HomeMy WebLinkAbout2000-110RESOLUTION NO. 2000-110
RESOLUTION OF THE MAYOR AND COMMON COUNCIL OF THE CITY OF
SAN BERNARDINO AUTHORIZING THE TRANSFER OF A CABLE TELEVISION
FRANCHISE FROM COMCAST CABLEVISION CORPORATION TO ADELPHIA
COMMUNICATIONS CORPORATION.
BE IT RESOLVED BY THE MAYOR AND COMMON COUNCIL OF THE CITY
OF SAN BERNARDINO AS FOLLOWS:
6
7 WHEREAS, Comcast Cablevision of San Bemardino (the "Franchisee") currently owns
8 and operates the cable television system (the "System") operating in the City of San Bernardino (the
9 "Franchise Authority") and is the duly authorized holder of a franchise permit, license, or other
10 authorization granted by the Franchise Authority (as amended to date, the "Franchise"); and
11 WHEREAS, Comcast Corporation, the parent company of the Franchisee, and Adelphia
12 Communications Corporation ("Adelphia") have entered into an agreement (the "Exchange
13 Agreement"), dated May 25, 1999, pursuant to which Comcast has agreed to transfer substantially
14 all of the assets of the System, including its rights under the Franchise, to Adelphia or its subsidiaries
15 in a series of transactions in which (i) the Franchisee shall be converted from a corporation to a
16 limited liability company under Delaware law and (ii) all of the LLC interests in the Franchisee will
17 be transferred to Clear Cablevision, Inc. ("Transferee"), a wholly owned indirect subsidiary of
18 Adelphia (the"Transactions");
19 WHEREAS, Franchisee and Transferee have requested consent by the Franchise Authority
2 0 to the Transactions in accordance with the requirements of the Franchise and have filed an FCC
21 Form 394 (the "Transfer Application") with the Franchise Authority describing both the Transferee
2 2 and the Transactions; and
2 3 WHEREAS, the Franchise Authority has reviewed the Transfer Application, examined
2 4 the legal, financial and technical qualifications of Transferee, followed all required procedures in
2 5 order to consider and act upon the Transfer Application, and considered the comments of all
2 6 interested parties; and
27 III
28 III
RAB/ap[Cable,Res1
1
2000-110
1 RESOLUTION OF THE MAYOR AND COMMON COUNCn.. OF THE CITY OF
SAN BERNARDINO AUTHORIZING THE TRANSFER OF A CABLE TELEVISION
2 FRANCHISE FROM COMCAST CABLEVISION CORPORATION TO ADELPHIA
COMMUNICATIONS CORPORATION.
3
4 WHEREAS, the Franchise is in full force and effect without default thereunder by
5 Franchisee as of the date hereof in accordance with its terms and conditions as set forth therein, and
6 Transferee has agreed to comply with the Franchise and applicable law from and after the
7 completion of the transfer; and
8 WHEREAS, the Franchise Authority believes it is in the interest of the Franchise
9 Authority to approve the Transfer Application and the transfer of control of the Franchise to
10 Transferee, all as described in the Transfer Application
11 NOW, THEREFORE, BE IT RESOLVED BY THE FRANCHISE AUTHORITY
12 AS FOLLOWS:
13
SECTION 1.
The Franchise Authority hereby consents to the Transactions, all in
14 accordance with the terms of the Franchise.
15
SECTION 2.
The Franchise Authority confirms that (a) the Franchise was
16 properly granted or transferred to Franchisee, (b) the Franchise represents the entire understanding
17 of the parties and Franchisee has no obligations to the Franchise Authority other than those
18 specifically stated in the Franchise, and (c) Franchisee is materially in compliance with the provisions
19 of the Franchise and there exists no fact or circumstance known to the Franchise Authority which
20 constitutes or which, with the passage of time or the giving of notice or both, would constitute a
21 material default or breach under the Franchise or would allow the Franchise Authority to cancel or
22 terminate the rights thereunder, except upon the expiration of the full term of the Franchise.
23
SECTION 3.
Following the Transactions, Franchisee may transfer the System
24 andlor the Franchise, or control related thereto, to any entity controlling, controlled by, or under
25 common control with Franchisee.
26
SECTION 4.
The Franchise Authority hereby consents to and approves the
27 assignment, mortgage, pledge, or other encumbrances, ifany, of the Franchise, the System, or assets
28 relating thereto, as collateral for a loan,
RAB/ap[Cable,Res]
2
2000-110
1 RESOLUTION OF THE MAYOR AND COMMON COUNCIL OF THE CITY OF
SAN BERNARDINO AUTHORIZING THE TRANSFER OF A CABLE TELEVISION
2 FRANCHISE FROM COMCAST CABLEVISION CORPORATION TO ADELPHIA
COMMUNICATIONS CORPORATION.
3
4
SECTION 5.
This Resolution shall be deemed effective for purposes of the
5 Transactions upon the consummation of the transactions contemplated by the Exchange Agreement.
6
SECTION 6.
This Resolution shall have the force of a continuing agreement with
7 Franchisee and Transferee, and the Franchise Authority shall not amend or otherwise alter this
8 Resolution without the consent of Franchisee and Transferee,
9
SECTION 7.
The Franchise Authority releases Comcast Corporation and each
10 of its subsidiaries, effective upon the consummation of the Transactions contemplated by the
11 Exchange Agreement, from all obligations and liabilities under the Franchise that accrue on and after
12 the consummation of the Transactions contemplated by the Exchange Agreement; provided that the
13 Franchisee shall be responsible for any obligations and liabilities under the Franchise that accrue on
14 and after the consummation of the Transactions contemplated by the Exchange Agreement.
15
III
III
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III
RAB/ap[Cable.Res] 3
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2000-110
1 RESOLUTION OF THE MAYOR AND COMMON COUNCIL OF THE CITY OF
SAN BERNARDINO AUTHORIZING THE TRANSFER OF A CABLE TELEVISION
2 FRANCHISE COMCAST CABLEVISION CORPORATION TO ADELPHIA
COMMUNICATIONS CORPORATION.
