HomeMy WebLinkAbout2000-184
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RESOLUTION NO. 2000-184
RESOLUTION OF THE MAYOR AND COMMON COUNCIL OF THE
CITY OF SAN BERNARDINO AUTHORIZING THE EXECUTION OF AN
AGREEMENT BETWEEN THE CITY OF SAN BERNARIDNO AND
CONRAD AND ASSOCIATES, L.L.P. FOR THE PROVISION OF
FINANCIAL AUDITING SERVICES.
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BE IT RESOLVED BY THE MAYOR AND COMMON COUNCIL OF
THE CITY OF SAN BERNARDINO AS FOLLOWS:
SECTION I. The Mayor of the City of San Bernardino is hereby
authorized and directed to execute on behalf of said City an agreement with
Conrad and Associates, L.L.P. relating to financial auditing services, a copy of
which is attached hereto as Exhibit "A" and incorporated herein by reference.
Upon execution of said agreement, the Purchasing Manager of the City of San
Bernardino is directed to issue a Purchase Order to Conrad and Associates, L.L.P.
in an amount not to exceed $45,000.
SECTION 2. The authorization to execute the above referenced
agreement is rescinded if the parties to the agreement fail to execute it within sixty
(60) days for the passage of this resolution.
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2000-184
RESOLUTION OF THE MAYOR AND COMMON COUNCIL OF THE
CITY OF SAN BERNARDINO AUTHORIZING THE EXECUTION OF AN
AGREEMENT BETWEEN THE CITY OF SAN BERNARDINO AND
CONRAD AND ASSOCIATES, L.L.P. FOR THE PROVISION OF
FINANCIAL AUDITING SERVICES.
I HEREBY CERTIFY that the foregoing resolution was duly adopted by
the Mayor and Common Council of the City of San Bernardino at anJoint Regular
19th June
meeting thereof, held on the _ day of , 2000, by the following vote to
wit:
COUNCIL MEMBERS AYES NAYS ABSTAIN ABSENT
ESTRADA x
LIEN x
MC GINNIS x
x
SCHNETZ
SUAREZ x
ANDERSON x
MC CAMMACK x
2000.
~.h,~
Rac I G. Clark, City Clerk
The foregoing resolution is hereby approved this &day of ~.
~A~/-
Esther Estrada
Mayor Pro Tern
Approved as to form
and legal content:
JAMES F. PENMAN
City Attorney
By r- -? Ii-
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2000-184
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AGREEMENT FOR AUDITING SERVICES
This Agreement for Auditing Services is made and entered into on this day of June, 2000
by and between the City of San Bernardino, a municipal corporation (hereinafter referred to as
"CITY") and Conrad and Associates, L.L.P., Certified Public Accountants (hereinafter referred to as
"AUDITORS").
WITNESSETH
WHEREAS, AUDITORS are recognized as competent and qualified certified public accountants
who were selected by the CITY through competitive procedures, and are duly authorized to practice
and licensed as such by the California State Board of Accountancy;
NOW, THEREFORE, in consideration of their mutual promises, obligations and covenants
hereinafter contained, the parties hereto agree as follows:
I. TERM. Unless terminated earlier or cancelled as provided for herein, the term of this
Agreement shall be for the each of the three fiscal years ending June 30, 2000 through 2002
with the option to renew for the fiscal years ended June 30, 2003, and 2004.
2. SCOPE OF SERVICES. The AUDITORS agree to provide services and perform all work
necessary in a manner satisfactory to the CITY as set forth in Appendix A, the request for
proposal (RFP) for audit services dated 5/2/2000, and AUDITOR'S proposal dated 5/2212000.
These documents are attached hereto and by reference incorporated herein and made a part
hereof.
3. CITY'S OBLIGATIONS. For furnishing services specified in this Agreement, CITY will pay
and the AUDITORS shall receive the full compensation as set forth in Appendix B attached
hereto and by reference incorporated herein and made a part hereof, Additionally, CITY
agrees to provide AUDITORS with supporting schedules, trial balances and reconciliations as
necessary to complete the services requested.
4. PAYMENT SCHEDULE. The AUDITORS shall submit a monthly billing based on the
percentage of audit work completed. After approval of the CITY'S Director of Finance, said
invoice shall be paid within 30 days.
5. COMPLETION OF AUDIT AND DELIVERY OF AUDIT OPINIONS.
A. AUDITORS shall complete all work by the dates provided in Appendix A of each fiscal
year included in the term of this Agreement.
B. AUDITORS shall deliver their final typed audit opinions and other reports as set forth
in Appendix A for each fiscal year included in the term of this Agreement provided
CITY furnishes the information to AUDITORS pursuant to Section 3 herein above in a
timely manner.
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2000-184
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6. TERMINATION.
