (nonprofit organizations, for-profit entities, or private vendors) may use
their existing procurement systems to secure articles, supplies, equipment (e.g.,.
non expendable items with a unit cost of $500 or more and a useful life expectancy of four or
more years, including EDPIADP, telecommunications, and motor vehic;les) and services
related to such purchases that are required in performance of this contract. Equipment
procurement shall not exceed an annual maximum limit of $50,000, subject to the
provisions stipulated In paragraphs c through I of this section. The provisions in
paragraph a of this section may also apply, if purchases are subdelegated to subcontractors
that are units of local government, public entities, state or federal agencies.
c. All other entities (nonprofit organizations, for-profit entities, or private vendors), whether
acting as a contractor or subcontractor, shall use procurement systems that meet the
following standards:
(1) Maintain a code or standard of conduct that shall govern the performance of its officers,
employees, or agents engaged in awa,ding procurement contracts. No employee,
officer, or agent shall participate in the selection, award, or administration of a
procurement contract in which, to his or her knowledge, he or she has a financial
interest.
:2: Procurements shall be conduct~d in a manner that provides. to the maximum extent
practICal, open, and free competition.
I
1999-271
,
(3) Procurements shall be conducted in a manner that provides for all of the following:
(a) Avoidance of the purchasing of unnecessary or duplicate items.
(b) Solicitations for capital expenditures (equipment) shall be based Upon a clear and
accurate description of the technical requirements of the goods to be procured.
(c) The taking of positive steps to utilize small. minority. women or veteran owned
businesses.
d. To secure equipment above the annual maximum limit of $50,000, the Contractor shall
make i1rrangements, through .the appropriate Department 'Jf Heallh l:lervices (DHS) program
contract manager, to have all remaining equipment purchased through the DHS Purchasing
Unit by way of the Department of General Services, ( ; of Procurement. The cost of
equipment purchased by or through the State shall be , 'ed from the funds available in
this contract. Contractor shall submit to the DHS Purcnasing Unit a list of equipment
specilications for those items that the State must purchase. The State may pay the vendor
directly for such arranged equipment purchases and title to the equipment will remain with the
State. The equipment will be delivered to the Contractor's address, as stated on the face of
the contract, unless the Contractor notifies the State, in writing, of an alternate delivery
address. .
e. Prior written authorization from the DHS program contract manager will be required before the
Contractor will be reimbursed for any purchase of $5,000 or more for articles, supplies,
equipment, and services related to such purchases. The Contractor must provide in its
request for authorization all particulars necessary, as specified by the State, for evaluating the
necessity or desirability of incurring such costs. The term .purchase" excludes the purchase
of services from a subcontractor and public utility services at rates established for uniform
applicability to the general public.
I. In special circumstances, defined by the State, the State may require prior written
authorization and/or the submission of paid vendor receipts for any purchase, regardless of
dollar amount. The State reserves the right to either deny claims for reimbursement or to
request repayment for any Contractor and/or Subcontractor purChase that the State
determines to be unnecessary in carrying out performance under this Contract.
g. The Contractor and/or Subcontractor must maintain a copy or narrative description of the
procurement system, guidelines. rules, or regulations that will be used to make purchases
under this contract. The State reserves the right to request copies of these documents and to
inspect the purchasing practices of the Contractor and/or Subcontractor at any time.
h. For all purchases, the Contractor and/or SUbcontractor must maintain copies of all paid vendor
receipts, documents. bids. and other information used in vendor selection, tor inspection or
audit by the State. Justifications supporting the absence of bidding (I.e., sole Source
purChases) shall also be maintained on file by the Contractor and/or Subcontractor for
inspection or audit by the State.
I. The State may, with cause (e.g., with reasonable SUSpicion of unnecessary purChases or use
of inappropriate purChase practices. etc.). withhold, cancel, modify, or retract the delegated
purChase authority granted under paragrap!":s a and/or b 01 this section, by. giving the
Contractor no less than 30 calendar days written notice.