3
4 I HEREBY CERTIFY that the foregoing resolution was duly adopted by the Mayor and
5 Common Council of the City of San Bemardino at a j oint regular meeting thereof, held on
6 the 15tbday of
7
May
, 2000, by the following vote, to wit:
8
COUNCIL MEMBERS: AYES NAYS ABSTAIN ABSENT
ESTRADA x
LIEN x
McGINNIS x
SCHNETZ x
SUAREZ x
ANDERSON x
McCAMMACK x
9
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R~i~~rk~
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The foregoing resolution is hereby approved thisl~.h&y of May ,2000.
~~~-
20
21
Esther Estrada
Mayor Pro Tem
22
23
Approved as to
form and legal content:
24
JAMES F. PENMAN
CITY ATTORNEY
25
B~j~
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RAB/ap[Cable,Res]
4
Federal Communications Commission
Washington, DC 20554
2000-110
FCC 394
APPLICATION FOR FRANCHISE AUTHORITY
CONSENT TO ASSIGNMENT OR TRANSFER OF CONTROL
OF CABLE TELEVISION FRANCHISE
Approved By OMB'
3060-0573
FOR FRANCHISE AUTHORITY USE ONLY
SECTION I. GENERAL INFORMATION
DATE 02/29/00
1. Community Unit Identification Number: CAO 263
2. Application for:
o Assignment of Franchise
!XI Transfer of Control See Exhibi t 1
3, Franchising Authority: Ci ty of San Bernardino
4. Identify community where the system/franchise that is the subject of the assignment or transfer of control is located:
San Bernardino
5. Date system was acquired or (for system's constructed by the transferor/assignor) the date on
which service was provided to the first subscriber in the franchise area:
6. Proposed effective date of closing of the transaction assigning or transferring ownership of the
system to transferee/assignee:
No longer applicable
As soon as
7. Attach as an Exhibit a schedule of any and all additional information or material filed with this
application that is identified in the franchise as required to be provided to the franchising
authority when requesting its approval of the type of transaction that is the subject of this
application,
PART I - TRANSFEROR/ASSIGNOR
1. Indicate the name, mailing address, and telephone number of the transferor/assignor.
Legal name of Transferor/Assignor (if individual, list last name first)
Comcast Cablevision Corporation of California
Assumed name used for doing business (if any)
Mailing street address or P.O. Box
1500 Market streetl 32nd Floor
City State
Philadel hia PA
ZIP Code
19102
Telephone No. (include area code)
(215) 665-1500
2. (a) Attach as an Exhibit a copy of the contract or agreement that provides for the assignment or
transfer of control (including any exhibits or schedules thereto necessary in order to understand the
terms thereof). If there is only an oral agreement, reduce the terms to writing and attach.
(Confidential trade, business, pricing or marketing information, or other information not otherwise
publicly available, may be redacted).
(b) Does the contract submitted in response to (a) above embody the full and complete agreement
between the transferor/assignor and the transferee/assignee?
If No, explain in an Exhibit.
FCC 394 (Page 1)
ossible
Exhibit No,
N/A
Exhibit No.
1
IXI Yes D No
Exhibit No,
N/A
September 1996
PART II - TRANSFEREE/ASSIGNEE
2000-110
1. (a) Indicate the name, mailing address, and telephone number of the transferee/assignee,
Legal name of Transferee/Assignee (if individual, list last name first)
Clear Cablevision, Inc.
Assumed name used for doing business (if any)
Mailing street address or P,O. Box
1 North Main street
City State ZIP Code Telephone No, (Include area code)
Coudersport PA 16915 (814 ) 274-9830
(b) Indicate the name, mailing address, and telephone number of person to contact, if other than transferee/assignee.
Name of contact person (list last name first)
Randall D. Fishert Esq.
Firm or company name (if any)
Adelphia Communications Corporation
Mailing street address or P.O, Box
1 North Main Street
City State ZIP Code Telephone No, (include area code)
Coudersport PA 16915 (814) 274-9830
(c) Attach as an Exhibit the name, mailing address, and telephone number of each additional person
who should be contacted, if any,
Exhibit No,
2
(d) Indicate the address where the system's records will be maintained.
Street Address
1 North Main Street
City State ZIP Code
Coudersport PA 16915
2, Indicate on an attached exhibit any plans to change the current terms and conditions of service
and operations of the system as a consequence of the transaction for which approval is sought.
Exhibit No,
3
FCC 394 (Page 2)
September 1996
SECTIGN 11. TRANSFEREE'S/ASSIGNEE'S LEGAL QUALIFICATIONS 2000-110
1. Transferee/Assignee is:
IX] Corporation a. Jurisdiction of incorporation: d, Name and address of registered
Delaware jurisdiction:
b, Date of incorporation: CSC Networks
04/04/84 1013 Centre Road
c, For profit or not-far-profit:
Profi t Wilmingtont DE 19805
0 Limited Partnership a, Jurisdiction in which formed: c. Name and address of registered
jurisdiction:
b, Date of formation:
0 General Partnership a. Jurisdiction whose laws govern formation: b, Date of formation:
0 Individual
0 Other. Describe in an Exhibit: I
2. List the transferee/assignee, and, if the transferee/assignee is not a natural person, each of its officers, directors, stock
beneficially holding more than 5% of the outstanding voting shares, general partners, and limited partners holding an
of more than 5%, Use only one column for each individual or entity. Attach additional pages if necessary, (Read carefu
lettered items below refer to corresponding lines in the following table,)
(a) Name, residence, occupation or principal business, and principal place of business. (If other than an individual, als
address and citizenship of natural person authorized to vote the voting securities of the applicant that it holds,) List the
first, officers, next, then directors and, thereafter, remaining stockholders and/or partners,
(b) Citizenship,
(c) Relationship to the transferee/assignee (e,g" officer, director, etc.).