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A. Termination Without Cause. CITY and AUDITORS shall have the right to terminate
this Agreement, by giving not less than thirty (30) days written notice of termination to
the other party. On the date oftermination stated in the written notice, AUDITORS shall
discontinue performance of the services, preserve the product of the services, and turn
over to CITY the product of the services in accordance with written instructions of
CITY. If CITY terminates the Agreement under this Subsection A of Section 6, CITY
shall compensate AUDITORS within thirty (30) days following the effective date of
termination a fee for all services satisfactorily provided prior to the effective date of
termination based on the amounts and rates set forth in Appendix B. If AUDITORS
terminate the Agreement under this Subsection A of Section 6, CITY shall compensate
AUDITORS in the same amount CITY would compensate AUDITORS in the event
CITY terminated the agreement under this Subsection A of Section 6, less any costs
CITY pays other auditors to review or re-perform the services provided by AUDITORS
prior to the date of termination. In the event of termination without cause by either
party, CITY's payment as provided herein shall constitute full satisfaction of CITY's
obligations under this Agreement.
B. Termination bv CITY for Cause.
1. CITY may, by written notice to AUDITORS, immediately terminate the whole or
any part of this Agreement in any ofthe following circumstances:
a. AUDITORS fail to perform the services required by this Agreement within
the time specified herein, or within any extension of that time;
b. AUDITORS fail to perform satisfactorily the services called for by this
Agreement, or otherwise breaches any provision of this Agreement, and do
not correct such failure within a period of ten (10) days or such longer
period as CITY may authorize in writing after notice is given by CITY
specifying such failure of breach; or
c. AUDITORS make a general assignment for the benefit of their creditors,
files or have filed against them a petition in bankruptcy, or have a receiver
appointed on account of their insolvency.
d. AUDITORS fail to maintain the insurance required pursuant to Section 10.
2. Immediately upon receiving written notice of termination, AUDITORS shall
discontinue performing services, preserve the product of the services, and turn
over to CITY the product of the services in accordance with written instructions
of CITY. In the event CITY terminates this Agreement in whole or in part as
provided above in Paragraph I of this Subsection B of Section 6, CITY shall pay
AUDITORS a fee for all services satisfactorily provided by AUDITORS prior to
the effective date of termination based on the amounts and rates set forth in
Appendix B, less any fees CITY pays other auditors to review or re-perform the
services provided by AUDITORS prior to the date of termination. Said payment
shall constitute full satisfaction of CITY's obligations under this Agreement.
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2000-184
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C.
Termination bv AUDITORS for Cause. AUDITORS may immediately terminate this
Agreement if CITY is in breach of the Agreement and does not correct such breach
within a period often (10) days (or such longer period as AUDITORS may authorize in
writing) after notice is given by AUDITORS specifying such failure of breach. If
AUDITORS terminate the Agreement pursuant to this Subsection C of Section 6, CITY
shall compensate AUDITORS within thirty (30) days following the effective date of
termination a fee for all services satisfactorily provided prior to the effective date of
termination based on the amounts and rates set forth in Appendix B, and such payment
shall constitute full satisfaction of CITY's obligations under this Agreement.
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7. NOT OBLIGATED TO THIRD PARTIES. The CITY shall not be obligated or liable
hereunder to any party other than the AUDITORS.
8. PROHIBITION AGAINST SUBCONTRACTING OR ASSIGNMENT. The experience,
knowledge, capability and reputation of AUDITORS, its principals and employees were a
substantial inducement for the CITY to enter into this Agreement. Therefore AUDITORS
shall not contract with any other entity to perform in whole or in part the services required
hereunder without the express written approval of the CITY. In addition, neither this
Agreement nor any interest herein may be transferred, assigned, conveyed, hypothecated or
encumbered voluntarily or by operation of law, whether for the benefit of creditors or
otherwise, without the prior written approval of CITY. Transfers restricted hereunder shall
include the transfer to any person or group of persons acting in concert of more than twenty-
five percent (25%) of the present ownership and/or control of AUDITORS, taking all transfers
into account on a cumulative basis. In the event of any such unapproved transfer, including in
any bankruptcy proceeding this Agreement shall be void. No approved transfer shall release
any surety of AUDITORS of any liability hereunder without the express consent of CITY.
9. INDEPENDENT CONSULTANT. Neither the CITY nor any of its employees shall have any
control over the manner, mode or means by which the AUDITORS, its agents or employees
perform the services required herein, except as otherwise set forth. The CITY shall have no
voice in the selection, discharge, supervision or control of AUDITORS' employees, servants,
representatives or agents, or in fixing their number, compensation or hours of service.
AUDITORS agree to maintain continuity of managerial personnel assigned to the engagement
except for reasons beyond AUDITORS' control. AUDITORS shall perform all services
required herein as an independent contractor of CITY and shall remain at all times to the
CITY a wholly independent consultant with only such obligations as are consistent with that
role. AUDITORS shall not at any time or in any manner represent that it or any of its agents or
employees are agents or employees of CITY. CITY shall not in any way or for any purpose
become or be deemed to be a partner of AUDITORS in its business or otherwise of a joint
venture or a member of any joint enterprise with AUDITORS.