OWNERSHIP/DlSPOSITlONnNVENTORY OF EQUIPMENT PURCHASED/REIMBURSED WITH
CONTRACT FUNDS OR FURNISHED BY THE STATE
a ';:1 e-Juloment cr any MIa, as eefinea In section 3. paragraoh a. purcnasedirelmbursed with
:Ontra:: rUrlCS cr rurnlsnec oy tn" Slate Urlcer tOle terms 0: tOIlS COntra:: ana not fully
: 0lS1!.'SI6;
~2ctt"
2
,
1999-271
consumed in performance of this contract shall be consideredstate equipment and property of
the State. .
b. Title to state equipment shall not be aHected by its incorporation or attachment to any property
not owned by the State. ': .
c, Unless otherwise stipulated, the State shall not be under obligation to pay the cost of
restoration, or rehabilitation of the Contractor's and/or Subcontractor's facility which may be
aHected by the removal of any state equipment.
d. The Contractor andlor Subcontractor shall maintain and administer, according to state
directives and sound business practices, a program for the proper use, maintenance, repair,
protection, insurance, and preservation of state equipment.
e. Equipment, as defined in section 3, paragraph a, purchased/reimbursed with contract funds or
fumished by the State under the terms of this contract, shall only be used for performance of
this contract.
f. The Contractor shall submit an annual inventory of equipment, as defined in section 3,
paragraph a, purchased/reimbursed with contract funds or fumished .by the State under the
terms of this contract. Include in that inventory, said equipment in the C?ntractor's possession
and/or in the'possession of a subcontractor. The State will prescribe the inventory format and
may supply applicable forms to be used for this purpose.
g. Within 90 calendar days prior to the termination or end of this contract, the Contractor shall .
provide a final inventory of equipment to the State and shall at that time query the State as to
the requirements, including the manner and method, of returning state equipment to DHS.
Final disposition of equipment shall be at state expense and according to state instructions.
Property disposition instructions shall be issued by the State immediately after receipt of the
final equipment inventory.
h. Motor Vehicles
(1) If motor vehicles are purchased/reimbursed with contract funds or furnished by the State
under the terms of this contract, within 30 calendar days prior to the termination or end of
. this contract, the Contractor and/or Subcontractor shall return such vehicles to the State
and shall deliver all necessary documents of title or registration to enable the proper
transfer of a mar'~etable title to the State.
(2) If motor vehicles are purchased/reimbursed with contract funds or furnished by the State
under the terms of this contract, the State shall be the legal owner of said motor vehicles
and the Contractor shall be the registered owner. The Contractor and/or Subcontract
may use said vehicles for performance and under the terms of this contract.
(3) The Contractor and/or Subcontractor agree that all operators of motor vehicles,
purchased/reimbursed with contract funds or fumished by the State under the terms of
this contract, shall hold a valid State of California driver's license. In the event that 10 or
r"Ore passengers are to be transported in anyone vehicle, the operator shall also hold a
State of Califomia Class B driver's license.
(4) If any motor vehicle is purchased/reimbursed with contract funds or fumished by the
State under the terms of this contract, the Contractor and/or Subcontractor, as
applicable, shall provide, maintain and certify that, at a minimum, the following type and
amount of automobile liability insurance is in eHect during the term or this contract or any
period of contract extension during which any vehicle remains in the Contractor's and/or
Subcontractor's ~ssession:
3
" 1999-271
(a) Automobile LIability Insurance.
The Contractor, by signing this contract, hereby certifies that it possesses or will
obtain automobile liability insurance in the amount of $1,000,000 per occurrence for
bodily injury and property damage liability combined. Said insurance must be
obtained and made effective upon the delivery date of any motor vehicle,
purchased/reimbursed with contract fU1ds or furnished by the Slate under the
terms of this contract, to the Contractor and/or Subcontractor.
(b) The Contractor and/or Subcontractor shall, as soon as practical, furnish a copy of
the certificate of insurance to the State.
(c) The Contractor arid/or Subcontractor agree that bodily injury and property damage
liability insurance, as required herein, shall remain in elfect at all times during the
term of this contract or until such time as the mOlor vehicle is returned to the State:
(d) The Contractor and/or Subcontractor agree to provide, at least 30 days priorto the
expiration date of said insurance coverage, a copy of a new certificate of insurance.
evidencing conlinued coverage, as indicated herein, for not less than the remainder
of the term of this contract, the term 01 any extension or continuation thereof, or for
a period of not less than one (1) year. ,.
(e) The Contractor and/or Subcontractor must provide evidence that any required
certificates of insurance contain the following provisions:
[1] The insurer will not cancel the insured's coverage without 30 calendar days
prior written notice to the State (Departmenl of Health Services).
[2] The State 01 California, its officers, agents, employees, and servants are
included as additional insureds, but only insofar as the operations underthis
contract and any extension or Continuation of this contract are concerned.
[3J The insurance carrier shall notify the State of California Department of Hea~h
Services. in writing, 01 the Contractor's failure to pay premiums; its
cancellation of such POlicies: or any other substantial change, inclUding, but
not limited to, the status, coverage, or scope of the required insurance. Such
notices shall contain a reference to the contract number for which insurance
was obtained.