(d) Number of shares or nature of partnership interest:
(e) Number of votes,
(f) Percentage of votes, Trans feree is a wholly-owned subsidiary of Adelphia comrnunicat
Corporation ("ACe") ; information on Attachment is for ACC
(a) (See Attachment)
(b)
(c)
(d)
(e)
(f)
FCC 394 (Page 3)
agent in
agent in
Exhibit No,
holders
equity interest
Ily - the
o show name,
applicant
ions
September 1996
2000-110
3. If ttie applicant is a corporation or a limited partnership, is the transferee/assignee formed under the
laws of, or duly qualified to transact business in, the State or other jurisdiction in which the system
operates?
If the answer is No, explain in an Exhibit.
4, Has the transfereelassignee had any interest in or in connection with an applicant which has been
dismissed or denied by any franchise authority?
If the answer is Ves, describe circumstances in an Exhibit.
5, Has an adverse finding been made or an adverse final action been taken by any court or
administrative body with respect to the transferee/assignee in a civil, criminal or administrative
proceeding, brought under the provisions of any law or regulation related to the following: any
felony; revocation, suspension or involuntary transfer of any authorization (including cable
franchises) to provide video programming services; mass media related antitrust or unfair
competition; fraudulent statements to another government unit; or employment discrimination?
If the answer is Yes, attach as an Exhibit a full description of the persons and matter(s) involved,
including an identification of any court or administrative body and any proceeding (by dates and file
numbers, if applicable), and the disposition of such proceeding,
6, Are there any documents, instruments, contracts or understandings relating to ownership or future
ownership rights with respect to any attributable interest as described in Question 2 (including, but
not limited to, non-voting stock interests, beneficial stock ownership interests, options, warrants,
debentures )?
If Ves, provide particulars in an Exhibit.
7, Do documents, instruments, agreements or understandings for the pledge of stock of the
transfereelassignee, as security for loans or contractual performance, provide that: (a) voting rights
will remain with the applicant, even in the event of default on the obligation; (b) in the event of
default, there will be either a private or public sale of the stock; and (c) prior to the exercise of any
ownership rights by a purchaser at a sale described in (b), any prior consent of the FCC and/or of the
franchising authority, if required pursuant to federal, state or local law or pursuant to the terms of
the franchise agreement will be obtained?
If No, attach as an Exhibit a full explanation,
SECTION III. TRANSFEREE'S/ASSIGNEE'S FINANCIAL QUALIFICATIONS
1. The transferee/assignee certifies that it has sufficient net liquid assets on hand or available from
committed resources to consummate the transaction and operate the facilities for three months.
2. Attach as an Exhibit the most recent financial statements, prepared in accordance with generally
accepted accounting principles, including a balance sheet and income statement for at least one full
year, for the transferee/assignee or parent entity that has been prepared in the ordinary course of
business, if any such financial statements are routinely prepared. Such statements, if not otherwise
publicly available, may be marked CONFIDENTIAL and will be maintained as confidential by the
franchise authority and its agents to the extent permissible under local law,
SECTION IV. TRANSFEREE'S/ASSIGNEE'S TECHNICAL QUALIFICATIONS
Set forth in an Exhibit a narrative account of the transferee's/assignee's technical qualifications, experience
and expertise regarding cable television systems, including, but not limited to, summary information about
appropriate management personnel that will be involved in the system's management and operations, The
transferee/assignee may, but need not, list a representative sample of cable systems currently or formerly
owned or operated,
FCC 394 (Page 4)
D Ves [ZJ No
Exhibit No,
4
D Ves [ZJ No
Exhibit No,
N/A
D Ves [ZJ No
Exhibit No,
N/A
D Ves [ZJ No
Exhibit No,
N/A
D Ves [ZJ No
Exhibit No,
5
[ZJ Ves D No
Exhibit No.
6
Exhibit No,
7
September 1996
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2000-110
SECTION V - CERTIFICATIONS
Part I - Transferor/Assignor
All the statements made in the application and attached exhibits are considered material representations, and all the Exhibits
are a material part hereof and are incorporated herein as if set out in full in the application.
Signature
I CERTIFY that the statements in this application are true,
complete and correct to the best of my knowledge and belief and
are made in good faith,
Date
WILLFUL FALSE STATEMENTS MADE ON THIS FORM ARE 2/28/00
PUNISHABLE BY FINE AND/OR IMPRISONMENT. U,S. CODE, Pnntfull name
TITLE 18, SECTION 1001. stanley Wang
Check appropriate classification:
D Individual D General Partner
E] Corporate Officer D
Other. Explain:
(Indicate Title)
Executive Vice President
Part II - Transferee/Assignee
All the statements made in the application and attached Exhibits are considered material representations, and all the Exhibits
are a material part hereof and are incorporated herein as if set out in full in the application.
The transferee/assignee certifies that helshe:
(a) Has a current copy of the FCC's Rules governing cable television systems.
(b) Has a current copy of the franchise that is the subject of this application, and of any applicable state laws or local
ordinances and related regulations.
(c) Will use its best efforts to comply with the terms of the franchise and applicable state laws or local ordinances and related
regulations, and to effect changes, as promptly as practicable, in the operation system, if any changes are necessary to cure
any violations thereof or defaults thereunder presently in effect or ongoing.
Signature
I CERTIFY that the statements in this application are true,
complete and correct to the best of my knowledge and belief and
are made in good faith.
Date
WILLFUL FALSE STATEMENTS MADE ON THIS FORM ARE
PUNISHABLE BY FINE AND/OR IMPRISONMENT. U.S. CODE, Print full name
TITLE 18, SECTION 1001,
Check appropriate classification: D
D Individual D General Partner Corporate Officer D Other. Explain:
(Indicate Title)
FCC 394 (Page 5)
September 1996
2000-110
SECTION V - CERTIFICATIONS
Part I - Transferor/Assignor
All the statements made in the application and attached exhibits are considered material representations, and all the Exhibits
are a material part hereof and are incorporated herein as if set out in full in the application.