10. INSURANCE. The AUDITORS shall procure and maintain, at its cost, comprehensive general
liability and property damage insurance, including automobile and excess liability insurance,
against all claims for injuries against persons or damages to property resulting from
AUDITORS' negligent acts or omissions rising out of or related to AUDITORS' performance
under this Agreement. AUDITORS shall also carry Workers' Compensation Insurance in
accordance with State Workers' Compensation laws. Said Workers' Compensation Insurance
shall be through its business services firm Conrad Business Services, Inc. AUDITORS agree
2000-184
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10. INSURANCE, (CONTINUED)
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to maintain professional liability insurance to protect CITY from AUDITORS' negligent acts,
errors or omissions of a professional nature. If any claim related to the performance hereunder
be asserted against either party hereto, the party claimed against shall receive all reasonable
assistance from the other. The requirements herein for subrogation may be waived by the
CITY with respect to such professional liability insurance.
The insurance required hereunder shall be kept in effect during the term of this Agreement and
shall not be subject to reduction in coverage below the limits established herein, nor
cancellation or termination without thirty (30) days prior written notice by registered letter to
the CITY. The insurer shall waive the right of subrogation against CITY, its officers,
employees and agents, and the coverage shall be primary for losses arising out of
AUDITORS' performance hereunder and neither the CITY nor its insurers shall be required to
contribute to any such loss. A certificate evidencing the foregoing and naming the CITY as an
additional insured shall be delivered to and approved by the CITY prior to commencement of
the services hereunder. The procuring of such insurance or the delivery of policies or
certificates evidencing the same shall not be construed as a limitation of AUDITORS'
obligation to indemnify the CITY, its officials and employees.
The amount of insurance required hereunder shall be as follows:
1. Workers Compensation to statutory limits;
2.
Commercial General Liability:
Each occurrence
Personal injury
Aggregate limit
Hired Auto and Non-Owned Auto Liability:
Each occurrence
Aggregate limit
Professional Liability;
Each claim and in the aggregate
3.
4.
$1,000,000
$1,000,000
$2,000,000
$1,000,000
$1,000,000
$1,000,000
II. PREVAILING P ARTY. If any court action occurs as a result of a dispute between the parties
concerning any element of this agreement, the prevailing party shall be entitled to reasonable
attorney's fees. The costs, salary and expenses of the City Attorney and members of his office
in enforcing this agreement on behalf of the City shall be considered as "attorney's fees" for
the purpose of this paragraph.
12. NOTICE. All written notices to the parties hereto shall be sent by United States mail, postage
prepaid by registered or certified mail addressed as follows:
Fred Wilson, City Administrator
City of San Bernardino
300 North "D" Street, 4th floor
San Bernardino, California 92418
CITY:
2000-184
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AUDITORS:
Michael A. Harrison, Partner
Conrad and Associates, L.L.P.
1100 Main Street, Suite C
Irvine, California 92614
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13. AUTHORITY TO EXECUTE AGREEMENT. Both CITY and AUDITORS do covenant that
each individual executing this Agreement on behalf of each party is a person duly authorized
and empowered to execute agreements for such party.
IN WITNESS WHEREOF, the parties hereto have caused this instrument to be executed the day and
year first written above.
CITY OF SAN BERNARDINO
ATTEST:
, UM~~()J/~--t)
City Clerk 6
APPROVED AS TO FORM
AND LEGAL CONTENT:
CONRAD AND ASSOCIATES, L.L.P.
~ ,,/, p/'A-I-ft1-\.<-4<'-
Michael A. Harrison, Partner
l .
I:AMII:D@
MUTUAl INSURANCE COMPIINY
The GPAs' I nsu ran ce Co m pany
1235 Radio Road, Redwood Ci1y, CA 94065-1217
650.802.2500/800.652.1772
Fax 650.802.2700 /888.4-CAMICO (422-6426)
www.camlco.com
CAMICO MUTUAL INSURANCE COMPANY
(CAMICO) CERTIFICATE OF INSURANCE
Date: January 8, 2003
To: City of San Bernardino
300 N. "D" Street
San Bernardino, CA 92418
Ann: City Clerk
RE: Conrad and Associates, LLP
Policy No. CAL01311
This is to certify that as of the date hereof a CAMICO policy of accountant's professional
liability insurance insuring Conrad and Associates, LLP as the Named Insured is in effect.
The policy period of such policy is 01/01/2003 to 12/31/2003 and the per claim/aggregate
limits of liability thereunder are $2,000,OOO/$2,OOO,OOOrespectively. Such insurance is subject
to cancellation as provided in the policy and to nonrenewal by the Company or by the
Named Insured. Coverage is subject to all the terms and conditions of the policy.
Should any of the above described policies be cancelled before the expiration date thereof, the
issuing company will mail 30 days written notice to the certificate holder.
CAMICO MUTUAL INSURANCE COMPANY
BY
Ric Rosario
Vice President of Risk Management