REQUIREMENTS APPLICABLE TO SUBCONTRACTS FOR SERVICES
(f) The Contractor and/or Subcontractor is hereby advised that Copies of certificates of
insurance may be subject to review and approval by the Department of General
Services, Office of Insurance and Risk Management. The Contractor shall be
notified by the State, in writing, if this provision is applicable to this contract.
(g) In the event the Contractor and/or Subcontractor fails to keep insurance coverage,
as required herein. in eHect at all times during vehicle POssession, the State may, in
addition to any other remedies it may have, terminate this contract Upon the
occurrence of such event.
a. Prior written authorization will be required before the Contractor enters into Or is reirrbursed
for any SubContract fOr services Cosling $5.000 or more. For subContracts for services
exceeding $5,000. Contractors shall obtain at leaslthree bids or justify a sole Source award.
(t) The COntractor must provide in its requesr tor aUtrlonzation. all partiCUlars necessary for
evaluating the necessllY or aeslfaoility or incumng sucn cosr.
"~'51<)
Pa;. " 01 1.4
7/
1999-271
(2) The State may identify the information needed to fulfill this requirement.
b. The State reserves the right to approve or disapprove the selection of subcontractors, require
the substitution of subcontractors, and order the termination of subcontracts entered into in
support .of this .contract.
c. Actual subcontracts (Le., written agreement between the Contractor and a subcontractor) of
$5,000 or more are subject to the prior review and written approval of the State. the State
may, at its discretion, elect to waive this right. All such waivers shall be confirmed in writing by
the State, .
d. Contractor shall maintain a copy of each subcontract entered into in support of this contract
and shall, upon request by the State, make said copies available for approval, inspection, or
audit.
e. Sole responsibility rests with the Contractor to ensure that subcontractors are paid in a timely
manner.
f. The Contractor is responsible for all performance requirements Ulider this contract even
though performance may be earned out through a subcontract.
g. The Contractor is responsible for a subcontractor's actions or failure to take action in fulfilling
the requirements of this contract.
h. When entering into consulting services contracts with the State, Contractor may be required to
supply budget detail for each subcontractor and/or each major subcontracted activity under
this contract.
(1) Budget detail format and submission requirements will be prescribed by the State.
(2) Methods of including budget detail in this contract, if applicable, will be prescribed by the
State.
(3) . Any subcontractor budget detail displayed in this contract, or incorporated by reference,
is included for information purposes only.
Changes to a subcontractor's identity or subcontract budget detail may be made with the
mutual consent of the State and the Contractor and said changes shall not require the
processing of a formal amendment to this contract.
L The Contractor shall ensure that all subcontracts for services include provision{s) requiring
compliance with applicable terms and conditions specified in this contract.
j. The Contractor agrees to include the following clause, relevant to record retention, in all
subcontracts for services:
"(Subcontractor Name) agrees to maintain and preserve, until three years after
termination of (Contract Numbetj and final payment from the State, and to permit
the State or any duly authorized representative, to have access to, examine or
audit any pertinent books. documents, papers and records related to this
subcontract:
k. Unless otherwise stipulated in writing by the State, the Contractor shall be the subcontractor's
sole point of contact for all matters related to performance and payment under this contract.
I. Contractor shall, as applicable, advise all subcontractors of their obligations pursuant to the
following numbered provisions of this exhibit: 1.2,3,4,5,6,7,9,10,11.12,13,15,16,17,
19. and 30.
s
1999-271
5. INCOME RESTRICTIONS
Unless otherwise stipulated in this contract, the Contractor agrees that any refunds, rebates,
cre<frts, or other amounts (including any interest thereon) accruing to or received by the Contractor
under this contract shall be paid by the Contractor to ,the State, to the extent that they are properly
allocable to costs for which the Contractor has been reimbursed by the State under this contract.
6. EXAMINATION OF ACCOUNTS. AUDITS. AND flECORDS
a. The Contractor and/or Subcontractor shall maintain books, records, documents, and other
evidence, accounting procedures, and practices, sufficient to properly rel/ect all direct and
indirect costs of whatever nature claimed to have been incurred in !he performance of this
contract, including any.matChing costs and expenses. The foregoing constitutes "records' tor
Ihe purposes of this clause.
b. The Contractor's and/or Subcontractor's facility or office or such part thereof as may be
engaged in the performance of this contract and his/her records shall be Subject al all
reasonable times to inspection, audit, and reproduction by the State of Califomia Bureau of
State Audits or any of its duly authorized representatives.
c. The 'Contra.Clor and/or Subcontractor shall preserve and make available his/her records (1) for
a period of three years from the date of final payment under this contract, and (2) for such
longer period, if any, as is required by applicable statute, by any other clause of this Contract,
or by subparagraphs (1) or (2) below:
(1) If this contract is completely or partially terminated, the records relating to the work
terminated shall be preserved and made available for a period of three years from the
date of any resu~ing final settlement.