Signature
I CERTIFY that the statements in this application are true,
complete and correct to the best of my knowledge and belief and
are made in good faith.
Date
WillFUL FALSE STATEMENTS MADE ON THIS FORM ARE
PUNISHABLE BY FINE AND/OR IMPRISONMENT. U.S. CODE, Print full name \
TITLE 18, SECTION 1001. Stanley Wang
Check appropriate classification:
D Individual D General Partner 0 Corporate Officer D Other. Explain:
(Indicate Title)
Executive Vice President
Part II - Transferee/Assignee
All the statements made in the application and attached Exhibits are considered material representations, and all the Exhibits
are a material part hereof and are incorporated herein as if set out in full in the application.
The transferee/assignee certifies that he/she:
(a) Has a current copy of the FCC's Rules governing cable television systems.
(b) Has a current copy of the franchise that is the subject of this application, and of any applicable state laws or local
ordinances and related regulations.
(c) Will use its best efforts to comply with the terms of the franchise and applicable slate laws or local ordinances and related
regulations, and to effect changes, as promptly as practicable, in the operation system, if any changes are necessary to cure
any violations thereof or defaults thereunder presently in effect or ongoing.
Signature
I CERTIFY that the statements in this application are true, ~,e.
complete and correct to the best of my knowledge and belief and F~
are made in good faith.
Date ~/~t/ /U-~eJ
WillFUL FALSE STATEMENTS MADE ON THIS FORM ARE
PUNISHABLE BY FINE ANDIOR IMPRISONMENT. U.S. CODE, Print full name
TITLE 18, SECTION 1001. Randall D, Fisher
Check appropriate classification:
D Individual D General Partner 0 Corporate Officer D Other. Explain:
(Indicate Title)
Vice President
FCC 394 (Page 5)
September 1996
2000-110
Exhibit I
OVERVIEW OF PROPOSED TRANSACTION
AND EXCHANGE AGREEMENT
115161.1
2000-110
rAKl l' r1".~",L1AL 1!'j~UK.~ATlUI\
hem 1. Finane-Ia! StatelmOh
"DELPHIA CO~UNlCATJONS CORPORATION A....D SliBSlDlA.IUES
CO!>.1lE:-ISED COMOLlDATED BALA.'C.E SHEETS IT:naudHed)
(Dollu, '" thous&llds, ~xcep' sbare """'UDts)
De..:emlxr 31,
:998
.~SSETS
Prop'=f1). plant and C:QWPmclU . Dc-t
IntangIble assets . D.~r
Cash ~d cash cqW\lalC'Ilt$
L S gO>==1 SecunllC' - pledged
Iu\;esancnts
Subscnbtr rC'cC'l",abln - nee
Prepaid expenu. iIId OD1or ..""IS' ""I
fn>cs=nr '" iIId amoUDIS due lTom Olympus
Rr:larc:d p~ fec:c:wablC<i - ncr
To..1
S 1,207,655
1.029.159
398,644
58.054
196.893
53,911
114.62S
19\.408
44,108
S 3,194.457
Sc-p:C':'.lC:er ~O
1999
:) l.n:'i~~'
I.l; 3. 70S
893,191
29,451
143,644
9....15.;
16-;,067
;.:,.61
96,611
S 4,941.362
LIABILITIES. PREFERRED STOCK COMMON STOCK AND
OTHER. STOCKHOLDERS' EQUITY IDEFICIF.NCYI
Sl.ibsichAr) debe S 1.717,240 S U61.03.
Parent Qcbt 1,810,212 2.406,342
AccountS pay.ble 96.985 96.240
Sub,cnber .d>"""c payments and d.:po.HS 19.317 10,13.3
Accrued UltrfC'St and other Iaabwnts 137.l31 136.925
o.,fmcd mco"", Ii"es 109,609 ; 02,946
T olallutbilincs 3,890,554 .a,324,424
~l.Ilunr:r lJltc~SU 48.784 4.133
Adelplua Bu,mcss SoluuollS Redccmallle E""hlm,cable Prefmed SlOCk 228.674 252,261
13'l', Senes B Cutculati>e Redeemable EAcbaD&elblr Preferred SlOCk 148.191 :48,320
Coml!l1UnenlS and conongeocln (NOle 8)
Con>.rllble preferred SIOCk, common Slock aDd
other stockholden' equIty (deficlelXY)'
8 1/8% Se"es C con>ertlblr prefmed srock (Sloo,ooo bquiclaaon preference) 1
5 112% Senes D con>ernble preferred srock ($575-.000 bqw<Iaaon preference) 29
CI." A common Slock. $.01 par val"", 200,000,000 sharn .whori2cd,
J 1,258,843 iIId 51.416.867 ;bares lSS""d. r..pe""..ly 313 514
Cl... B common stock, SOl par value. 25,000.000 sham aurhon2ed.
10,834.476 shares IS5llC<i aDd OI1ISlllDd1ng 1O~ 108
Addmoll41 paId-In caplral 738.102 2,302.44.
AL'curnu1aud defieu (1,760.270) (1.883,560)
CLass A common STOCI: bold m c.cra'" \58.099)
TICiSW)> 'Iock. al c"'.. 0 and 1,091,524 shares of Cia.. A common .to<:k iUld
o iUld 20.000 shates 01"8 1/8% Sones C cOllverub1e pretro-cd.lOCk. respecnvely (l49.21l)
Converuble preferred s_k. common SlOCl: and
other stockholders' eqUIty (defiei_y) (l,021,74b) 212,224
Toral S 3.294.4S7 $ 4.941.361
See DoteS to cOD~d consoluhtcd finaocl.11 Statements..
3
2000-110
...oElJ'HL'\ CO~"ItfNICATIO:-;S CORPORA nON A.'ID SLllS10lARlES
CO~Of.!'iSEO CONSOLIDA TED STATEMENTS Of OpERA T10SS (t.:na"d,..d I
(Dollars in thous.i.llCb. C'X.CC'pt peT share imounb)
Thtee Months E oded ~J.n': !l.1onth~ Ended,
September 30, SC'iJ{~mbcr 30.
1~9~ 1999 1998 1999
Re\e:lUc:'5; S 169,387 S HO.320 S 4;2,680 S 6-~5 :...
Opera:lnj; cxp<n>cs:
Olf<<1 operaWl~ .nd prollflllNllllla 56,595 79.623 150.697 ~ ~ 9 553
s.-11ln~, g<""ral and ,drnuuSll1lll,< 33,043 75,303 87,SOO 1;J6.u30
Depr(cLlltlon ane! amatuz;lQOu ~6.0S3 65.639 12;.113 IS6,I90
Total 1:l~ 721 220,565 "6 ~ 610 59i.7"'}
Op<rallna 1n<0_ 33 666 19.755 89,07U 51041
Olh<r "'<0_ (e~pense),
?nom} ""eSlmOnl lIlA:omt from Olympus 12,000 12,000 36,000 30,000
Oilier ""'OllIe 113 1,113
TnWlltSyexpclUc' . Ikt (6),317) (59,976) ( 10'.625) (l91."~)
Eqwt}" In loss ofOlympus Olld olbet JOIDI vcnlUros (14,803 ) (22,305 ) (~9.IS8) (60,240)
EqUlt}" In loss of Adelp/W& aoa"'.... Solunons JOlDt VCDlUrc' (2.614) (2~6) (9,487) (7.)401
Momont)' Ull:C're:llt in net Josses of SUbslChand ~,543 12,755 14,003 3S,~15
.'\dclph.. 8us_.. SolUlIOllS prefened ..<><:k di"dmcls (7.166) (8,108) (20,800 ) (:!3,SS7)
Gun on ~Ie of LD'f'esrrncru: 1520 2.354
Total (07.244\ (05,S80) 1212.6431 (205.157)
Loss before llI<:O"'" taxes and exuaorcliDal) loss (33,57~) (46,125) (123,573) (124.716)
!neo",", tax (<X~) bcaefil t8S!} 3,580 10,927 7626
Loss before extraotdLDary Jo:b (34.430) (42,545) (112,646) (117.090)
E~tr.or<l1nary 10.. on early relirelIlCDl of ~bl (1.733\ (4.337) 110,0171
NC't lass (36,163) (~2,545) ( 116,9831 (12',117)
OlVldend reqwremenlS appucobk 10 profmed stoCk (6.906) 11~.332) 120,6641 127.332.
~.t 10$5 apPUcable to cormnon stoCkhol~" S 143.069) S (56.877) S 1137.647) S ( 1 ;4.4491
anlC and diluted ~t loss per ..e'sJued avenae share of
common stock before exlrlOrdmal) loss S (I.16) S (095) S (4.12) S (2,;6)
auie and cl11uled extnorWnaty loss em early tetlrCJnnlt of
deb, per ",e,pled a,enso sIlarc of eOmDll>n STOCk (005. 10131 (018\
8..,c and dilUltd cellos< per ..cud.." averalt. share
of common ~1OCk S (! 2\) S (0,95) S 14.251 S f2 i~)
W(:l!;hl~U !:I.1tC'ra1&,C' shares of common sax.:k
oUlSWld.na (ID tbouSIIlds) 35 533 60.163 32.418 56.329
See 1lO1tS to condensecl COllSOudated fizwIe1al 'lalemenlS.
4
2000-110
. Federal Communications Commission
Washington, DC 20554
FCC 394
Approved By OMB
3060-0573
APPLICATION FOR FRANCHISE AUTHORITY
CONSENT TO ASSIGNMENT OR TRANSFER OF CONTROL
OF CABLE TELEVISION FRANCHISE
FOR FRANCHISE AUTHORITY USE ONLY
SECTION I. GENERAL INFORMATION
OATE 02/29/00
1, Community Unit Identification Number: CAO 263
2, Application for:
D Assignment of Franchise
IZI Transfer of Control See Exhibit 1
3, Franchising Authority: C i t V 0 f San Bernardino
4, Identify community where the system/franchise that is the subject of the assignment or transfer of control is located:
San Bernardino
5. Date system was acquired or (for system's constructed by the transferor/assignor) the date on
which service was provided to the first subscriber in the franchise area: No longer applicable
6, Proposed effective date of closing of the transaction assigning or transferring ownership of the
system to transferee/assignee: As soon as oossible
7. Attach as an Exhibit a schedule of any and all additional information or material filed with this
application that is identified in the franchise as required to be provided to the franchising
authority when requesting its approval of the type of transaction that is the subject of this
application.
Exhibit No.
N/A
PART 1- TRANSFEROR/ASSIGNOR
1. Indicate the name, mailing address, and telephone number of the transferor/assignor.
Legal name of Transferor/Assignor (if individual, list last name first)
Comcast Cablevision Corporation of California
Assumed name used for doing business (if any)
Mailing street address or P.O. Box
1500 Market Street, 32nd Floor
City State ZI P Code Telephone No. (include area code)
Philadelohia PA 19102 (215) 665-1500
2. (a) Attach as an Exhibit a copy of the contract or agreement that provides for the assignment or
transfer of control (including any exhibits or schedules thereto necessary in order to understand the
terms thereof). If there is only an oral agreement, reduce the terms to writing and attach.
(Confidential trade, business, pricing or marketing information, or other information not otherwise
publicly available, may be redacted),
Exhibit No.
1
(b) Does the contract submitted in response to (a) above embody the full and complete agreement
between the transferor/assignor and the transferee/assignee?
[X] Yes D No
Exhibit No.
If No, explain in an Exhibit.
N/A
FCC 394 (Page 1)
September 1 996
(b) Indicate the name, m
2000-110
SSIGNEE
ailing address, and telephone number of the transferee/assignee,
ignee (if individual, list last name first)
Inc.
g business (if any)
Box
t
State ZIP Code Telephone No. (include area code)
PA 16915 (814 ) 274-9830
ailing address, and telephone number of person to contact, if other than transferee/assignee,
ast name first)
, Esa.