(2) If any litigation, claim, negotiation, audit, or other action involving the records has been
started before the expiration of the three-year period, the records shall be retained until
COmpletion of the action and resolution of all issues which arise from it, or until the end of
the regular three-year period, whichever is later.
7. INSPECTION
The State, through any authorized representatives, has the right at all reasonable times to insPect
or otherwise evaluate the work performed or being performed thereunder including subcontract
suPPOrted activities and the premises in which it is being performed. If any inspection or
evaluations made by the State of the premises of the Contractor or a Subcontractor. the Contractor
shall provide and shall require Subcontractors to provide all reasonable facilities and assistance for
the safety and convenience of th~ state representatives in the performance of their duties. All
inspections and evaluations shall be performed in such a manner as will not unduly delay the work.
3. FUNDING AVAILABilITY
State Contract Funds Committed Prior to July 1 of any Fiscal Year.
a. Contractor understands that this contract may have been written and executed prior to the
passage Of a Governors annual budget in order to avoid program and fiscal delays which
could occur if the contract were executed after such event.
b. This contract is valid and enforceable only if sufficient funds are made available by the
appropriate budget aCl for the purposes of this program. In addition, this ContraCl is subject to
any additional restrictions. Iimhalions. or conditions enacted by the legislature and Contained in
a budget bill or any statute enacted by the legislature that may affect the provisions. terms, or
tur.aing of this Contract iii any manner.
OEi:S,SlE:
-
p';:-'Ci'U
"
1999-271
c. If sufficientlunds are not appropriated lor this program and contract, this contract shall be
invalid and of no further force and eftect. In this event, the State shall have no liability to pay
any funds whatsoever to the contractor or to furnish any other considerations under this
contract, and the contractor shall not be obligated to perform any provisions of this contract.
9. STATE NONDISCRIMINATION CLAUSE AND REQUIREMENTS
a.
During the performance of this contract, Contractor and its subcontractors shall not unlawfully
discriminate, harass or allow harassment, against any employee or applicant because of sex,
race, color, ancestry, religious creed, national origin, physIcal disability (including HIV and
AIDS), mental disability, medical condition (cancer), age (over 40)~marital status, and denial
of family care leave. Contractors and subcontractors shall ensure that the evaluation and
treatment of their employees and applicants for employment are free from such discrimination
and harassment. Contractor and subcontractors shall comply with the provisions of the Fair
Employment and Housing Act (Government Code, Section 12900 et seq.) and the applicable
regulations promulgated thereunder (Calitornia Code of Regulations, Title 2, Section 7285.0 et
seq.). The applicable regulations of the Fair Employment and Housing Commission
implementing Govemment code, Section 12990 (a-f) , set forth in Chapter 5 of Division 4 of
Trtle 2 of the Califomia Code at Regulations are incorporated into this contract by reference
and made a part hereof as if set forth in full. Contractor and its subcontractors shall give
written notice of their obligations under this clause to labor organizations with which they have
a collective bargaining or other contract.
Contractor shall include the nondiscrimination and compliance provisions of paragraph a jn all
subcontracts to perform war!< under the contract.
The Contractor will not discriminate in the provision of services against any person with
protected status as provided by state and federal law and described in paragraph a.
For the purpose of this contract, distinctions made on the basis of a person's protected status
as noted in paragraph a include, but are not limited to, the following: denying a participant any
service or providing a benefit to a participant which is different. or is provided in a different
manner or at a different time or place from that provided to other participants under this
contract: subjecting a participant to segregation or separate treatment in any matter related to
his or her receipt of any service; restricting a participant in any way in the enjoyment of any
advantage or priviiege enjoyed by others receiving any service or benefit; treating a participant
differently from others in determining whether he or she satisfied any admission. enrollment
quota, eligibility, membership. or other requirement or condition which individuals must meet in"
order to be provided any service or benefit.
The Contractor will take aHirmative action to ensure that intended beneficiaries are provided
services without regard to their protected status as noted in paragraph a.
The Contractor agrees that complaints alleging discrimination in the delivery of services by the
Contractor or his or her subcontractor because of a person's protected status as noted in
paragraph a will be resolved by the State through the Department of Health Services'
Affirmative Action/Discrimination Complaint Process.