)
tions CorDoration
Box
t
State ZIP Code Telephone No. (include area code)
PA 16915 (814 ) 274-9830
he name, mailing address, and telephone number of each additional person Exhibit No,
ted, if any, 2
here the system's records will be maintained,
t
State ZIP Code
PA 16915
ibit any plans to change the current terms and conditions of service I I
m as a consequence of the transaction for which approval is sought. Exhibit No,
3
September 1996
PARr II - TRANSFEREE/A
1, (a) Indicate the name, m
Legal name of Transferee/Ass
Clear Cablevision,
Assumed name used for doin
Mailing street address or P,O.
1 North Main Stree
City
Coudersport
Name of contact person (list I
Randall D. Fisher
Firm or company name (if any
Adel hia Communica
Mailing street address or P,O,
1 North Main Stree
City
Couders ort
(c) Attach as an Exhibit t
who should be contac
(d) Indicate the address w
Street Address
1 North Main Stree
City
Coudersport
2. Indicate on an attached exh
and operations of the syste
FCC 394 (Page 2)
2000-110
SECTION II. TRANSFEREE'S/ASSIGNEE'S LEGAL QUALIFICATIONS
1. Transferee/Assignee is:
IZJ Corporation
a, Jurisdiction of incorporation: d, Name and address of registered agent in
Delaware jurisdiction:
b, Date of incorporation: CSC Networks
04/04/84 1013 Centre Road
c. For profit or not-for-profit:
Profit Wilmingtont DE 19805
o Limited Partnership
a, Jurisdiction in which formed: c. Name and address of registered agent in
jurisdiction:
b, Date of formation:
o
o
o
General Partnership
8. Jurisdiction whose laws govern formation:
b, Date of formation:
Individual
Other, Describe in an Exhibit.
Exhibit No.
2. List the transferee/assignee, and, if the transferee/assignee is not a natural person, each of its officers, directors, stockholders
beneficially holding more than 5% of the outstanding voting shares, general partners, and limited partners holding an equity interest
of more than 5%. Use only one column for each individual or entity, Attach additional pages if necessary. (Read carefully - the
lettered items below refer to corresponding lines in the following table.)
(a) Name, residence, occupation or principal business, and principal place of business. (If other than an individual, also show name,
address and citizenship of natural person authorized to vote the voting securities of the applicant that it holds,) List the applicant
first, officers, next, then directors and, thereafter, remaining stockholders and/or partners,
(b) Citizenship.
(c) Relationship to the transferee/assignee (e,g,. officer, director, etc.).
(d) Number of shares or nature of partnership interest.
(e) Number of votes.
(f) Percentage of votes. Transferee is a wholly-owned subsidiary of Adelphia Communications
Corporation ("ACe"); information on Attachment is for Ace
(a) (See Attachment)
(b)
(c)
(d)
(e)
(f)
FCC 394 (Page 3)
September 1996
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2000-110
3, It"the applicant is a corporation or a limited partnership, is the transferee/assignee for
laws of, or duly qualified to transact business in, the State or other jurisdiction in whic
operates?
If the answer is No, explain in an Exhibit.
4, Has the transferee/assignee had any interest in or in connection with an applicant wh
dismissed or denied by any franchise authority?
If the answer is Yes, describe circumstances in an Exhibit.
5. Has an adverse finding been made or an adverse final action been taken by any court
administrative body with respect to the transferee/assignee in a civii, criminai or admi
proceeding, brought under the provisions of any law or regulation related to the foilow
felony; revocation, suspension or involuntary transfer of any authorization (including c
franchises) to provide video programming services; mass media related antitrust or u
competition; fraudulent statements to another government unit; or employment discrim
If the answer is Yes, attach as an Exhibit a full description of the persons and matter(
including an identification of any court or administrative body and any proceeding (by
numbers, if applicable), and the disposition of such proceeding,
6, Are there any documents, instruments, contracts or understandings relating to owners
ownership rights with respect to any attributable interest as described in Question 2 (i
not limited to, non-voting stock interests, beneficial stock ownership interests, options
debentures)?
If Yes, provide particulars in an Exhibit.
7, Do documents, instruments, agreements or understandings for the pledge of stock of
transfereelassignee, as security for loans or contractual performance, provide that: (a
wiil remain with the applicant, even in the event of default on the obligation; (b) in the
default, there will be either a private or public sale of the stock; and (c) prior to the exe
ownership rights by a purchaser at a sale described in (b), any prior consent of the FC
franchising authority, if required pursuant to federal, state or local law or pursuant to t
the franchise agreement will be obtained?
If No, attach as an Exhibit a fuil explanation,
SECTION III. TRANSFEREE'SIASSIGNEE'S FINANCIAL QUALIFICATIONS
1, The transfereelassignee certifies that it has sufficient net liquid assets on hand or ava
committed resources to consummate the transaction and operate the faciiities for thre
2. Attach as an Exhibit the most recent financial statements, prepared in accordance wit
accepted accounting principles, including a balance sheet and income statement for a
year, for the transfereetassignee or parent entity that has been prepared in the ordina
business, if any such financial statements are routinely prepared. Such statements, if
publicly available, may be marked CONFIDENTIAL and will be maintained as confide
franchise authority and its agents to the extent permissible under local law.
SECTION IV. TRANSFEREE'S/ASSIGNEE'S TECHNICAL QUALIFICATIONS
Set forth in an Exhibit a narrative account of the transferee'slassignee's technical qualificat
and expertise regarding cable television systems, including, but not limited to, summary inf
appropriate management personnel that will be involved in the system's management and
transferee/assignee may, but need not, list a representative sample of cable systems curre
owned or operated.
FCC 394 (Page 4)
med under the 0 Yes IZl No
h the system
Exhibit No.
4
ich has been 0 Yes IZl No
Exhibit No,
N/A
or 0 Yes IZl No
nistrative
ing: any
able
nfair
ination?
s) involved, Exhibit No,
dates and file N/A
hip or future 0 Yes IZl No
ncluding, but
I warrants,
Exhibit No,
N/A
the 0 Yes IZl No
) voting rights
event of
rcise of any
C and/or of the
he terms of
Exhibit No.
S
Hable from IZl Yes 0 No
e months,
h generaily Exhibit No.
t least one fuil 6
ry course of
not otherwise
ntial by the
ions, experience Exhibit No.
ormation about 7
operations, The
ntly or formerly
September 1996
2000-110
SECTION V - CERTIFICATIONS
Part I - TransferortAssignor
All the statements made in the application and attached exhibits are considered material representations, and all the Exhib
are a material part hereof and are incorporated herein as if set out in full in the application.
Signature
I CERTIFY that the statements in this application are true,
complete and correct to the best of my knowledge and belief and
are made in good faith.
Date
WillFUL FALSE STATEMENTS MADE ON THIS FORM ARE 2/28/00
PUNISHABLE BY FINE AND/OR IMPRISONMENT. U.S. CODE, Print full name
TITLE 18, SECTION 1001. Stanley Wang
Check appropriate classification:
o Individual 0 General Partner
EJ Corporate Officer 0
(Indicate Title) Other. Explain:
Executive Vice President
Part II - Transferee/Assignee
All the statements made in the application and attached Exhibits are considered material representations, and all the Exhib
are a material part hereof and are incorporated herein as if set out in full in the application.
The transferee/assignee certifies that helshe:
(a) Has a current copy of the FCC's Rules governing cable television systems.
(b) Has a current copy of the franchise that is the subject of this application, and of any applicable state laws or local
ordinances and related regulations.
(c) Will use its best efforts to comply with the terms of the franchise and applicable state laws or local ordinances and rela
regulations, and to effect changes, as promptly as practicable, in the operation system, if any changes are necessary to cu
any violations thereof or defaults thereunder presently in effect or ongoing.
Signature
I CERTIFY that the statements in this application are true,
complete and correct to the best of my knowledge and belief and
are made in good faith.
Date
WillFUL FALSE STATEMENTS MADE ON THIS FORM ARE
PUNISHABLE BY FINE ANDIOR IMPRISONMENT. U.S. CODE, Pnntfull name
TITLE 18, SECTION 1001.
Check appropriate classification:
o Individual D
D
Corporate Officer
(Indicate Title)
D Other. Explain:
General Partner
FCC 394 (Page 5)
Septembe
its
its
ted
re
r 1996
--
2000-110
SECTION V - CERTIFICATIONS
Part I - Transferor/Assignor
All the statements made in the application and attached exhibits are considered material representations, and all the Exhibits
are a material part hereof and are incorporated herein as if set out in full in the application.
Signature
I CERTIFY that the statements in this application are true,
complete and correct to the best of my knowledge and belief and
are made in good faith.
Date
WILLFUL FALSE STATEMENTS MADE ON THIS FORM ARE
PUNISHABLE BY FINE AND/OR IMPRISONMENT. U.S. CODE, Print full name '
TITLE 18, SECTION 1001. Stanley Wang
Check appropriate classification:
D Individual D General Partner G Corporate Officer D Other. Explain:
(Indicate Title)
Executive Vice President
Part II - Transferee/Assignee
All the statements made in the application and attached Exhibits are considered material representations, and all the Exhibits
are a material part hereof and are incorporated herein as if set out in full in the application.
The transferee/assignee certifies that he/she:
(a) Has a current copy of the FCC's Rules governing cable television systems.
(b) Has a current copy of the franchise that is the subject of this application, and of any applicable state laws or local
ordinances and related regulations.
(c) Will use its best efforts to comply with the terms of the franchise and applicable state laws or local ordinances and related
regulations, and to effect changes, as promptly as practicable, in the operation system, if any changes are necessary to cure
any violations thereof or defaults thereunder presently in effect or ongoing.
Signature
I CERTIFY that the statements in this application are true, ~,e.
complete and correct to the best of my knowledge and belief and F~
are made in good faith.
Date z7~'-I 7u-~ e)
WILLFUL FALSE STATEMENTS MADE ON THIS FORM ARE
PUNISHABLE BY FINE AND/OR IMPRISONMENT. U.S. CODE. Print full name
TITLE 18, SECTION 1001. Randall D. Fisher
Check appropriate classification:
D Individual D General Partner G Corporate Officer D Other. Explain:
(Indicate Title)
Vice President
FCC 394 (Page 5)
September 1996
2000-110
YAKI 1- r11'o.-\.....UAL INtUK.\1ATlUJ\
Irt!m 1. Financial Sr2reawoh
ADELPHIA COM~lL'NJCAT10NS CORPORATIOJ\ AND St.JBSIDL4JUES
cm..nE:-ISED CONSOLIDATED BAL"",,"CE SlifETS (I:naudlled)
(DoUars UI tbousan<!<, '''cpt 'bare lIItlOunts)
Decemb,:r 31.
1998
.~SSETS,
Propert). plant ind eqwprocw ~ Ol:t
Intangible assets . n~[
Cash and cash cqw"alents
L S gO"C'%'TUlle'nt secunTlts . pJedgt'd
IU\iest:ments
S\.lbscnb<:r rC'cc1\.ables - net
Pr"1'aJd ..penses illld otb" ",,""IS. nel
Inves=m UI and amounlS elue from Olympus
Rfl.uc-d pm)' rc:celvablc'i . ocr
To...1
S 1.207,655
1,029,159
398.644
58,054
196,893
53,911
114,625
191.408
44.108
$ 3,194,457
Scp:C':"..lt:er ~O
1999
') L;~;'r5
1.153.70.
393,191
29,451
143,644
9-.154
16-;,06~
54: ,461
96,611
S 4,941,361
LIABILITIES. PREFERRED STOCK COMMO" STOCK A!'<D
OTHER STOCKHOLDERS' fOUlTY IDEFICIF.~CY),
SubsidlAJ')' debc S 1,717,240 $ 1.561.83.