The Contractor shall, subject to the approval of the Department of Hea~h Services, establish
procedures under which participants of service are informed of their rights to file a complaint
alleging discrimination or a violation of their civil rights with the Department of Hea~h Services.
The Contractor shall operate the program or activity in such a manner that it is readily
accessible to ana usable by mentally or physically handicapped persons pursuant to 45 Code
of Federal RegUlation~. Pan 84. Sections 84.21 2nd 84.22.
b.
c.
d.
e.
f.
g.
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1999-271
i. The Contractor shall keep records, submit. required compliance reports, and permit state
access to records in order that the State can determine compliance with the nOndiscrimination
requirements pursuant to 45 Code of Federal Regulations, Part 80, 84, and 90, Sections 80.6,
84,61, and 90.42.
10. FREEZE EXEMPTIONS
(Applicable only to local govemmental and public entities.)
a. Contractor agrees that any hiring freeze adopted during the term of this contract shall not be
applied to the positions funded, in whole or in part, by this contract,
b. Contractor agrees n<?t to implement any personnel policy which may adversely affect
performance or the positions funded, in whole or in part, by this contract.
c. Contractor agrees that any travel freeze or travel limitation POlicy adopted during the term of
this contract shall not restrict travel funded, in whole or in part, by this Contract.
d. Contractor agrees that any purchasing freeze or purchase limitation POlicy adopted during the
term of this contract shall not restrict or limit purChases fUnded, in Whole or in part, by this
contract.
11. AMERICANS WITH DISABllfTIES ACT REQUIREMENTS
By signing this contract, contractor aSSures the state that it complies with the Americans with
Disabilities Act (ADA) of 1990, (42 U.S.C. 12101 et seq.), which prohibits discrimination on the
basis of disability, as well as all applicable regulations and guidelines issued pursuant to the ADA.
2. RIGHTS IN DATA
a. Subject Data. As used in this clause, the term "Subject Data" means writings, Sound
recordings, pictorial reproductions. drawings, designs or graphic representations, procedural
manuals, forms, diagrams, work flow charts, equipment descriptions, data files and data
processing or computer programs, and works of any similar nature (whether or not COpyrighted
or copyrightable) which are first produced or developed under this contract. The term does not
include financial reports, cost analyses, and similar information incidental to contract
administration.
b. Federal Government and State Rights. Subject only to the provisions of c below, the
Federal Govemment and State may Use, duplicate, or disclose in any manner and for any
purpose whatsoever, and have or permit others to do so, all Subject Data delivered under this
COl]lract.
c. license to Copyrighted Data. In addition to the Federal Government and state rights as
provided in b above. with respect to any Subject data which may be Copyrighted, the
Contractor and applicable subcontractor agrees to and does hereby grant to the Federal
Government and State a royalty-free. nonexclusive, and irrevocable license throughout the
world to use, duplicate, or dispose of such data in any manner for State or Federal
Govemment purposes and to have or permit others to do so. Provided. however, that such
license shall be only to the extent that the Contractor now has, or prior to completion or final
settlement of this contract may acquire, the right to grant such license without becoming liable
to pay compensation to others solely because of such grant.
CLEAN AIR AND WATER
r Applicable only if the contract is not with a sole Source vendor of products or services: or if it
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The Contractor agrees under penalty of perjury (it, he, she) is not in violation of any order or
resolution which is not subject to review promulgated by the State Air Resources Board or an air
pollution district.
The Contractor agrees under penalty of perjury (It, he, she) is not subject to a cease and desist
order which is not subject to review issued pursuant to Section 13301 of the Water Code for
. violation of waste discharge requirements or discharge prohibitions, or is not finally determined to
be in violation of provisions of federal law relating to air or water pollution.
14, USE OF MINORITY, WOMEN. AND DISABLED VETERAN BUSINESS ENTERPRISES
(Applicable to any contract subject to MIW/DVBE goal participation or good faith effort compliance,
Not applicable to local govemment or public entities or entities exempted by DHS.)
a. It is a federal policy to award a fair share of contracts to small, minority, and women owned'
business firms. The State Legislature has declared that a fair proportion of the total purchases
and contracts orsubcontracts for property and services for the State be placed with minority,
women, and disabled veteran owned business enterprises.
b. All M/W/DVBE participation attachments, however labeled, completed as a condition of
bidding, contracting or amending a subject contraCl are incorporated herein and made a part
of this contract by this reference,
c. Contractor agrees to use any and all proposed M/WIDVBEs, as identified in previously
submitted MIWIDVBE attachments, unless the contractor submits a written request for
substitution of a like vendor. All requests tor substitution must be approved by the State, in
writing, prior to using a substituted MIWIDVBE subcontractor, supplier or vendor.
Requests for substitution must be directed to the program funding this contract and must
contain: (1) identity of the firm to be substituted and its MIWIDVBE status. (2) reason for the
substitution, and (3) identity of the replacement firm and Its MIWIDVBE status.
d. Contractor agrees the State will have the right to review, obtain, and copy all records
pertaining to performance of the contract. Contractor agrees to provide the State or its
delegatee with any relevant information requested and shall permit the State or its delegatee
access to its premises, upon reasonable notice, during normal business hours for the purpose
of interviewing employees and inspecting and copying such books, records, accounts, and
other material th~3.l may be relevant to a matter under investigation for the purpose of
determining compliance with State M/W/DVBE goal or good faith effort compliance.
Contractor further agrees to maintain such records for a period of three (3) years after final
payment is received under the contract.
15. PRINTING
If printing or other reproduction work of more than an incidental and minor dollar amount (e.g.,
$25.000 or 10 percent 01 contract total, whichever is less) is a reimbursable item in this contract, it
shall be printed or produced by the State Printer. The State Printer may, at his sole option, elect to
forego said work and delegate the work to the private sector. If the State Printer prints or produces
said work, or the State obtains the printing or other work through another source, the cost will be
deducted from said contract amount. This requirement does not apply to nonmal in-house copying
necessary for routine business matters of the Contractor.
16. PRIOR APPROVAL OF TRAINING SEMINARS. WORKSHOPS, OR CONFERENCES
Comractor shall obtain prior state approval over tne location. costs. dates. agenda. instructors,
Instructional materials, aQo attenoees at any relmoursaole tralnang semmar. workshop, or
conrerence. ana over any relmbursaole puolicn,. or e.oucallo:oal malenalS to De rr.2oe available for
9
1999 271
distribution. The Contractor shall acknowledge the support of the Slate Whenever PUblicizing the
work under the contract in any media. This paragraph does no1' apply to necessary staff meetings to
conduct routine business matters.
17. CONFIDENTIALITY OF INFORMATION
a. The Contractor and his or her employees, agents, or subcontractors shall protect tram
unauthorized disclosure names and olher"identifying information conceming persons' either
receiving services pursuant to this contract or persons whose names or identifying information
become available or are disclosed to the Contractor, his/her employees, agents, or
subcontractors as a result of services performed under this contract, except for statistical
information not identifying any such person.
b. The Contractor, his/her employees, agents, or SUbcontraClors shall not use such identifying
information for any purpose other than Carrying out the Contractor's obligations under this
,contract
c. The Contractor, his/her employees, agents, or SUbcontractors shall promptly transmit to the
State all requests for disclosure of such identifying information not emanating from the client or
person.
d. The Contractor shall not disclose, except as otherwise specifically permitted by this COntract or
authorized by the client, any such identifying information to anyone other than the State
without prior written authorization from the State.
e. For PUrposes of this paragraph, identity shall include, but not be limited to, name, identifying
number, symbol, or other identifying particular assigned to the individual, such as finger or
voice print or a Photograph.
18. NATIONAL LABOR RELATIONS BOARD CERTIFICATION
(Not applicable if Contractor is a public entity.)
ContraClor, by signing this contract. does swear under pena~y of perjury that no more than one final
unappealable finding of COntempt of court by a federal court has been issued against Contractor
within the immediately preceding two-year period because of the Contractor's failure to comply with
an order of a federal court which orders the Contractor to COmply with an order of the National
labor Relations Board.
9. DOCUMENTS AND WRITTEN REPORTS
Any document or written report prepared as a requirement of this contract shall Contain, in a
separate section preceding the main body of the docurr.ent. the number and dollar amounts of all
COntracts and Subcontracts relating to the preparation 01 such document or report. if the total cost
for work by nonemployees of the State exceeds $5,000.
RESOll1TlON OF DIRECT SERVICE CONTRACT DISPUTES
a. If Contractor believes there is a dispute or grievance between the Contractor and the Slate,
the Procedures set forth in Chapter 2.1. Sections 20201 through 20205, of Trtle 22. of the
CaIffomia Code of Regulations. shall be tollowed.
b. If the Contractor wishes to appeal the decision of the Deputy Director for Public Health or
hiS/her designee. the Contractor shall follow the procedures set forth in Oivision 25.1
(COmmenCing with Section 38050) of the Hea~h and Safety Code and the regulations adopted
thereunaer. iTitle 1. Subchapter 2.5. commencing with Section 251. California COde of
Regulations. :
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1999-271
c. Disputes arising out of an audit or examination of a contract not covered by subdivision (a) of
Section 20204, of Chapter 2.1, Trtle 22, of the Califomia Code of Regulations, and for which
no procedures for appeal Cl,re provided in statute, regulation, or the contract shall be handled in
accordance with the procedures Identified in Sections 51016 through 51047, Title 22,
California Code of Regulations.