Parent debt 1,810,212 2.406,342
Accounts payable 96,985 96,240
Sub,cnber ad,llIlCc pajllllCoI' and el<poSlTS 19.317 20,133
Accrued ultl:'rest and other liabilitIes 137,131 136.925
D<:fmcel meow t.1xes 109.609 ;02.946
T olal It.biliaes 3,890,554 4,324,424
~lIlunf>' UltC'r~su 48.784 4,133
Adelphia aUSUleSS Soluuons !l.edeemable E,,<I11IIl~eab1c PrcfelTeel SIOC. 128.674 252.261
1 3 % Serio< a Cumulati_c kdeemable E"chao&~.b1c Pt<ferreel Stock 148,191 :48.320
CommHmonr, ,.ruJ connogenc,.. (Nore 8)
Conv~rt1blc:' prcfc-rred Stock. common sruck aDd
other slocl<holde,,' equIty (eldicleIlcy)'
8 1/8% S.rlOs C cOIl><rublc prefened STock (5100,000 llquidaaon preference) 1
5 111% Sencs D cOIl'.rub~ preferred stock (5575,000 llqwdauon prelCroncc) 29
Cia" A common STOC', $.01 par val~, 200,000,000 shares allrhorizod,
31.258,843 aod 51,41~.867 ,bares lSSllCd,lc5peCll>ely 313 514
Class B common 'Ioel<. $.01 par value, 25,000,000 shares authon2ed,
10,834,476 shar.. ISSlIed Olld OUISllU1<liDg 1O~ 108
Adelmonal palel-ID caplt.11 738.102 2.302,444
A,-cumuJateel delicll ( 1,760,270) ( 1.883,560)
Class A common srocl: held III C'CTO'" 158,099)
TreasUT)> STOC'. II COSI, 0 aod 1,091,524 shares of Class A commnIl stock and
o aoel 20,000 shares of 8 1/8% Sene. C coov.rtlb~ prdi:ned Sloel<. respecnvely (149.213)
COllveruble pr~t<lTcd .lOCl<. cOll1lllOn SIOCI: aod
other stoclcholelers' eqwry lddicicncy) (l,021.74b) 212,124
TOla1 $ 3.294,457 $ 4,941.362
SC'e DOles to condl-w:ed consohdatcd fin.aOC131 St,3temt'DU.
3
2000-11 0
.AJ)ELPHL'I. COM,\.flI:\ilCATIO:-;S CORPORA nON A.'ID SUISIDlARJES
CO:-.iDf.!'SED CONSOLIDATED STATEMENTS Of OI'ERAT10~S (t:naud.<<JI
(Dollars in thousa.a.~. rx.l:cpt ~ share amoucb)
TIu-ee Months Ended ~':I11~ ~lonth~ Ence.:i
September 30. Stp!<:mbcr 30.
1~9~ 1999 1998 1999
Re\"e::w~s S 169,387 S 240,320 5 452.680 S 672'; :4
Opera~ expellSCs:
Dltect opcnu.c~ and pro~rlIlllllUlG 56,S95 79.623 150.697 ~;9 553
S<-llm!!l:. gC'D.eral and Jdnwustn.ove 33,043 75.303 87,800 1 S6.U30
Depr~cwoon and amolt12:lnou 46.083 65.639 125,113 1S6,l90
Total 1:15721 220.565 36' 610 59i.7-3
ap.",oog mcome 33 666 19,755 89,070 81.041
Othrr ",come (e~pense).
PnOnt~ ",,,sanent mcome from Olyrcpus 12,000 12,000 36,000 36.000
Other income 113 UlJ
InureSl expcZUC' . Dc't (63.317) (59,976) (1"',625) (191."59)
EqUlll' In loss ofOlyrcpus and olber JOIDt ventures (14,803 ) (22,305) (49,158) (60,HO)
Eqult) mloss of AdelphU Su~uness SolunoQ5 JOUlt ventureS (2.614) (246) (9,487) ( 7)401
Minority lDtc:-te:.t in net losses of SUbSlcbu1.:s 8,543 12,755 14,003 38,815
.'\delphll BUSUlC'SS Soluaons prefel1'cd suxk. di\ldends (7,166) (8,108) (20,806) (23.537)
Ga,1Il on ~Ie of lllvesrmcnt I 520 2.354
Tot>1 (67.244) (65,880) (212.6431 (205.757)
1.os5 before UlCO,,", taxC$ and exttaordmary loss (33,578) (46,125) (123.573) (124.716)
Inco",", tax (expe""') bcnefil (852) 3,580 10,927 7626
Loss before extraotdUW'y Jo:.:s (34,430) (42,545) 012,646) (117.090)
EXll:.orWnary 10" on e.rl~ retirement of debl fl.733) (4.337) 110.027)
N~r toss (36,163) (42,545) 1116,983) 1127,117)
DI"'ldmd requuement$ appul.:Mbli: to preferred. stock (6.906) 114.332) 120.66-+1 (27.3321
Netlo5S apphcable to common slOCkholder.; $ (43.0691 $ (56,877) $ (137.6471 S ( 1540449)
a.Slc and dIluted nelloss p<T ..elgluod avenae share of
common slock before eXll1lOrcbnary loss S (1.16) $ (095) $ (4.12) $ (2.56)
auic and diluted exttaorduw} 10.. on early retirement of
debt per ..elghted avcngc sbarc of common slOck (0051 10131 (0181
aos" and diluted ner loss per ""'Kllled avenj:e share
of coavnon Stock. S fl 21) $ (0,95) S (4,251 $ (2 i~)
W(I~lcJ s"'C'ra~e sAans of C'ommon ;ux:k
oUlSW1dlOg ("' tbouSOllds) 35 533 60.163 32.418 56,329
See llOtCS to condensed consohdared f=w statements.
4