. .
21. FINANCIAL AND COMPLIANCE AUDIT OF NONPROFIT ENTITIES
(Applicable only if Contractor is a nonprofit entity.)
a. Definitions within this paragraph are defined in Section 38040 of the Hea~h and Safety Code,
which, by this reference,is made a part hereof. .
b. Corrtractor agrees to obtain an annual single, organization-wide financial and compliance
audit. The audit shall be conducted in accordance with the requirements specified in the
Federal Office of Management and the Budget (OMB) Circular A-133, "Audits of Institutions of
Higher Education and Other Nonprofit Organizations:
c. References to "Federal" in OMS Circular A-l33 shall be considered to mean "Federal and/or
State" in contracts where state funds are present either alone or in conjunClion with federal
funds. .
d. The audit shall be completed by the 15th day of the fifth month following the end of the
Contracto~s fiscal year. Two copies of the audit report shall be delivered to the state program
funding this contract. The report shall be due within 30 days after the completion of the audit.
e. If the Contractor receives less than $25,000 per year from the State, the audit shall be
conducted biennially, unless there is evidence of fraud or other violation of state law in
connection with this contract. This requirement takes precedence over the OMS A-133 section
which exempts from federal audit requirements any nonprofit institution receiving less than
$25,000 per year.
f. The cost of such audit may be included. in the funding for this contract up to the proportionate
2:r,0unt ihis contract represents 01 the Contractor's total revenue.
g. The State, or its authorized designee including the Bureau of State Audits, is responsible for
conducting contract performance audits which are not financial and compliance audits.
h. Nothing in this contract limits the State's responsibility or authority to enforce state law or
regulations, procedures, or reporting requirements arising pursuant thereto.
i. Nothing in this paragraph limits the authority of the State to make audits of this contract,
provided, however, that if'independent audits arranged for by Contractor meet generally
accepted governmental auditing standards, the State shall rely on those audits and any
additIonal audit work shall build upon the work already done.
j. The State may, at its option, direct its own auditors to perform the single audit described in
OMS Circular A-133. The State's auditors shall meet the independence standards specified in
Government Auditing Standards. The audit shall be conducted in accordance with OMB .
Circular A-133 so as to satisfy all state and federal requirements for a single organization-wide'
audit.
22. CONTRACT AMENDMENTS
This ::omract may be amended by mutual agreement between the parties as stipulated in the body
of this contract. The amendment may be subject to the approval of the Denr.ment of General
Serv:ces.
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1999-271
23. CONFLICT OF INTEREST-CUflflENT AND FOflMER STATE EMPLOYEES
a. Current Slate Officers and Employees
(1) Contractor shall not utilize in the performance of this Contract any state officer or
employee in the state civil service or other appointed state official unless the
employment, activity, or enterprise is required. as a condition of the officer or employee's
regular state employment. Employee in the state civil service is detined to be any person
legally holding a permanent or iritenmiltent position in the state civil service.
(2) If any state officer or employee is utilized or employed in the performance of this
contract, Contractor shall tirst obtain written verification from the State that the
employment, activity, or enterprise is required as a condition of the officer's, employee's.
or official's. regular state employment and shall keep said verification on file for three
years after the termination of this contract.
(3) Contractor may not accept occasional work from any currently employed state offICer,
employee, or official.
(4) If Contractor accepts volunteer Work from any currently employed state officer,
employee, or official, Contractor may not reimburse, or otherwiSe payor compensate,
such person for expenses incurred, including, without limitation, travel expenses, per
diem, or the like, in connection with volunteer work on behalf of Contractor.
(5) Contractor shall not employ any state officers, employees, or officials who are on paid or
unpaid leave of absence from their regular state employment.
(6) Contractor or anyone having a financial interest in this Contract may not become a state
officer, employee, or official during the term of this contract. ContraClor shall notify each
of its employees, and any other person having a financial interest in this contract that n is
unlawful under the Public Contract Code for such person to become a state officer,
employee, or official during the tenm of this Contract unless any relationship with the
Contractor giving rise to a financial interest, as an employee or otherwise, is first
terminated.
(7) Occasional or one-time reimbursement of a state employee's travel expenses is not
aCCeptable.
b. Fonmer State Officers and Employees
(1) Contractor shall not utilize in the pertormance of this Contract any formerly emploYed
person of any state agency or department that was employed under the state civil
service, or otherwise appointed to serve in the state government, if that person was
engaged in any negotiations, transactions. planning, arrangement. or any part of the
deCision-making process relevant to the COntract while employed in any capacity by any
state agency or department. This prOhibition shall apply for a two-year periOd beginning
on the date the person left state employment.
(2) Contractor shall not utilize within '2 months from the date of separation of services, a
former employee of the contracting state agency or department if that former employeE1
was employed in a POlicy-making position in the same general Subject area as the
proposed contract within the 12-month period prior to the employee leaving state service.
c. Failure to COmply with Subparts a or b
It Contractor violares any prOVision or Subparrs a or b aOOve. Sucn action Dy Contractor shall
rencer tms COntrac: VOid. Unless me V:Olar;on IS re=nmcal or ncnsuostanuve
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24,' CONTRACTOR NAME CHANGE
Contractor shall provide a written notice to the State at least 30 days prior to any changes to the
Contractor's current legal name.
25. NOVATION
If the Contractor proposes any novation agreement, the State shall act upon the proposal within
60 days after receipt of the written proposal. The State may review and consider the proposal,
consult and negotiate with the Contractor, and accept or reject all or part of the proposal.
Acceptance or rejection may be made orally within the 60-clay period, and confirmed in writing
within live days. -
26. DRUG-FREE WORKPLACE
Contractor certifies to the State that itwill provide a drug-tree workplace by doing all of the
. following:
a. Publishing a statement notifying employees that the unlawful manufacture, distribution,
dispensation, possession, or use of a controlled substance is prohibited in the person's or
organization's workplace and specifying the actions that will be taken' against employees for
violations of the prohibition.
b, Establishing a drug-free awareness program to inform employees about all 01 the following:
(1) The dangers of drug abuse in the workplace.
(2) The person's or organization's policy of maintaining a drug-free workplace.
(3) Any available drug counseling, rehabilitation, and employee assistance programs.
(4) The pena~ies that may be imposed upon employees for drug abuse violations.
c. Requiring that each employee engaged in the performance of the contract or grant be given a
copy of the statement required by subdivision a and that. as a condition of employment on the
contract or grant, the employee agrees to abide by the terms of the statement.
d. Contractor agrees this contract may be subject to suspension of payments or termination of
this contract, or both, and the Contractor may be subject to debarment. in accordance with the
requirements of the Government Code. Section 8350 et seq., if the Department determines'
that any of the following has occurred:
(1) The Contractor or grantee has made a false certification.
(2) The Contractor violates the certification by failing to carry out the requirements of
subdivisions a through c above.
27. COVENANT AGAINST CONTINGENT FEES
The Contractor warrants that no person or selling agency has been employed or retained to
solicit/secure this contract upon an agreement of understanding for a commission, percentage,
brokerage, or contingent fee, excepting bona fide employees or bona fide established commercial
or selling agencies retained by the Contractor for the purpose of securing business. For breach or
violation of this warranty. the Stale shall have the right to annul this contract without liability or in its
discretion to deduct from the contract price or consideration. or otherwise recover. the full amount of
such comm~sion. percentage. brokerage, or contingent fee.
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1999-271
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28. FINAL INV01CE-FINAL REPORT-RETENTION OF FUNDS
(Applicable only if a final report is required by the contract)
The State may, at its discretion, withhold 10 percent (10%) of the face amount of the contract,
. 50 percent (50%) of the final invoice, or $3,000, whichever is greater, Until receiving a final report
that Is satisfactory to the State.
29. CONTRACTOR PERFORMANCE EVALUATION
The State may, at its discretion, evaluate the performance of the Contractor at the conclusion of the
contract. If performance is evaluated, the evaluation shall not be a pUblic r~cord, but may be plaCed
on file with the Departme!lt of General Services. Negative performance evaluations may be
considered by the State prior to making future contract awards, Performance evaluations may
include, but not be limited to, the fallowing:
a. Whether the work or services Were completed as specified.
b. The reasons for and amount of cost overruns, if any.
C. Whether the work or services met the specified quality standards.
d. Whether the Contractor fulfilled all contract requirements.
e. The faClors outside the Contractor's control that may have caused performance difficulties.
30. OFFICIALS NOT TO BENEFIT
No members of or delegate to Congress or the State legislature shall be admitted to any share or
part of this contract, or to any benefit that may arise therefrom. This provision shall not be
construed to extend to this contract if made with a corporation for its general benefits.
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